Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| J. Alexander's Holdings, Inc.JAX · Entity 135076 | 10% owner · See Footnotes 1-8 Below | July 02, 2021 | July 15, 2021 |
| NEXTNAV INC.NN · Entity 2565 | 10% owner | June 17, 2026 | June 22, 2026 |
| Playboy, Inc.PLBY · Entity 1714 | 10% owner | August 24, 2026 | August 25, 2026 |
| Vivint Smart Home, Inc.VVNT · Entity 15378 | 10% owner | January 17, 2020 | January 27, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
J. Alexander's Holdings, Inc.
Report date July 02, 2021 · Filed July 15, 2021 · Amendment
Jointly reported with Fortress Investment Group LLC, DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC, Drawbridge Special Opportunities GP LLC, FIG LLC, Fortress Principal Investment Holdings IV LLC, Fortress Operating Entity I LP, DBFLF CFTWE Holdings L.P., DBFLF CFTWE GP LLC
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
Holding disclosure · report date 2021-07-02 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 0 F1: On July 2, 2021, J. Alexander's Holdings, Inc., a Tennessee corporation (the "Issuer"), entered into an agreement and plan of merger (the "Merger Agreement") with SPB Hospitality LLC, a Delaware limited liability company ("SPB Hospitality"), and Titan Merger Sub, Inc., a Tennessee corporation and an indirect, wholly-owned subsidiary of SPB Hospitality ("Merger Sub"). The Merger Agreement provides that, upon the terms and subject to the satisfaction or waiver of the conditions set forth therein, Merger Sub will merge with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect, wholly-owned subsidiary of SPB Hospitality. F2: In connection with the execution of the Merger Agreement, certain shareholders of the Issuer (the "Supporting Shareholders") entered into voting agreements with SPB Hospitality and Merger Sub (collectively, the "Voting Agreements") pursuant to which, among other things and subject to the terms and conditions therein, the Supporting Shareholders agreed to vote their respective shares of Common Stock, par value $0.001 per share, of the Issuer ("Common Stock"), in favor of the Merger. Copies of the Voting Agreements were filed as exhibits to the Schedule 13D filed by the Reporting Persons (as defined below) on July 12, 2021 (the "Schedule 13D"). F3: As a result of entering into the Voting Agreements, the Reporting Persons may be deemed to have beneficial ownership of an aggregate of 3,405,716 shares of Common Stock, excluding certain additional shares of Common Stock that may be acquired by certain of the Supporting Shareholders in the event that any such Supporting Shareholder exercises certain stock options or elects to exchange certain securities of a subsidiary of the Issuer, as further described in the Schedule 13D. F4: Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO") may be deemed to beneficially own Common Stock by virtue of its indirect ownership of SPB Hospitality and Merger Sub. Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment advisor to DBSO. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO. FIG LLC, a Delaware limited liability company ("FIG LLC"), is the parent of DBSO Advisors. Fortress Principal Investment Holdings IV LLC ("FPI IV"), a Delaware limited liability company, is the managing member of DBSO GP. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the sole owner of FIG LLC and FPI IV. FIG Corp., a Delaware corporation ("FIG Corp."), is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the sole owner of FIG Corp. F5: (Continued from Footnote 4) DBFLF CFTWE Holdings L.P., a Delaware limited partnership ("CFTWE Holdings"), is the sole owner of SPB Hospitality. DBFLF CFTWE GP LLC, a Delaware limited liability company ("CFTWE GP"), is the general partner of CFTWE Holdings. SPB Hospitality is the sole owner of SPB Titan Holdings, LLC, a Delaware limited liability company ("Titan Holdings"). Titan Holdings is the sole owner of Merger Sub. DBSO, DBSO Advisors, DBSO GP, FIG LLC, FPI IV, FOE I, FIG Corp., Fortress, CFTWE Holdings, CFTWE GP, SPB Hospitality, Titan Holdings and Merger Sub are referred to herein as the "Reporting Persons." F6: Because the number of Reporting Persons exceeds ten, DBSO, SPB Hospitality, Titan Holdings and Merger Sub are filing an additional, substantially identical Form 3 concurrently with the filing of this Form 3. F7: The Reporting Persons are filing this Form 3 solely to the extent it may be required by federal securities laws in connection with the Supporting Shareholders' obligations under the Voting Agreements, and neither the filing of this Form 3 nor any of its contents shall be deemed to constitute an admission by any of the Reporting Persons that it is the beneficial owner of any shares of Common Stock and any such beneficial ownership is expressly denied. F8: None of the Reporting Persons has any pecuniary interest in any shares of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 2, 2021, J. Alexander's Holdings, Inc., a Tennessee corporation (the "Issuer"), entered into an agreement and plan of merger (the "Merger Agreement") with SPB Hospitality LLC, a Delaware limited liability company ("SPB Hospitality"), and Titan Merger Sub, Inc., a Tennessee corporation and an indirect, wholly-owned subsidiary of SPB Hospitality ("Merger Sub"). The Merger Agreement provides that, upon the terms and subject to the satisfaction or waiver of the conditions set forth therein, Merger Sub will merge with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect, wholly-owned subsidiary of SPB Hospitality.
F2: In connection with the execution of the Merger Agreement, certain shareholders of the Issuer (the "Supporting Shareholders") entered into voting agreements with SPB Hospitality and Merger Sub (collectively, the "Voting Agreements") pursuant to which, among other things and subject to the terms and conditions therein, the Supporting Shareholders agreed to vote their respective shares of Common Stock, par value $0.001 per share, of the Issuer ("Common Stock"), in favor of the Merger. Copies of the Voting Agreements were filed as exhibits to the Schedule 13D filed by the Reporting Persons (as defined below) on July 12, 2021 (the "Schedule 13D").
F3: As a result of entering into the Voting Agreements, the Reporting Persons may be deemed to have beneficial ownership of an aggregate of 3,405,716 shares of Common Stock, excluding certain additional shares of Common Stock that may be acquired by certain of the Supporting Shareholders in the event that any such Supporting Shareholder exercises certain stock options or elects to exchange certain securities of a subsidiary of the Issuer, as further described in the Schedule 13D.
F4: Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO") may be deemed to beneficially own Common Stock by virtue of its indirect ownership of SPB Hospitality and Merger Sub. Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment advisor to DBSO. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO. FIG LLC, a Delaware limited liability company ("FIG LLC"), is the parent of DBSO Advisors. Fortress Principal Investment Holdings IV LLC ("FPI IV"), a Delaware limited liability company, is the managing member of DBSO GP. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the sole owner of FIG LLC and FPI IV. FIG Corp., a Delaware corporation ("FIG Corp."), is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the sole owner of FIG Corp.
F5: (Continued from Footnote 4) DBFLF CFTWE Holdings L.P., a Delaware limited partnership ("CFTWE Holdings"), is the sole owner of SPB Hospitality. DBFLF CFTWE GP LLC, a Delaware limited liability company ("CFTWE GP"), is the general partner of CFTWE Holdings. SPB Hospitality is the sole owner of SPB Titan Holdings, LLC, a Delaware limited liability company ("Titan Holdings"). Titan Holdings is the sole owner of Merger Sub. DBSO, DBSO Advisors, DBSO GP, FIG LLC, FPI IV, FOE I, FIG Corp., Fortress, CFTWE Holdings, CFTWE GP, SPB Hospitality, Titan Holdings and Merger Sub are referred to herein as the "Reporting Persons."
F6: Because the number of Reporting Persons exceeds ten, DBSO, SPB Hospitality, Titan Holdings and Merger Sub are filing an additional, substantially identical Form 3 concurrently with the filing of this Form 3.
F7: The Reporting Persons are filing this Form 3 solely to the extent it may be required by federal securities laws in connection with the Supporting Shareholders' obligations under the Voting Agreements, and neither the filing of this Form 3 nor any of its contents shall be deemed to constitute an admission by any of the Reporting Persons that it is the beneficial owner of any shares of Common Stock and any such beneficial ownership is expressly denied.
F8: None of the Reporting Persons has any pecuniary interest in any shares of Common Stock.
NEXTNAV INC.
Report date June 17, 2026 · Filed June 22, 2026
Jointly reported with FIG Buyer GP, LLC, Fortress Investment Group LLC, Hybrid GP Holdings LLC, Hybrid GP Holdings (Cayman) LLC, Fortress Operating Entity I LP, FIG LLC, FCOF V CDG Investments LLC, FCO Fund V GP LLC, Fortress Credit Opportunities V Advisors LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 3,989,738 |
Reported balance
After 2026-06-17 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-06-17 · Conversion · Acquired 3,989,738 · Balance 3,989,738 F1: The 5.00% Senior Secured Notes due 2028 (the "Convertible Notes") are convertible at any time into a number of shares of Common Stock equal to (i) the sum of the then-outstanding principal amount of the Convertible Notes to be converted plus all accrued and unpaid interest to the date of the conversion divided by (ii) $12.56, subject to the terms of the Note Purchase Agreement. F2: Held directly by CF NNAV-CNV LLC ("CF NNAV-CNV"). FCOF V UL Investments LLC, a Delaware limited liability company ("FCOF V UL"), is the majority member of CF NNAV-CNV. Fortress Credit Opportunities Fund V(A) L.P., a Cayman limited partnership ("FCOF V(A)"), FCOF V B Investments LLC, a Delaware limited liability company, FCOF V CDG Investments LLC, a Delaware limited liability company ("FCOF V CDG Investments"), and Fortress Credit Opportunities Fund V(E) L.P., a Delaware limited partnership ("FCOF V(E)") collectively hold a 100% interest in FCOF V UL. F3: FCO Fund V GP LLC, a Delaware limited liability company ("FCO Fund V GP") is the general partner of FCOF V(A), Fortress Credit Opportunities Fund V(B) L.P., a Cayman limited partnership ("FCOF V(B)"), Fortress Credit Opportunities Fund V(C) L.P., a Cayman limited partnership ("FCOF V(C)"), Fortress Credit Opportunities Fund V(D) L.P., a Cayman limited partnership ("FCOF V(D)"), FCOF V(E) and Fortress Credit Opportunities Fund V(G) L.P., a Cayman limited partnership ("FCOF V(G)"). Fortress Credit Opportunities V Advisors LLC, a Delaware limited liability company ("FCO V Advisors"), is the investment advisor of FCOF V(A), FCOF V(B), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V-C Advisors LLC, a Delaware limited liability company ("FCO V-C Advisors") is the investment advisor of FCOF V(C). F4: FIG LLC, a Delaware limited liability company ("FIG") holds all of the interests in FCO V Advisors and FCO V-C Advisors. Hybrid GP Holdings (Cayman) LLC, a Delaware limited liability company ("Hybrid GP Holdings (Cayman)") holds all of the interests in FCO Fund V GP. Hybrid GP Holdings LLC, a Delaware limited liability company ("Hybrid GP Holdings") holds all of the interests in Hybrid GP Holdings (Cayman). F5: Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the managing member of Hybrid GP Holdings, and the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F8: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. |
| Common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 2,500,000 |
Reported balance
Holding disclosure · report date 2026-06-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,500,000 F3: FCO Fund V GP LLC, a Delaware limited liability company ("FCO Fund V GP") is the general partner of FCOF V(A), Fortress Credit Opportunities Fund V(B) L.P., a Cayman limited partnership ("FCOF V(B)"), Fortress Credit Opportunities Fund V(C) L.P., a Cayman limited partnership ("FCOF V(C)"), Fortress Credit Opportunities Fund V(D) L.P., a Cayman limited partnership ("FCOF V(D)"), FCOF V(E) and Fortress Credit Opportunities Fund V(G) L.P., a Cayman limited partnership ("FCOF V(G)"). Fortress Credit Opportunities V Advisors LLC, a Delaware limited liability company ("FCO V Advisors"), is the investment advisor of FCOF V(A), FCOF V(B), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V-C Advisors LLC, a Delaware limited liability company ("FCO V-C Advisors") is the investment advisor of FCOF V(C). F4: FIG LLC, a Delaware limited liability company ("FIG") holds all of the interests in FCO V Advisors and FCO V-C Advisors. Hybrid GP Holdings (Cayman) LLC, a Delaware limited liability company ("Hybrid GP Holdings (Cayman)") holds all of the interests in FCO Fund V GP. Hybrid GP Holdings LLC, a Delaware limited liability company ("Hybrid GP Holdings") holds all of the interests in Hybrid GP Holdings (Cayman). F5: Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the managing member of Hybrid GP Holdings, and the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F6: Held directly by CF NNAV-P LLC ("CF NNAV-P"). FCOF V UB Investments L.P., a Cayman Islands limited partnership ("FCOF V UB"), is the majority member of CF NNAV-P. FCOF V(A), FCOF V(B), FCOF V(C), FCOF V(D), FCOF V(E) and FCOF V(G), collectively hold a 100% interest in FCOF V UB. F8: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. |
| Common stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 11,678,054 |
Reported balance
Holding disclosure · report date 2026-06-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,678,054 F3: FCO Fund V GP LLC, a Delaware limited liability company ("FCO Fund V GP") is the general partner of FCOF V(A), Fortress Credit Opportunities Fund V(B) L.P., a Cayman limited partnership ("FCOF V(B)"), Fortress Credit Opportunities Fund V(C) L.P., a Cayman limited partnership ("FCOF V(C)"), Fortress Credit Opportunities Fund V(D) L.P., a Cayman limited partnership ("FCOF V(D)"), FCOF V(E) and Fortress Credit Opportunities Fund V(G) L.P., a Cayman limited partnership ("FCOF V(G)"). Fortress Credit Opportunities V Advisors LLC, a Delaware limited liability company ("FCO V Advisors"), is the investment advisor of FCOF V(A), FCOF V(B), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V-C Advisors LLC, a Delaware limited liability company ("FCO V-C Advisors") is the investment advisor of FCOF V(C). F4: FIG LLC, a Delaware limited liability company ("FIG") holds all of the interests in FCO V Advisors and FCO V-C Advisors. Hybrid GP Holdings (Cayman) LLC, a Delaware limited liability company ("Hybrid GP Holdings (Cayman)") holds all of the interests in FCO Fund V GP. Hybrid GP Holdings LLC, a Delaware limited liability company ("Hybrid GP Holdings") holds all of the interests in Hybrid GP Holdings (Cayman). F5: Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the managing member of Hybrid GP Holdings, and the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F7: Held directly by CF NNAV-E LLC ("CF NNAV-E"). FCOF V UST LLC, a Delaware limited liability company ("FCOF V UST") is the majority member of CF NNAV-E. FCOF V CDG Investments is the majority member of FCOF V UST. FCOF V(G) is the majority member of FCOF V CDG Investments. F8: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. |
| 5.00% Senior Secured Convertible Notes due 2028SEC Table II · derivative / convertible security · Conversion / exercise price $12.56 · Expires 2028-06-30 | IndirectSee Footnotes | 0 |
Reported balance
After 2026-06-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-06-17 · Conversion · Disposed 50,000,000 · Balance 0 F1: The 5.00% Senior Secured Notes due 2028 (the "Convertible Notes") are convertible at any time into a number of shares of Common Stock equal to (i) the sum of the then-outstanding principal amount of the Convertible Notes to be converted plus all accrued and unpaid interest to the date of the conversion divided by (ii) $12.56, subject to the terms of the Note Purchase Agreement. F2: Held directly by CF NNAV-CNV LLC ("CF NNAV-CNV"). FCOF V UL Investments LLC, a Delaware limited liability company ("FCOF V UL"), is the majority member of CF NNAV-CNV. Fortress Credit Opportunities Fund V(A) L.P., a Cayman limited partnership ("FCOF V(A)"), FCOF V B Investments LLC, a Delaware limited liability company, FCOF V CDG Investments LLC, a Delaware limited liability company ("FCOF V CDG Investments"), and Fortress Credit Opportunities Fund V(E) L.P., a Delaware limited partnership ("FCOF V(E)") collectively hold a 100% interest in FCOF V UL. F3: FCO Fund V GP LLC, a Delaware limited liability company ("FCO Fund V GP") is the general partner of FCOF V(A), Fortress Credit Opportunities Fund V(B) L.P., a Cayman limited partnership ("FCOF V(B)"), Fortress Credit Opportunities Fund V(C) L.P., a Cayman limited partnership ("FCOF V(C)"), Fortress Credit Opportunities Fund V(D) L.P., a Cayman limited partnership ("FCOF V(D)"), FCOF V(E) and Fortress Credit Opportunities Fund V(G) L.P., a Cayman limited partnership ("FCOF V(G)"). Fortress Credit Opportunities V Advisors LLC, a Delaware limited liability company ("FCO V Advisors"), is the investment advisor of FCOF V(A), FCOF V(B), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V-C Advisors LLC, a Delaware limited liability company ("FCO V-C Advisors") is the investment advisor of FCOF V(C). F4: FIG LLC, a Delaware limited liability company ("FIG") holds all of the interests in FCO V Advisors and FCO V-C Advisors. Hybrid GP Holdings (Cayman) LLC, a Delaware limited liability company ("Hybrid GP Holdings (Cayman)") holds all of the interests in FCO Fund V GP. Hybrid GP Holdings LLC, a Delaware limited liability company ("Hybrid GP Holdings") holds all of the interests in Hybrid GP Holdings (Cayman). F5: Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the managing member of Hybrid GP Holdings, and the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F8: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. |
Filing footnotes · ownership attribution and instrument terms
F1: The 5.00% Senior Secured Notes due 2028 (the "Convertible Notes") are convertible at any time into a number of shares of Common Stock equal to (i) the sum of the then-outstanding principal amount of the Convertible Notes to be converted plus all accrued and unpaid interest to the date of the conversion divided by (ii) $12.56, subject to the terms of the Note Purchase Agreement.
F2: Held directly by CF NNAV-CNV LLC ("CF NNAV-CNV"). FCOF V UL Investments LLC, a Delaware limited liability company ("FCOF V UL"), is the majority member of CF NNAV-CNV. Fortress Credit Opportunities Fund V(A) L.P., a Cayman limited partnership ("FCOF V(A)"), FCOF V B Investments LLC, a Delaware limited liability company, FCOF V CDG Investments LLC, a Delaware limited liability company ("FCOF V CDG Investments"), and Fortress Credit Opportunities Fund V(E) L.P., a Delaware limited partnership ("FCOF V(E)") collectively hold a 100% interest in FCOF V UL.
F3: FCO Fund V GP LLC, a Delaware limited liability company ("FCO Fund V GP") is the general partner of FCOF V(A), Fortress Credit Opportunities Fund V(B) L.P., a Cayman limited partnership ("FCOF V(B)"), Fortress Credit Opportunities Fund V(C) L.P., a Cayman limited partnership ("FCOF V(C)"), Fortress Credit Opportunities Fund V(D) L.P., a Cayman limited partnership ("FCOF V(D)"), FCOF V(E) and Fortress Credit Opportunities Fund V(G) L.P., a Cayman limited partnership ("FCOF V(G)"). Fortress Credit Opportunities V Advisors LLC, a Delaware limited liability company ("FCO V Advisors"), is the investment advisor of FCOF V(A), FCOF V(B), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V-C Advisors LLC, a Delaware limited liability company ("FCO V-C Advisors") is the investment advisor of FCOF V(C).
F4: FIG LLC, a Delaware limited liability company ("FIG") holds all of the interests in FCO V Advisors and FCO V-C Advisors. Hybrid GP Holdings (Cayman) LLC, a Delaware limited liability company ("Hybrid GP Holdings (Cayman)") holds all of the interests in FCO Fund V GP. Hybrid GP Holdings LLC, a Delaware limited liability company ("Hybrid GP Holdings") holds all of the interests in Hybrid GP Holdings (Cayman).
F5: Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the managing member of Hybrid GP Holdings, and the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco.
F6: Held directly by CF NNAV-P LLC ("CF NNAV-P"). FCOF V UB Investments L.P., a Cayman Islands limited partnership ("FCOF V UB"), is the majority member of CF NNAV-P. FCOF V(A), FCOF V(B), FCOF V(C), FCOF V(D), FCOF V(E) and FCOF V(G), collectively hold a 100% interest in FCOF V UB.
F7: Held directly by CF NNAV-E LLC ("CF NNAV-E"). FCOF V UST LLC, a Delaware limited liability company ("FCOF V UST") is the majority member of CF NNAV-E. FCOF V CDG Investments is the majority member of FCOF V UST. FCOF V(G) is the majority member of FCOF V CDG Investments.
F8: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.
Playboy, Inc.
Report date August 24, 2026 · Filed August 25, 2026
Jointly reported with FIG Buyer GP, LLC, FIG LLC, Fortress Principal Investment Holdings IV LLC, Fortress Operating Entity I LP, Fortress Investment Group LLC, FINCO I Intermediate Holdco LLC, FINCO I LLC, FIG Parent, LLC, Foundation Holdco LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 5,734,466 |
Reported balance
After 2026-08-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-08-24 · Sale · Disposed 1,385,252 · Balance 5,734,466 F1: Held directly by Drawbridge Special Opportunities Fund LP ("DBSO"). Drawbridge Special Opportunities Advisors LLC ("DBSO Advisors") is the investment advisor to DBSO. F9: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 2,307,696 |
Reported balance
After 2026-08-24 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2026-08-24 · Sale · Disposed 557,456 · Balance 2,307,696 F2: Held directly by Drawbridge DSO Securities LLC ("DBDSO"). DBSO is the sole member and owner of all of the outstanding membership interests in DBDSO. F9: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 1,835,155 |
Reported balance
After 2026-08-24 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2026-08-24 · Sale · Disposed 443,309 · Balance 1,835,155 F3: Held directly by DBDB Funding LLC ("DBDB Funding"). DBSO is the indirect owner of all of the outstanding membership interests of DBDB Funding. F9: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 672,438 |
Reported balance
After 2026-08-24 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2026-08-24 · Sale · Disposed 162,438 · Balance 672,438 F4: Held directly by FLF I Securities L.P. ("FLF I"). Fortress Lending Advisors LLC ("Fortress Lending") is the investment manager of an entity that controls FLF I. FIG LLC is the holder of all of the issued and outstanding interests of Fortress Lending. F9: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 592,715 |
Reported balance
After 2026-08-24 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2026-08-24 · Sale · Disposed 143,179 · Balance 592,715 F5: Held directly by Fortress Credit Opportunities XV CLO Limited ("FCO XV CLO"). FCO XV CLO CM LLC ("FCO XV CM") is the collateral manager of FCO XV CLO. DBSO is the holder of all of the issued and outstanding interests of FCO XV CM. F9: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 276,147 |
Reported balance
After 2026-08-24 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2026-08-24 · Sale · Disposed 66,707 · Balance 276,147 F6: Held directly by Fortress Credit Opportunities XI CLO Limited ("FCO XI CLO"). FCOD CLO Management LLC ("FCOD CLO") is the collateral manager of FCO XI CLO. DBSO is the holder of all of the issued and outstanding interests of FCOD CLO. F9: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 266,174 |
Reported balance
After 2026-08-24 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2026-08-24 · Sale · Disposed 64,298 · Balance 266,174 F7: Held directly by FCO XVII PLYB Holdings LLC ("FCO XVII"). Fortress Credit Opportunities XVII CLO Limited ("FCO XVII CLO") is the direct holder of 99.8%, and the indirect holder of 0.2%, of all of the issued and outstanding interests of FCO XVII. FCO XVII CLO CM LLC ("FCO XVII CLO CM") is the collateral manager of FCO XVII CLO. Fortress Lending is the holder of all of the issued and outstanding interests of FCO XVII CLO CM. F9: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 142,835 |
Reported balance
After 2026-08-24 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2026-08-24 · Sale · Disposed 34,504 · Balance 142,835 F8: Held directly by DBO PLYB Holdings LLC ("DBO PLYB"). Drawbridge Special Opportunities Fund Ltd. ("DBSOF") is the direct holder of 99.8% and the indirect holder of 0.2% of all of the issued and outstanding interests of DBO PLYB. DBSO Advisors is the investment manager of DBSOF. F9: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. |
Filing footnotes · ownership attribution and instrument terms
F1: Held directly by Drawbridge Special Opportunities Fund LP ("DBSO"). Drawbridge Special Opportunities Advisors LLC ("DBSO Advisors") is the investment advisor to DBSO.
F2: Held directly by Drawbridge DSO Securities LLC ("DBDSO"). DBSO is the sole member and owner of all of the outstanding membership interests in DBDSO.
F3: Held directly by DBDB Funding LLC ("DBDB Funding"). DBSO is the indirect owner of all of the outstanding membership interests of DBDB Funding.
F4: Held directly by FLF I Securities L.P. ("FLF I"). Fortress Lending Advisors LLC ("Fortress Lending") is the investment manager of an entity that controls FLF I. FIG LLC is the holder of all of the issued and outstanding interests of Fortress Lending.
F5: Held directly by Fortress Credit Opportunities XV CLO Limited ("FCO XV CLO"). FCO XV CLO CM LLC ("FCO XV CM") is the collateral manager of FCO XV CLO. DBSO is the holder of all of the issued and outstanding interests of FCO XV CM.
F6: Held directly by Fortress Credit Opportunities XI CLO Limited ("FCO XI CLO"). FCOD CLO Management LLC ("FCOD CLO") is the collateral manager of FCO XI CLO. DBSO is the holder of all of the issued and outstanding interests of FCOD CLO.
F7: Held directly by FCO XVII PLYB Holdings LLC ("FCO XVII"). Fortress Credit Opportunities XVII CLO Limited ("FCO XVII CLO") is the direct holder of 99.8%, and the indirect holder of 0.2%, of all of the issued and outstanding interests of FCO XVII. FCO XVII CLO CM LLC ("FCO XVII CLO CM") is the collateral manager of FCO XVII CLO. Fortress Lending is the holder of all of the issued and outstanding interests of FCO XVII CLO CM.
F8: Held directly by DBO PLYB Holdings LLC ("DBO PLYB"). Drawbridge Special Opportunities Fund Ltd. ("DBSOF") is the direct holder of 99.8% and the indirect holder of 0.2% of all of the issued and outstanding interests of DBO PLYB. DBSO Advisors is the investment manager of DBSOF.
F9: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation.
F10: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.
Vivint Smart Home, Inc.
Report date January 17, 2020 · Filed January 27, 2020
Jointly reported with Fortress Investment Group LLC, Fortress Mosaic Investor LLC, Fortress Mosaic Holdings LLC, FIG LLC, Fortress Operating Entity I LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnotes | 25,160,560 |
Reported balance
Holding disclosure · report date 2020-01-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 25,160,560 F1: Fortress Mosaic Investor LLC ("Fortress Investor") holds and beneficially owns 17,357,339 shares of Class A common stock ("Common Stock"), par value $0.0001 per share, of Vivint Smart Home, Inc. (the "Issuer"). F2: Fortress Mosaic Sponsor LLC ("Fortress Sponsor") holds 5,171,642 shares of Common Stock, of which 2,585,821 shares of Common Stock remain subject to certain vesting provisions. Fortress Mosaic Anchor LLC ("Fortress Anchor") holds 2,631,579 shares of Common Stock. Fortress Mosaic Holdings LLC ("Fortress Holdings") is the sole owner of each of Fortress Investor, Fortress Sponsor and Fortress Anchor, and may be deemed a beneficial owner of the Issuer securities held by each of them. F3: FIG LLC controls, indirectly through investment funds managed or advised by controlled affiliates of FIG LLC, 100% of the equity interests of Fortress Holdings. Fortress Operating Entity I LP ("FOE") is the sole owner of FIG LLC. FIG Corp. is the general partner of FOE. Fortress Investment Group LLC ("Fortress Investment") is the sole owner of FIG Corp. Each of Fortress Investment, FIG LLC, FOE and FIG Corp. may be deemed a beneficial owner of the Issuer securities beneficially owned by Fortress Holdings, but in each case disclaims such beneficial ownership except to the extent of such person's pecuniary interest therein. |
| Private Placement WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectSee footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2020-01-17 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F4: These warrants (the "Private Placement Warrants") are held by Fortress Sponsor. Each Private Placement Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to certain adjustments. On January 17, 2020, the Issuer (formerly Mosaic Acquisition Corp.) consummated its initial business combination (the "Business Combination") with Legacy Vivint Smart Home, Inc. (formerly Vivint Smart Home, Inc.), a Delaware corporation. The Private Placement Warrants are subject to certain vesting provisions and may be exercised only during the period commencing 30 days after the date on which the Business Combination was consummated and expiring 5 years after the consummation of the Business Combination or earlier upon redemption or liquidation. F2: Fortress Mosaic Sponsor LLC ("Fortress Sponsor") holds 5,171,642 shares of Common Stock, of which 2,585,821 shares of Common Stock remain subject to certain vesting provisions. Fortress Mosaic Anchor LLC ("Fortress Anchor") holds 2,631,579 shares of Common Stock. Fortress Mosaic Holdings LLC ("Fortress Holdings") is the sole owner of each of Fortress Investor, Fortress Sponsor and Fortress Anchor, and may be deemed a beneficial owner of the Issuer securities held by each of them. F3: FIG LLC controls, indirectly through investment funds managed or advised by controlled affiliates of FIG LLC, 100% of the equity interests of Fortress Holdings. Fortress Operating Entity I LP ("FOE") is the sole owner of FIG LLC. FIG Corp. is the general partner of FOE. Fortress Investment Group LLC ("Fortress Investment") is the sole owner of FIG Corp. Each of Fortress Investment, FIG LLC, FOE and FIG Corp. may be deemed a beneficial owner of the Issuer securities beneficially owned by Fortress Holdings, but in each case disclaims such beneficial ownership except to the extent of such person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Fortress Mosaic Investor LLC ("Fortress Investor") holds and beneficially owns 17,357,339 shares of Class A common stock ("Common Stock"), par value $0.0001 per share, of Vivint Smart Home, Inc. (the "Issuer").
F2: Fortress Mosaic Sponsor LLC ("Fortress Sponsor") holds 5,171,642 shares of Common Stock, of which 2,585,821 shares of Common Stock remain subject to certain vesting provisions. Fortress Mosaic Anchor LLC ("Fortress Anchor") holds 2,631,579 shares of Common Stock. Fortress Mosaic Holdings LLC ("Fortress Holdings") is the sole owner of each of Fortress Investor, Fortress Sponsor and Fortress Anchor, and may be deemed a beneficial owner of the Issuer securities held by each of them.
F3: FIG LLC controls, indirectly through investment funds managed or advised by controlled affiliates of FIG LLC, 100% of the equity interests of Fortress Holdings. Fortress Operating Entity I LP ("FOE") is the sole owner of FIG LLC. FIG Corp. is the general partner of FOE. Fortress Investment Group LLC ("Fortress Investment") is the sole owner of FIG Corp. Each of Fortress Investment, FIG LLC, FOE and FIG Corp. may be deemed a beneficial owner of the Issuer securities beneficially owned by Fortress Holdings, but in each case disclaims such beneficial ownership except to the extent of such person's pecuniary interest therein.
F4: These warrants (the "Private Placement Warrants") are held by Fortress Sponsor. Each Private Placement Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to certain adjustments. On January 17, 2020, the Issuer (formerly Mosaic Acquisition Corp.) consummated its initial business combination (the "Business Combination") with Legacy Vivint Smart Home, Inc. (formerly Vivint Smart Home, Inc.), a Delaware corporation. The Private Placement Warrants are subject to certain vesting provisions and may be exercised only during the period commencing 30 days after the date on which the Business Combination was consummated and expiring 5 years after the consummation of the Business Combination or earlier upon redemption or liquidation.
Past disclosures · reporting ended (7)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMERICOLD REALTY TRUST
Report date September 18, 2018 · Filed September 20, 2018
Jointly reported with Fortress Investment Group LLC, Fortress Operating Entity I LP, Hybrid GP Holdings LLC, FIG LLC, CF Cold GP LLC, CF Cold LP
Section 16 reporting ended · disclosed 2018-09-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2018-09-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-09-18 · Sale · Disposed 7,235,529 · Balance 0 F1: Securities held through CF Cold LP. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities held through CF Cold LP.
FTAI Infrastructure Inc.
Report date August 09, 2024 · Filed August 13, 2024
Jointly reported with FIG Buyer GP, LLC, Fortress Investment Group LLC, Fortress Operating Entity I LP, FIG LLC, Foundation Holdco LP, FIG Parent, LLC, FINCO I LLC, FINCO I Intermediate Holdco LLC
Section 16 reporting ended · disclosed 2024-08-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 1,740,045 |
Reported balance
After 2024-08-09 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2024-08-09 · Other · Acquired 4,379 · Balance 1,740,045 F1: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 1,741,497 |
Reported balance
After 2024-08-09 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2024-08-09 · Other · Acquired 1,452 · Balance 1,741,497 F1: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 1,774,954 |
Reported balance
After 2024-08-09 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2024-08-09 · Other · Acquired 33,457 · Balance 1,774,954 F1: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 2,059,700 |
Reported balance
After 2024-08-09 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2024-08-09 · Other · Acquired 284,746 · Balance 2,059,700 F1: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 3,019,700 |
Reported balance
After 2024-08-09 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2024-08-09 · Other · Acquired 960,000 · Balance 3,019,700 F1: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 3,122,410 |
Reported balance
After 2024-08-09 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2024-08-09 · Other · Acquired 102,710 · Balance 3,122,410 F1: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 11,818,062 |
Reported balance
After 2024-08-09 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2024-08-09 · Other · Acquired 8,695,652 · Balance 11,818,062 F1: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 8,418,561 |
Reported balance
After 2024-08-09 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2024-08-09 · Sale · Disposed 3,399,501 · Balance 8,418,561 F3: On August 9, 2024, FIG exercised options to purchase an aggregate of 11,818,062 shares of the Issuer's common stock at various prices as reported in the two Forms 4 filed on the date hereof. These options were net settled, resulting in the Issuer's withholding of 3,399,501 of the option shares for the exercise prices and issuing to FIG the remaining 8,418,561 shares. F1: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 757,340 |
Reported balance
Holding disclosure · report date 2024-08-09 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 757,340 F2: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. F4: Reflects securities held directly by Principal Holdings I LP, a Delaware limited partnership ("Principal Holdings"). Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco") is the general partner of Principal Holdings. FIG Buyer GP, LLC, a Delaware limited liability company ("FIG Buyer"), is the general partner of Foundation Holdco. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.95 · Expires 2030-08-28 | IndirectSee Footnotes | 0 |
Reported balance
After 2024-08-09 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2024-08-09 · Other · Disposed 4,379 · Balance 0 F5: These options are fully vested and exercisable, provided that FIG's right to exercise them is suspended in connection with those tandem awards held by certain directors and officers of the Issuer, subject to the terms of such awards. F1: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.94 · Expires 2030-08-31 | IndirectSee Footnotes | 0 |
Reported balance
After 2024-08-09 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2024-08-09 · Other · Disposed 1,452 · Balance 0 F5: These options are fully vested and exercisable, provided that FIG's right to exercise them is suspended in connection with those tandem awards held by certain directors and officers of the Issuer, subject to the terms of such awards. F1: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.94 · Expires 2030-09-01 | IndirectSee Footnotes | 0 |
Reported balance
After 2024-08-09 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2024-08-09 · Other · Disposed 33,457 · Balance 0 F5: These options are fully vested and exercisable, provided that FIG's right to exercise them is suspended in connection with those tandem awards held by certain directors and officers of the Issuer, subject to the terms of such awards. F1: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.69 · Expires 2031-03-25 | IndirectSee Footnotes | 35,593 |
Reported balance
After 2024-08-09 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2024-08-09 · Other · Disposed 284,746 · Balance 35,593 F5: These options are fully vested and exercisable, provided that FIG's right to exercise them is suspended in connection with those tandem awards held by certain directors and officers of the Issuer, subject to the terms of such awards. F6: Reflects the cancellation of certain options in connection with the exercise of corresponding tandem awards by an officer of the Issuer. F1: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.17 · Expires 2031-09-14 | IndirectSee Footnotes | 120,000 |
Reported balance
After 2024-08-09 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2024-08-09 · Other · Disposed 960,000 · Balance 120,000 F5: These options are fully vested and exercisable, provided that FIG's right to exercise them is suspended in connection with those tandem awards held by certain directors and officers of the Issuer, subject to the terms of such awards. F6: Reflects the cancellation of certain options in connection with the exercise of corresponding tandem awards by an officer of the Issuer. F1: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.17 · Expires 2031-10-12 | IndirectSee Footnotes | 12,838 |
Reported balance
After 2024-08-09 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2024-08-09 · Other · Disposed 102,710 · Balance 12,838 F5: These options are fully vested and exercisable, provided that FIG's right to exercise them is suspended in connection with those tandem awards held by certain directors and officers of the Issuer, subject to the terms of such awards. F6: Reflects the cancellation of certain options in connection with the exercise of corresponding tandem awards by an officer of the Issuer. F1: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.61 · Expires 2032-08-01 | IndirectSee Footnotes | 2,173,913 |
Reported balance
After 2024-08-09 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2024-08-09 · Other · Disposed 8,695,652 · Balance 2,173,913 F7: Upon grant (August 1, 2022), such options were fully vested and become exercisable over a 30-month period in monthly installments beginning on the first of each month following the month in which the options were granted, provided that FIG's right to exercise them is suspended in connection with those tandem awards held by certain directors and officers of the Issuer, subject to the terms of such awards. F1: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco.
F2: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise.
F3: On August 9, 2024, FIG exercised options to purchase an aggregate of 11,818,062 shares of the Issuer's common stock at various prices as reported in the two Forms 4 filed on the date hereof. These options were net settled, resulting in the Issuer's withholding of 3,399,501 of the option shares for the exercise prices and issuing to FIG the remaining 8,418,561 shares.
F4: Reflects securities held directly by Principal Holdings I LP, a Delaware limited partnership ("Principal Holdings"). Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco") is the general partner of Principal Holdings. FIG Buyer GP, LLC, a Delaware limited liability company ("FIG Buyer"), is the general partner of Foundation Holdco.
F5: These options are fully vested and exercisable, provided that FIG's right to exercise them is suspended in connection with those tandem awards held by certain directors and officers of the Issuer, subject to the terms of such awards.
F6: Reflects the cancellation of certain options in connection with the exercise of corresponding tandem awards by an officer of the Issuer.
F7: Upon grant (August 1, 2022), such options were fully vested and become exercisable over a 30-month period in monthly installments beginning on the first of each month following the month in which the options were granted, provided that FIG's right to exercise them is suspended in connection with those tandem awards held by certain directors and officers of the Issuer, subject to the terms of such awards.
Innocoll Holdings plc
Report date July 24, 2017 · Filed August 07, 2017
Jointly reported with Fortress Investment Group LLC, Hybrid GP Holdings LLC, Fortress Operating Entity I LP, FIG LLC, Cam Investment Cayman Holdings GP Inc., Cam Investment Cayman Holdings L.P.
Section 16 reporting ended · disclosed 2017-08-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2017-07-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-07-24 · Sale · Disposed 4,085,469 · Balance 0 F1: As result of the completion of the acquisition of the Issuer by Gurnet Point L.P. on July 24, 2017 (the "Merger"), each Ordinary Share represents the right to receive (i) $1.75 in cash and (ii) a contingent value right that represents a contractual right to receive payments up to a maximum aggregate amount of $4.90 in cash upon, and subject to, the occurrence of certain events. F2: Cam Investment Cayman Holdings L.P. ("Cam Investment"), a Cayman Islands limited partnership, directly holds the securities of the Issuer. F3: The general partner of Cam Investment is Cam Investment Cayman Holdings GP Inc. FCOF II Europe UB Securities DAC ("FCOF II DAC"), FTS SIP (Europe) DAC ("FTS SIP DAC"), FCO MA II Europe UB Securities DAC ("MA II DAC"), FCO Europe MA LSS Limited ("LSS Limited"), FGO (Yen) Investments DAC ("FGO Yen DAC") and FCO Europe MA ML DAC ("MA ML DAC") collectively hold a 100% interest in Cam Investment and its general partner Cam Investment Cayman Holdings GP Inc. F4: FCOF II UB Securities LLC ("FCOF II UB Securities") holds a 70% interest in FCOF II DAC. Fortress Credit Opportunities Fund II (A) LP ("FCOF II A"), FCOF II UB Holdings Ltd. ("UB Holdings") and Fortress Credit Opportunities Fund II (E) LP ("FCOF II E") collectively hold a 100% interest in FCOF II UB Securities. FCOF II BCD Holdings LLC ("BCD Holdings") holds a 100% interest in UB Holdings. Fortress Credit Opportunities Fund II (B) LP ("FCOF II B"), Fortress Credit Opportunities Fund II (C) L.P. ("FCOF II C") and Fortress Credit Opportunities Fund II (D) L.P. ("FCOF II D") collectively hold a 100% interest in BCD Holdings. FCO Fund II GP LLC ("FCO II GP") is the general partner of each of FCOF II A, FCOF II B, FCOF II C, FCOF II D and FCOF II E. F5: Fortress Credit Opportunities Advisors LLC ("FCO Advisors") is the investment advisor of each of FCOF II A, FCOF II B, FCOF II C, FCOF II D and FCOF II E. FTS SIP L.P. ("FTS SIP") holds a 70% interest in FTS SIP DAC. FCO MA GP LLC ("FCO MA GP") is the general partner of FTS SIP. Fortress Credit Opportunities MA Advisors LLC ("FCO MA Advisors") is the investment advisor of FTS SIP. FCO MA II UB Securities LLC ("FCO MA II UB Securities") holds a 70% interest in MA II DAC. FCO MA II LP ("FCO MA II") holds a 100% interest in FCO MA II UB Securities. FCO MA II GP LLC ("FCO MA II GP") is the general partner of FCO MA II. Fortress Credit Opportunities MA II Advisors LLC ("FCO MA II Advisors") is the investment advisor of FCO MA II. FCO MA LSS LP ("FCO MA LSS") holds a 70% interest in LSS Limited. FCO MA LSS GP LLC ("FCO MA LSS GP") is the general partner of FCO MA LSS. FCO MA LSS Advisors LLC ("FCO MA LSS Advisors") is the investment advisor of FCO MA LSS. F6: Fortress Global Opportunities (Yen) Fund L.P. ("FGO Yen") holds a 70% interest in FGO Yen DAC. FGO (Yen) GP LLC ("FGO Yen GP") is the general partner of FGO Yen. Fortress Global Opportunities (Yen) Advisors LLC ("FGO Yen Advisors") is the investment advisor of FGO Yen. FCO MA Maple Leaf LP ("FCO MAPLE LEAF") and FCO MA MAPLE LEAF GP LLC ("FCO MAPLE LEAF GP") hold a 70% interest in MA ML DAC. FCO MAPLE LEAF GP is the general partner of FCO MAPLE LEAF. F7: Fortress Credit Opportunities MA MAPLE LEAF Advisors LLC ("FCO MAPLE LEAF Advisors") is the investment advisor of FCO MAPLE LEAF. Hybrid GP Holdings LLC ("Hybrid GP Holdings") holds a 100% interest in each of FCO II GP, FCO MA GP, FCO MA II GP, FCO MA LSS GP, FGO Yen GP and FCO MAPLE LEAF GP. Fortress Operating Entity I LP ("FOE I") is the sole managing member of Hybrid GP Holdings. FIG LLC ("FIG") holds a 100% interest in FCO Advisors, FCO MA Advisors, FCO MA II Advisors, FCO MA LSS Advisors, FGO Yen Advisors and FCO MAPLE LEAF Advisors. FOE I is the sole managing member of FIG. FIG Corp. is the general partner of FOE I. FIG Corp. is wholly-owned by Fortress Investment Group LLC. F8: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. |
| Warrants to purchase Ordinary SharesSEC Table II · derivative / convertible security · Conversion / exercise price $7.39 · Expires 2019-06-15 | IndirectSee Footnotes | 0 |
Reported balance
After 2017-07-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-07-24 · Other · Disposed 929,156 · Balance 0 F9: As a result of the Merger, each warrant to purchase an Ordinary Share was cancelled. F2: Cam Investment Cayman Holdings L.P. ("Cam Investment"), a Cayman Islands limited partnership, directly holds the securities of the Issuer. F3: The general partner of Cam Investment is Cam Investment Cayman Holdings GP Inc. FCOF II Europe UB Securities DAC ("FCOF II DAC"), FTS SIP (Europe) DAC ("FTS SIP DAC"), FCO MA II Europe UB Securities DAC ("MA II DAC"), FCO Europe MA LSS Limited ("LSS Limited"), FGO (Yen) Investments DAC ("FGO Yen DAC") and FCO Europe MA ML DAC ("MA ML DAC") collectively hold a 100% interest in Cam Investment and its general partner Cam Investment Cayman Holdings GP Inc. F4: FCOF II UB Securities LLC ("FCOF II UB Securities") holds a 70% interest in FCOF II DAC. Fortress Credit Opportunities Fund II (A) LP ("FCOF II A"), FCOF II UB Holdings Ltd. ("UB Holdings") and Fortress Credit Opportunities Fund II (E) LP ("FCOF II E") collectively hold a 100% interest in FCOF II UB Securities. FCOF II BCD Holdings LLC ("BCD Holdings") holds a 100% interest in UB Holdings. Fortress Credit Opportunities Fund II (B) LP ("FCOF II B"), Fortress Credit Opportunities Fund II (C) L.P. ("FCOF II C") and Fortress Credit Opportunities Fund II (D) L.P. ("FCOF II D") collectively hold a 100% interest in BCD Holdings. FCO Fund II GP LLC ("FCO II GP") is the general partner of each of FCOF II A, FCOF II B, FCOF II C, FCOF II D and FCOF II E. F5: Fortress Credit Opportunities Advisors LLC ("FCO Advisors") is the investment advisor of each of FCOF II A, FCOF II B, FCOF II C, FCOF II D and FCOF II E. FTS SIP L.P. ("FTS SIP") holds a 70% interest in FTS SIP DAC. FCO MA GP LLC ("FCO MA GP") is the general partner of FTS SIP. Fortress Credit Opportunities MA Advisors LLC ("FCO MA Advisors") is the investment advisor of FTS SIP. FCO MA II UB Securities LLC ("FCO MA II UB Securities") holds a 70% interest in MA II DAC. FCO MA II LP ("FCO MA II") holds a 100% interest in FCO MA II UB Securities. FCO MA II GP LLC ("FCO MA II GP") is the general partner of FCO MA II. Fortress Credit Opportunities MA II Advisors LLC ("FCO MA II Advisors") is the investment advisor of FCO MA II. FCO MA LSS LP ("FCO MA LSS") holds a 70% interest in LSS Limited. FCO MA LSS GP LLC ("FCO MA LSS GP") is the general partner of FCO MA LSS. FCO MA LSS Advisors LLC ("FCO MA LSS Advisors") is the investment advisor of FCO MA LSS. F6: Fortress Global Opportunities (Yen) Fund L.P. ("FGO Yen") holds a 70% interest in FGO Yen DAC. FGO (Yen) GP LLC ("FGO Yen GP") is the general partner of FGO Yen. Fortress Global Opportunities (Yen) Advisors LLC ("FGO Yen Advisors") is the investment advisor of FGO Yen. FCO MA Maple Leaf LP ("FCO MAPLE LEAF") and FCO MA MAPLE LEAF GP LLC ("FCO MAPLE LEAF GP") hold a 70% interest in MA ML DAC. FCO MAPLE LEAF GP is the general partner of FCO MAPLE LEAF. F7: Fortress Credit Opportunities MA MAPLE LEAF Advisors LLC ("FCO MAPLE LEAF Advisors") is the investment advisor of FCO MAPLE LEAF. Hybrid GP Holdings LLC ("Hybrid GP Holdings") holds a 100% interest in each of FCO II GP, FCO MA GP, FCO MA II GP, FCO MA LSS GP, FGO Yen GP and FCO MAPLE LEAF GP. Fortress Operating Entity I LP ("FOE I") is the sole managing member of Hybrid GP Holdings. FIG LLC ("FIG") holds a 100% interest in FCO Advisors, FCO MA Advisors, FCO MA II Advisors, FCO MA LSS Advisors, FGO Yen Advisors and FCO MAPLE LEAF Advisors. FOE I is the sole managing member of FIG. FIG Corp. is the general partner of FOE I. FIG Corp. is wholly-owned by Fortress Investment Group LLC. F8: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. |
Filing footnotes · ownership attribution and instrument terms
F1: As result of the completion of the acquisition of the Issuer by Gurnet Point L.P. on July 24, 2017 (the "Merger"), each Ordinary Share represents the right to receive (i) $1.75 in cash and (ii) a contingent value right that represents a contractual right to receive payments up to a maximum aggregate amount of $4.90 in cash upon, and subject to, the occurrence of certain events.
F2: Cam Investment Cayman Holdings L.P. ("Cam Investment"), a Cayman Islands limited partnership, directly holds the securities of the Issuer.
F3: The general partner of Cam Investment is Cam Investment Cayman Holdings GP Inc. FCOF II Europe UB Securities DAC ("FCOF II DAC"), FTS SIP (Europe) DAC ("FTS SIP DAC"), FCO MA II Europe UB Securities DAC ("MA II DAC"), FCO Europe MA LSS Limited ("LSS Limited"), FGO (Yen) Investments DAC ("FGO Yen DAC") and FCO Europe MA ML DAC ("MA ML DAC") collectively hold a 100% interest in Cam Investment and its general partner Cam Investment Cayman Holdings GP Inc.
F4: FCOF II UB Securities LLC ("FCOF II UB Securities") holds a 70% interest in FCOF II DAC. Fortress Credit Opportunities Fund II (A) LP ("FCOF II A"), FCOF II UB Holdings Ltd. ("UB Holdings") and Fortress Credit Opportunities Fund II (E) LP ("FCOF II E") collectively hold a 100% interest in FCOF II UB Securities. FCOF II BCD Holdings LLC ("BCD Holdings") holds a 100% interest in UB Holdings. Fortress Credit Opportunities Fund II (B) LP ("FCOF II B"), Fortress Credit Opportunities Fund II (C) L.P. ("FCOF II C") and Fortress Credit Opportunities Fund II (D) L.P. ("FCOF II D") collectively hold a 100% interest in BCD Holdings. FCO Fund II GP LLC ("FCO II GP") is the general partner of each of FCOF II A, FCOF II B, FCOF II C, FCOF II D and FCOF II E.
F5: Fortress Credit Opportunities Advisors LLC ("FCO Advisors") is the investment advisor of each of FCOF II A, FCOF II B, FCOF II C, FCOF II D and FCOF II E. FTS SIP L.P. ("FTS SIP") holds a 70% interest in FTS SIP DAC. FCO MA GP LLC ("FCO MA GP") is the general partner of FTS SIP. Fortress Credit Opportunities MA Advisors LLC ("FCO MA Advisors") is the investment advisor of FTS SIP. FCO MA II UB Securities LLC ("FCO MA II UB Securities") holds a 70% interest in MA II DAC. FCO MA II LP ("FCO MA II") holds a 100% interest in FCO MA II UB Securities. FCO MA II GP LLC ("FCO MA II GP") is the general partner of FCO MA II. Fortress Credit Opportunities MA II Advisors LLC ("FCO MA II Advisors") is the investment advisor of FCO MA II. FCO MA LSS LP ("FCO MA LSS") holds a 70% interest in LSS Limited. FCO MA LSS GP LLC ("FCO MA LSS GP") is the general partner of FCO MA LSS. FCO MA LSS Advisors LLC ("FCO MA LSS Advisors") is the investment advisor of FCO MA LSS.
F6: Fortress Global Opportunities (Yen) Fund L.P. ("FGO Yen") holds a 70% interest in FGO Yen DAC. FGO (Yen) GP LLC ("FGO Yen GP") is the general partner of FGO Yen. Fortress Global Opportunities (Yen) Advisors LLC ("FGO Yen Advisors") is the investment advisor of FGO Yen. FCO MA Maple Leaf LP ("FCO MAPLE LEAF") and FCO MA MAPLE LEAF GP LLC ("FCO MAPLE LEAF GP") hold a 70% interest in MA ML DAC. FCO MAPLE LEAF GP is the general partner of FCO MAPLE LEAF.
F7: Fortress Credit Opportunities MA MAPLE LEAF Advisors LLC ("FCO MAPLE LEAF Advisors") is the investment advisor of FCO MAPLE LEAF. Hybrid GP Holdings LLC ("Hybrid GP Holdings") holds a 100% interest in each of FCO II GP, FCO MA GP, FCO MA II GP, FCO MA LSS GP, FGO Yen GP and FCO MAPLE LEAF GP. Fortress Operating Entity I LP ("FOE I") is the sole managing member of Hybrid GP Holdings. FIG LLC ("FIG") holds a 100% interest in FCO Advisors, FCO MA Advisors, FCO MA II Advisors, FCO MA LSS Advisors, FGO Yen Advisors and FCO MAPLE LEAF Advisors. FOE I is the sole managing member of FIG. FIG Corp. is the general partner of FOE I. FIG Corp. is wholly-owned by Fortress Investment Group LLC.
F8: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.
F9: As a result of the Merger, each warrant to purchase an Ordinary Share was cancelled.
Intrawest Resorts Holdings, Inc.
Report date July 31, 2017 · Filed August 01, 2017
Jointly reported with Fortress Investment Group LLC, FIG LLC, Fortress Operating Entity I LP, Intrawest Cayman GP Ltd., Intrawest Cayman L.P., Intrawest Holdings S.a.r.l., Intrawest S.a.r.l., Intrawest Europe Holdings S.a.r.l.
Section 16 reporting ended · disclosed 2017-08-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectBy Intrawest Europe Holdings S.a r.l. and Intrawest S.a r.l. | 0 |
Reported balance
After 2017-07-31 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-07-31 · Other · Disposed 27,038,250 · Balance 0 F1: On April 7, 2017, Intrawest Resorts Holdings, Inc. ("IRHI") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Hawk Holding Company, LLC, Hawk Holding Company, Inc., and Hawk Merger Sub, Inc., pursuant to which Hawk Merger Sub, Inc. would be merged with and into IRHI, with IRHI continuing as the Surviving Company (the "Merger"). Pursuant to the Merger Agreement, upon closing of the Merger on July 31, 2017, each share of IRHI common stock ("Common Stock"), issued and outstanding was converted into the right to receive $23.75 in cash. F2: These shares of Common Stock are held by Intrawest Europe Holdings S.a r.l. and Intrawest S.a r.l. Intrawest Europe Holdings S.a r.l. directly owned 18,661,850 shares of the Common Stock and Intrawest S.a r.l. directly owned 8,376,400 shares of the Common Stock. Intrawest Europe Holdings S.a r.l. owns 100% of Intrawest S.a r.l. Intrawest Cayman L.P. owns 100% of Intrawest Holdings S.a r.l., which owns 100% of Intrawest Europe Holdings S.a r.l. Fortress Investment Fund IV (Fund A) L.P., Fortress Investment Fund IV (Fund B) L.P., Fortress Investment Fund IV (Fund C) L.P., Fortress Investment Fund IV (Fund D), L.P., Fortress Investment Fund IV (Fund E) L.P., Fortress Investment Fund IV (Fund F) L.P., Fortress Investment Fund IV (Fund G) L.P., Fortress Investment Fund IV (Coinvestment Fund A) L.P., Fortress Investment Fund IV (Coinvestment Fund B) L.P., Fortress Investment Fund IV (Coinvestment Fund C) L.P., (continued in footnote 3) F3: (continued from footnote 2) Fortress Investment Fund IV (Coinvestment Fund D), L.P., Fortress Investment Fund IV (Coinvestment Fund F) L.P., Fortress Investment Fund IV (Coinvestment Fund G) L.P., Fortress IW Coinvestment Fund IV (Fund A) L.P., Fortress IW Coinvestment Fund IV (Fund B) L.P., Fortress IW Coinvestment Fund IV (Fund C) L.P., Fortress IW Coinvestment Fund IV (Fund D), L.P., and Fortress IW Coinvestment Fund IV (Fund G) L.P. (collectively, the "Funds") collectively own 82.1% of the common units and 88.7% of the Class A Preferred Units of Intrawest Cayman L.P. FIG LLC is the investment manager of each of the Funds. Fortress Operating Entity I LP ("FOE I") is the 100% owner of FIG LLC and the general partners of each of the Funds. FIG Corp. is the general partner of FOE I. FIG Corp. is a wholly owned subsidiary of Fortress Investment Group LLC. (continued in footnote 4) F4: (continued from footnote 3) Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 7, 2017, Intrawest Resorts Holdings, Inc. ("IRHI") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Hawk Holding Company, LLC, Hawk Holding Company, Inc., and Hawk Merger Sub, Inc., pursuant to which Hawk Merger Sub, Inc. would be merged with and into IRHI, with IRHI continuing as the Surviving Company (the "Merger"). Pursuant to the Merger Agreement, upon closing of the Merger on July 31, 2017, each share of IRHI common stock ("Common Stock"), issued and outstanding was converted into the right to receive $23.75 in cash.
F2: These shares of Common Stock are held by Intrawest Europe Holdings S.a r.l. and Intrawest S.a r.l. Intrawest Europe Holdings S.a r.l. directly owned 18,661,850 shares of the Common Stock and Intrawest S.a r.l. directly owned 8,376,400 shares of the Common Stock. Intrawest Europe Holdings S.a r.l. owns 100% of Intrawest S.a r.l. Intrawest Cayman L.P. owns 100% of Intrawest Holdings S.a r.l., which owns 100% of Intrawest Europe Holdings S.a r.l. Fortress Investment Fund IV (Fund A) L.P., Fortress Investment Fund IV (Fund B) L.P., Fortress Investment Fund IV (Fund C) L.P., Fortress Investment Fund IV (Fund D), L.P., Fortress Investment Fund IV (Fund E) L.P., Fortress Investment Fund IV (Fund F) L.P., Fortress Investment Fund IV (Fund G) L.P., Fortress Investment Fund IV (Coinvestment Fund A) L.P., Fortress Investment Fund IV (Coinvestment Fund B) L.P., Fortress Investment Fund IV (Coinvestment Fund C) L.P., (continued in footnote 3)
F3: (continued from footnote 2) Fortress Investment Fund IV (Coinvestment Fund D), L.P., Fortress Investment Fund IV (Coinvestment Fund F) L.P., Fortress Investment Fund IV (Coinvestment Fund G) L.P., Fortress IW Coinvestment Fund IV (Fund A) L.P., Fortress IW Coinvestment Fund IV (Fund B) L.P., Fortress IW Coinvestment Fund IV (Fund C) L.P., Fortress IW Coinvestment Fund IV (Fund D), L.P., and Fortress IW Coinvestment Fund IV (Fund G) L.P. (collectively, the "Funds") collectively own 82.1% of the common units and 88.7% of the Class A Preferred Units of Intrawest Cayman L.P. FIG LLC is the investment manager of each of the Funds. Fortress Operating Entity I LP ("FOE I") is the 100% owner of FIG LLC and the general partners of each of the Funds. FIG Corp. is the general partner of FOE I. FIG Corp. is a wholly owned subsidiary of Fortress Investment Group LLC. (continued in footnote 4)
F4: (continued from footnote 3) Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.
Nationstar Mortgage Holdings Inc.
Report date July 31, 2018 · Filed August 02, 2018
Jointly reported with Fortress Investment Group LLC, Fortress Operating Entity I LP, FIG LLC, FORTRESS INVESTMENT FUND GP (HOLDINGS) LLC, Fortress Fund IV GP Holdings Ltd., FIF HE Holdings LLC
Section 16 reporting ended · disclosed 2018-08-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per share (the "Common Stock")SEC Table I · non-derivative | IndirectBy FIF HE Holdings LLC | 0 |
Reported balance
After 2018-07-31 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-07-31 · Other · Disposed 68,104,736 · Balance 0 F1: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH, in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement. F2: Fortress Investment Group LLC wholly owns FIG Corp., which is the general partner of Fortress Operating Entity I LP ("FOE I"), which is the sole managing member of each of FIG LLC and Fortress Investment Fund GP (Holding) LLC ("Holdings III") and wholly owns Fortress Fund IV GP Holdings Ltd. ("Holdings IV"). Holdings III is the sole managing member of Fortress Fund III GP LLC ("GP III"). Holdings IV is the general partner of Fortress Fund IV GP L.P. ("GP IV"). F3: GP III is the general partner of and FIG LLC is the investment advisor to each of Fortress Investment Fund III LP ("Fund III"), Fortress Investment Fund III (Fund B) LP ("Fund III B"), Fortress Investment Fund III (Fund C) LP ("Fund III C"), Fortress Investment Fund III (Fund D) LP ("Fund III D") and Fortress Investment Fund III (Fund E) LP ("Fund III E"). Fund III B is the sole managing member of FIF III B HE BLKR LLC ("Blocker III B"). Fund III C is the sole managing member of FIF III C HE BLKR LLC ("Blocker III C", together with Fund III, Fund III D, Fund III E and Blocker III B, "Fortress Funds III"). F4: GP IV is the general partner of and FIG LLC is the investment advisor to each of Fortress Investment Fund IV (Fund A) L.P. ("Fund IV A"), Fortress Investment Fund IV (Fund B) L.P. ("Fund IV B"), Fortress Investment Fund IV (Fund C) L.P. ("Fund IV C"), Fortress Investment Fund IV (Fund D) L.P. ("Fund IV D"), Fortress Investment Fund IV (Fund E) L.P. ("Fund IV E"), Fortress Investment Fund IV (Fund F) L.P. ("Fund IV F") and Fortress Investment Fund IV (Fund G) L.P. ("Fund IV G", together with Fund IV C and Fund IV F, "Funds IV CFG"). Fund IV B is the sole managing member of FIF IV B HE BLKR LLC ("Blocker IV B"). Funds IV CFG wholly own FIF IV CFG HE BLKR LLC ("Blocker IV CFG", together with Fund IV A, Fund IV D, Fund IV E, Blocker IV B and Fortress Funds III, "Fortress Funds"). F5: Fortress Funds are the sole holders of the common units of FIF HE Holdings LLC, which directly held the shares of Common Stock disposed of pursuant to the Merger Agreement. F6: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH, in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement.
F2: Fortress Investment Group LLC wholly owns FIG Corp., which is the general partner of Fortress Operating Entity I LP ("FOE I"), which is the sole managing member of each of FIG LLC and Fortress Investment Fund GP (Holding) LLC ("Holdings III") and wholly owns Fortress Fund IV GP Holdings Ltd. ("Holdings IV"). Holdings III is the sole managing member of Fortress Fund III GP LLC ("GP III"). Holdings IV is the general partner of Fortress Fund IV GP L.P. ("GP IV").
F3: GP III is the general partner of and FIG LLC is the investment advisor to each of Fortress Investment Fund III LP ("Fund III"), Fortress Investment Fund III (Fund B) LP ("Fund III B"), Fortress Investment Fund III (Fund C) LP ("Fund III C"), Fortress Investment Fund III (Fund D) LP ("Fund III D") and Fortress Investment Fund III (Fund E) LP ("Fund III E"). Fund III B is the sole managing member of FIF III B HE BLKR LLC ("Blocker III B"). Fund III C is the sole managing member of FIF III C HE BLKR LLC ("Blocker III C", together with Fund III, Fund III D, Fund III E and Blocker III B, "Fortress Funds III").
F4: GP IV is the general partner of and FIG LLC is the investment advisor to each of Fortress Investment Fund IV (Fund A) L.P. ("Fund IV A"), Fortress Investment Fund IV (Fund B) L.P. ("Fund IV B"), Fortress Investment Fund IV (Fund C) L.P. ("Fund IV C"), Fortress Investment Fund IV (Fund D) L.P. ("Fund IV D"), Fortress Investment Fund IV (Fund E) L.P. ("Fund IV E"), Fortress Investment Fund IV (Fund F) L.P. ("Fund IV F") and Fortress Investment Fund IV (Fund G) L.P. ("Fund IV G", together with Fund IV C and Fund IV F, "Funds IV CFG"). Fund IV B is the sole managing member of FIF IV B HE BLKR LLC ("Blocker IV B"). Funds IV CFG wholly own FIF IV CFG HE BLKR LLC ("Blocker IV CFG", together with Fund IV A, Fund IV D, Fund IV E, Blocker IV B and Fortress Funds III, "Fortress Funds").
F5: Fortress Funds are the sole holders of the common units of FIF HE Holdings LLC, which directly held the shares of Common Stock disposed of pursuant to the Merger Agreement.
F6: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise.
OneMain Holdings, Inc.
Report date June 25, 2018 · Filed June 27, 2018
Jointly reported with Fortress Investment Group LLC, FIG LLC, Fortress Operating Entity I LP, FCFI Acquisition LLC, Springleaf Financial Holdings, LLC
Section 16 reporting ended · disclosed 2018-06-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Springleaf Financial Holdings, LLC | 0 |
Reported balance
After 2018-06-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-06-25 · Sale · Disposed 54,937,500 · Balance 0 F1: FCFI Acquisition LLC holds 92.9% of the voting membership interests in Springleaf Financial Holdings, LLC. Fortress Investment Fund V (Fund A) L.P., Fortress Investment Fund V (Fund B) L.P., Fortress Investment Fund V (Fund C) L.P., Fortress Investment Fund V (Fund D), L.P., Fortress Investment Fund V (Fund E) L.P., Fortress Investment Fund V (Fund F) L.P. and Fortress Investment Fund V (Fund G) L.P. (collectively, the "Fund V Funds") collectively own 100% of FCFI Acquisition LLC. FIG LLC is the investment manager of each of the Fund V Funds. Fortress Operating Entity I LP ("FOE I") is the 100% owner of FIG LLC. FIG Corp. is the general partner of FOE I. FIG Corp. is a wholly owned subsidiary of Fortress Investment Group LLC. F2: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. F3: Pursuant to the Share Purchase Agreement, dated as of January 3, 2018, among OMH Holdings, L.P. ("OMH"), Springleaf Financial Holdings, LLC ("SFH") and OneMain Holdings, Inc. (the "Company"), SFH sold 54,937,500 shares of Company common stock at a price of $26.00 per share to OMH. |
Filing footnotes · ownership attribution and instrument terms
F1: FCFI Acquisition LLC holds 92.9% of the voting membership interests in Springleaf Financial Holdings, LLC. Fortress Investment Fund V (Fund A) L.P., Fortress Investment Fund V (Fund B) L.P., Fortress Investment Fund V (Fund C) L.P., Fortress Investment Fund V (Fund D), L.P., Fortress Investment Fund V (Fund E) L.P., Fortress Investment Fund V (Fund F) L.P. and Fortress Investment Fund V (Fund G) L.P. (collectively, the "Fund V Funds") collectively own 100% of FCFI Acquisition LLC. FIG LLC is the investment manager of each of the Fund V Funds. Fortress Operating Entity I LP ("FOE I") is the 100% owner of FIG LLC. FIG Corp. is the general partner of FOE I. FIG Corp. is a wholly owned subsidiary of Fortress Investment Group LLC.
F2: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.
F3: Pursuant to the Share Purchase Agreement, dated as of January 3, 2018, among OMH Holdings, L.P. ("OMH"), Springleaf Financial Holdings, LLC ("SFH") and OneMain Holdings, Inc. (the "Company"), SFH sold 54,937,500 shares of Company common stock at a price of $26.00 per share to OMH.
PhenixFIN Corp
Report date August 12, 2020 · Filed August 14, 2020
Jointly reported with Fortress Investment Group LLC, DB Med Investor I LLC, Drawbridge Special Opportunities Fund LP, Drawbridge Special Opportunities GP LLC, DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC, Fortress Principal Investment Holdings IV LLC, FIG LLC, Fortress Operating Entity I LP, DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD
Section 16 reporting ended · disclosed 2020-08-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 271,781 |
Reported balance
After 2020-08-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-08-12 · Sale · Disposed 1,000 · Balance 271,781 F1: The price in Column 4 is a weighted average price. The actual sale prices ranged from $16.50 to $16.51 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average price. The actual sale prices ranged from $16.50 to $16.51 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]
F3: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 24, 2026 Filed Aug 25, 2026 20:38 UTC | Playboy, Inc. PLBY · Entity 1714 | SaleCommon Stock, $0.0001 par value per share | 34,504 | $1.05 | $36,229.20 |
DisclosureSEC source: 0001012975-26-000826 · form4.xml · nonDerivative · entry 8 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 142,835 F8 · ownership.nature: Held directly by DBO PLYB Holdings LLC ("DBO PLYB"). Drawbridge Special Opportunities Fund Ltd. ("DBSOF") is the direct holder of 99.8% and the indirect holder of 0.2% of all of the issued and outstanding interests of DBO PLYB. DBSO Advisors is the investment manager of DBSOF. F9 · ownership.nature: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| August 24, 2026 Filed Aug 25, 2026 20:38 UTC | Playboy, Inc. PLBY · Entity 1714 | SaleCommon Stock, $0.0001 par value per share | 64,298 | $1.05 | $67,512.90 |
DisclosureSEC source: 0001012975-26-000826 · form4.xml · nonDerivative · entry 7 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 266,174 F7 · ownership.nature: Held directly by FCO XVII PLYB Holdings LLC ("FCO XVII"). Fortress Credit Opportunities XVII CLO Limited ("FCO XVII CLO") is the direct holder of 99.8%, and the indirect holder of 0.2%, of all of the issued and outstanding interests of FCO XVII. FCO XVII CLO CM LLC ("FCO XVII CLO CM") is the collateral manager of FCO XVII CLO. Fortress Lending is the holder of all of the issued and outstanding interests of FCO XVII CLO CM. F9 · ownership.nature: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| August 24, 2026 Filed Aug 25, 2026 20:38 UTC | Playboy, Inc. PLBY · Entity 1714 | SaleCommon Stock, $0.0001 par value per share | 66,707 | $1.05 | $70,042.35 |
DisclosureSEC source: 0001012975-26-000826 · form4.xml · nonDerivative · entry 6 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 276,147 F6 · ownership.nature: Held directly by Fortress Credit Opportunities XI CLO Limited ("FCO XI CLO"). FCOD CLO Management LLC ("FCOD CLO") is the collateral manager of FCO XI CLO. DBSO is the holder of all of the issued and outstanding interests of FCOD CLO. F9 · ownership.nature: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| August 24, 2026 Filed Aug 25, 2026 20:38 UTC | Playboy, Inc. PLBY · Entity 1714 | SaleCommon Stock, $0.0001 par value per share | 143,179 | $1.05 | $150,337.95 |
DisclosureSEC source: 0001012975-26-000826 · form4.xml · nonDerivative · entry 5 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 592,715 F5 · ownership.nature: Held directly by Fortress Credit Opportunities XV CLO Limited ("FCO XV CLO"). FCO XV CLO CM LLC ("FCO XV CM") is the collateral manager of FCO XV CLO. DBSO is the holder of all of the issued and outstanding interests of FCO XV CM. F9 · ownership.nature: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| August 24, 2026 Filed Aug 25, 2026 20:38 UTC | Playboy, Inc. PLBY · Entity 1714 | SaleCommon Stock, $0.0001 par value per share | 162,438 | $1.05 | $170,559.90 |
DisclosureSEC source: 0001012975-26-000826 · form4.xml · nonDerivative · entry 4 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 672,438 F4 · ownership.nature: Held directly by FLF I Securities L.P. ("FLF I"). Fortress Lending Advisors LLC ("Fortress Lending") is the investment manager of an entity that controls FLF I. FIG LLC is the holder of all of the issued and outstanding interests of Fortress Lending. F9 · ownership.nature: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| August 24, 2026 Filed Aug 25, 2026 20:38 UTC | Playboy, Inc. PLBY · Entity 1714 | SaleCommon Stock, $0.0001 par value per share | 443,309 | $1.05 | $465,474.45 |
DisclosureSEC source: 0001012975-26-000826 · form4.xml · nonDerivative · entry 3 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,835,155 F3 · ownership.nature: Held directly by DBDB Funding LLC ("DBDB Funding"). DBSO is the indirect owner of all of the outstanding membership interests of DBDB Funding. F9 · ownership.nature: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| August 24, 2026 Filed Aug 25, 2026 20:38 UTC | Playboy, Inc. PLBY · Entity 1714 | SaleCommon Stock, $0.0001 par value per share | 557,456 | $1.05 | $585,328.80 |
DisclosureSEC source: 0001012975-26-000826 · form4.xml · nonDerivative · entry 2 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,307,696 F2 · ownership.nature: Held directly by Drawbridge DSO Securities LLC ("DBDSO"). DBSO is the sole member and owner of all of the outstanding membership interests in DBDSO. F9 · ownership.nature: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| August 24, 2026 Filed Aug 25, 2026 20:38 UTC | Playboy, Inc. PLBY · Entity 1714 | SaleCommon Stock, $0.0001 par value per share | 1,385,252 | $1.05 | $1,454,514.60 |
DisclosureSEC source: 0001012975-26-000826 · form4.xml · nonDerivative · entry 1 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 5,734,466 F1 · ownership.nature: Held directly by Drawbridge Special Opportunities Fund LP ("DBSO"). Drawbridge Special Opportunities Advisors LLC ("DBSO Advisors") is the investment advisor to DBSO. F9 · ownership.nature: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 22:21 UTC | Playboy, Inc. PLBY · Entity 1714 | SaleCommon Stock, $0.0001 par value per share | 23,003 | $1.05 | $24,153.15 |
DisclosureSEC source: 0001012975-26-000557 · form4.xml · nonDerivative · entry 8 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 177,339 F8 · ownership.nature: Held directly by DBO PLYB Holdings LLC ("DBO PLYB"). Drawbridge Special Opportunities Fund Ltd. ("DBSOF") is the direct holder of 99.8% and the indirect holder of 0.2% of all of the issued and outstanding interests of DBO PLYB. DBSO Advisors is the investment manager of DBSOF. F9 · ownership.nature: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FIG LLC and FPI IV. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 22:21 UTC | Playboy, Inc. PLBY · Entity 1714 | SaleCommon Stock, $0.0001 par value per share | 42,866 | $1.05 | $45,009.30 |
DisclosureSEC source: 0001012975-26-000557 · form4.xml · nonDerivative · entry 7 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 330,472 F7 · ownership.nature: Held directly by FCO XVII PLYB Holdings LLC ("FCO XVII"). Fortress Credit Opportunities XVII CLO Limited ("FCO XVII CLO") is the direct holder of 99.8%, and the indirect holder of 0.2%, of all of the issued and outstanding interests of FCO XVII. FCO XVII CLO CM LLC ("FCO XVII CLO CM") is the collateral manager of FCO XVII CLO. Fortress Lending is the holder of all of the issued and outstanding interests of FCO XVII CLO CM. F9 · ownership.nature: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FIG LLC and FPI IV. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 22:21 UTC | Playboy, Inc. PLBY · Entity 1714 | SaleCommon Stock, $0.0001 par value per share | 44,472 | $1.05 | $46,695.60 |
DisclosureSEC source: 0001012975-26-000557 · form4.xml · nonDerivative · entry 6 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 342,854 F6 · ownership.nature: Held directly by Fortress Credit Opportunities XI CLO Limited ("FCO XI CLO"). FCOD CLO is the collateral manager of FCO XI CLO. F9 · ownership.nature: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FIG LLC and FPI IV. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 22:21 UTC | Playboy, Inc. PLBY · Entity 1714 | SaleCommon Stock, $0.0001 par value per share | 95,451 | $1.05 | $100,223.55 |
DisclosureSEC source: 0001012975-26-000557 · form4.xml · nonDerivative · entry 5 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 735,894 F5 · ownership.nature: Held directly by Fortress Credit Opportunities XV CLO Limited ("FCO XV CLO"). FCOD CLO Management LLC ("FCOD CLO") is the collateral manager of FCO XV CLO. DBSO is the holder of all of the issued and outstanding interests of FCOD CLO. F9 · ownership.nature: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FIG LLC and FPI IV. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 22:21 UTC | Playboy, Inc. PLBY · Entity 1714 | SaleCommon Stock, $0.0001 par value per share | 108,292 | $1.05 | $113,706.60 |
DisclosureSEC source: 0001012975-26-000557 · form4.xml · nonDerivative · entry 4 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 834,876 F4 · ownership.nature: Held directly by FLF I Securities L.P ("FLF I"). Fortress Lending Advisors LLC ("Fortress Lending") is the investment manager of an entity that controls FLF I. FIG LLC is the holder of all of the issued and outstanding interests of Fortress Lending. F9 · ownership.nature: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FIG LLC and FPI IV. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 22:21 UTC | Playboy, Inc. PLBY · Entity 1714 | SaleCommon Stock, $0.0001 par value per share | 295,540 | $1.05 | $310,317.00 |
DisclosureSEC source: 0001012975-26-000557 · form4.xml · nonDerivative · entry 3 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,278,464 F3 · ownership.nature: Held directly by DBDB Funding LLC ("DBDB Funding"). DBSO is the indirect owner of all of the outstanding membership interests of DBDB Funding. F9 · ownership.nature: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FIG LLC and FPI IV. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 22:21 UTC | Playboy, Inc. PLBY · Entity 1714 | SaleCommon Stock, $0.0001 par value per share | 371,639 | $1.05 | $390,220.95 |
DisclosureSEC source: 0001012975-26-000557 · form4.xml · nonDerivative · entry 2 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,865,152 F2 · ownership.nature: Held directly by Drawbridge DSO Securities LLC ("DBDSO"). DBSO is the sole member and owner of all of the outstanding membership interests in DBDSO. F9 · ownership.nature: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FIG LLC and FPI IV. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 22:21 UTC | Playboy, Inc. PLBY · Entity 1714 | SaleCommon Stock, $0.0001 par value per share | 923,499 | $1.05 | $969,673.95 |
DisclosureSEC source: 0001012975-26-000557 · form4.xml · nonDerivative · entry 1 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 7,119,718 F1 · ownership.nature: Held directly by Drawbridge Special Opportunities Fund LP ("DBSO"). Drawbridge Special Opportunities Advisors LLC ("DBSO Advisors") is the investment advisor to DBSO. F9 · ownership.nature: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FIG LLC and FPI IV. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| June 17, 2026 Filed Jun 22, 2026 22:57 UTC | NEXTNAV INC. NN · Entity 2565 | Conversion5.00% Senior Secured Convertible Notes due 2028 · Derivative | 50,000,000 | $0.00 Strike: $12.56 | $0.00 |
DisclosureSEC source: 0001012975-26-000551 · form4.xml · derivative · entry 4 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner Hybrid GP Holdings LLC · CIK 0001500292 · 10% owner Hybrid GP Holdings (Cayman) LLC · CIK 0001849502 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner FIG LLC · CIK 0001245521 · 10% owner FCOF V CDG Investments LLC · CIK 0001893285 · 10% owner FCO Fund V GP LLC · CIK 0001893401 · 10% owner Fortress Credit Opportunities V Advisors LLC · CIK 0001893413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 3,989,738 shares Expires 2028-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The 5.00% Senior Secured Notes due 2028 (the "Convertible Notes") are convertible at any time into a number of shares of Common Stock equal to (i) the sum of the then-outstanding principal amount of the Convertible Notes to be converted plus all accrued and unpaid interest to the date of the conversion divided by (ii) $12.56, subject to the terms of the Note Purchase Agreement. F1 · derivative.exercise_date: The 5.00% Senior Secured Notes due 2028 (the "Convertible Notes") are convertible at any time into a number of shares of Common Stock equal to (i) the sum of the then-outstanding principal amount of the Convertible Notes to be converted plus all accrued and unpaid interest to the date of the conversion divided by (ii) $12.56, subject to the terms of the Note Purchase Agreement. F2 · ownership.nature: Held directly by CF NNAV-CNV LLC ("CF NNAV-CNV"). FCOF V UL Investments LLC, a Delaware limited liability company ("FCOF V UL"), is the majority member of CF NNAV-CNV. Fortress Credit Opportunities Fund V(A) L.P., a Cayman limited partnership ("FCOF V(A)"), FCOF V B Investments LLC, a Delaware limited liability company, FCOF V CDG Investments LLC, a Delaware limited liability company ("FCOF V CDG Investments"), and Fortress Credit Opportunities Fund V(E) L.P., a Delaware limited partnership ("FCOF V(E)") collectively hold a 100% interest in FCOF V UL. F3 · ownership.nature: FCO Fund V GP LLC, a Delaware limited liability company ("FCO Fund V GP") is the general partner of FCOF V(A), Fortress Credit Opportunities Fund V(B) L.P., a Cayman limited partnership ("FCOF V(B)"), Fortress Credit Opportunities Fund V(C) L.P., a Cayman limited partnership ("FCOF V(C)"), Fortress Credit Opportunities Fund V(D) L.P., a Cayman limited partnership ("FCOF V(D)"), FCOF V(E) and Fortress Credit Opportunities Fund V(G) L.P., a Cayman limited partnership ("FCOF V(G)"). Fortress Credit Opportunities V Advisors LLC, a Delaware limited liability company ("FCO V Advisors"), is the investment advisor of FCOF V(A), FCOF V(B), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V-C Advisors LLC, a Delaware limited liability company ("FCO V-C Advisors") is the investment advisor of FCOF V(C). F4 · ownership.nature: FIG LLC, a Delaware limited liability company ("FIG") holds all of the interests in FCO V Advisors and FCO V-C Advisors. Hybrid GP Holdings (Cayman) LLC, a Delaware limited liability company ("Hybrid GP Holdings (Cayman)") holds all of the interests in FCO Fund V GP. Hybrid GP Holdings LLC, a Delaware limited liability company ("Hybrid GP Holdings") holds all of the interests in Hybrid GP Holdings (Cayman). F5 · ownership.nature: Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the managing member of Hybrid GP Holdings, and the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F8 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| June 17, 2026 Filed Jun 22, 2026 22:57 UTC | NEXTNAV INC. NN · Entity 2565 | ConversionCommon stock, par value $0.0001 per share | 3,989,738 | $12.56 | $50,111,109.28 |
DisclosureSEC source: 0001012975-26-000551 · form4.xml · nonDerivative · entry 1 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner Hybrid GP Holdings LLC · CIK 0001500292 · 10% owner Hybrid GP Holdings (Cayman) LLC · CIK 0001849502 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner FIG LLC · CIK 0001245521 · 10% owner FCOF V CDG Investments LLC · CIK 0001893285 · 10% owner FCO Fund V GP LLC · CIK 0001893401 · 10% owner Fortress Credit Opportunities V Advisors LLC · CIK 0001893413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,989,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The 5.00% Senior Secured Notes due 2028 (the "Convertible Notes") are convertible at any time into a number of shares of Common Stock equal to (i) the sum of the then-outstanding principal amount of the Convertible Notes to be converted plus all accrued and unpaid interest to the date of the conversion divided by (ii) $12.56, subject to the terms of the Note Purchase Agreement. F2 · ownership.nature: Held directly by CF NNAV-CNV LLC ("CF NNAV-CNV"). FCOF V UL Investments LLC, a Delaware limited liability company ("FCOF V UL"), is the majority member of CF NNAV-CNV. Fortress Credit Opportunities Fund V(A) L.P., a Cayman limited partnership ("FCOF V(A)"), FCOF V B Investments LLC, a Delaware limited liability company, FCOF V CDG Investments LLC, a Delaware limited liability company ("FCOF V CDG Investments"), and Fortress Credit Opportunities Fund V(E) L.P., a Delaware limited partnership ("FCOF V(E)") collectively hold a 100% interest in FCOF V UL. F3 · ownership.nature: FCO Fund V GP LLC, a Delaware limited liability company ("FCO Fund V GP") is the general partner of FCOF V(A), Fortress Credit Opportunities Fund V(B) L.P., a Cayman limited partnership ("FCOF V(B)"), Fortress Credit Opportunities Fund V(C) L.P., a Cayman limited partnership ("FCOF V(C)"), Fortress Credit Opportunities Fund V(D) L.P., a Cayman limited partnership ("FCOF V(D)"), FCOF V(E) and Fortress Credit Opportunities Fund V(G) L.P., a Cayman limited partnership ("FCOF V(G)"). Fortress Credit Opportunities V Advisors LLC, a Delaware limited liability company ("FCO V Advisors"), is the investment advisor of FCOF V(A), FCOF V(B), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V-C Advisors LLC, a Delaware limited liability company ("FCO V-C Advisors") is the investment advisor of FCOF V(C). F4 · ownership.nature: FIG LLC, a Delaware limited liability company ("FIG") holds all of the interests in FCO V Advisors and FCO V-C Advisors. Hybrid GP Holdings (Cayman) LLC, a Delaware limited liability company ("Hybrid GP Holdings (Cayman)") holds all of the interests in FCO Fund V GP. Hybrid GP Holdings LLC, a Delaware limited liability company ("Hybrid GP Holdings") holds all of the interests in Hybrid GP Holdings (Cayman). F5 · ownership.nature: Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the managing member of Hybrid GP Holdings, and the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F8 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| March 27, 2025 Filed Mar 31, 2025 21:50 UTC | NEXTNAV INC. NN · Entity 2565 | Purchase5.00% Senior Secured Convertible Notes due 2028 · Derivative | Not disclosed | $50,000,000.00 Strike: $12.56 | $50,000,000.00 |
DisclosureSEC source: 0001062993-25-006596 · form4.xml · derivative · entry 4 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner Hybrid GP Holdings LLC · CIK 0001500292 · 10% owner Hybrid GP Holdings (Cayman) LLC · CIK 0001849502 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner FIG LLC · CIK 0001245521 · 10% owner FCOF V CDG Investments LLC · CIK 0001893285 · 10% owner FCO Fund V GP LLC · CIK 0001893401 · 10% owner Fortress Credit Opportunities V Advisors LLC · CIK 0001893413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 3,980,890 shares Expires 2028-06-30 F2 · security: The 5.00% Senior Secured Notes due 2028 (the "Convertible Notes") are convertible at any time into a number of shares of Common Stock equal to (i) the sum of the then-outstanding principal amount of the Convertible Notes to be converted plus all accrued and unpaid interest to the date of the conversion divided by (ii) $12.56, subject to the terms of the Note Purchase Agreement. F2 · derivative.exercise_date: The 5.00% Senior Secured Notes due 2028 (the "Convertible Notes") are convertible at any time into a number of shares of Common Stock equal to (i) the sum of the then-outstanding principal amount of the Convertible Notes to be converted plus all accrued and unpaid interest to the date of the conversion divided by (ii) $12.56, subject to the terms of the Note Purchase Agreement. F4 · ownership.nature: Held directly by CF NNAV-CNV LLC ("CF NNAV-CNV"). FCOF V UL Investments LLC, a Delaware limited liability company ("FCOF V UL"), is the majority member of CF NNAV-CNV. FCOF V(A), FCOF V B Investments LLC, a Delaware limited liability company, FCOF V CDG Investments LLC, a Delaware limited liability company ("FCOF V CDG Investments"), and FCOF V(E) collectively hold a 100% interest in FCOF V UL. F5 · ownership.nature: FCO Fund V GP LLC, a Delaware limited liability company ("FCO Fund V GP") is the general partner of FCOF V(A), FCOF V(B), FCOF V(C), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V Advisors LLC, a Delaware limited liability company ("FCO V Advisors"), is the investment advisor of FCOF V(A), FCOF V(B), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V-C Advisors LLC, a Delaware limited liability company ("FCO V-C Advisors") is the investment advisor of FCOF V(C). F6 · ownership.nature: FIG LLC, a Delaware limited liability company ("FIG") holds all of the interests in FCO V Advisors and FCO V-C Advisors. Hybrid GP Holdings (Cayman) LLC, a Delaware limited liability company ("Hybrid GP Holdings (Cayman)") holds all of the interests in FCO Fund V GP. Hybrid GP Holdings LLC, a Delaware limited liability company ("Hybrid GP Holdings") holds all of the interests in Hybrid GP Holdings (Cayman). F7 · ownership.nature: Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the managing member of Hybrid GP Holdings, and the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F8 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| March 27, 2025 Filed Mar 31, 2025 21:50 UTC | NEXTNAV INC. NN · Entity 2565 | PurchaseWarrants (Right to buy) · Derivative | 1,450,000 | $0.00 Strike: $12.56 | $0.00 |
DisclosureSEC source: 0001062993-25-006596 · form4.xml · derivative · entry 3 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner Hybrid GP Holdings LLC · CIK 0001500292 · 10% owner Hybrid GP Holdings (Cayman) LLC · CIK 0001849502 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner FIG LLC · CIK 0001245521 · 10% owner FCOF V CDG Investments LLC · CIK 0001893285 · 10% owner FCO Fund V GP LLC · CIK 0001893401 · 10% owner Fortress Credit Opportunities V Advisors LLC · CIK 0001893413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,450,000 Underlying: Common Stock · 1,450,000 shares Expires 2028-12-31 F1 · derivative.exercise_date: 50% of each tranche of warrants is immediately exercisable, with the other 50% vesting on the first day of the second year commencing after the closing of the acquisition of the warrants. F3 · ownership.nature: Held directly by CF NNAV-P LLC ("CF NNAV-P"). FCOF V UB Investments L.P., a Cayman Islands limited partnership ("FCOF V UB"), is the majority member of CF NNAV-P. Fortress Credit Opportunities Fund V(A) L.P., a Cayman limited partnership ("FCOF V(A)"), Fortress Credit Opportunities Fund V(B) L.P., a Cayman limited partnership ("FCOF V(B)"), Fortress Credit Opportunities Fund V(C) L.P., a Cayman limited partnership ("FCOF V(C)"), Fortress Credit Opportunities Fund V(D) L.P., a Cayman limited partnership ("FCOF V(D)"), Fortress Credit Opportunities Fund V(E) L.P., a Delaware limited partnership ("FCOF V(E)") and Fortress Credit Opportunities Fund V(G) L.P., a Cayman limited partnership ("FCOF V(G)"), collectively hold a 100% interest in FCOF V UB Investments. F5 · ownership.nature: FCO Fund V GP LLC, a Delaware limited liability company ("FCO Fund V GP") is the general partner of FCOF V(A), FCOF V(B), FCOF V(C), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V Advisors LLC, a Delaware limited liability company ("FCO V Advisors"), is the investment advisor of FCOF V(A), FCOF V(B), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V-C Advisors LLC, a Delaware limited liability company ("FCO V-C Advisors") is the investment advisor of FCOF V(C). F6 · ownership.nature: FIG LLC, a Delaware limited liability company ("FIG") holds all of the interests in FCO V Advisors and FCO V-C Advisors. Hybrid GP Holdings (Cayman) LLC, a Delaware limited liability company ("Hybrid GP Holdings (Cayman)") holds all of the interests in FCO Fund V GP. Hybrid GP Holdings LLC, a Delaware limited liability company ("Hybrid GP Holdings") holds all of the interests in Hybrid GP Holdings (Cayman). F7 · ownership.nature: Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the managing member of Hybrid GP Holdings, and the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F8 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| March 27, 2025 Filed Mar 31, 2025 21:50 UTC | NEXTNAV INC. NN · Entity 2565 | PurchaseWarrants (Right to buy) · Derivative | 950,000 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006596 · form4.xml · derivative · entry 2 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner Hybrid GP Holdings LLC · CIK 0001500292 · 10% owner Hybrid GP Holdings (Cayman) LLC · CIK 0001849502 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner FIG LLC · CIK 0001245521 · 10% owner FCOF V CDG Investments LLC · CIK 0001893285 · 10% owner FCO Fund V GP LLC · CIK 0001893401 · 10% owner Fortress Credit Opportunities V Advisors LLC · CIK 0001893413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 950,000 Underlying: Common Stock · 950,000 shares Expires 2028-12-31 F1 · derivative.exercise_date: 50% of each tranche of warrants is immediately exercisable, with the other 50% vesting on the first day of the second year commencing after the closing of the acquisition of the warrants. F3 · ownership.nature: Held directly by CF NNAV-P LLC ("CF NNAV-P"). FCOF V UB Investments L.P., a Cayman Islands limited partnership ("FCOF V UB"), is the majority member of CF NNAV-P. Fortress Credit Opportunities Fund V(A) L.P., a Cayman limited partnership ("FCOF V(A)"), Fortress Credit Opportunities Fund V(B) L.P., a Cayman limited partnership ("FCOF V(B)"), Fortress Credit Opportunities Fund V(C) L.P., a Cayman limited partnership ("FCOF V(C)"), Fortress Credit Opportunities Fund V(D) L.P., a Cayman limited partnership ("FCOF V(D)"), Fortress Credit Opportunities Fund V(E) L.P., a Delaware limited partnership ("FCOF V(E)") and Fortress Credit Opportunities Fund V(G) L.P., a Cayman limited partnership ("FCOF V(G)"), collectively hold a 100% interest in FCOF V UB Investments. F5 · ownership.nature: FCO Fund V GP LLC, a Delaware limited liability company ("FCO Fund V GP") is the general partner of FCOF V(A), FCOF V(B), FCOF V(C), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V Advisors LLC, a Delaware limited liability company ("FCO V Advisors"), is the investment advisor of FCOF V(A), FCOF V(B), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V-C Advisors LLC, a Delaware limited liability company ("FCO V-C Advisors") is the investment advisor of FCOF V(C). F6 · ownership.nature: FIG LLC, a Delaware limited liability company ("FIG") holds all of the interests in FCO V Advisors and FCO V-C Advisors. Hybrid GP Holdings (Cayman) LLC, a Delaware limited liability company ("Hybrid GP Holdings (Cayman)") holds all of the interests in FCO Fund V GP. Hybrid GP Holdings LLC, a Delaware limited liability company ("Hybrid GP Holdings") holds all of the interests in Hybrid GP Holdings (Cayman). F7 · ownership.nature: Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the managing member of Hybrid GP Holdings, and the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F8 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| March 27, 2025 Filed Mar 31, 2025 21:50 UTC | NEXTNAV INC. NN · Entity 2565 | PurchaseWarrants (Right to buy) · Derivative | 1,500,000 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006596 · form4.xml · derivative · entry 1 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner Hybrid GP Holdings LLC · CIK 0001500292 · 10% owner Hybrid GP Holdings (Cayman) LLC · CIK 0001849502 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner FIG LLC · CIK 0001245521 · 10% owner FCOF V CDG Investments LLC · CIK 0001893285 · 10% owner FCO Fund V GP LLC · CIK 0001893401 · 10% owner Fortress Credit Opportunities V Advisors LLC · CIK 0001893413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,500,000 Underlying: Common Stock · 1,500,000 shares Expires 2028-12-31 F1 · derivative.exercise_date: 50% of each tranche of warrants is immediately exercisable, with the other 50% vesting on the first day of the second year commencing after the closing of the acquisition of the warrants. F3 · ownership.nature: Held directly by CF NNAV-P LLC ("CF NNAV-P"). FCOF V UB Investments L.P., a Cayman Islands limited partnership ("FCOF V UB"), is the majority member of CF NNAV-P. Fortress Credit Opportunities Fund V(A) L.P., a Cayman limited partnership ("FCOF V(A)"), Fortress Credit Opportunities Fund V(B) L.P., a Cayman limited partnership ("FCOF V(B)"), Fortress Credit Opportunities Fund V(C) L.P., a Cayman limited partnership ("FCOF V(C)"), Fortress Credit Opportunities Fund V(D) L.P., a Cayman limited partnership ("FCOF V(D)"), Fortress Credit Opportunities Fund V(E) L.P., a Delaware limited partnership ("FCOF V(E)") and Fortress Credit Opportunities Fund V(G) L.P., a Cayman limited partnership ("FCOF V(G)"), collectively hold a 100% interest in FCOF V UB Investments. F5 · ownership.nature: FCO Fund V GP LLC, a Delaware limited liability company ("FCO Fund V GP") is the general partner of FCOF V(A), FCOF V(B), FCOF V(C), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V Advisors LLC, a Delaware limited liability company ("FCO V Advisors"), is the investment advisor of FCOF V(A), FCOF V(B), FCOF V(D), FCOF V(E) and FCOF V(G). Fortress Credit Opportunities V-C Advisors LLC, a Delaware limited liability company ("FCO V-C Advisors") is the investment advisor of FCOF V(C). F6 · ownership.nature: FIG LLC, a Delaware limited liability company ("FIG") holds all of the interests in FCO V Advisors and FCO V-C Advisors. Hybrid GP Holdings (Cayman) LLC, a Delaware limited liability company ("Hybrid GP Holdings (Cayman)") holds all of the interests in FCO Fund V GP. Hybrid GP Holdings LLC, a Delaware limited liability company ("Hybrid GP Holdings") holds all of the interests in Hybrid GP Holdings (Cayman). F7 · ownership.nature: Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the managing member of Hybrid GP Holdings, and the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F8 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 7,528 | $0.00 Strike: $2.01 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 60 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 7,528 shares Expires 2030-08-27 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 1,840 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 59 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,840 shares Expires 2030-08-26 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 940 | $0.00 Strike: $2.01 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 58 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 940 shares Expires 2030-08-25 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 1,463 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 57 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,463 shares Expires 2030-08-21 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 2,950 | $0.00 Strike: $2.02 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 56 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 2,950 shares Expires 2030-08-20 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 2,911 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 55 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 2,911 shares Expires 2030-08-19 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 1,410 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 54 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,410 shares Expires 2030-08-18 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 2,386 | $0.00 Strike: $2.06 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 53 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 2,386 shares Expires 2030-08-17 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 1,427 | $0.00 Strike: $2.07 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 52 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,427 shares Expires 2030-08-14 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 2,863 | $0.00 Strike: $2.06 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 51 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 2,863 shares Expires 2030-08-13 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 6,530 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 50 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 6,530 shares Expires 2030-08-12 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 6,959 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 49 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 6,959 shares Expires 2030-08-11 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 5,563 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 48 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 5,563 shares Expires 2030-08-10 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 1,983 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 47 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,983 shares Expires 2030-08-07 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 2,067 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 46 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 2,067 shares Expires 2030-08-06 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 1,563 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 45 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,563 shares Expires 2030-08-05 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 508 | $0.00 Strike: $1.82 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 44 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 508 shares Expires 2030-08-04 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 1,585 | $0.00 Strike: $1.78 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 43 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,585 shares Expires 2030-07-31 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 543 | $0.00 Strike: $1.74 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 42 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 543 shares Expires 2030-07-30 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 7,604 | $0.00 Strike: $1.77 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 41 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 7,604 shares Expires 2030-07-29 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 550 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 40 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 550 shares Expires 2030-07-14 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 563 | $0.00 Strike: $1.53 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 39 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 563 shares Expires 2030-07-13 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 567 | $0.00 Strike: $1.53 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 38 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 567 shares Expires 2030-07-08 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 598 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 37 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 598 shares Expires 2030-07-07 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 1,801 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 36 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,801 shares Expires 2030-07-06 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 549,582 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 35 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 549,582 shares Expires 2029-11-22 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 60,040 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 34 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 60,040 shares Expires 2029-09-12 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:06 UTC | FTAI Infrastructure Inc. FIP · Entity 5651 | OtherStock Option (right to buy) · Derivative | 400,268 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0000950170-24-096421 · ownership.xml · derivative · entry 33 FIG Buyer GP, LLC · CIK 0002024046 · 10% owner Fortress Investment Group LLC · CIK 0001380393 · 10% owner FIG Blue LLC · CIK 0001387345 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Foundation Holdco LP · CIK 0002024043 · 10% owner FIG Parent, LLC · CIK 0002024041 · 10% owner FINCO I LLC · CIK 0002024235 · 10% owner FINCO I Intermediate Holdco LLC · CIK 0002024037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 400,268 shares Expires 2029-09-12 F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · ownership.nature: Reflects securities held directly by FIG LLC, a Delaware limited liability company ("FIG"). Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the owner of all of the issued and outstanding interests of FIG. FIG Blue LLC, a Delaware limited liability company ("FIG Blue"), is the general partner of FOE I. FIG Blue is wholly-owned by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress Investment Group"). FINCO I Intermediate Holdco LLC, a Delaware limited liability company ("FINCO I IH"), is the sole member of Fortress Investment Group. FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH. FIG Parent, LLC, a Delaware limited liability company ("FIG Parent"), is the sole member of FINCO I LLC. Foundation Holdco LP, a Delaware limited partnership ("Foundation Holdco"), is the sole member of FIG Parent. FIG Buyer GP, LLC, a Delaware limited liability company is the general partner of Foundation Holdco. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported securities for the purposes of Section 16 or otherwise. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.