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NORTHROP GRUMMAN CORP /DE/

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2963
SEC CIK
0001133421
Parsed reports
704

Last 12 months

Inside the activity.

0 purchase rows · 61 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202501
Jan 202602
Feb 2026029
Mar 202601
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 2026010
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2022 Filed Feb 17, 2022 21:44 UTC
Warden Kathy JDirector · Chairman, CEO and President
Exercise / conversionRestricted Performance Stock Rights · Derivative 40,958 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003042 · wf-form4_164513423716834.xml · derivative · entry 5

Warden Kathy J · CIK 0001559112 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,103

Underlying: Common Stock · 40,958 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:44 UTC
Warden Kathy JDirector · Chairman, CEO and President
GrantRestricted Performance Stock Rights · Derivative 32,947 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003042 · wf-form4_164513423716834.xml · derivative · entry 4

Warden Kathy J · CIK 0001559112 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,061

Underlying: Common Stock · 32,947 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · shares: The RPSRs acquired include (i) 7,386 vested RPSRs with respect to the measurement period ended 12/31/21 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that resulted in settlement at 122% of the target award; and (ii) 25,561 unvested RPSRs granted under the LTISP on 2/15/22 with a measurement period ending on 12/31/24. A total of 40,958 shares were issued in settlement of the 2019 RPSRs with a measurement period that ended 12/31/21, and the target award amount of 33,572 RPSRs was previously reported in connection with the grant of the 2019 RPSRs.

F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:44 UTC
Warden Kathy JDirector · Chairman, CEO and President
GrantRestricted Stock Rights · Derivative 11,672 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003042 · wf-form4_164513423716834.xml · derivative · entry 3

Warden Kathy J · CIK 0001559112 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,901

Underlying: Common Stock · 11,672 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

F1 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:44 UTC
Warden Kathy JDirector · Chairman, CEO and President
Tax withholdingCommon Stock 18,472 $384.77 $7,107,471.44
Disclosure

SEC source: 0001628280-22-003042 · wf-form4_164513423716834.xml · nonDerivative · entry 2

Warden Kathy J · CIK 0001559112 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,518.29

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:44 UTC
Warden Kathy JDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 40,958 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003042 · wf-form4_164513423716834.xml · nonDerivative · entry 1

Warden Kathy J · CIK 0001559112 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,990.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:43 UTC
Jones Thomas HCVP & Pres Aeronautics Systems
Exercise / conversionRestricted Performance Stock Rights · Derivative 1,514 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003041 · wf-form4_164513421182985.xml · derivative · entry 6

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,442

Underlying: Common Stock · 1,514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Performance Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.exercise_date: Each Restricted Stock Performance Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each Restricted Stock Performance Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:43 UTC
Jones Thomas HCVP & Pres Aeronautics Systems
GrantRestricted Performance Stock Rights · Derivative 5,937 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003041 · wf-form4_164513421182985.xml · derivative · entry 5

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,956

Underlying: Common Stock · 5,937 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Performance Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · shares: The RPSRs acquired include (i) 556 vested RPSRs with respect to the measurement period ended 12/31/21 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that resulted in settlement at 158% of the target award; and (ii) 5,381 unvested RPSRs granted under the LTISP on 2/15/22 with a measurement period ending on 12/31/24. A total of 1,514 shares were issued in settlement of the 2019 RPSRs with a measurement period that ended 12/31/21, and the target award amount of 958 RPSRs was previously reported in connection with the grant of the 2019 RPSRs.

F3 · derivative.exercise_date: Each Restricted Stock Performance Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each Restricted Stock Performance Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:43 UTC
Jones Thomas HCVP & Pres Aeronautics Systems
GrantRestricted Stock Rights · Derivative 2,457 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003041 · wf-form4_164513421182985.xml · derivative · entry 4

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,100

Underlying: Common Stock · 2,457 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

F2 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:43 UTC
Jones Thomas HCVP & Pres Aeronautics Systems
Tax withholdingCommon Stock 524 $384.77 $201,619.48
Disclosure

SEC source: 0001628280-22-003041 · wf-form4_164513421182985.xml · nonDerivative · entry 2

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,314.815

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:43 UTC
Jones Thomas HCVP & Pres Aeronautics Systems
Exercise / conversionCommon Stock 1,514 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003041 · wf-form4_164513421182985.xml · nonDerivative · entry 1

Jones Thomas H · CIK 0001834674 · CVP & Pres Aeronautics Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,838.815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:43 UTC
Perry David TCVP Chief Global Bus Off
Exercise / conversionRestricted Performance Stock Rights · Derivative 5,671 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003040 · wf-form4_164513418237813.xml · derivative · entry 7

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,168

Underlying: Common Stock · 5,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Performance Right ("RSPR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · derivative.exercise_date: Each Restricted Stock Performance Right ("RSPR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · derivative.expiration_date: Each Restricted Stock Performance Right ("RSPR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:43 UTC
Perry David TCVP Chief Global Bus Off
GrantRestricted Performance Stock Rights · Derivative 4,252 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003040 · wf-form4_164513418237813.xml · derivative · entry 6

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,839

Underlying: Common Stock · 4,252 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Performance Right ("RSPR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F5 · shares: The RPSRs acquired include (i) 1,023 vested RPSRs with respect to the measurement period ended 12/31/21 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that resulted in settlement at 122% of the target award; and (ii) 3,229 unvested RPSRs granted under the LTISP on 2/15/22 with a measurement period ending on 12/31/24. A total of 5,671 shares were issued in settlement of the 2019 RPSRs with a measurement period that ended 12/31/21, and the target award amount of 4,648 RPSRs was previously reported in connection with the grant of the 2019 RPSRs.

F4 · derivative.exercise_date: Each Restricted Stock Performance Right ("RSPR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · derivative.expiration_date: Each Restricted Stock Performance Right ("RSPR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:43 UTC
Perry David TCVP Chief Global Bus Off
GrantRestricted Stock Rights · Derivative 1,474 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003040 · wf-form4_164513418237813.xml · derivative · entry 5

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,971

Underlying: Common Stock · 1,474 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Performance Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

F3 · derivative.exercise_date: Each Restricted Performance Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

F3 · derivative.expiration_date: Each Restricted Performance Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:43 UTC
Perry David TCVP Chief Global Bus Off
Tax withholdingCommon Stock 2,481 $384.77 $954,614.37
Disclosure

SEC source: 0001628280-22-003040 · wf-form4_164513418237813.xml · nonDerivative · entry 2

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,976.6

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:43 UTC
Perry David TCVP Chief Global Bus Off
Exercise / conversionCommon Stock 5,671 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003040 · wf-form4_164513418237813.xml · nonDerivative · entry 1

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,457.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:42 UTC
Ryan Lucy CCorp VP, Communications
Exercise / conversionRestricted Performance Stock Rights · Derivative 1,891 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003039 · wf-form4_164513413470651.xml · derivative · entry 5

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,723

Underlying: Common Stock · 1,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:42 UTC
Ryan Lucy CCorp VP, Communications
GrantRestricted Performance Stock Rights · Derivative 1,417 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003039 · wf-form4_164513413470651.xml · derivative · entry 4

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,614

Underlying: Common Stock · 1,417 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · shares: The RPSRs acquired include (i) 341 vested RPSRs with respect to the measurement period ended 12/31/21 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that resulted in settlement at 122% of the target award; and (ii) 1,076 unvested RPSRs granted under the LTISP on 2/15/22 with a measurement period ending on 12/31/24. A total of 1,891 shares were issued in settlement of the 2019 RPSRs with a measurement period that ended 12/31/21, and the target award amount of 1,550 RPSRs was previously reported in connection with the grant of the 2019 RPSRs.

F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:42 UTC
Ryan Lucy CCorp VP, Communications
GrantRestricted Stock Rights · Derivative 491 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003039 · wf-form4_164513413470651.xml · derivative · entry 3

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,657

Underlying: Common Stock · 491 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

F1 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:42 UTC
Ryan Lucy CCorp VP, Communications
Tax withholdingCommon Stock 570 $384.77 $219,318.90
Disclosure

SEC source: 0001628280-22-003039 · wf-form4_164513413470651.xml · nonDerivative · entry 2

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,218.44

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:42 UTC
Ryan Lucy CCorp VP, Communications
Exercise / conversionCommon Stock 1,891 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003039 · wf-form4_164513413470651.xml · nonDerivative · entry 1

Ryan Lucy C · CIK 0001762551 · Corp VP, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,788.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:42 UTC
Keffer David FCVP & Chief Financial Officer
GrantRestricted Performance Stock Rights · Derivative 5,741 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003038 · wf-form4_164513410296552.xml · derivative · entry 2

Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,717

Underlying: Common Stock · 5,741 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:42 UTC
Keffer David FCVP & Chief Financial Officer
GrantRestricted Stock Rights · Derivative 2,621 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003038 · wf-form4_164513410296552.xml · derivative · entry 1

Keffer David F · CIK 0001659994 · CVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,752

Underlying: Common Stock · 2,621 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

F1 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:41 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
Exercise / conversionRestricted Performance Stock Rights · Derivative 8,191 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003037 · wf-form4_164513407982273.xml · derivative · entry 5

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,129

Underlying: Common Stock · 8,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:41 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
GrantRestricted Performance Stock Rights · Derivative 6,140 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003037 · wf-form4_164513407982273.xml · derivative · entry 4

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,320

Underlying: Common Stock · 6,140 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · shares: The RPSRs acquired include (i) 1,477 vested RPSRs with respect to the measurement period ended 12/31/21 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that resulted in settlement at 122% of the target award; and (ii) 4,663 unvested RPSRs granted under the LTISP on 2/15/22 with a measurement period ending on 12/31/24. A total of 8,191 shares were issued in settlement of the 2019 RPSRs with a measurement period that ended 12/31/21, and the target award amount of 6,714 RPSRs was previously reported in connection with the grant of the 2019 RPSRs.

F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:41 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
GrantRestricted Stock Rights · Derivative 2,130 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003037 · wf-form4_164513407982273.xml · derivative · entry 3

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,182

Underlying: Common Stock · 2,130 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

F1 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:41 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
Tax withholdingCommon Stock 3,957 $384.77 $1,522,534.89
Disclosure

SEC source: 0001628280-22-003037 · wf-form4_164513407982273.xml · nonDerivative · entry 2

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,797.86

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:41 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
Exercise / conversionCommon Stock 8,191 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003037 · wf-form4_164513407982273.xml · nonDerivative · entry 1

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,754.86

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 22:25 UTC GiftCommon Stock 1,260 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002762 · wf-form4_164496392859942.xml · nonDerivative · entry 1

KRAPEK KARL J · CIK 0001238288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,807

F1 · balance_after: Amount includes (i) 1,368 shares of common stock; and (ii) 21,439 shares of common stock held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:10 UTC
Kalan Lesley ACVP, Chief Strategy & Dev Ofc
Exercise / conversionRestricted Stock Rights · Derivative 1,751 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002869 · wf-form4_164504940811158.xml · derivative · entry 3

Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,497

Underlying: Common Stock · 1,751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that vested on 2/14/22.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:10 UTC
Kalan Lesley ACVP, Chief Strategy & Dev Ofc
Tax withholdingCommon Stock 533 $390.60 $208,189.80
Disclosure

SEC source: 0001628280-22-002869 · wf-form4_164504940811158.xml · nonDerivative · entry 2

Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,236.99

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:10 UTC
Kalan Lesley ACVP, Chief Strategy & Dev Ofc
Exercise / conversionCommon Stock 1,751 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002869 · wf-form4_164504940811158.xml · nonDerivative · entry 1

Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,769.99

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:13 UTC
Warden Kathy JDirector · Chairman, CEO and President
Exercise / conversionRestricted Stock Rights · Derivative 14,227 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002871 · wf-form4_164504956619746.xml · derivative · entry 3

Warden Kathy J · CIK 0001559112 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,229

Underlying: Common Stock · 14,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that vested on 2/14/22.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:13 UTC
Warden Kathy JDirector · Chairman, CEO and President
Tax withholdingCommon Stock 6,033 $390.60 $2,356,489.80
Disclosure

SEC source: 0001628280-22-002871 · wf-form4_164504956619746.xml · nonDerivative · entry 2

Warden Kathy J · CIK 0001559112 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,032.29

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:13 UTC
Warden Kathy JDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 14,227 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002871 · wf-form4_164504956619746.xml · nonDerivative · entry 1

Warden Kathy J · CIK 0001559112 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,065.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:07 UTC
Hardesty Michael ACorp VP, Controller & CAO
Exercise / conversionRestricted Stock Rights · Derivative 766 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002867 · wf-form4_164504920350381.xml · derivative · entry 5

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,360

Underlying: Common Stock · 766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that vested on 2/14/22.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:07 UTC
Hardesty Michael ACorp VP, Controller & CAO
GiftCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002867 · wf-form4_164504920350381.xml · nonDerivative · entry 4

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,121.95

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:07 UTC
Hardesty Michael ACorp VP, Controller & CAO
SaleCommon Stock 347 $397.00 $137,759.00
Disclosure

SEC source: 0001628280-22-002867 · wf-form4_164504920350381.xml · nonDerivative · entry 3

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,221.95

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:07 UTC
Hardesty Michael ACorp VP, Controller & CAO
Tax withholdingCommon Stock 240 $390.60 $93,744.00
Disclosure

SEC source: 0001628280-22-002867 · wf-form4_164504920350381.xml · nonDerivative · entry 2

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,568.95

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:07 UTC
Hardesty Michael ACorp VP, Controller & CAO
Exercise / conversionCommon Stock 766 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002867 · wf-form4_164504920350381.xml · nonDerivative · entry 1

Hardesty Michael A · CIK 0001569355 · Corp VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,808.95

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:05 UTC
Perry David TCVP Chief Global Bus Off
Exercise / conversionRestricted Stock Rights · Derivative 1,970 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002866 · wf-form4_164504906803330.xml · derivative · entry 5

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,497

Underlying: Common Stock · 1,970 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F4 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that vested on 2/14/22.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:05 UTC
Perry David TCVP Chief Global Bus Off
Tax withholdingCommon Stock 597 $390.60 $233,188.20
Disclosure

SEC source: 0001628280-22-002866 · wf-form4_164504906803330.xml · nonDerivative · entry 2

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,786.6

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:05 UTC
Perry David TCVP Chief Global Bus Off
Exercise / conversionCommon Stock 1,970 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002866 · wf-form4_164504906803330.xml · nonDerivative · entry 1

Perry David T · CIK 0001555175 · CVP Chief Global Bus Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,383.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:02 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
Exercise / conversionRestricted Stock Rights · Derivative 2,845 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002865 · wf-form4_164504895902134.xml · derivative · entry 4

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,052

Underlying: Common Stock · 2,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that vested on 2/14/22.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:02 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
SaleCommon Stock 575 $397.00 $228,275.00
Disclosure

SEC source: 0001628280-22-002865 · wf-form4_164504895902134.xml · nonDerivative · entry 3

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,563.86

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:02 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
Tax withholdingCommon Stock 987 $390.60 $385,522.20
Disclosure

SEC source: 0001628280-22-002865 · wf-form4_164504895902134.xml · nonDerivative · entry 2

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,138.86

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:02 UTC
CHESTON SHEILA C.Corp. VP & General Counsel
Exercise / conversionCommon Stock 2,845 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002865 · wf-form4_164504895902134.xml · nonDerivative · entry 1

CHESTON SHEILA C. · CIK 0001499087 · Corp. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,125.86

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:00 UTC
Caylor Mark ACVP & Pres, Mission Systems
Exercise / conversionRestricted Stock Rights · Derivative 3,830 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002863 · wf-form4_164504880772407.xml · derivative · entry 4

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,829

Underlying: Common Stock · 3,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that vested on 2/14/22.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:00 UTC
Caylor Mark ACVP & Pres, Mission Systems
Tax withholdingCommon Stock 1,453 $390.60 $567,541.80
Disclosure

SEC source: 0001628280-22-002863 · wf-form4_164504880772407.xml · nonDerivative · entry 2

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,796.15

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:00 UTC
Caylor Mark ACVP & Pres, Mission Systems
Exercise / conversionCommon Stock 3,830 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002863 · wf-form4_164504880772407.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,249.15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:58 UTC
Addison Ann MCorp VP & Chief HR Officer
Exercise / conversionRestricted Stock Rights · Derivative 1,751 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002862 · wf-form4_164504868255932.xml · derivative · entry 4

Addison Ann M · CIK 0001682425 · Corp VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,497

Underlying: Common Stock · 1,751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that vested on 2/14/22.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.