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Fleming Robert J.

Disclosed activity across 1 company

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65716
SEC CIK
0001995165

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963CVP and Pres. Space SystemsFebruary 17, 2026February 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NORTHROP GRUMMAN CORP /DE/

Report date February 17, 2026 · Filed February 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,619.03 Ending reported balance After 2026-02-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-02-17 · Exercise / conversion · Acquired 264 · Balance 2,704.03

Row 2 · 2026-02-17 · Tax withholding · Disposed 85 · Balance 2,619.03

Restricted Stock RightsSEC Table II · derivative / convertible securityDirect6,513 Reported balance After 2026-02-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-02-17 · Exercise / conversion · Disposed 264 · Balance 6,513

F1: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2: Shares issued upon vesting of RSRs granted under the 2011 Long-Term Incentive Stock Plan ("2011 LTISP") on 2/16/23 that vested on 2/17/26.

F3: Total amount includes (i) 2,356 RSRs granted under the 2011 LTISP on 2/14/24 that will vest on 2/16/27; (ii) 2,456 RSRs granted under the 2024 LTISP on 2/18/25 that will vest on 2/18/28; and (iii) 1,701 RSRs granted under 2024 LTISP on 2/11/26 that will vest on 2/12/29.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2: Shares issued upon vesting of RSRs granted under the 2011 Long-Term Incentive Stock Plan ("2011 LTISP") on 2/16/23 that vested on 2/17/26.

F3: Total amount includes (i) 2,356 RSRs granted under the 2011 LTISP on 2/14/24 that will vest on 2/16/27; (ii) 2,456 RSRs granted under the 2024 LTISP on 2/18/25 that will vest on 2/18/28; and (iii) 1,701 RSRs granted under 2024 LTISP on 2/11/26 that will vest on 2/12/29.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2026 Filed Feb 19, 2026 21:28 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Stock Rights · Derivative 264 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-009796 · wk-form4_1771536525.xml · derivative · entry 3

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,513

Underlying: Common Stock · 264 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the 2011 Long-Term Incentive Stock Plan ("2011 LTISP") on 2/16/23 that vested on 2/17/26.

F3 · balance_after: Total amount includes (i) 2,356 RSRs granted under the 2011 LTISP on 2/14/24 that will vest on 2/16/27; (ii) 2,456 RSRs granted under the 2024 LTISP on 2/18/25 that will vest on 2/18/28; and (iii) 1,701 RSRs granted under 2024 LTISP on 2/11/26 that will vest on 2/12/29.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:28 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 85 $701.12 $59,595.20
Disclosure

SEC source: 0001628280-26-009796 · wk-form4_1771536525.xml · nonDerivative · entry 2

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,619.03

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:28 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 264 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-009796 · wk-form4_1771536525.xml · nonDerivative · entry 1

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,704.03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 21:14 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 913.16 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-008117 · wk-form4_1771017266.xml · derivative · entry 5

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,174

Underlying: Common Stock · 913.16 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F7 · balance_after: Total amount includes (i) 5,133 RPSRs granted under the 2011 LTISP on 2/14/24 with a measurement period ending on 12/31/26; (ii) 5,355 RPSRs granted under the 2024 LTISP on 2/18/25 with a measurement period ending on 12/31/27; and (iii) 3,686 RPSRs granted under the 2024 LTISP on 2/11/26 with a measurement period ending 12/31/28.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 21:14 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Stock Rights · Derivative 1,701 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-008117 · wk-form4_1771017266.xml · derivative · entry 4

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,777

Underlying: Common Stock · 1,701 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F4 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F5 · derivative.expiration_date: The RSRs were granted under the 2024 LTISP on 2/11/26 and will vest on 2/12/29.

F6 · balance_after: Total amount includes (i) 264 RSRs granted under the 2011 LTISP on 2/16/23 that will vest on 2/17/26; (ii) 2,356 RSRs granted under the 2011 LTISP on 2/14/24 that will vest on 2/16/27; (iii) 2,456 RSRs granted under the 2024 LTISP on 2/18/25 that will vest on 2/18/28; and (iv) 1,701 RSRs granted under 2024 LTISP on 2/11/26 that will vest on 2/12/29.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 21:14 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 3,982.16 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-008117 · wk-form4_1771017266.xml · derivative · entry 3

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,087.16

Underlying: Common Stock · 3,982.16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · shares: The RPSRs acquired include (i) 296.16 vested RPSRs with respect to the measurement period ended 12/31/25 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("2011 LTISP") on 2/16/23 that resulted in settlement at 148% of the target award; and (ii) 3,686 unvested RPSRs granted under the 2024 Long-Term Incentive Stock Plan (the "2024 LTISP") on 2/18/25 with a measurement period ending on 12/31/27. A total of 913.16 shares were issued in settlement of the 2023 RPSRs with a measurement period that ended 12/31/25, and the target award amount of 617 RPSRs was previously reported in connection with the grant of the 2023 RPSRs.

F1 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · balance_after: Total amount includes (i) 913.16 vested RPSRs granted under the 2011 LTISP on 2/16/23 with a measurement period ended on 12/31/25; (ii) 5,133 RPSRs granted under the 2011 LTISP on 2/14/24 with a measurement period ending on 12/31/26; (iii); 5,355 RPSRs granted under the 2024 LTISP on 2/18/25 with a measurement period ending on 12/31/27; and (iv) 3,686 RPSRs granted under the 2024 LTISP on 2/11/26 with a measurement period ending on 12/31/28.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 21:14 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 300 $678.83 $203,649.00
Disclosure

SEC source: 0001628280-26-008117 · wk-form4_1771017266.xml · nonDerivative · entry 2

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,440.03

Read SEC document
February 11, 2026 Filed Feb 13, 2026 21:14 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 913.16 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-008117 · wk-form4_1771017266.xml · nonDerivative · entry 1

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,740.03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 20:42 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 3,500 $505.77 $1,770,195.00
Disclosure

SEC source: 0001628280-25-031612 · wk-form4_1750106524.xml · nonDerivative · entry 1

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,826.87

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2025.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:15 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Stock Rights · Derivative 265 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-006858 · wk-form4_1740089709.xml · derivative · entry 8

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,076

Underlying: Common Stock · 265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F4 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F8 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the 2011 LTISP on 2/15/22 that vested on 2/18/25.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:15 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 620.6 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-006858 · wk-form4_1740089709.xml · derivative · entry 7

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,105

Underlying: Common Stock · 620.6 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F7 · balance_after: Total amount includes (i) 617 RPSRs granted under the 2011 LTISP on 2/16/23 with a measurement period ending on 12/31/25; (ii) 5,133 RPSRs granted under the 2011 LTISP on 2/14/24 with a measurement period ending on 12/31/26; and (iii) 5,355 RPSRs granted under the 2024 LTISP on 2/18/25 with a measurement period ending on 12/31/27.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:15 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Stock Rights · Derivative 2,456 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-006858 · wk-form4_1740089709.xml · derivative · entry 6

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,341

Underlying: Common Stock · 2,456 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F4 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F5 · derivative.expiration_date: The RSRs were granted under the 2024 LTISP on 2/18/2025 and will vest on 2/18/2028.

F6 · balance_after: Total amount includes (i) 265 RSRs granted under the 2011 LTISP on 2/15/22 that vested on 2/18/25; (ii) 264 RSRs granted under the 2011 LTISP on 2/16/23 that will vest on 2/17/26; (iii) 2,356 RSRs granted under the 2011 LTISP on 2/14/24 that will vest on 2/16/27; and (iv) 2,456 RSRs granted under 2024 LTISP on 2/18/25 that will vest on 2/18/28.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:15 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 5,395.6 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-006858 · wk-form4_1740089709.xml · derivative · entry 5

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,725.6

Underlying: Common Stock · 5,395.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · shares: The RPSRs acquired include (i) 40.60 vested RPSRs with respect to the measurement period ended 12/31/24 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("2011 LTISP") on 2/15/22 that resulted in settlement at 107% of the target award; and (ii) 5,355 unvested RPSRs granted under the 2024 Long-Term Incentive Stock Plan (the "2024 LTISP") on 2/18/25 with a measurement period ending on 12/31/27. A total of 620.60 shares were issued in settlement of the 2022 RPSRs with a measurement period that ended 12/31/24, and the target award amount of 580 RPSRs was previously reported in connection with the grant of the 2022 RPSRs.

F1 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · balance_after: Total amount includes (i) 620.60 vested RPSRs granted under the 2011 LTISP on 2/15/22 with a measurement period ended on 12/31/24; (ii) 617 RPSRs granted under the 2011 LTISP on 2/16/23 with a measurement period ending on 12/31/25; (iii) 5,133 RPSRs granted under the 2011 LTISP on 2/14/24 with a measurement period ending on 12/31/26; and (iv) 5,355 RPSRs granted under the 2024 LTISP on 2/18/25 with a measurement period ending on 12/31/27.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:15 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 96 $441.36 $42,370.56
Disclosure

SEC source: 0001628280-25-006858 · wk-form4_1740089709.xml · nonDerivative · entry 4

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,326.87

Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:15 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 265 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-006858 · wk-form4_1740089709.xml · nonDerivative · entry 3

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,422.87

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:15 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 210 $441.36 $92,685.60
Disclosure

SEC source: 0001628280-25-006858 · wk-form4_1740089709.xml · nonDerivative · entry 2

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,157.87

Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:15 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 620.6 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-006858 · wk-form4_1740089709.xml · nonDerivative · entry 1

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,367.87

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:07 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Stock Rights · Derivative 294 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-005947 · wk-form4_1708553213.xml · derivative · entry 3

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,885

Underlying: Common Stock · 294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/21 that vested on 2/16/24.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:07 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 105 $450.96 $47,350.80
Disclosure

SEC source: 0001628280-24-005947 · wk-form4_1708553213.xml · nonDerivative · entry 2

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,747.27

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:07 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 294 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-005947 · wk-form4_1708553213.xml · nonDerivative · entry 1

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,852.27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 19:04 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 912.27 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-005297 · wk-form4_1708110243.xml · derivative · entry 5

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,330

Underlying: Common Stock · 912.27 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

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February 14, 2024 Filed Feb 16, 2024 19:04 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 5,398.27 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-005297 · wk-form4_1708110243.xml · derivative · entry 4

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,242.27

Underlying: Common Stock · 5,398.27 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · shares: The RPSRs acquired include (i) 265.27 vested RPSRs with respect to the measurement period ended 12/31/23 acquired due to settlement of the RPSRs granted under the LTISP on 2/16/21 that resulted in settlement at 141% of the target award; and (ii) 5,133 unvested RPSRs granted under the LTISP on 2/14/24 with a measurement period ending on 12/31/26. A total of 912.27 shares were issued in settlement of the 2021 RPSRs with a measurement period that ended 12/31/23, and the target award amount of 647 RPSRs was previously reported on Form 3.

F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

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February 14, 2024 Filed Feb 16, 2024 19:04 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Stock Rights · Derivative 2,356 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-005297 · wk-form4_1708110243.xml · derivative · entry 3

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,179

Underlying: Common Stock · 2,356 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under Long-Term Incentive Stock Plan ("LTISP") on 2/14/24 and will vest on 2/14/2027.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under Long-Term Incentive Stock Plan ("LTISP") on 2/14/24 and will vest on 2/14/2027.

F1 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under Long-Term Incentive Stock Plan ("LTISP") on 2/14/24 and will vest on 2/14/2027.

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February 14, 2024 Filed Feb 16, 2024 19:04 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 332 $446.37 $148,194.84
Disclosure

SEC source: 0001628280-24-005297 · wk-form4_1708110243.xml · nonDerivative · entry 2

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,558.27

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February 14, 2024 Filed Feb 16, 2024 19:04 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 912.27 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-005297 · wk-form4_1708110243.xml · nonDerivative · entry 1

Fleming Robert J. · CIK 0001995165 · CVP and Pres. Space Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,890.27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.