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NOTE

FiscalNote Holdings, Inc.

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Tapewire entity
8522
SEC CIK
0001823466
Parsed reports
443

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202602
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
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Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 10, 2023 Filed Oct 13, 2023 00:40 UTC
Resnik JoshSee Remarks
SaleClass A Common Stock 871 $1.95 $1,701.06
Disclosure

SEC source: 0001209191-23-052740 · doc4.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 479,815

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
October 10, 2023 Filed Oct 13, 2023 00:40 UTC
Slabaugh JonSee Remarks
SaleClass A Common Stock 899 $1.95 $1,755.75
Disclosure

SEC source: 0001209191-23-052742 · doc4.xml · nonDerivative · entry 2

Slabaugh Jon · CIK 0001937751 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,717

F2 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 1,714 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 14, 2023.

Read SEC document
October 10, 2023 Filed Oct 13, 2023 00:40 UTC
Slabaugh JonSee Remarks
SaleClass A Common Stock 3,278 $1.95 $6,401.93
Disclosure

SEC source: 0001209191-23-052742 · doc4.xml · nonDerivative · entry 1

Slabaugh Jon · CIK 0001937751 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 152,616

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 6,250 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 14, 2023.

Read SEC document
October 10, 2023 Filed Oct 13, 2023 00:40 UTC
Yao GeraldDirector · See Remarks
Tax withholdingClass A Common Stock 801 $2.12 $1,698.12
Disclosure

SEC source: 0001209191-23-052741 · doc4.xml · nonDerivative · entry 2

Yao Gerald · CIK 0001937749 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 93,079

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,742 restricted stock units.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
October 10, 2023 Filed Oct 13, 2023 00:40 UTC Tax withholdingClass A Common Stock 331 $2.12 $701.72
Disclosure

SEC source: 0001209191-23-052739 · doc4.xml · nonDerivative · entry 1

Putman-Garcia Krystal · CIK 0001937665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,792

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 856 restricted stock units.

Read SEC document
October 05, 2023 Filed Oct 10, 2023 17:23 UTC
Donnell PaulChief Accounting Officer
SaleClass A Common Stock 2,062 $2.10 $4,330.20
Disclosure

SEC source: 0001209191-23-052555 · doc4.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,334

F1 · kind: Represents shares of the Issuer's Class A Common Stock sold to satisfy the reporting person's tax obligation upon the vesting of 4,995 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.

Read SEC document
October 05, 2023 Filed Oct 10, 2023 21:19 UTC Tax withholdingClass A Common Stock 1,929 $2.14 $4,128.06
Disclosure

SEC source: 0001209191-23-052554 · doc4.xml · nonDerivative · entry 1

Putman-Garcia Krystal · CIK 0001937665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,123

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 4,995 restricted stock units.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:25 UTC
Resnik JoshSee Remarks
SaleClass A Common Stock 3,353 $1.89 $6,347.23
Disclosure

SEC source: 0001209191-23-051958 · doc4.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 480,686

F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan adopted on June 20, 2023.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:25 UTC
Hwang TimDirector · See Remarks · 10% owner
Tax withholdingClass A Common Stock 43,389 $1.96 $85,042.44
Disclosure

SEC source: 0001209191-23-051959 · doc4.xml · nonDerivative · entry 2

Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,990,817

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 89,832 restricted stock units.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
September 18, 2023 Filed Sep 19, 2023 16:05 UTC
Eidelman VladChief Technology Officer
Tax withholdingClass A Common Stock 484 $2.19 $1,059.96
Disclosure

SEC source: 0001209191-23-049906 · doc4.xml · nonDerivative · entry 1

Eidelman Vlad · CIK 0001939428 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,355

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 1,491 restricted stock units.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 19:49 UTC
Eidelman VladChief Technology Officer
Tax withholdingClass A Common Stock 783 $1.96 $1,534.68
Disclosure

SEC source: 0001209191-23-049034 · doc4.xml · nonDerivative · entry 1

Eidelman Vlad · CIK 0001939428 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,839

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,415 restricted stock units.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 23:45 UTC
Resnik JoshSee Remarks
SaleClass A Common Stock 780 $2.02 $1,571.70
Disclosure

SEC source: 0001209191-23-049032 · doc4.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,039

F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 2,407 restricted stock units in a sell-to-cover transaction.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 23:50 UTC
Yao GeraldDirector · See Remarks
Tax withholdingClass A Common Stock 801 $1.96 $1,569.96
Disclosure

SEC source: 0001209191-23-049036 · doc4.xml · nonDerivative · entry 2

Yao Gerald · CIK 0001937749 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 93,880

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,742 restricted stock units.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 23:49 UTC Tax withholdingClass A Common Stock 331 $1.96 $648.76
Disclosure

SEC source: 0001209191-23-049033 · doc4.xml · nonDerivative · entry 1

Putman-Garcia Krystal · CIK 0001937665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,052

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 857 restricted stock units.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 23:50 UTC
Slabaugh JonSee Remarks
SaleClass A Common Stock 806 $2.02 $1,624.09
Disclosure

SEC source: 0001209191-23-049035 · doc4.xml · nonDerivative · entry 2

Slabaugh Jon · CIK 0001937751 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 155,894

F2 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 1,714 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan entered into by the reporting person and the Issuer on May 14, 2023.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 23:50 UTC
Slabaugh JonSee Remarks
SaleClass A Common Stock 2,938 $2.02 $5,920.07
Disclosure

SEC source: 0001209191-23-049035 · doc4.xml · nonDerivative · entry 1

Slabaugh Jon · CIK 0001937751 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 156,700

F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 6,250 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan entered into by the reporting person and the Issuer on May 14, 2023.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 20:15 UTC
Hwang TimDirector · See Remarks · 10% owner
SaleClass A Common Stock 46,247 $2.10 $97,211.19
Disclosure

SEC source: 0001209191-23-048369 · doc4.xml · nonDerivative · entry 2

Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,034,206

F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 89,832 restricted stock units in a sell-to-cover transaction.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 20:15 UTC
Nilsson KeithDirector · 10% owner
SaleClass A Common Stock 6,579 $2.14 $14,102.09
Disclosure

SEC source: 0001209191-23-047948 · doc4.xml · nonDerivative · entry 4

Nilsson Keith · CIK 0001937698 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · XC FiscalNote-A, LLC

Disclosed balance after: 0

F1 · ownership.nature: The Reporting Person is managing partner of the beneficial owner of these shares and may be deemed to have voting and dispositive power over the shares held by the beneficial owner.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 20:15 UTC
Hwang TimDirector · See Remarks · 10% owner
SaleClass A Common Stock 65,504 $2.19 $143,630.62
Disclosure

SEC source: 0001209191-23-047947 · doc4.xml · nonDerivative · entry 3

Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,080,453

F3 · price: The price reported is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.13 to $2.305. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:15 UTC
Resnik JoshSee Remarks
SaleClass A Common Stock 3,345 $2.14 $7,158.30
Disclosure

SEC source: 0001209191-23-048146 · doc4.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 484,819

F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 9,722 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan entered into by the reporting person and the Issuer.

Read SEC document
August 30, 2023 Filed Sep 1, 2023 20:15 UTC
Nilsson KeithDirector · 10% owner
OtherClass A Common Stock 403,486 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047948 · doc4.xml · nonDerivative · entry 7

Nilsson Keith · CIK 0001937698 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 572,860

F4 · kind: The Reporting Person is a member of XC FiscalNote-A, LLC and received these shares pursuant to the pro rata distribution XC FiscalNote-A, LLC made, as described in footnote (2) above.

Read SEC document
August 30, 2023 Filed Sep 1, 2023 20:15 UTC
Nilsson KeithDirector · 10% owner
OtherClass A Common Stock 2,622,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047948 · doc4.xml · nonDerivative · entry 3

Nilsson Keith · CIK 0001937698 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · XC FiscalNote-A, LLC

Disclosed balance after: 6,579

F2 · kind: XC FiscalNote-A, LLC distributed these shares to its members on a pro rata basis for no consideration.

F3 · ownership.nature: The Reporting Person is managing director of the beneficial owner of these shares and may be deemed to have voting and dispositive power over the shares held by the beneficial owner.

Read SEC document
August 30, 2023 Filed Sep 1, 2023 20:15 UTC
Hwang TimDirector · See Remarks · 10% owner
SaleClass A Common Stock 112,348 $2.30 $258,220.64
Disclosure

SEC source: 0001209191-23-047947 · doc4.xml · nonDerivative · entry 2

Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,145,957

F1 · price: The price reported is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.28 to $2.35. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
August 30, 2023 Filed Nov 28, 2023 17:10 UTC OtherClass A Common Stock 80,697 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056823 · doc4.xml · nonDerivative · entry 2

Sweeney Brandon · CIK 0001894766 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Sweeney Trust dated March 27, 2003

Disclosed balance after: 80,697

F1 · kind: Pro rata distribution from XC FiscalNote-A, LLC, of which the reporting person is a non-managing member, for no consideration.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
August 29, 2023 Filed Aug 30, 2023 20:15 UTC
Hwang TimDirector · See Remarks · 10% owner
SaleClass A Common Stock 64,724 $2.25 $145,849.06
Disclosure

SEC source: 0001209191-23-047731 · doc4.xml · nonDerivative · entry 3

Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnte

Disclosed balance after: 3,258,305

F3 · price: The price reported is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.25 to $2.295. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
August 29, 2023 Filed Sep 1, 2023 20:20 UTC
Compton KeyDirector
SaleClass A Common Stock 109,580 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047956 · doc4.xml · nonDerivative · entry 2

Compton Key · CIK 0001937699 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 214,897

F1 · kind: These shares were distributed to certain limited partners of Global Public Offering Master Fund, L.P ("GPO Master Fund") upon such limited partners redeeming their respective partnership interests in GPO Master Fund.

F2 · ownership.nature: The shares are beneficially owned by GPO Master Fund. The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.

Read SEC document
August 29, 2023 Filed Sep 1, 2023 20:20 UTC
Compton KeyDirector
SaleClass A Common Stock 397,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047956 · doc4.xml · nonDerivative · entry 1

Compton Key · CIK 0001937699 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 324,477

F1 · kind: These shares were distributed to certain limited partners of Global Public Offering Master Fund, L.P ("GPO Master Fund") upon such limited partners redeeming their respective partnership interests in GPO Master Fund.

F2 · ownership.nature: The shares are beneficially owned by GPO Master Fund. The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 20:15 UTC
Hwang TimDirector · See Remarks · 10% owner
SaleClass A Common Stock 332,424 $2.32 $771,522.86
Disclosure

SEC source: 0001209191-23-047731 · doc4.xml · nonDerivative · entry 2

Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnte

Disclosed balance after: 3,323,029

F1 · price: The price reported is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.25 to $2.46. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
August 21, 2023 Filed Aug 22, 2023 20:15 UTC
Aman ToddSee Remarks
SaleClass A Common Stock 1,810 $2.81 $5,091.53
Disclosure

SEC source: 0001209191-23-046882 · doc4.xml · nonDerivative · entry 1

Aman Todd · CIK 0001939429 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,190

F1 · kind: The sales reported on this Form 4 represent shares sold to satisfy the reporting person's tax obligations upon the vesting of 5,994 restricted stock units in a sell-to-cover transaction pursuant to a Rule 10b5-1 trading plan entered into by the reporting person and the Issuer.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 16:10 UTC PurchaseClass A Common Stock 8,000 $2.42 $19,360.00
Disclosure

SEC source: 0001209191-23-045425 · doc4.xml · nonDerivative · entry 1

McChrystal Stanley A · CIK 0001505957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,595

F1 · price: The price reported is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.37 to $2.51. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 16:10 UTC
Eidelman VladChief Technology Officer
Tax withholdingClass A Common Stock 783 $3.20 $2,505.60
Disclosure

SEC source: 0001209191-23-044964 · doc4.xml · nonDerivative · entry 1

Eidelman Vlad · CIK 0001939428 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,622

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,415 restricted stock units.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 20:10 UTC
Resnik JoshSee Remarks
Tax withholdingClass A Common Stock 802 $3.20 $2,566.40
Disclosure

SEC source: 0001209191-23-044968 · doc4.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 488,164

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 20:10 UTC
Yao GeraldDirector · See Remarks
Tax withholdingClass A Common Stock 969 $3.20 $3,100.80
Disclosure

SEC source: 0001209191-23-044967 · doc4.xml · nonDerivative · entry 2

Yao Gerald · CIK 0001937749 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 94,681

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,742 restricted stock units.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 20:10 UTC
Slabaugh JonSee Remarks
Tax withholdingClass A Common Stock 3,019 $3.20 $9,660.80
Disclosure

SEC source: 0001209191-23-044965 · doc4.xml · nonDerivative · entry 2

Slabaugh Jon · CIK 0001937751 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,638

F2 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 6,250 restricted stock units.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 20:10 UTC
Slabaugh JonSee Remarks
Tax withholdingClass A Common Stock 828 $3.20 $2,649.60
Disclosure

SEC source: 0001209191-23-044965 · doc4.xml · nonDerivative · entry 1

Slabaugh Jon · CIK 0001937751 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,657

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 1,714 restricted stock units.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 20:10 UTC Tax withholdingClass A Common Stock 331 $3.20 $1,059.20
Disclosure

SEC source: 0001209191-23-044966 · doc4.xml · nonDerivative · entry 2

Putman-Garcia Krystal · CIK 0001937665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,383

F2 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 857 restricted stock units.

Read SEC document
August 01, 2023 Filed Aug 2, 2023 20:15 UTC
Hwang TimDirector · See Remarks · 10% owner
Tax withholdingClass A Common Stock 43,390 $3.26 $141,451.40
Disclosure

SEC source: 0001209191-23-044198 · doc4.xml · nonDerivative · entry 2

Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,655,453

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 89,833 restricted stock units.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

Read SEC document
August 01, 2023 Filed Aug 8, 2023 20:10 UTC GrantClass A Common Stock · Derivative 50,000 $0.00 Strike: $3.26 $0.00
Disclosure

SEC source: 0001209191-23-044966 · doc4.xml · derivative · entry 3

Putman-Garcia Krystal · CIK 0001937665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2033-07-31

F3 · derivative.exercise_date: These Stock Options (the "Options") vest over a four year period as follows: One-fourth (1/4th) of the Options will vest upon the one-year anniversary of August 1, 2023, with the remainder vesting ratably each fiscal quarter thereafter.

Read SEC document
August 01, 2023 Filed Aug 8, 2023 20:10 UTC GrantClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-044966 · doc4.xml · nonDerivative · entry 1

Putman-Garcia Krystal · CIK 0001937665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,714

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. These RSUs vest over three years as follows: One-third (1/3rd) of the RSUs will vest upon the one-year anniversary of August 1, 2023, with the remainder vesting ratably each fiscal quarter thereafter.

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July 31, 2023 Filed Aug 1, 2023 20:10 UTC
Resnik JoshSee Remarks
Tax withholdingClass A Common Stock 3,238 $3.28 $10,620.64
Disclosure

SEC source: 0001209191-23-043949 · doc4.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 488,966

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units.

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July 07, 2023 Filed Jul 11, 2023 16:15 UTC
Eidelman VladChief Technology Officer
Tax withholdingClass A Common Stock 783 $3.77 $2,951.91
Disclosure

SEC source: 0001209191-23-042011 · doc4.xml · nonDerivative · entry 1

Eidelman Vlad · CIK 0001939428 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,405

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,415 restricted stock units.

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July 07, 2023 Filed Jul 11, 2023 20:15 UTC
Resnik JoshSee Remarks
Tax withholdingClass A Common Stock 802 $3.77 $3,023.54
Disclosure

SEC source: 0001209191-23-042007 · doc4.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492,204

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,408 restricted stock units.

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July 07, 2023 Filed Jul 11, 2023 20:15 UTC
Slabaugh JonSee Remarks
Tax withholdingClass A Common Stock 3,019 $3.77 $11,381.63
Disclosure

SEC source: 0001209191-23-042009 · doc4.xml · nonDerivative · entry 2

Slabaugh Jon · CIK 0001937751 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,485

F2 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 6,250 restricted stock units.

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July 07, 2023 Filed Jul 11, 2023 20:15 UTC
Slabaugh JonSee Remarks
Tax withholdingClass A Common Stock 828 $3.77 $3,121.56
Disclosure

SEC source: 0001209191-23-042009 · doc4.xml · nonDerivative · entry 1

Slabaugh Jon · CIK 0001937751 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,504

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 1,713 restricted stock units.

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July 07, 2023 Filed Jul 11, 2023 20:15 UTC
Yao GeraldDirector · See Remarks
Tax withholdingClass A Common Stock 971 $3.77 $3,660.67
Disclosure

SEC source: 0001209191-23-042008 · doc4.xml · nonDerivative · entry 2

Yao Gerald · CIK 0001937749 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · Gerald Yao Revocable Trust Dated January 10, 2019

Disclosed balance after: 95,650

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,742 restricted stock units.

F2 · ownership.nature: The Reporting Person is Trustee of this Trust.

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July 07, 2023 Filed Jul 11, 2023 20:15 UTC Tax withholdingClass A Common Stock 331 $3.77 $1,247.87
Disclosure

SEC source: 0001209191-23-042006 · doc4.xml · nonDerivative · entry 1

Putman-Garcia Krystal · CIK 0001937665 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,714

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 857 restricted stock units.

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July 03, 2023 Filed Jul 5, 2023 21:44 UTC
Hwang TimDirector · See Remarks · 10% owner
Tax withholdingClass A Common Stock 29,915 $3.62 $108,292.30
Disclosure

SEC source: 0001209191-23-041225 · doc4.xml · nonDerivative · entry 2

Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,698,843

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 89,833 restricted stock units.

F2 · ownership.nature: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.

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June 30, 2023 Filed Jul 5, 2023 17:46 UTC
Donnell PaulChief Accounting Officer
GrantClass A Common Stock 946 $3.09 $2,926.92
Disclosure

SEC source: 0001209191-23-041227 · doc4.xml · nonDerivative · entry 1

Donnell Paul · CIK 0001939432 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,396

F1 · kind: These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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June 30, 2023 Filed Jul 5, 2023 17:46 UTC
Eidelman VladChief Technology Officer
GrantClass A Common Stock 2,668 $3.09 $8,254.79
Disclosure

SEC source: 0001209191-23-041230 · doc4.xml · nonDerivative · entry 1

Eidelman Vlad · CIK 0001939428 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,188

F1 · kind: These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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June 30, 2023 Filed Jul 5, 2023 21:45 UTC
Resnik JoshSee Remarks
Tax withholdingClass A Common Stock 3,238 $3.64 $11,786.32
Disclosure

SEC source: 0001209191-23-041226 · doc4.xml · nonDerivative · entry 1

Resnik Josh · CIK 0001937669 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 493,006

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 9,722 restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.