NRG

SEC source: 0001225208-23-006052 · doc4.xml · nonDerivative · entry 1

Patel Rasesh M. · CIK 0001735576 · Exec VP, Vivint

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,825

F1 · price: On March 10, 2023, the Reporting Person's outstanding Restriced Stock Units ("RSUs"), originally granted on May 16, 2022, converted to 410,345 RSUs under NRG Energy, Inc.'s Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On May 16, 2023, 127,349 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the tax withholding obligation. This form reflects the surrender of 53,711 shares of common stock to satisfy this obligation.

SEC source: 0001225208-23-005374 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,218,156

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 7,288 dividend equivalent rights.

SEC source: 0001225208-23-005378 · doc4.xml · nonDerivative · entry 1

Patel Rasesh M. · CIK 0001735576 · Exec VP, Vivint

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439,536

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 320 dividend equivalent rights.

SEC source: 0001225208-23-005377 · doc4.xml · nonDerivative · entry 1

Moser Christopher · CIK 0001726304 · EVP, Head of Com Mkts & Policy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,516

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,002 dividend equivalent rights.

SEC source: 0001225208-23-005373 · doc4.xml · nonDerivative · entry 1

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,431

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,021 dividend equivalent rights.

SEC source: 0001225208-23-005375 · doc4.xml · nonDerivative · entry 1

Picarello Emily · CIK 0001915504 · Vice Pres & Corp Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,311

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 382 dividend equivalent rights.

F2 · balance_after: Includes 213 shares acquired under NRG Energy, Inc.'s Employee Stock Purchase Plan since the Reporting Person's last filing date.

SEC source: 0001225208-23-005376 · doc4.xml · nonDerivative · entry 1

Killinger Elizabeth R · CIK 0001662519 · Exec VP, NRG Home

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,943

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,317 dividend equivalent rights.

F2 · balance_after: Includes 91 shares acquired under NRG Energy, Inc.'s Employee Stock Purchase Plan since the Reporting Person's Last filing date.

SEC source: 0001225208-23-005372 · doc4.xml · nonDerivative · entry 1

Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,306

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,660 dividend equivalent rights.

SEC source: 0001225208-23-005371 · doc4.xml · nonDerivative · entry 1

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,567

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,042 dividend equivalent rights.

SEC source: 0001225208-23-005370 · doc4.xml · nonDerivative · entry 1

Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,286

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 908 dividend equivalent rights.

SEC source: 0001225208-23-005369 · doc4.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,889

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 7,414 dividend equivalent rights.

SEC source: 0001225208-23-005365 · doc4.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,157

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 11,472 dividend equivalent rights.

SEC source: 0001225208-23-005364 · doc4.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,725

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 3,011 dividend equivalent rights.

SEC source: 0001225208-23-005368 · doc4.xml · nonDerivative · entry 1

Pruner Alexandra · CIK 0001759034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,880

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,659 dividend equivalent rights.

SEC source: 0001225208-23-005367 · doc4.xml · nonDerivative · entry 1

Donohue Elisabeth B · CIK 0001707011 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,060

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,108 dividend equivalent rights.

SEC source: 0001225208-23-005366 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,292

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,754 dividend equivalent rights.

SEC source: 0001225208-23-005363 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,549

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 569 dividend equivalent rights.

SEC source: 0001225208-23-005362 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,302

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 8,437 dividend equivalent rights.

SEC source: 0001225208-23-001295 · doc4.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,275

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 6,800 dividend equivalent rights.

SEC source: 0001225208-23-001294 · doc4.xml · nonDerivative · entry 1

Pruner Alexandra · CIK 0001759034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,662

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,441 dividend equivalent rights.

SEC source: 0001225208-23-001293 · doc4.xml · nonDerivative · entry 1

Donohue Elisabeth B · CIK 0001707011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,890

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 938 dividend equivalent rights.

SEC source: 0001225208-23-001292 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,066

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,528 dividend equivalent rights.

SEC source: 0001225208-23-001291 · doc4.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,180

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 10,495 dividend equivalent rights.

SEC source: 0001225208-23-001290 · doc4.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,388

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 2,674 dividend equivalent rights.

SEC source: 0001225208-23-001287 · doc4.xml · nonDerivative · entry 1

Curci Brian · CIK 0001734640 · Exec VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,248

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 723 dividend equivalent rights.

SEC source: 0001225208-23-001289 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,497

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 517 dividend equivalent rights.

SEC source: 0001225208-23-001288 · doc4.xml · nonDerivative · entry 1

Fornaro Alberto · CIK 0001449431 · Executive Vice Pres & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,818

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1, 172 dividend equivalent rights.

SEC source: 0001225208-23-001286 · doc4.xml · nonDerivative · entry 1

Chung Bruce · CIK 0001940921 · EVP, Strategy and NRG Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,987

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 609 dividend equivalent rights.

SEC source: 0001225208-23-001285 · doc4.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,216,022

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 5,154 dividend equivalent rights.

SEC source: 0001225208-23-001284 · doc4.xml · nonDerivative · entry 1

Killinger Elizabeth R · CIK 0001662519 · Exec VP, NRG Home

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,470

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 935 dividend equivalent rights.

SEC source: 0001225208-23-001282 · doc4.xml · nonDerivative · entry 1

Picarello Emily · CIK 0001915504 · Vice Pres & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,969

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 253 dividend equivalent rights.

SEC source: 0001225208-23-001281 · doc4.xml · nonDerivative · entry 1

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,101

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 691 dividend equivalent rights.

SEC source: 0001225208-23-001283 · doc4.xml · nonDerivative · entry 1

Moser Christopher · CIK 0001726304 · EVP, Head of Com Mkts & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,293

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 779 dividend equivalent rights.

SEC source: 0001225208-23-001280 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,593

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 7,728 dividend equivalent rights.

SEC source: 0001225208-23-000293 · doc4.xml · nonDerivative · entry 2

Picarello Emily · CIK 0001915504 · Vice Pres & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,843

F2 · balance_after: On January 2, 2022, the Reporting Person was issued 5,327 RSUs by NRG under the LTIP. On January 2, 2023, 1,773 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 727 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 64 DERs vested, resulting in the Reporting Person holding 127 DERs in the aggregate.

SEC source: 0001225208-23-000293 · doc4.xml · nonDerivative · entry 1

Picarello Emily · CIK 0001915504 · Vice Pres & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,570

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.

SEC source: 0001225208-23-000289 · doc4.xml · derivative · entry 6

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,794

Underlying: Common Stock, par value $.01 per share · 34,794 shares

Expires 2026-01-02

F6 · shares: On January 2, 2023, the Reporting Person was issued 34,794 RPSUs by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions.

SEC source: 0001225208-23-000289 · doc4.xml · derivative · entry 5

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 9,372 shares

Expires 2023-01-02

F5 · derivative.exercise_price: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.

F5 · shares: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.

F5 · balance_after: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.

SEC source: 0001225208-23-000289 · doc4.xml · nonDerivative · entry 4

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,780

F4 · balance_after: On January 2, 2022, the Reporting Person was issued 7,186 RSUs by NRG under the LTIP. On January 2, 2023, 2,392 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 643 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 86 DERs vested, resulting in the Reporting Person holding 370 DERs in the aggregate.

SEC source: 0001225208-23-000289 · doc4.xml · nonDerivative · entry 3

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,423

F3 · balance_after: On January 2, 2021, the Reporting Person was issued 5,774 RSUs by NRG under the LTIP. On January 2, 2023, 1,923 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 610 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 135 DERs vested, resulting in the Reporting Person holding 456 DERs in the aggregate.

SEC source: 0001225208-23-000289 · doc4.xml · nonDerivative · entry 2

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,033

F2 · balance_after: On January 2, 2020, the Reporting Person was issued 5,425 RSUs by NRG under the LTIP. On January 2, 2023, 1,812 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 596 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 197 DERs vested, resulting in the Reporting Person holding 591 DERs in the aggregate.

SEC source: 0001225208-23-000289 · doc4.xml · nonDerivative · entry 1

Gaudette Robert J · CIK 0001505252 · Exec VP, NRG Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,629

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.

SEC source: 0001225208-23-000292 · doc4.xml · derivative · entry 6

Moser Christopher · CIK 0001726304 · EVP, Head of Com Mkts & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,998

Underlying: Common Stock, par value $.01 per share · 11,998 shares

Expires 2026-01-02

F6 · shares: On January 2, 2023, the Reporting Person was issued 11,998 RPSUs by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions.

SEC source: 0001225208-23-000292 · doc4.xml · derivative · entry 5

Moser Christopher · CIK 0001726304 · EVP, Head of Com Mkts & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 16,573 shares

Expires 2023-01-02

F5 · derivative.exercise_price: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.

F5 · shares: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.

F5 · balance_after: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.

SEC source: 0001225208-23-000292 · doc4.xml · nonDerivative · entry 4

Moser Christopher · CIK 0001726304 · EVP, Head of Com Mkts & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,077

F4 · balance_after: On January 2, 2020, the Reporting Person was issued 9,594 RSUs by NRG under the LTIP. On January 2, 2023, 3,205 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,163 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 349 DERs vested, resulting in the Reporting Person holding 563 DERs in the aggregate.

SEC source: 0001225208-23-000292 · doc4.xml · nonDerivative · entry 3

Moser Christopher · CIK 0001726304 · EVP, Head of Com Mkts & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,240

F3 · balance_after: On January 2, 2022, the Reporting Person was issued 11,016 RSUs by NRG under the LTIP. On January 2, 2023, 3,668 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,043 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 133 DERs vested, resulting in the Reporting Person holding 912 DERs in the aggregate.

SEC source: 0001225208-23-000292 · doc4.xml · nonDerivative · entry 2

Moser Christopher · CIK 0001726304 · EVP, Head of Com Mkts & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,283

F2 · balance_after: On January 2, 2021, the Reporting Person was issued 9,913 RSUs by NRG under the LTIP. On January 2, 2023, 3,301 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,037 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 233 DERs vested, resulting in the Reporting Person holding 1,045 DERs in the aggregate.

SEC source: 0001225208-23-000292 · doc4.xml · nonDerivative · entry 1

Moser Christopher · CIK 0001726304 · EVP, Head of Com Mkts & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,320

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share ("Common Stock"). The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant.

SEC source: 0001225208-23-000290 · doc4.xml · derivative · entry 6

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,921

Underlying: Common Stock, par value $.01 per share · 198,921 shares

Expires 2026-01-02

F6 · shares: On January 2, 2023, the Reporting Person was issued 198,921 RPSUs by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions.

SEC source: 0001225208-23-000290 · doc4.xml · derivative · entry 5

Gutierrez Mauricio · CIK 0001428578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 83,615 shares

Expires 2023-01-02

F5 · derivative.exercise_price: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.

F5 · shares: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.

F5 · balance_after: The Reporting Person did not vest in shares associated with RPSUs granted on January 2, 2020 because of performance conditions.