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Nasdaq · USD

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NEXTNAV INC.

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2565
SEC CIK
0001865631
Parsed reports
285

Last 12 months

Inside the activity.

1 purchase rows · 35 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202513
Dec 202504
Jan 202600
Feb 202600
Mar 2026013
Apr 202600
May 202600
Jun 202607
Jul 202600
Aug 202600
Sep 202608
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 19, 2026 Filed Mar 24, 2026 00:32 UTC
Gray TimothyChief Financial Officer
GrantCommon Stock 41,028 $0.00 $0.00
Disclosure

SEC source: 0001554855-26-000396 · primary_doc.xml · nonDerivative · entry 2

Gray Timothy · CIK 0001629762 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,191

F2 · kind: Represents a grant of RSUs that will vest over a four-year period. Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the RSUs shall vest on the one-year anniversary of March 19, 2026, and 1/16 of the RSUs shall vest quarterly in substantially equal installments thereafter.

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March 19, 2026 Filed Mar 24, 2026 00:32 UTC
Gray TimothyChief Financial Officer
GrantCommon Stock 3,372 $0.00 $0.00
Disclosure

SEC source: 0001554855-26-000396 · primary_doc.xml · nonDerivative · entry 1

Gray Timothy · CIK 0001629762 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,163

F1 · kind: Represents a bonus grant of restricted stock units ("RSUs"); 100% of the Bonus RSUs vested on March 19, 2026 (the grant date) (the "Bonus RSUs").

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March 19, 2026 Filed Mar 24, 2026 10:37 UTC
Sorond MariamDirector · CEO, President and Director
GrantStock Option (Right to Buy) · Derivative 724,112 $0.00 Strike: $20.39 $0.00
Disclosure

SEC source: 0001554855-26-000397 · primary_doc.xml · derivative · entry 2

Sorond Mariam · CIK 0001998558 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724,112

Underlying: Common Stock · 724,112 shares

Expires 2036-03-19

F2 · derivative.exercise_date: Represents a grant of stock options (the "Options"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, twenty five percent (25%) of the Options shall vest on the one-year anniversary of March 19, 2026, and the remaining portion shall vest in equal quarterly installments over the subsequent three years.

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March 19, 2026 Filed Mar 24, 2026 10:37 UTC
Sorond MariamDirector · CEO, President and Director
GrantCommon Stock 54,704 $0.00 $0.00
Disclosure

SEC source: 0001554855-26-000397 · primary_doc.xml · nonDerivative · entry 1

Sorond Mariam · CIK 0001998558 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,314,328

F1 · kind: Represents a grant of restricted stock units ("RSUs") that will vest over a four-year period. Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the RSUs shall vest on the one-year anniversary of March 19, 2026, and 1/16 of the RSUs shall vest quarterly in substantially equal installments thereafter.

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March 17, 2026 Filed Mar 19, 2026 23:58 UTC
Insley Susan BrasseChief Operating Officer
SaleCommon Stock 3,396 $16.85 $57,234.83
Disclosure

SEC source: 0001554855-26-000348 · primary_doc.xml · nonDerivative · entry 1

Insley Susan Brasse · CIK 0002060247 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,485

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 19, 2025 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.73 to $17.03 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 17, 2026 Filed Mar 20, 2026 00:11 UTC
Shams SammaadChief Accounting Officer
SaleCommon Stock 3,297 $16.86 $55,571.26
Disclosure

SEC source: 0001554855-26-000350 · primary_doc.xml · nonDerivative · entry 1

Shams Sammaad · CIK 0001881628 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,583

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 15, 2025 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.71 to $16.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 17, 2026 Filed Mar 20, 2026 00:09 UTC
Sorond MariamDirector · CEO, President and Director
SaleCommon Stock 11,322 $16.85 $190,794.95
Disclosure

SEC source: 0001554855-26-000349 · primary_doc.xml · nonDerivative · entry 1

Sorond Mariam · CIK 0001998558 · Director · CEO, President and Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,259,624

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 21, 2025 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.64 to $17.01 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 03, 2026 Filed Mar 6, 2026 02:00 UTC
Sorond MariamDirector · CEO, President and Director
SaleCommon Stock 44,860 $17.12 $768,079.46
Disclosure

SEC source: 0001554855-26-000199 · form4.xml · nonDerivative · entry 2

Sorond Mariam · CIK 0001998558 · Director · CEO, President and Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,270,946

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 21, 2025 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.01 to $17.42 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 03, 2026 Filed Mar 6, 2026 02:00 UTC
Sorond MariamDirector · CEO, President and Director
SaleCommon Stock 24,993 $16.53 $413,214.27
Disclosure

SEC source: 0001554855-26-000199 · form4.xml · nonDerivative · entry 1

Sorond Mariam · CIK 0001998558 · Director · CEO, President and Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,315,806

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 21, 2025 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 24, 2026 Filed Feb 27, 2026 02:01 UTC
Hook LisaDirector
GrantCommon Stock 4,545 $0.00 $0.00
Disclosure

SEC source: 0001554855-26-000135 · form4.xml · nonDerivative · entry 1

Hook Lisa · CIK 0001343269 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,545

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on February 24, 2027.

Read SEC document
December 24, 2025 Filed Dec 29, 2025 21:05 UTC
Insley Susan BrasseChief Operating Officer
SaleCommon Stock 2,370 $17.06 $40,438.13
Disclosure

SEC source: 0001554855-25-002343 · form4.xml · nonDerivative · entry 1

Insley Susan Brasse · CIK 0002060247 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,881

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 19, 2025 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.90 to $17.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in Footnote 2 to this Form 4.

Read SEC document
December 19, 2025 Filed Dec 19, 2025 22:35 UTC
Shams SammaadChief Accounting Officer
SaleCommon Stock 115 $16.91 $1,944.65
Disclosure

SEC source: 0001554855-25-002302 · form4.xml · nonDerivative · entry 1

Shams Sammaad · CIK 0001881628 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,880

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 15, 2025 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

Read SEC document
December 16, 2025 Filed Dec 16, 2025 23:00 UTC
Shams SammaadChief Accounting Officer
SaleCommon Stock 1,576 $16.24 $25,601.96
Disclosure

SEC source: 0001554855-25-002268 · form4.xml · nonDerivative · entry 1

Shams Sammaad · CIK 0001881628 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,995

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 15, 2025 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.2350 to $16.260, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in Footnote 2 to this Form 4.

Read SEC document
December 02, 2025 Filed Dec 3, 2025 22:25 UTC
Sorond MariamDirector · CEO, President and Director
SaleCommon Stock 69,853 $13.82 $965,200.81
Disclosure

SEC source: 0001554855-25-002185 · form4.xml · nonDerivative · entry 1

Sorond Mariam · CIK 0001998558 · Director · CEO, President and Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,340,799

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 21, 2025 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

Read SEC document
November 21, 2025 Filed Nov 24, 2025 23:34 UTC PurchaseCommon Stock 58,457 $11.86 $693,300.02
Disclosure

SEC source: 0001104659-25-115524 · tm2532069-2_4seq1.xml · nonDerivative · entry 1

SAMBERG JOSEPH D · CIK 0001264542 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Joseph D. Samberg Revocable Trust

Disclosed balance after: 9,745,600

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.64 to $12.09, inclusive. The reporting person undertakes to provide to NextNav Inc., any security holder of NextNav Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
November 18, 2025 Filed Nov 19, 2025 21:05 UTC
Insley Susan BrasseChief Operating Officer
SaleCommon Stock 12,189 $12.78 $155,775.42
Disclosure

SEC source: 0001554855-25-002077 · form4.xml · nonDerivative · entry 1

Insley Susan Brasse · CIK 0002060247 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 131,251

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 19, 2025 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 00:01 UTC SaleCall Option (Right to Buy) · Derivative 4,000 $2.10 Strike: $20.00 $8,380.00
Disclosure

SEC source: 0001104659-25-113308 · tm2531497-2_4seq1.xml · derivative · entry 8

SAMBERG JOSEPH D · CIK 0001264542 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Joseph D. Samberg Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 400,000 shares

Expires 2026-06-18

F3 · price: The price reported in Column 8 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.05 to $2.20, inclusive. The reporting person undertakes to provide to NextNav Inc., any security holder of NextNav Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F2 · derivative.exercise_date: The call options expiring on June 18, 2026 were acquired in a series of transactions. These options were all immediately exercisable from the applicable date of purchase until their expiration.

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
November 13, 2025 Filed Nov 18, 2025 00:01 UTC SaleCommon Stock 60,000 $12.35 $741,000.00
Disclosure

SEC source: 0001104659-25-113308 · tm2531497-2_4seq1.xml · nonDerivative · entry 2

SAMBERG JOSEPH D · CIK 0001264542 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By JDS TMT, LP

Disclosed balance after: 760,000

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
November 13, 2025 Filed Nov 18, 2025 00:01 UTC SaleCommon Stock 540,000 $12.35 $6,669,000.00
Disclosure

SEC source: 0001104659-25-113308 · tm2531497-2_4seq1.xml · nonDerivative · entry 1

SAMBERG JOSEPH D · CIK 0001264542 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Joseph D. Samberg Revocable Trust

Disclosed balance after: 9,660,000

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 22, 2025 Filed Sep 23, 2025 20:07 UTC
Gray TimothyChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 139,646 $0.00 Strike: $18.58 $0.00
Disclosure

SEC source: 0001554855-25-001736 · form4.xml · derivative · entry 2

Gray Timothy · CIK 0001629762 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,646

Underlying: Common Stock · 139,646 shares

Expires 2035-09-22

F2 · derivative.exercise_date: Represents a grant of stock options (the "Options"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, twenty five percent (25%) of the Options shall vest on the one-year anniversary of September 22, 2025, and the remaining portion shall vest in equal quarterly installments over the subsequent three years.

Read SEC document
September 22, 2025 Filed Sep 23, 2025 20:07 UTC
Gray TimothyChief Financial Officer
GrantCommon Stock 88,791 $0.00 $0.00
Disclosure

SEC source: 0001554855-25-001736 · form4.xml · nonDerivative · entry 1

Gray Timothy · CIK 0001629762 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,791

F1 · shares: Represents a grant of restricted stock units ("RSUs"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, twenty five percent (25%) of the RSUs shall vest on the one-year anniversary of September 22, 2025, and the remaining portion shall vest in equal quarterly installments over the subsequent three years.

Read SEC document
September 19, 2025 Filed Sep 23, 2025 20:03 UTC
Shams SammaadChief Accounting Officer
SaleCommon Stock 102 $17.34 $1,768.68
Disclosure

SEC source: 0001554855-25-001732 · form4.xml · nonDerivative · entry 1

Shams Sammaad · CIK 0001881628 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,571

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 30, 2024 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

Read SEC document
September 16, 2025 Filed Sep 17, 2025 20:05 UTC
Shams SammaadChief Accounting Officer
SaleCommon Stock 1,400 $17.13 $23,981.30
Disclosure

SEC source: 0001554855-25-001668 · form4.xml · nonDerivative · entry 1

Shams Sammaad · CIK 0001881628 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,673

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 30, 2024 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

Read SEC document
September 16, 2025 Filed Sep 17, 2025 16:07 UTC
Gates Christian D.Chief Financial Officer
SaleCommon Stock 6,399 $17.10 $109,452.98
Disclosure

SEC source: 0001554855-25-001670 · form4.xml · nonDerivative · entry 1

Gates Christian D. · CIK 0001877023 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 828,059

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 30, 2024 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 20:02 UTC
Sorond MariamDirector · CEO, President and Director
SaleCommon Stock 1,200 $18.04 $21,645.96
Disclosure

SEC source: 0001554855-25-001472 · form4.xml · nonDerivative · entry 2

Sorond Mariam · CIK 0001998558 · Director · CEO, President and Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,410,652

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 21, 2025 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.03 to $18.06, inclusive.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 20:02 UTC
Sorond MariamDirector · CEO, President and Director
SaleCommon Stock 68,653 $17.60 $1,208,031.92
Disclosure

SEC source: 0001554855-25-001472 · form4.xml · nonDerivative · entry 1

Sorond Mariam · CIK 0001998558 · Director · CEO, President and Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,411,852

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 21, 2025 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.03 to $18.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in Footnotes 2 and 3 to this Form 4.

Read SEC document
August 11, 2025 Filed Aug 12, 2025 20:00 UTC
Shams SammaadChief Accounting Officer
SaleCommon Stock 688 $13.74 $9,453.12
Disclosure

SEC source: 0001554855-25-000960 · form4.xml · nonDerivative · entry 1

Shams Sammaad · CIK 0001881628 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,073

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 30, 2024 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

Read SEC document
August 11, 2025 Filed Aug 12, 2025 16:02 UTC
Gates Christian D.Chief Financial Officer
SaleCommon Stock 1,252 $13.74 $17,202.48
Disclosure

SEC source: 0001554855-25-000962 · form4.xml · nonDerivative · entry 1

Gates Christian D. · CIK 0001877023 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 834,458

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 30, 2024 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:24 UTC GrantCommon Stock 15,033 $0.00 $0.00
Disclosure

SEC source: 0001554855-25-000738 · form4.xml · nonDerivative · entry 2

MULETA JOHN B · CIK 0001070157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,280

F2 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on December 31, 2025.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:24 UTC GrantCommon Stock 13,154 $0.00 $0.00
Disclosure

SEC source: 0001554855-25-000738 · form4.xml · nonDerivative · entry 1

MULETA JOHN B · CIK 0001070157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,247

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2026.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:31 UTC
Selby LorinDirector
GrantCommon Stock 13,154 $0.00 $0.00
Disclosure

SEC source: 0001554855-25-000744 · form4.xml · nonDerivative · entry 1

Selby Lorin · CIK 0002064383 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,154

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2026.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:29 UTC
SUBIN NEIL SDirector
GrantCommon Stock 13,154 $0.00 $0.00
Disclosure

SEC source: 0001554855-25-000742 · form4.xml · nonDerivative · entry 1

SUBIN NEIL S · CIK 0001201333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,342

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2026.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:26 UTC GrantCommon Stock 13,154 $0.00 $0.00
Disclosure

SEC source: 0001554855-25-000740 · form4.xml · nonDerivative · entry 1

Palmer Nicola · CIK 0001812609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,777

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2026.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:23 UTC GrantCommon Stock 13,154 $0.00 $0.00
Disclosure

SEC source: 0001554855-25-000736 · form4.xml · nonDerivative · entry 1

MARCUS JONATHAN ANTHONY · CIK 0001403158 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,894

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2026.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:21 UTC
Howe Alan BDirector
GrantCommon Stock 13,154 $0.00 $0.00
Disclosure

SEC source: 0001554855-25-000734 · form4.xml · nonDerivative · entry 1

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,111

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2026.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:20 UTC GrantCommon Stock 13,154 $0.00 $0.00
Disclosure

SEC source: 0001554855-25-000732 · form4.xml · nonDerivative · entry 1

Howard Hugh Wyman III · CIK 0001954993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,154

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2026.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:19 UTC GrantCommon Stock 13,154 $0.00 $0.00
Disclosure

SEC source: 0001554855-25-000730 · form4.xml · nonDerivative · entry 1

CARANO BANDEL L · CIK 0001183755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,018

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2026.

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June 27, 2025 Filed Jul 1, 2025 20:12 UTC
Sorond MariamDirector · CEO, President and Director
GrantStock Option (Right to Buy) · Derivative 295,850 $0.00 Strike: $15.07 $0.00
Disclosure

SEC source: 0001062993-25-012321 · form4.xml · derivative · entry 1

Sorond Mariam · CIK 0001998558 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,850

Underlying: Common Stock · 295,850 shares

Expires 2035-06-27

F1 · derivative.exercise_date: Represents a grant of stock options (the "Options") that will vest over a four-year period. Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the Options shall vest on June 27, 2026 (the one-year anniversary of the grant date), and 1/16 of the Options shall vest quarterly in substantially equal installments thereafter.

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June 20, 2025 Filed Jun 24, 2025 20:09 UTC
Shams SammaadChief Accounting Officer
SaleCommon Stock 102 $14.61 $1,490.22
Disclosure

SEC source: 0001062993-25-012109 · form4.xml · nonDerivative · entry 1

Shams Sammaad · CIK 0001881628 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,761

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 30, 2024 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

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June 20, 2025 Filed Jun 24, 2025 20:08 UTC
Sorond MariamDirector · CEO, President and Director
SaleCommon Stock 69,853 $14.38 $1,004,569.96
Disclosure

SEC source: 0001062993-25-012108 · form4.xml · nonDerivative · entry 1

Sorond Mariam · CIK 0001998558 · Director · CEO, President and Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,480,505

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 21, 2025 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.05 to $ $14.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in Footnote 2 to this Form 4.

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June 17, 2025 Filed Jun 18, 2025 20:06 UTC
Shams SammaadChief Accounting Officer
SaleCommon Stock 1,401 $13.96 $19,558.38
Disclosure

SEC source: 0001062993-25-011881 · form4.xml · nonDerivative · entry 1

Shams Sammaad · CIK 0001881628 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,863

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 30, 2024 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.86 to $14.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in Footnote 2 to this Form 4.

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June 17, 2025 Filed Jun 18, 2025 16:05 UTC
Gates Christian D.Chief Financial Officer
SaleCommon Stock 6,399 $13.96 $89,306.36
Disclosure

SEC source: 0001062993-25-011880 · form4.xml · nonDerivative · entry 1

Gates Christian D. · CIK 0001877023 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 835,710

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 30, 2024 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.86 to $14.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in Footnote 2 to this Form 4.

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May 12, 2025 Filed May 14, 2025 16:13 UTC
Gates Christian D.Chief Financial Officer
SaleCommon Stock 183 $13.79 $2,523.99
Disclosure

SEC source: 0001062993-25-009362 · form4.xml · nonDerivative · entry 2

Gates Christian D. · CIK 0001877023 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 842,109

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 30, 2024 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.51 to $13.95, inclusive.

Read SEC document
May 12, 2025 Filed May 14, 2025 16:13 UTC
Gates Christian D.Chief Financial Officer
SaleCommon Stock 1,069 $12.75 $13,626.44
Disclosure

SEC source: 0001062993-25-009362 · form4.xml · nonDerivative · entry 1

Gates Christian D. · CIK 0001877023 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 842,292

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 30, 2024 and the proceeds are intended to be used to satisfy tax withholding obligations in connection with the vesting of the underlying equity awards.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.47 to $13.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes 2 and 3 to this Form 4.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 21:50 UTC
FIG Blue LLC10% owner
FIG LLC10% owner
Purchase5.00% Senior Secured Convertible Notes due 2028 · Derivative Not disclosed $50,000,000.00 Strike: $12.56 $50,000,000.00
Disclosure

SEC source: 0001062993-25-006596 · form4.xml · derivative · entry 4

FIG Buyer GP, LLC · CIK 0002024046 · 10% owner

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

Hybrid GP Holdings LLC · CIK 0001500292 · 10% owner

Hybrid GP Holdings (Cayman) LLC · CIK 0001849502 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Blue LLC · CIK 0001387345 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

FCOF V CDG Investments LLC · CIK 0001893285 · 10% owner

FCO Fund V GP LLC · CIK 0001893401 · 10% owner

Fortress Credit Opportunities V Advisors LLC · CIK 0001893413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 3,980,890 shares

Expires 2028-06-30

F2 · security: The 5.00% Senior Secured Notes due 2028 (the "Convertible Notes") are convertible at any time into a number of shares of Common Stock equal to (i) the sum of the then-outstanding principal amount of the Convertible Notes to be converted plus all accrued and unpaid interest to the date of the conversion divided by (ii) $12.56, subject to the terms of the Note Purchase Agreement.

F2 · derivative.exercise_date: The 5.00% Senior Secured Notes due 2028 (the "Convertible Notes") are convertible at any time into a number of shares of Common Stock equal to (i) the sum of the then-outstanding principal amount of the Convertible Notes to be converted plus all accrued and unpaid interest to the date of the conversion divided by (ii) $12.56, subject to the terms of the Note Purchase Agreement.

F4 · ownership.nature: Held directly by CF NNAV-CNV LLC ("CF NNAV-CNV"). FCOF V UL Investments LLC, a Delaware limited liability company ("FCOF V UL"), is the majority member of CF NNAV-CNV. FCOF V(A), FCOF V B Investments LLC, a Delaware limited liability company, FCOF V CDG Investments LLC, a Delaware limited liability company ("FCOF V CDG Investments"), and FCOF V(E) collectively hold a 100% interest in FCOF V UL.

F5 · ownership.nature: FCO Fund V GP LLC, a Delaware limited liability company ("FCO Fund V GP") is the general partner of FCOF V(A), FCOF V(B), FCOF V(C), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V Advisors LLC, a Delaware limited liability company ("FCO V Advisors"), is the investment advisor of FCOF V(A), FCOF V(B), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V-C Advisors LLC, a Delaware limited liability company ("FCO V-C Advisors") is the investment advisor of FCOF V(C).

F6 · ownership.nature: FIG LLC, a Delaware limited liability company ("FIG") holds all of the interests in FCO V Advisors and FCO V-C Advisors. Hybrid GP Holdings (Cayman) LLC, a Delaware limited liability company ("Hybrid GP Holdings (Cayman)") holds all of the interests in FCO Fund V GP. Hybrid GP Holdings LLC, a Delaware limited liability company ("Hybrid GP Holdings") holds all of the interests in Hybrid GP Holdings (Cayman).

F7 · ownership.nature: Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the managing member of Hybrid GP Holdings, and the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco.

F8 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 21:50 UTC
FIG Blue LLC10% owner
FIG LLC10% owner
PurchaseWarrants (Right to buy) · Derivative 1,450,000 $0.00 Strike: $12.56 $0.00
Disclosure

SEC source: 0001062993-25-006596 · form4.xml · derivative · entry 3

FIG Buyer GP, LLC · CIK 0002024046 · 10% owner

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

Hybrid GP Holdings LLC · CIK 0001500292 · 10% owner

Hybrid GP Holdings (Cayman) LLC · CIK 0001849502 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Blue LLC · CIK 0001387345 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

FCOF V CDG Investments LLC · CIK 0001893285 · 10% owner

FCO Fund V GP LLC · CIK 0001893401 · 10% owner

Fortress Credit Opportunities V Advisors LLC · CIK 0001893413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,450,000

Underlying: Common Stock · 1,450,000 shares

Expires 2028-12-31

F1 · derivative.exercise_date: 50% of each tranche of warrants is immediately exercisable, with the other 50% vesting on the first day of the second year commencing after the closing of the acquisition of the warrants.

F3 · ownership.nature: Held directly by CF NNAV-P LLC ("CF NNAV-P"). FCOF V UB Investments L.P., a Cayman Islands limited partnership ("FCOF V UB"), is the majority member of CF NNAV-P. Fortress Credit Opportunities Fund V(A) L.P., a Cayman limited partnership ("FCOF V(A)"), Fortress Credit Opportunities Fund V(B) L.P., a Cayman limited partnership ("FCOF V(B)"), Fortress Credit Opportunities Fund V(C) L.P., a Cayman limited partnership ("FCOF V(C)"), Fortress Credit Opportunities Fund V(D) L.P., a Cayman limited partnership ("FCOF V(D)"), Fortress Credit Opportunities Fund V(E) L.P., a Delaware limited partnership ("FCOF V(E)") and Fortress Credit Opportunities Fund V(G) L.P., a Cayman limited partnership ("FCOF V(G)"), collectively hold a 100% interest in FCOF V UB Investments.

F5 · ownership.nature: FCO Fund V GP LLC, a Delaware limited liability company ("FCO Fund V GP") is the general partner of FCOF V(A), FCOF V(B), FCOF V(C), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V Advisors LLC, a Delaware limited liability company ("FCO V Advisors"), is the investment advisor of FCOF V(A), FCOF V(B), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V-C Advisors LLC, a Delaware limited liability company ("FCO V-C Advisors") is the investment advisor of FCOF V(C).

F6 · ownership.nature: FIG LLC, a Delaware limited liability company ("FIG") holds all of the interests in FCO V Advisors and FCO V-C Advisors. Hybrid GP Holdings (Cayman) LLC, a Delaware limited liability company ("Hybrid GP Holdings (Cayman)") holds all of the interests in FCO Fund V GP. Hybrid GP Holdings LLC, a Delaware limited liability company ("Hybrid GP Holdings") holds all of the interests in Hybrid GP Holdings (Cayman).

F7 · ownership.nature: Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the managing member of Hybrid GP Holdings, and the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco.

F8 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 21:50 UTC
FIG Blue LLC10% owner
FIG LLC10% owner
PurchaseWarrants (Right to buy) · Derivative 950,000 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001062993-25-006596 · form4.xml · derivative · entry 2

FIG Buyer GP, LLC · CIK 0002024046 · 10% owner

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

Hybrid GP Holdings LLC · CIK 0001500292 · 10% owner

Hybrid GP Holdings (Cayman) LLC · CIK 0001849502 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Blue LLC · CIK 0001387345 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

FCOF V CDG Investments LLC · CIK 0001893285 · 10% owner

FCO Fund V GP LLC · CIK 0001893401 · 10% owner

Fortress Credit Opportunities V Advisors LLC · CIK 0001893413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 950,000

Underlying: Common Stock · 950,000 shares

Expires 2028-12-31

F1 · derivative.exercise_date: 50% of each tranche of warrants is immediately exercisable, with the other 50% vesting on the first day of the second year commencing after the closing of the acquisition of the warrants.

F3 · ownership.nature: Held directly by CF NNAV-P LLC ("CF NNAV-P"). FCOF V UB Investments L.P., a Cayman Islands limited partnership ("FCOF V UB"), is the majority member of CF NNAV-P. Fortress Credit Opportunities Fund V(A) L.P., a Cayman limited partnership ("FCOF V(A)"), Fortress Credit Opportunities Fund V(B) L.P., a Cayman limited partnership ("FCOF V(B)"), Fortress Credit Opportunities Fund V(C) L.P., a Cayman limited partnership ("FCOF V(C)"), Fortress Credit Opportunities Fund V(D) L.P., a Cayman limited partnership ("FCOF V(D)"), Fortress Credit Opportunities Fund V(E) L.P., a Delaware limited partnership ("FCOF V(E)") and Fortress Credit Opportunities Fund V(G) L.P., a Cayman limited partnership ("FCOF V(G)"), collectively hold a 100% interest in FCOF V UB Investments.

F5 · ownership.nature: FCO Fund V GP LLC, a Delaware limited liability company ("FCO Fund V GP") is the general partner of FCOF V(A), FCOF V(B), FCOF V(C), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V Advisors LLC, a Delaware limited liability company ("FCO V Advisors"), is the investment advisor of FCOF V(A), FCOF V(B), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V-C Advisors LLC, a Delaware limited liability company ("FCO V-C Advisors") is the investment advisor of FCOF V(C).

F6 · ownership.nature: FIG LLC, a Delaware limited liability company ("FIG") holds all of the interests in FCO V Advisors and FCO V-C Advisors. Hybrid GP Holdings (Cayman) LLC, a Delaware limited liability company ("Hybrid GP Holdings (Cayman)") holds all of the interests in FCO Fund V GP. Hybrid GP Holdings LLC, a Delaware limited liability company ("Hybrid GP Holdings") holds all of the interests in Hybrid GP Holdings (Cayman).

F7 · ownership.nature: Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the managing member of Hybrid GP Holdings, and the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco.

F8 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 21:50 UTC
FIG Blue LLC10% owner
FIG LLC10% owner
PurchaseWarrants (Right to buy) · Derivative 1,500,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001062993-25-006596 · form4.xml · derivative · entry 1

FIG Buyer GP, LLC · CIK 0002024046 · 10% owner

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

Hybrid GP Holdings LLC · CIK 0001500292 · 10% owner

Hybrid GP Holdings (Cayman) LLC · CIK 0001849502 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Blue LLC · CIK 0001387345 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

FCOF V CDG Investments LLC · CIK 0001893285 · 10% owner

FCO Fund V GP LLC · CIK 0001893401 · 10% owner

Fortress Credit Opportunities V Advisors LLC · CIK 0001893413 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,500,000

Underlying: Common Stock · 1,500,000 shares

Expires 2028-12-31

F1 · derivative.exercise_date: 50% of each tranche of warrants is immediately exercisable, with the other 50% vesting on the first day of the second year commencing after the closing of the acquisition of the warrants.

F3 · ownership.nature: Held directly by CF NNAV-P LLC ("CF NNAV-P"). FCOF V UB Investments L.P., a Cayman Islands limited partnership ("FCOF V UB"), is the majority member of CF NNAV-P. Fortress Credit Opportunities Fund V(A) L.P., a Cayman limited partnership ("FCOF V(A)"), Fortress Credit Opportunities Fund V(B) L.P., a Cayman limited partnership ("FCOF V(B)"), Fortress Credit Opportunities Fund V(C) L.P., a Cayman limited partnership ("FCOF V(C)"), Fortress Credit Opportunities Fund V(D) L.P., a Cayman limited partnership ("FCOF V(D)"), Fortress Credit Opportunities Fund V(E) L.P., a Delaware limited partnership ("FCOF V(E)") and Fortress Credit Opportunities Fund V(G) L.P., a Cayman limited partnership ("FCOF V(G)"), collectively hold a 100% interest in FCOF V UB Investments.

F5 · ownership.nature: FCO Fund V GP LLC, a Delaware limited liability company ("FCO Fund V GP") is the general partner of FCOF V(A), FCOF V(B), FCOF V(C), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V Advisors LLC, a Delaware limited liability company ("FCO V Advisors"), is the investment advisor of FCOF V(A), FCOF V(B), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V-C Advisors LLC, a Delaware limited liability company ("FCO V-C Advisors") is the investment advisor of FCOF V(C).

F6 · ownership.nature: FIG LLC, a Delaware limited liability company ("FIG") holds all of the interests in FCO V Advisors and FCO V-C Advisors. Hybrid GP Holdings (Cayman) LLC, a Delaware limited liability company ("Hybrid GP Holdings (Cayman)") holds all of the interests in FCO Fund V GP. Hybrid GP Holdings LLC, a Delaware limited liability company ("Hybrid GP Holdings") holds all of the interests in Hybrid GP Holdings (Cayman).

F7 · ownership.nature: Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the managing member of Hybrid GP Holdings, and the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco.

F8 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 21:51 UTC
FINCO I LLC10% owner
Purchase5.00% Senior Secured Convertible Notes due 2028 · Derivative Not disclosed $50,000,000.00 Strike: $12.56 $50,000,000.00
Disclosure

SEC source: 0001062993-25-006597 · form4.xml · derivative · entry 4

Foundation Holdco LP · CIK 0002024043 · 10% owner

FIG Parent, LLC · CIK 0002024041 · 10% owner

FINCO I LLC · CIK 0002024235 · 10% owner

FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: Not disclosed

Underlying: Common Stock · 3,980,890 shares

Expires 2028-06-30

F2 · security: The 5.00% Senior Secured Notes due 2028 (the "Convertible Notes") are convertible at any time into a number of shares of Common Stock equal to (i) the sum of the then-outstanding principal amount of the Convertible Notes to be converted plus all accrued and unpaid interest to the date of the conversion divided by (ii) $12.56, subject to the terms of the Note Purchase Agreement.

F2 · derivative.exercise_date: The 5.00% Senior Secured Notes due 2028 (the "Convertible Notes") are convertible at any time into a number of shares of Common Stock equal to (i) the sum of the then-outstanding principal amount of the Convertible Notes to be converted plus all accrued and unpaid interest to the date of the conversion divided by (ii) $12.56, subject to the terms of the Note Purchase Agreement.

F4 · ownership.nature: Held directly by CF NNAV-CNV LLC ("CF NNAV-CNV"). FCOF V UL Investments LLC, a Delaware limited liability company ("FCOF V UL"), is the majority member of CF NNAV-CNV. FCOF V(A), FCOF V B Investments LLC, a Delaware limited liability company, FCOF V CDG Investments LLC, a Delaware limited liability company ("FCOF V CDG Investments"), and FCOF V(E) collectively hold a 100% interest in FCOF V UL.

F5 · ownership.nature: FCO Fund V GP LLC, a Delaware limited liability company ("FCO Fund V GP") is the general partner of FCOF V(A), FCOF V(B), FCOF V(C), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V Advisors LLC, a Delaware limited liability company ("FCO V Advisors"), is the investment advisor of FCOF V(A), FCOF V(B), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V-C Advisors LLC, a Delaware limited liability company ("FCO V-C Advisors") is the investment advisor of FCOF V(C).

F6 · ownership.nature: FIG LLC, a Delaware limited liability company ("FIG") holds all of the interests in FCO V Advisors and FCO V-C Advisors. Hybrid GP Holdings (Cayman) LLC, a Delaware limited liability company ("Hybrid GP Holdings (Cayman)") holds all of the interests in FCO Fund V GP. Hybrid GP Holdings LLC, a Delaware limited liability company ("Hybrid GP Holdings") holds all of the interests in Hybrid GP Holdings (Cayman).

F7 · ownership.nature: Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the managing member of Hybrid GP Holdings, and the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco.

F8 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 21:51 UTC
FINCO I LLC10% owner
PurchaseWarrants (Right to buy) · Derivative 1,450,000 $0.00 Strike: $12.56 $0.00
Disclosure

SEC source: 0001062993-25-006597 · form4.xml · derivative · entry 3

Foundation Holdco LP · CIK 0002024043 · 10% owner

FIG Parent, LLC · CIK 0002024041 · 10% owner

FINCO I LLC · CIK 0002024235 · 10% owner

FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,450,000

Underlying: Common Stock · 1,450,000 shares

Expires 2028-12-31

F1 · derivative.exercise_date: 50% of each tranche of warrants is immediately exercisable, with the other 50% vesting on the first day of the second year commencing after the closing of the acquisition of the warrants.

F3 · ownership.nature: Held directly by CF NNAV-P LLC ("CF NNAV-P"). FCOF V UB Investments L.P., a Cayman Islands limited partnership ("FCOF V UB"), is the majority member of CF NNAV-P. Fortress Credit Opportunities Fund V(A) L.P., a Cayman limited partnership ("FCOF V(A)"), Fortress Credit Opportunities Fund V(B) L.P., a Cayman limited partnership ("FCOF V(B)"), Fortress Credit Opportunities Fund V(C) L.P., a Cayman limited partnership ("FCOF V(C)"), Fortress Credit Opportunities Fund V(D) L.P., a Cayman limited partnership ("FCOF V(D)"), Fortress Credit Opportunities Fund V(E) L.P., a Delaware limited partnership ("FCOF V(E)") and Fortress Credit Opportunities Fund V(G) L.P., a Cayman limited partnership ("FCOF V(G)"), collectively hold a 100% interest in FCOF V UB Investments.

F5 · ownership.nature: FCO Fund V GP LLC, a Delaware limited liability company ("FCO Fund V GP") is the general partner of FCOF V(A), FCOF V(B), FCOF V(C), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V Advisors LLC, a Delaware limited liability company ("FCO V Advisors"), is the investment advisor of FCOF V(A), FCOF V(B), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V-C Advisors LLC, a Delaware limited liability company ("FCO V-C Advisors") is the investment advisor of FCOF V(C).

F6 · ownership.nature: FIG LLC, a Delaware limited liability company ("FIG") holds all of the interests in FCO V Advisors and FCO V-C Advisors. Hybrid GP Holdings (Cayman) LLC, a Delaware limited liability company ("Hybrid GP Holdings (Cayman)") holds all of the interests in FCO Fund V GP. Hybrid GP Holdings LLC, a Delaware limited liability company ("Hybrid GP Holdings") holds all of the interests in Hybrid GP Holdings (Cayman).

F7 · ownership.nature: Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the managing member of Hybrid GP Holdings, and the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco.

F8 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.