Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CACI INTERNATIONAL INC /DE/CACI · Entity 3388 | Director | January 01, 2026 | January 16, 2026 |
| NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963 | CVP & Chief Financial Officer | February 16, 2024 | February 21, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CACI INTERNATIONAL INC /DE/
Report date January 01, 2026 · Filed January 16, 2026
This filing explicitly reported no securities owned.
NORTHROP GRUMMAN CORP /DE/
Report date February 16, 2024 · Filed February 21, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,639.98 |
Ending reported balance
After 2024-02-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-02-16 · Exercise / conversion · Acquired 3,284 · Balance 18,121.98 Row 2 · 2024-02-16 · Tax withholding · Disposed 1,482 · Balance 16,639.98 |
| Restricted Stock RightsSEC Table II · derivative / convertible security | Direct | 7,505 |
Reported balance
After 2024-02-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-02-16 · Exercise / conversion · Disposed 3,284 · Balance 7,505 F1: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/21 that vested on 2/16/24. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.
F2: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/21 that vested on 2/16/24.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CSRA Inc.
Report date April 03, 2018 · Filed April 03, 2018
Section 16 reporting ended · disclosed 2018-04-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-03 transaction · row 1
1 source rowRow 1 · 2018-04-03 · Disposition to issuer · Disposed 8,202 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of February 9, 2018 (as amended, the "Merger Agreement"), between CSRA Inc. ("Company"), General Dynamics Corporation ("Parent") and Red Hawk Enterprises Corp. ("Merger Sub"), on April 3, 2018, Merger Sub was merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.001 per share, of the Company (each, a "Share") was converted into the right to receive $41.25 in cash, net of applicable withholding taxes and without interest ("Merger Consideration"). |
| Restricted Stock Units (PerformanceVested)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-04-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-04-03 · Disposition to issuer · Disposed 4,359 · Balance 0 F2: Each performance-vesting restricted stock unit ("PSU") represents a contingent right to receive one share of the Company's common stock. F4: Pursuant to the Merger Agreement, each PSU outstanding immediately prior to the effective time of the Merger became fully vested at the target level of vesting and was canceled and converted into the right to receive, for each Share subject to such then-vested PSU, the Merger Consideration. |
| Restricted Stock Units (PerformanceVested)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-04-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-04-03 · Disposition to issuer · Disposed 24,552 · Balance 0 F2: Each performance-vesting restricted stock unit ("PSU") represents a contingent right to receive one share of the Company's common stock. F4: Pursuant to the Merger Agreement, each PSU outstanding immediately prior to the effective time of the Merger became fully vested at the target level of vesting and was canceled and converted into the right to receive, for each Share subject to such then-vested PSU, the Merger Consideration. |
| Restricted Stock Units (PerformanceVested)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-04-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-04-03 · Disposition to issuer · Disposed 26,059 · Balance 0 F2: Each performance-vesting restricted stock unit ("PSU") represents a contingent right to receive one share of the Company's common stock. F4: Pursuant to the Merger Agreement, each PSU outstanding immediately prior to the effective time of the Merger became fully vested at the target level of vesting and was canceled and converted into the right to receive, for each Share subject to such then-vested PSU, the Merger Consideration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-04-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-04-03 · Disposition to issuer · Disposed 40,919 · Balance 0 F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F5: Pursuant to the Merger Agreement, each RSU granted prior to 2018, outstanding immediately prior to the effective time of the Merger, became fully vested and canceled and converted into the right to receive, for each Share subject to such RSU, the Merger Consideration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-04-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-04-03 · Disposition to issuer · Disposed 17,373 · Balance 0 F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F5: Pursuant to the Merger Agreement, each RSU granted prior to 2018, outstanding immediately prior to the effective time of the Merger, became fully vested and canceled and converted into the right to receive, for each Share subject to such RSU, the Merger Consideration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-04-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-04-03 · Disposition to issuer · Disposed 32,209 · Balance 0 F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F6: Pursuant to the Merger Agreement, each outstanding RSU granted in 2018, at the effective time of the Merger was converted into (i) restricted stock units that are subject to shares of the common stock of Parent (par value $0.001 per share) and (ii) a right to a cash payment of any dividend equivalents accumulated or retained by the Company prior to the effective time of the Merger. Each RSU granted in 2018 will be converted into restricted stock units of the Parent by multiplying the number of Shares subject to each such RSU by the fraction determined by dividing (A) $41.25 per share by (B) the average of the volume-weighted average price per share of the Parent's common stock trading on the New York Stock Exchange for each of the 20 consecutive business days ending on (and including) the date of the Merger. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.53 · Expires 2025-12-15 | Direct | 0 |
Reported balance
After 2018-04-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-04-03 · Disposition to issuer · Disposed 18,106 · Balance 0 F7: Pursuant to the Merger Agreement, each option outstanding immediately prior to the effective time of the Merger, whether vested or unvested, became fully vested, canceled and converted into the right to receive a lump-sum cash payment, without interest, in the amount of the Option Consideration, with respect to such option. "Option Consideration" means, with respect to an option an amount equal to the product of (A) the excess, if any, of the Merger Consideration over the applicable exercise price per Share subject to such option multiplied by (B) the number of Shares subject to such option. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.77 · Expires 2026-05-31 | Direct | 0 |
Reported balance
After 2018-04-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-04-03 · Disposition to issuer · Disposed 67,657 · Balance 0 F7: Pursuant to the Merger Agreement, each option outstanding immediately prior to the effective time of the Merger, whether vested or unvested, became fully vested, canceled and converted into the right to receive a lump-sum cash payment, without interest, in the amount of the Option Consideration, with respect to such option. "Option Consideration" means, with respect to an option an amount equal to the product of (A) the excess, if any, of the Merger Consideration over the applicable exercise price per Share subject to such option multiplied by (B) the number of Shares subject to such option. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.98 · Expires 2025-12-15 | Direct | 0 |
Reported balance
After 2018-04-03 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-04-03 · Disposition to issuer · Disposed 29,894 · Balance 0 F7: Pursuant to the Merger Agreement, each option outstanding immediately prior to the effective time of the Merger, whether vested or unvested, became fully vested, canceled and converted into the right to receive a lump-sum cash payment, without interest, in the amount of the Option Consideration, with respect to such option. "Option Consideration" means, with respect to an option an amount equal to the product of (A) the excess, if any, of the Merger Consideration over the applicable exercise price per Share subject to such option multiplied by (B) the number of Shares subject to such option. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of February 9, 2018 (as amended, the "Merger Agreement"), between CSRA Inc. ("Company"), General Dynamics Corporation ("Parent") and Red Hawk Enterprises Corp. ("Merger Sub"), on April 3, 2018, Merger Sub was merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.001 per share, of the Company (each, a "Share") was converted into the right to receive $41.25 in cash, net of applicable withholding taxes and without interest ("Merger Consideration").
F2: Each performance-vesting restricted stock unit ("PSU") represents a contingent right to receive one share of the Company's common stock.
F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock.
F4: Pursuant to the Merger Agreement, each PSU outstanding immediately prior to the effective time of the Merger became fully vested at the target level of vesting and was canceled and converted into the right to receive, for each Share subject to such then-vested PSU, the Merger Consideration.
F5: Pursuant to the Merger Agreement, each RSU granted prior to 2018, outstanding immediately prior to the effective time of the Merger, became fully vested and canceled and converted into the right to receive, for each Share subject to such RSU, the Merger Consideration.
F6: Pursuant to the Merger Agreement, each outstanding RSU granted in 2018, at the effective time of the Merger was converted into (i) restricted stock units that are subject to shares of the common stock of Parent (par value $0.001 per share) and (ii) a right to a cash payment of any dividend equivalents accumulated or retained by the Company prior to the effective time of the Merger. Each RSU granted in 2018 will be converted into restricted stock units of the Parent by multiplying the number of Shares subject to each such RSU by the fraction determined by dividing (A) $41.25 per share by (B) the average of the volume-weighted average price per share of the Parent's common stock trading on the New York Stock Exchange for each of the 20 consecutive business days ending on (and including) the date of the Merger.
F7: Pursuant to the Merger Agreement, each option outstanding immediately prior to the effective time of the Merger, whether vested or unvested, became fully vested, canceled and converted into the right to receive a lump-sum cash payment, without interest, in the amount of the Option Consideration, with respect to such option. "Option Consideration" means, with respect to an option an amount equal to the product of (A) the excess, if any, of the Merger Consideration over the applicable exercise price per Share subject to such option multiplied by (B) the number of Shares subject to such option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2024 Filed Feb 21, 2024 22:14 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 3,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-005961 · wk-form4_1708553620.xml · derivative · entry 3 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,505 Underlying: Common Stock · 3,284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/21 that vested on 2/16/24. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 22:14 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 1,482 | $450.96 | $668,322.72 |
DisclosureSEC source: 0001628280-24-005961 · wk-form4_1708553620.xml · nonDerivative · entry 2 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,639.98 Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 22:14 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 3,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-005961 · wk-form4_1708553620.xml · nonDerivative · entry 1 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,121.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 19:13 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 10,184.43 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-005301 · wk-form4_1708110823.xml · derivative · entry 5 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,363 Underlying: Common Stock · 10,184.43 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Performance Stock Rights ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.exercise_date: Each Restricted Performance Stock Rights ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.expiration_date: Each Restricted Performance Stock Rights ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 19:13 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 8,623.43 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-005301 · wk-form4_1708110823.xml · derivative · entry 4 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,547.43 Underlying: Common Stock · 8,623.43 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Performance Stock Rights ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · shares: The RPSRs acquired include (i) 2,961.43 vested RPSRs with respect to the measurement period ended 12/31/23 acquired due to settlement of the RPSRs granted under the LTISP on 2/16/21 that resulted in settlement at 141% of the target award; and (ii) 5,662 unvested RPSRs granted under the LTISP on 2/14/24 with a measurement period ending on 12/31/26. A total of 10,184.43 shares were issued in settlement of the 2021 RPSRs with a measurement period that ended 12/31/23, and the target award amount of 7,223 RPSRs was previously reported in connection with the grant of the 2021 RPSRs. F2 · derivative.exercise_date: Each Restricted Performance Stock Rights ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.expiration_date: Each Restricted Performance Stock Rights ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 19:13 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 2,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-005301 · wk-form4_1708110823.xml · derivative · entry 3 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,789 Underlying: Common Stock · 2,598 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/14/24 and will vest on 2/14/27. F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/14/24 and will vest on 2/14/27. F1 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/14/24 and will vest on 2/14/27. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 19:13 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 4,262 | $446.37 | $1,902,428.94 |
DisclosureSEC source: 0001628280-24-005301 · wk-form4_1708110823.xml · nonDerivative · entry 2 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,837.98 Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 19:13 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 10,184.43 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-005301 · wk-form4_1708110823.xml · nonDerivative · entry 1 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,099.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2023 Filed May 9, 2023 20:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 3,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-016844 · wf-form4_168366388539478.xml · derivative · entry 3 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,191 Underlying: Common Stock · 3,847 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan on 5/5/20 that vested on 5/5/23. Read SEC document |
| May 05, 2023 Filed May 9, 2023 20:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 1,736 | $446.81 | $775,662.16 |
DisclosureSEC source: 0001628280-23-016844 · wf-form4_168366388539478.xml · nonDerivative · entry 2 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,915.55 Read SEC document |
| May 05, 2023 Filed May 9, 2023 20:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 3,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-016844 · wf-form4_168366388539478.xml · nonDerivative · entry 1 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,651.55 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:39 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 11,816.55 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004331 · wf-form4_167701550609322.xml · derivative · entry 5 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,924 Underlying: Common Stock · 11,816.55 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:39 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 8,023.55 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004331 · wf-form4_167701550609322.xml · derivative · entry 4 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,740.55 Underlying: Common Stock · 8,023.55 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · shares: The RPSRs acquired include (i) 3,063.55 vested RPSRs with respect to the measurement period ended 12/31/22 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 5/5/20 that resulted in settlement at 135% of the target award; and (ii) 4,960 unvested RPSRs granted under the LTISP on 2/16/23 with a measurement period ending on 12/31/25. A total of 11,816.55 shares were issued in settlement of the 2020 RPSRs with a measurement period that ended 12/31/22, and the target award amount of 8,753 RPSRs was previously reported in connection with the grant of the 2020 RPSRs. F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:39 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 2,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004331 · wf-form4_167701550609322.xml · derivative · entry 3 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,038 Underlying: Common Stock · 2,286 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26. F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26. F1 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:39 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 5,012 | $465.35 | $2,332,334.20 |
DisclosureSEC source: 0001628280-23-004331 · wf-form4_167701550609322.xml · nonDerivative · entry 2 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,804.55 Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:39 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 11,816.55 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004331 · wf-form4_167701550609322.xml · nonDerivative · entry 1 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,816.55 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:42 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 5,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003038 · wf-form4_164513410296552.xml · derivative · entry 2 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,717 Underlying: Common Stock · 5,741 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:42 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 2,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003038 · wf-form4_164513410296552.xml · derivative · entry 1 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,752 Underlying: Common Stock · 2,621 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25. F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25. F1 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:36 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 3,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003062 · doc4.xml · derivative · entry 2 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,131 Underlying: Common Stock · 3,284 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Stock Right (RSR) represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24. F5 · derivative.exercise_date: Each Restricted Stock Right (RSR) represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24. F5 · derivative.expiration_date: Each Restricted Stock Right (RSR) represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24. F6 · balance_after: Total amount includes 3,284 RSRs granted under the LTISP on 2/16/21 that will vest on 2/16/24; and 3,847 RSRs granted under the LTISP on 5/5/20 that will vest on 5/5/23. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:36 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 7,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003062 · doc4.xml · derivative · entry 1 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,976 Underlying: Common Stock · 7,223 shares Expires not disclosed F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · shares: These unvested RPSRs were granted under the Long-Term Incentive Stock Plan (LTISP) on 2/16/21 with a measurement period ending on 12/31/23. F3 · derivative.exercise_date: Each Restricted Performance Stock Right (RPSR) represents a contingent right to receive an equivalent number of shares of issuer common stock or, at the issuer's election, cash or a combination of cash and issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · derivative.expiration_date: Each Restricted Performance Stock Right (RPSR) represents a contingent right to receive an equivalent number of shares of issuer common stock or, at the issuer's election, cash or a combination of cash and issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F4 · balance_after: Total amount includes 7,223 RPSRs granted under the LTISP on 2/16/21 with a measurement period ending on 12/31/23; and 8,753 RPSRs granted on 5/5/20 with a measurement period ending on 12/31/22. Read SEC document |
| May 05, 2020 Filed May 7, 2020 20:43 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 3,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007211 · doc4.xml · derivative · entry 2 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,847 Underlying: Common Stock · 3,847 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 5/5/2020 and will vest on 5/5/2023. F3 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 5/5/2020 and will vest on 5/5/2023. F3 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 5/5/2020 and will vest on 5/5/2023. Read SEC document |
| May 05, 2020 Filed May 7, 2020 20:43 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 8,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007211 · doc4.xml · derivative · entry 1 Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,753 Underlying: Common Stock · 8,753 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · shares: The RPSRs were granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 5/5/2020 with a measurement period ending on 12/31/2022. F1 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 21:41 UTC | CSRA Inc. CSRA · Entity 167770 | Disposition to issuerStock Options (right to buy) · Derivative | 29,894 | Not disclosed Strike: $15.98 | Not disclosed |
DisclosureSEC source: 0000950142-18-000776 · es1800488_4-keffer.xml · derivative · entry 10 Keffer David F · CIK 0001659994 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,894 shares Expires 2025-12-15 F7 · price: Pursuant to the Merger Agreement, each option outstanding immediately prior to the effective time of the Merger, whether vested or unvested, became fully vested, canceled and converted into the right to receive a lump-sum cash payment, without interest, in the amount of the Option Consideration, with respect to such option. "Option Consideration" means, with respect to an option an amount equal to the product of (A) the excess, if any, of the Merger Consideration over the applicable exercise price per Share subject to such option multiplied by (B) the number of Shares subject to such option. F7 · derivative.exercise_date: Pursuant to the Merger Agreement, each option outstanding immediately prior to the effective time of the Merger, whether vested or unvested, became fully vested, canceled and converted into the right to receive a lump-sum cash payment, without interest, in the amount of the Option Consideration, with respect to such option. "Option Consideration" means, with respect to an option an amount equal to the product of (A) the excess, if any, of the Merger Consideration over the applicable exercise price per Share subject to such option multiplied by (B) the number of Shares subject to such option. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 21:41 UTC | CSRA Inc. CSRA · Entity 167770 | Disposition to issuerStock Options (right to buy) · Derivative | 67,657 | Not disclosed Strike: $24.77 | Not disclosed |
DisclosureSEC source: 0000950142-18-000776 · es1800488_4-keffer.xml · derivative · entry 9 Keffer David F · CIK 0001659994 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,657 shares Expires 2026-05-31 F7 · price: Pursuant to the Merger Agreement, each option outstanding immediately prior to the effective time of the Merger, whether vested or unvested, became fully vested, canceled and converted into the right to receive a lump-sum cash payment, without interest, in the amount of the Option Consideration, with respect to such option. "Option Consideration" means, with respect to an option an amount equal to the product of (A) the excess, if any, of the Merger Consideration over the applicable exercise price per Share subject to such option multiplied by (B) the number of Shares subject to such option. F7 · derivative.exercise_date: Pursuant to the Merger Agreement, each option outstanding immediately prior to the effective time of the Merger, whether vested or unvested, became fully vested, canceled and converted into the right to receive a lump-sum cash payment, without interest, in the amount of the Option Consideration, with respect to such option. "Option Consideration" means, with respect to an option an amount equal to the product of (A) the excess, if any, of the Merger Consideration over the applicable exercise price per Share subject to such option multiplied by (B) the number of Shares subject to such option. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 21:41 UTC | CSRA Inc. CSRA · Entity 167770 | Disposition to issuerStock Options (right to buy) · Derivative | 18,106 | Not disclosed Strike: $27.53 | Not disclosed |
DisclosureSEC source: 0000950142-18-000776 · es1800488_4-keffer.xml · derivative · entry 8 Keffer David F · CIK 0001659994 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,106 shares Expires 2025-12-15 F7 · price: Pursuant to the Merger Agreement, each option outstanding immediately prior to the effective time of the Merger, whether vested or unvested, became fully vested, canceled and converted into the right to receive a lump-sum cash payment, without interest, in the amount of the Option Consideration, with respect to such option. "Option Consideration" means, with respect to an option an amount equal to the product of (A) the excess, if any, of the Merger Consideration over the applicable exercise price per Share subject to such option multiplied by (B) the number of Shares subject to such option. F7 · derivative.exercise_date: Pursuant to the Merger Agreement, each option outstanding immediately prior to the effective time of the Merger, whether vested or unvested, became fully vested, canceled and converted into the right to receive a lump-sum cash payment, without interest, in the amount of the Option Consideration, with respect to such option. "Option Consideration" means, with respect to an option an amount equal to the product of (A) the excess, if any, of the Merger Consideration over the applicable exercise price per Share subject to such option multiplied by (B) the number of Shares subject to such option. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 21:41 UTC | CSRA Inc. CSRA · Entity 167770 | Disposition to issuerRestricted Stock Units · Derivative | 32,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-000776 · es1800488_4-keffer.xml · derivative · entry 7 Keffer David F · CIK 0001659994 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,209 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F6 · price: Pursuant to the Merger Agreement, each outstanding RSU granted in 2018, at the effective time of the Merger was converted into (i) restricted stock units that are subject to shares of the common stock of Parent (par value $0.001 per share) and (ii) a right to a cash payment of any dividend equivalents accumulated or retained by the Company prior to the effective time of the Merger. Each RSU granted in 2018 will be converted into restricted stock units of the Parent by multiplying the number of Shares subject to each such RSU by the fraction determined by dividing (A) $41.25 per share by (B) the average of the volume-weighted average price per share of the Parent's common stock trading on the New York Stock Exchange for each of the 20 consecutive business days ending on (and including) the date of the Merger. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding RSU granted in 2018, at the effective time of the Merger was converted into (i) restricted stock units that are subject to shares of the common stock of Parent (par value $0.001 per share) and (ii) a right to a cash payment of any dividend equivalents accumulated or retained by the Company prior to the effective time of the Merger. Each RSU granted in 2018 will be converted into restricted stock units of the Parent by multiplying the number of Shares subject to each such RSU by the fraction determined by dividing (A) $41.25 per share by (B) the average of the volume-weighted average price per share of the Parent's common stock trading on the New York Stock Exchange for each of the 20 consecutive business days ending on (and including) the date of the Merger. F6 · derivative.expiration_date: Pursuant to the Merger Agreement, each outstanding RSU granted in 2018, at the effective time of the Merger was converted into (i) restricted stock units that are subject to shares of the common stock of Parent (par value $0.001 per share) and (ii) a right to a cash payment of any dividend equivalents accumulated or retained by the Company prior to the effective time of the Merger. Each RSU granted in 2018 will be converted into restricted stock units of the Parent by multiplying the number of Shares subject to each such RSU by the fraction determined by dividing (A) $41.25 per share by (B) the average of the volume-weighted average price per share of the Parent's common stock trading on the New York Stock Exchange for each of the 20 consecutive business days ending on (and including) the date of the Merger. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 21:41 UTC | CSRA Inc. CSRA · Entity 167770 | Disposition to issuerRestricted Stock Units · Derivative | 17,373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-000776 · es1800488_4-keffer.xml · derivative · entry 6 Keffer David F · CIK 0001659994 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,373 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F5 · price: Pursuant to the Merger Agreement, each RSU granted prior to 2018, outstanding immediately prior to the effective time of the Merger, became fully vested and canceled and converted into the right to receive, for each Share subject to such RSU, the Merger Consideration. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each RSU granted prior to 2018, outstanding immediately prior to the effective time of the Merger, became fully vested and canceled and converted into the right to receive, for each Share subject to such RSU, the Merger Consideration. F5 · derivative.expiration_date: Pursuant to the Merger Agreement, each RSU granted prior to 2018, outstanding immediately prior to the effective time of the Merger, became fully vested and canceled and converted into the right to receive, for each Share subject to such RSU, the Merger Consideration. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 21:41 UTC | CSRA Inc. CSRA · Entity 167770 | Disposition to issuerRestricted Stock Units · Derivative | 40,919 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-000776 · es1800488_4-keffer.xml · derivative · entry 5 Keffer David F · CIK 0001659994 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,919 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F5 · price: Pursuant to the Merger Agreement, each RSU granted prior to 2018, outstanding immediately prior to the effective time of the Merger, became fully vested and canceled and converted into the right to receive, for each Share subject to such RSU, the Merger Consideration. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each RSU granted prior to 2018, outstanding immediately prior to the effective time of the Merger, became fully vested and canceled and converted into the right to receive, for each Share subject to such RSU, the Merger Consideration. F5 · derivative.expiration_date: Pursuant to the Merger Agreement, each RSU granted prior to 2018, outstanding immediately prior to the effective time of the Merger, became fully vested and canceled and converted into the right to receive, for each Share subject to such RSU, the Merger Consideration. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 21:41 UTC | CSRA Inc. CSRA · Entity 167770 | Disposition to issuerRestricted Stock Units (PerformanceVested) · Derivative | 26,059 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-000776 · es1800488_4-keffer.xml · derivative · entry 4 Keffer David F · CIK 0001659994 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,059 shares Expires not disclosed F2 · derivative.exercise_price: Each performance-vesting restricted stock unit ("PSU") represents a contingent right to receive one share of the Company's common stock. F4 · price: Pursuant to the Merger Agreement, each PSU outstanding immediately prior to the effective time of the Merger became fully vested at the target level of vesting and was canceled and converted into the right to receive, for each Share subject to such then-vested PSU, the Merger Consideration. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each PSU outstanding immediately prior to the effective time of the Merger became fully vested at the target level of vesting and was canceled and converted into the right to receive, for each Share subject to such then-vested PSU, the Merger Consideration. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each PSU outstanding immediately prior to the effective time of the Merger became fully vested at the target level of vesting and was canceled and converted into the right to receive, for each Share subject to such then-vested PSU, the Merger Consideration. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 21:41 UTC | CSRA Inc. CSRA · Entity 167770 | Disposition to issuerRestricted Stock Units (PerformanceVested) · Derivative | 24,552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-000776 · es1800488_4-keffer.xml · derivative · entry 3 Keffer David F · CIK 0001659994 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,552 shares Expires not disclosed F2 · derivative.exercise_price: Each performance-vesting restricted stock unit ("PSU") represents a contingent right to receive one share of the Company's common stock. F4 · price: Pursuant to the Merger Agreement, each PSU outstanding immediately prior to the effective time of the Merger became fully vested at the target level of vesting and was canceled and converted into the right to receive, for each Share subject to such then-vested PSU, the Merger Consideration. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each PSU outstanding immediately prior to the effective time of the Merger became fully vested at the target level of vesting and was canceled and converted into the right to receive, for each Share subject to such then-vested PSU, the Merger Consideration. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each PSU outstanding immediately prior to the effective time of the Merger became fully vested at the target level of vesting and was canceled and converted into the right to receive, for each Share subject to such then-vested PSU, the Merger Consideration. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 21:41 UTC | CSRA Inc. CSRA · Entity 167770 | Disposition to issuerRestricted Stock Units (PerformanceVested) · Derivative | 4,359 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-000776 · es1800488_4-keffer.xml · derivative · entry 2 Keffer David F · CIK 0001659994 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,359 shares Expires not disclosed F2 · derivative.exercise_price: Each performance-vesting restricted stock unit ("PSU") represents a contingent right to receive one share of the Company's common stock. F4 · price: Pursuant to the Merger Agreement, each PSU outstanding immediately prior to the effective time of the Merger became fully vested at the target level of vesting and was canceled and converted into the right to receive, for each Share subject to such then-vested PSU, the Merger Consideration. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each PSU outstanding immediately prior to the effective time of the Merger became fully vested at the target level of vesting and was canceled and converted into the right to receive, for each Share subject to such then-vested PSU, the Merger Consideration. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each PSU outstanding immediately prior to the effective time of the Merger became fully vested at the target level of vesting and was canceled and converted into the right to receive, for each Share subject to such then-vested PSU, the Merger Consideration. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 21:41 UTC | CSRA Inc. CSRA · Entity 167770 | Disposition to issuerCommon Stock | 8,202 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-000776 · es1800488_4-keffer.xml · nonDerivative · entry 1 Keffer David F · CIK 0001659994 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 9, 2018 (as amended, the "Merger Agreement"), between CSRA Inc. ("Company"), General Dynamics Corporation ("Parent") and Red Hawk Enterprises Corp. ("Merger Sub"), on April 3, 2018, Merger Sub was merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.001 per share, of the Company (each, a "Share") was converted into the right to receive $41.25 in cash, net of applicable withholding taxes and without interest ("Merger Consideration"). Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 17:45 UTC | CSRA Inc. CSRA · Entity 167770 | GrantRestricted Stock Units · Derivative | 32,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001646383-18-000023 · wf-form4_151968509222440.xml · derivative · entry 1 Keffer David F · CIK 0001659994 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,209 Underlying: Common Stock · 32,209 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest in three equal annual installments beginning February 22, 2019. F2 · derivative.expiration_date: The RSUs will vest in three equal annual installments beginning February 22, 2019. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 17:06 UTC | CSRA Inc. CSRA · Entity 167770 | SaleCommon Stock | 20,000 | $30.08 | $601,600.00 |
DisclosureSEC source: 0001646383-17-000069 · wf-form4_149635119153847.xml · nonDerivative · entry 1 Keffer David F · CIK 0001659994 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,202 Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 17:06 UTC | CSRA Inc. CSRA · Entity 167770 | GrantRestricted Stock Units · Derivative | 17,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001646383-17-000069 · wf-form4_149635119153847.xml · derivative · entry 2 Keffer David F · CIK 0001659994 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,373 Underlying: Common Stock · 17,373 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest in three equal annual installments beginning May 30, 2018. F2 · derivative.expiration_date: The RSUs will vest in three equal annual installments beginning May 30, 2018. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 20:19 UTC | CSRA Inc. CSRA · Entity 167770 | OtherCommon Stock | 517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001646383-16-000465 · wf-form4_148072793220641.xml · nonDerivative · entry 3 Keffer David F · CIK 0001659994 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,202 F2 · shares: These shares have been released to the Reporting Person in accordance with the custody arrangement referenced above as a result of their forfeiture by Providence. F2 · price: These shares have been released to the Reporting Person in accordance with the custody arrangement referenced above as a result of their forfeiture by Providence. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 20:19 UTC | CSRA Inc. CSRA · Entity 167770 | Tax withholdingCommon Stock | 5,578 | $31.83 | $177,547.74 |
DisclosureSEC source: 0001646383-16-000465 · wf-form4_148072793220641.xml · nonDerivative · entry 2 Keffer David F · CIK 0001659994 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,685 Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 20:19 UTC | CSRA Inc. CSRA · Entity 167770 | OtherCommon Stock | 16,851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001646383-16-000465 · wf-form4_148072793220641.xml · nonDerivative · entry 1 Keffer David F · CIK 0001659994 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,263 F1 · shares: These shares of common stock represent the gross earned performance shares released from a custody account pursuant to a custody arrangement entered into at the time of the previously disclosed merger of SRA International, Inc. (SRA International) with Computer Sciences Corporation's government division. Under this arrangement, Providence Equity Partners VI LP (Providence) granted conditional rights to pre-vested shares to certain former employees of SRA International, including the Reporting Person. Certain applicable conditions under such custody arrangement have been met, resulting in the release of these shares to the Reporting Person. F1 · price: These shares of common stock represent the gross earned performance shares released from a custody account pursuant to a custody arrangement entered into at the time of the previously disclosed merger of SRA International, Inc. (SRA International) with Computer Sciences Corporation's government division. Under this arrangement, Providence Equity Partners VI LP (Providence) granted conditional rights to pre-vested shares to certain former employees of SRA International, including the Reporting Person. Certain applicable conditions under such custody arrangement have been met, resulting in the release of these shares to the Reporting Person. Read SEC document |
| November 30, 2016 Filed Dec 12, 2016 18:59 UTC Amendment | CSRA Inc. CSRA · Entity 167770 | GrantCommon Stock | 517 | $31.51 | $16,290.67 |
DisclosureSEC source: 0001646383-16-000473 · wf-form4a_148158715501684.xml · nonDerivative · entry 3 Keffer David F · CIK 0001659994 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,202 F3 · shares: Exempt transaction under Section 16b-3. These shares of common stock represent the forfeited performance shares released to the Reporting Person in accordance with the custody arrangement referenced above. The Reporting Person's right to receive these additional shares became fixed and irrevocable on November 30, 2015, the effective date of the merger. F2 · price: $31.51 represents the closing price of the common stock of CSRA Inc. on the effective date of the merger. Read SEC document |
| November 30, 2016 Filed Dec 12, 2016 18:59 UTC Amendment | CSRA Inc. CSRA · Entity 167770 | Tax withholdingCommon Stock | 5,578 | $31.83 | $177,547.74 |
DisclosureSEC source: 0001646383-16-000473 · wf-form4a_148158715501684.xml · nonDerivative · entry 2 Keffer David F · CIK 0001659994 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,685 Read SEC document |
| November 30, 2016 Filed Dec 12, 2016 18:59 UTC Amendment | CSRA Inc. CSRA · Entity 167770 | GrantCommon Stock | 16,851 | $31.51 | $530,975.01 |
DisclosureSEC source: 0001646383-16-000473 · wf-form4a_148158715501684.xml · nonDerivative · entry 1 Keffer David F · CIK 0001659994 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,263 F1 · shares: Exempt transaction under Section 16b-3. These shares of common stock represent the earned performance shares released from a custody account pursuant to a custody arrangement entered into as part of the previously disclosed merger of SRA International, Inc. (SRA International) with Computer Sciences Corporation's government division. This arrangement granted conditional rights to pre-vested shares to certain former employees of SRA International, including the Reporting Person. Certain applicable conditions under such custody arrangement have been met, resulting in the release of these shares to the Reporting Person. The Reporting Person's right to receive these additional shares became fixed and irrevocable on November 30, 2015, the effective date of the merger. F2 · price: $31.51 represents the closing price of the common stock of CSRA Inc. on the effective date of the merger. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.