NOC

SEC source: 0001628280-24-034014 · wk-form4_1722532187.xml · nonDerivative · entry 2

KRISHNA ARVIND · CIK 0001629898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,414

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

SEC source: 0001628280-24-034014 · wk-form4_1722532187.xml · nonDerivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,340

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

SEC source: 0001628280-24-034012 · wk-form4_1722532113.xml · nonDerivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,355

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Amount includes (i) 1,178 shares of common stock; and (ii) 4,177 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

SEC source: 0001628280-24-034013 · wk-form4_1722532144.xml · nonDerivative · entry 1

KLEINER MADELEINE · CIK 0001188275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,361

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

SEC source: 0001628280-24-034011 · wk-form4_1722532084.xml · nonDerivative · entry 2

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,789

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

SEC source: 0001628280-24-034011 · wk-form4_1722532084.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,695

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

SEC source: 0001628280-24-034009 · wk-form4_1722532054.xml · nonDerivative · entry 1

WELSH MARK A III · CIK 0001692554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,306

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Amount includes (i) 398 shares of common stock; and (ii) 3,908 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

SEC source: 0001628280-24-034007 · wk-form4_1722531986.xml · nonDerivative · entry 1

ABNEY DAVID P · CIK 0001229820 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,078

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Amount includes (i) 1,701 shares of common stock; and (ii) 377 shares of common stock held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

SEC source: 0001628280-24-034008 · wk-form4_1722532025.xml · nonDerivative · entry 2

WINSTON MARY A · CIK 0001282797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 846

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · price: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Amount includes (i) 69 shares of common stock; and (ii) 777 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

SEC source: 0001628280-24-034439 · wk-form4_1722630339.xml · derivative · entry 2

Davies Benjamin R. · CIK 0002026085 · CVP & Pres. Defense Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,525

Underlying: Common Stock · 1,399 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. The RPSRs were granted under the LTISP on 7/31/24 with a measurement period ending on 12/31/26. Grant awarded pursuant to Rule 16b-3(d).

F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. The RPSRs were granted under the LTISP on 7/31/24 with a measurement period ending on 12/31/26. Grant awarded pursuant to Rule 16b-3(d).

F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. The RPSRs were granted under the LTISP on 7/31/24 with a measurement period ending on 12/31/26. Grant awarded pursuant to Rule 16b-3(d).

SEC source: 0001628280-24-034439 · wk-form4_1722630339.xml · derivative · entry 1

Davies Benjamin R. · CIK 0002026085 · CVP & Pres. Defense Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,853

Underlying: Common Stock · 638 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the 2024 Long-Term Incentive Stock Plan ("LTISP") on 7/31/24 and will vest on 8/2/27.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the 2024 Long-Term Incentive Stock Plan ("LTISP") on 7/31/24 and will vest on 8/2/27.

F1 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the 2024 Long-Term Incentive Stock Plan ("LTISP") on 7/31/24 and will vest on 8/2/27.

SEC source: 0001133421-24-000054 · wk-form4_1722283888.xml · nonDerivative · entry 3

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,023.925

F2 · shares: The gift reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2024.

SEC source: 0001133421-24-000054 · wk-form4_1722283888.xml · nonDerivative · entry 2

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,754.925

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2024.

SEC source: 0001133421-24-000054 · wk-form4_1722283888.xml · nonDerivative · entry 1

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,143.925

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2024.

SEC source: 0001628280-24-024740 · wk-form4_1716409267.xml · nonDerivative · entry 1

ROEDER ROSHAN S · CIK 0001950117 · CVP & Pres. Defense Systems

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 666.11

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2024.

SEC source: 0001628280-24-014099 · wk-form4_1712004931.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,276

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

SEC source: 0001628280-24-014098 · wk-form4_1712004916.xml · nonDerivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 959

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

SEC source: 0001628280-24-014096 · wk-form4_1712004902.xml · nonDerivative · entry 1

Robinson Graham · CIK 0001810641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,403

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · price: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

SEC source: 0001628280-24-006611 · wk-form4_1708715881.xml · nonDerivative · entry 1

Simpson Kathryn G · CIK 0001986485 · Corp VP & General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,667.68

SEC source: 0001628280-24-006608 · wk-form4_1708715572.xml · nonDerivative · entry 1

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,127.13

SEC source: 0001628280-24-006607 · wk-form4_1708715373.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,432.09

SEC source: 0001628280-24-005977 · wk-form4_1708554015.xml · nonDerivative · entry 4

Simpson Kathryn G · CIK 0001986485 · Corp VP & General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,023.68

SEC source: 0001628280-24-005985 · wk-form4_1708554243.xml · derivative · entry 3

Warden Kathy J · CIK 0001559112 · Director · Chair, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,587

Underlying: Common Stock · 14,776 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/21 that vested on 2/16/24.

SEC source: 0001628280-24-005985 · wk-form4_1708554243.xml · nonDerivative · entry 2

Warden Kathy J · CIK 0001559112 · Director · Chair, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,840.13

SEC source: 0001628280-24-005985 · wk-form4_1708554243.xml · nonDerivative · entry 1

Warden Kathy J · CIK 0001559112 · Director · Chair, CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,504.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-24-005977 · wk-form4_1708554015.xml · derivative · entry 5

Simpson Kathryn G · CIK 0001986485 · Corp VP & General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,587

Underlying: Common Stock · 619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/21 that vested on 2/16/24.

SEC source: 0001628280-24-005977 · wk-form4_1708554015.xml · nonDerivative · entry 3

Simpson Kathryn G · CIK 0001986485 · Corp VP & General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,734.68

SEC source: 0001628280-24-005977 · wk-form4_1708554015.xml · nonDerivative · entry 2

Simpson Kathryn G · CIK 0001986485 · Corp VP & General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,007.68

SEC source: 0001628280-24-005977 · wk-form4_1708554015.xml · nonDerivative · entry 1

Simpson Kathryn G · CIK 0001986485 · Corp VP & General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,270.68

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-24-005971 · wk-form4_1708553839.xml · derivative · entry 6

ROEDER ROSHAN S · CIK 0001950117 · CVP & Pres. Defense Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,993

Underlying: Common Stock · 335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F4 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F5 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/21 that vested on 2/16/24.

SEC source: 0001628280-24-005971 · wk-form4_1708553839.xml · nonDerivative · entry 3

ROEDER ROSHAN S · CIK 0001950117 · CVP & Pres. Defense Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,576.11

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/24/23.

SEC source: 0001628280-24-005971 · wk-form4_1708553839.xml · nonDerivative · entry 2

ROEDER ROSHAN S · CIK 0001950117 · CVP & Pres. Defense Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,823.11

SEC source: 0001628280-24-005971 · wk-form4_1708553839.xml · nonDerivative · entry 1

ROEDER ROSHAN S · CIK 0001950117 · CVP & Pres. Defense Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935.11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-24-005961 · wk-form4_1708553620.xml · derivative · entry 3

Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,505

Underlying: Common Stock · 3,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/21 that vested on 2/16/24.

SEC source: 0001628280-24-005961 · wk-form4_1708553620.xml · nonDerivative · entry 2

Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,639.98

SEC source: 0001628280-24-005961 · wk-form4_1708553620.xml · nonDerivative · entry 1

Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,121.98

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-24-005952 · wk-form4_1708553460.xml · derivative · entry 3

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,965

Underlying: Common Stock · 3,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/21 that vested on 2/16/24.

SEC source: 0001628280-24-005952 · wk-form4_1708553460.xml · nonDerivative · entry 2

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,532.925

SEC source: 0001628280-24-005952 · wk-form4_1708553460.xml · nonDerivative · entry 1

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,185.925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-24-005948 · wk-form4_1708553334.xml · derivative · entry 5

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,747

Underlying: Common Stock · 766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/21 that vested on 2/16/24.

SEC source: 0001628280-24-005948 · wk-form4_1708553334.xml · nonDerivative · entry 4

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,337.13

SEC source: 0001628280-24-005948 · wk-form4_1708553334.xml · nonDerivative · entry 3

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,137.13

SEC source: 0001628280-24-005948 · wk-form4_1708553334.xml · nonDerivative · entry 2

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,092.13

SEC source: 0001628280-24-005948 · wk-form4_1708553334.xml · nonDerivative · entry 1

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,438.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-24-005947 · wk-form4_1708553213.xml · derivative · entry 3

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,885

Underlying: Common Stock · 294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/21 that vested on 2/16/24.

SEC source: 0001628280-24-005947 · wk-form4_1708553213.xml · nonDerivative · entry 2

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,747.27

SEC source: 0001628280-24-005947 · wk-form4_1708553213.xml · nonDerivative · entry 1

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,852.27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-24-005945 · wk-form4_1708553038.xml · derivative · entry 5

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,965

Underlying: Common Stock · 3,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Rights ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.exercise_date: Each Restricted Stock Rights ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/21 that vested on 2/16/24.

SEC source: 0001628280-24-005945 · wk-form4_1708553038.xml · nonDerivative · entry 3

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,257.09

SEC source: 0001628280-24-005945 · wk-form4_1708553038.xml · nonDerivative · entry 2

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,964.09