Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Fidelity National Information Services, Inc.FIS · Entity 3247 | Director | June 15, 2026 | June 17, 2026 |
| NEUSTAR INCNSR · Entity 173935 | Director · President and CEO | August 08, 2017 | August 08, 2017 |
| NEXTNAV INC.NN · Entity 2565 | Director | May 21, 2026 | May 26, 2026 |
| Philip Morris International Inc.PM · Entity 2818 | Director | May 06, 2026 | May 08, 2026 |
| UNISYS CORPUIS · Entity 6360 | Director | February 26, 2021 | March 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Fidelity National Information Services, Inc.
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,485 |
Reported balance
After 2026-06-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-15 · Grant · Acquired 5,485 · Balance 5,485 F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2: These restricted stock units vest in full on June 15, 2027. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock.
F2: These restricted stock units vest in full on June 15, 2027. The reporting person elected to defer distribution of the vested common stock until the end of service as a director.
NEUSTAR INC
Report date August 08, 2017 · Filed August 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-08 transaction · row 1
1 source rowRow 1 · 2017-08-08 · Disposition to issuer · Disposed 433,573 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each share of Class A Common Stock outstanding, automatically and without any required action on the part of the Reporting Person, was converted into the right to receive $33.50 in cash, without interest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-08-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-08-08 · Disposition to issuer · Disposed 44,045 · Balance 0 F2: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each restricted stock unit outstanding subject to time-based vesting, automatically and without any required action on the part of the Reporting Person, became fully vested and canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the restricted stock unit, less any required withholding taxes. |
| Performance Vested Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-08-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-08-08 · Disposition to issuer · Disposed 351,562 · Balance 0 F3: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, the performance-based conditions to which each outstanding performance stock unit was subject were deemed satisfied at the target levels for any performance period not completed, and such performance stock unit, automatically and without any required action on the part of the Reporting Person, was canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the performance stock unit, less any required withholding taxes. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $26.45 | Direct | 0 |
Reported balance
After 2017-08-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-08-08 · Disposition to issuer · Disposed 44,484 · Balance 0 F4: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each employee stock option outstanding, whether or not vested and exercisable, automatically and without any required action on the part of the Reporting Person, was cancelled in exchange for the right to receive an amount in cash (less any applicable tax withholdings) equal to the product of (i) the excess, if any, of $33.50, without interest, over the per share exercise price of such employee stock option and (ii) the total number of shares of Class A Common Stock otherwise issuable upon exercise of such employee stock option immediately prior to the effective time of the Merger. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $26.45 | Direct | 0 |
Reported balance
After 2017-08-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-08-08 · Disposition to issuer · Disposed 118,624 · Balance 0 F4: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each employee stock option outstanding, whether or not vested and exercisable, automatically and without any required action on the part of the Reporting Person, was cancelled in exchange for the right to receive an amount in cash (less any applicable tax withholdings) equal to the product of (i) the excess, if any, of $33.50, without interest, over the per share exercise price of such employee stock option and (ii) the total number of shares of Class A Common Stock otherwise issuable upon exercise of such employee stock option immediately prior to the effective time of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each share of Class A Common Stock outstanding, automatically and without any required action on the part of the Reporting Person, was converted into the right to receive $33.50 in cash, without interest.
F2: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each restricted stock unit outstanding subject to time-based vesting, automatically and without any required action on the part of the Reporting Person, became fully vested and canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the restricted stock unit, less any required withholding taxes.
F3: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, the performance-based conditions to which each outstanding performance stock unit was subject were deemed satisfied at the target levels for any performance period not completed, and such performance stock unit, automatically and without any required action on the part of the Reporting Person, was canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the performance stock unit, less any required withholding taxes.
F4: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each employee stock option outstanding, whether or not vested and exercisable, automatically and without any required action on the part of the Reporting Person, was cancelled in exchange for the right to receive an amount in cash (less any applicable tax withholdings) equal to the product of (i) the excess, if any, of $33.50, without interest, over the per share exercise price of such employee stock option and (ii) the total number of shares of Class A Common Stock otherwise issuable upon exercise of such employee stock option immediately prior to the effective time of the Merger.
NEXTNAV INC.
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,095 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 7,550 · Balance 12,095 F1: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2027.
Philip Morris International Inc.
Report date May 06, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,060 |
Reported balance
After 2026-05-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-06 · Grant · Acquired 1,119 · Balance 20,060 F1: Shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. F2: The average of the high and low price of Philip Morris International Inc. common stock on May 7, 2026. F3: Includes 20,020 deferred shares held in the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This is an increase of 1,757 deferred shares, reflecting the 2026 stock award and 638 deferred shares acquired through the reinvestment of dividends since May 6, 2025, the date of the last reportable transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors.
F2: The average of the high and low price of Philip Morris International Inc. common stock on May 7, 2026.
F3: Includes 20,020 deferred shares held in the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This is an increase of 1,757 deferred shares, reflecting the 2026 stock award and 638 deferred shares acquired through the reinvestment of dividends since May 6, 2025, the date of the last reportable transaction.
UNISYS CORP
Report date February 26, 2021 · Filed March 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,384 |
Reported balance
After 2021-02-26 transaction · row 1
1 source rowRow 1 · 2021-02-26 · Grant · Acquired 6,110 · Balance 25,384 F1: Restricted stock units granted under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested 100% on the date of grant, February 26, 2021, into shares of Unisys Corporation common stock. The restricted stock units have been deferred under the terms of the 2005 Deferred Compensation Plan for Directors of Unisys Corporation and will be distributed lump sum in shares of Unisys Corporation common stock upon the termination of service of the director. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested 100% on the date of grant, February 26, 2021, into shares of Unisys Corporation common stock. The restricted stock units have been deferred under the terms of the 2005 Deferred Compensation Plan for Directors of Unisys Corporation and will be distributed lump sum in shares of Unisys Corporation common stock upon the termination of service of the director.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Ping Identity Holding Corp.
Report date May 03, 2022 · Filed June 01, 2022
Section 16 reporting ended · disclosed 2022-06-01. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
RB GLOBAL INC.
Report date July 12, 2023 · Filed July 17, 2023
Section 16 reporting ended · disclosed 2023-07-17. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Worldpay, Inc.
Report date July 31, 2019 · Filed July 31, 2019
Section 16 reporting ended · disclosed 2019-07-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-31 transaction · row 1
1 source rowRow 1 · 2019-07-31 · Disposition to issuer · Disposed 12,845 · Balance 0 F1: Includes 10,525 restricted stock units. F2: These shares of Class A common stock were disposed of pursuant to a merger agreement between the issuer and Fidelity National Information Services, Inc. ("FIS"). Upon the closing of the merger, (i) 10,525 of these shares were converted into restricted stock units related to shares of FIS common stock pursuant to an exchange ratio that is designed to maintain the intrinsic value of the award immediately prior to the closing of the merger and (ii) 2,320 were converted into shares of FIS common stock and cash in accordance with the merger agreement (0.9287 shares of FIS common stock and $11.00 per share of Worldpay Class A common stock). |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 10,525 restricted stock units.
F2: These shares of Class A common stock were disposed of pursuant to a merger agreement between the issuer and Fidelity National Information Services, Inc. ("FIS"). Upon the closing of the merger, (i) 10,525 of these shares were converted into restricted stock units related to shares of FIS common stock pursuant to an exchange ratio that is designed to maintain the intrinsic value of the award immediately prior to the closing of the merger and (ii) 2,320 were converted into shares of FIS common stock and cash in accordance with the merger agreement (0.9287 shares of FIS common stock and $11.00 per share of Worldpay Class A common stock).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2026 Filed Jun 17, 2026 20:15 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantRestricted Stock Units · Derivative | 5,485 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-274185 · ownership.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,485 Underlying: Common Stock · 5,485 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.expiration_date: These restricted stock units vest in full on June 15, 2027. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. Read SEC document |
| May 21, 2026 Filed May 26, 2026 23:11 UTC | NEXTNAV INC. NN · Entity 2565 | GrantCommon Stock | 7,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001554855-26-001163 · primary_doc.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,095 F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2027. Read SEC document |
| May 06, 2026 Filed May 8, 2026 18:00 UTC | Philip Morris International Inc. PM · Entity 2818 | GrantCommon Stock | 1,119 | $169.93 | $190,151.67 |
DisclosureSEC source: 0001628280-26-032729 · wk-form4_1778263239.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,060 F1 · shares: Shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. F2 · price: The average of the high and low price of Philip Morris International Inc. common stock on May 7, 2026. F3 · balance_after: Includes 20,020 deferred shares held in the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This is an increase of 1,757 deferred shares, reflecting the 2026 stock award and 638 deferred shares acquired through the reinvestment of dividends since May 6, 2025, the date of the last reportable transaction. Read SEC document |
| February 24, 2026 Filed Feb 27, 2026 02:01 UTC | NEXTNAV INC. NN · Entity 2565 | GrantCommon Stock | 4,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001554855-26-000135 · form4.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,545 F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on February 24, 2027. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 20:19 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantRestricted Stock Units · Derivative | 2,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001136893-25-000108 · wk-form4_1750105188.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,652 Underlying: Common Stock · 2,652 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.expiration_date: The restricted stock units vest in full on June 12, 2026. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. Read SEC document |
| May 07, 2025 Filed May 9, 2025 20:54 UTC | Philip Morris International Inc. PM · Entity 2818 | GrantCommon Stock | 1,002 | $174.82 | $175,169.64 |
DisclosureSEC source: 0001413329-25-000120 · wk-form4_1746824034.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,303 F1 · shares: Shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. F2 · price: The average of the high and low price of Philip Morris International Inc. common stock on May 7, 2025. F3 · balance_after: Includes 18,263 deferred shares held in the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This is an increase of 1,747 deferred shares, reflecting the 2025 stock award and 745 deferred shares acquired through the reinvestment of dividends since May 8, 2024, the date of the last reportable transaction. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:21 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantRestricted Stock Units · Derivative | 2,826 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001136893-24-000099 · wk-form4_1717791702.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,826 Underlying: Common Stock · 2,826 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.expiration_date: This restricted stock unit vests in full effective June 5, 2025. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. Read SEC document |
| May 08, 2024 Filed May 10, 2024 20:30 UTC | Philip Morris International Inc. PM · Entity 2818 | GrantCommon Stock | 1,789 | $97.84 | $175,035.76 |
DisclosureSEC source: 0001413329-24-000117 · wk-form4_1715373024.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,556 F1 · shares: Shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. F2 · price: The average of the high and low price of Philip Morris International Inc. common stock on May 8, 2024. F3 · balance_after: Includes 16,516 deferred shares held in the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This is an increase of 2,572 deferred shares, reflecting the total of the 2024 stock award and 783 deferred shares acquired through the reinvestment of dividends since May 3, 2023, the date of the last reportable transaction. Read SEC document |
| June 20, 2023 Filed Jun 21, 2023 22:15 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (DSUs) · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038881 · doc4.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94 Underlying: Common Shares · 16 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:46 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantRestricted Stock Units · Derivative | 3,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-23-000103 · wk-form4_1685133965.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,854 Underlying: Common Stock · 3,854 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.exercise_date: This restricted stock unit vests in full on May 24, 2024. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. F2 · derivative.expiration_date: This restricted stock unit vests in full on May 24, 2024. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. Read SEC document |
| May 15, 2023 Filed May 16, 2023 16:12 UTC | RB GLOBAL INC. RBA · Entity 3351 | PurchaseCommon Shares | 1,860 | $53.72 | $99,919.20 |
DisclosureSEC source: 0001209191-23-029693 · doc4.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,860 Read SEC document |
| May 15, 2023 Filed May 16, 2023 15:54 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDeferred Share Units · Derivative | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029679 · doc4.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,121 Underlying: Common Shares · 571 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| May 03, 2023 Filed May 5, 2023 22:01 UTC | Philip Morris International Inc. PM · Entity 2818 | GrantCommon Stock | 1,812 | $96.58 | $175,002.96 |
DisclosureSEC source: 0001413329-23-000140 · wf-form4_168332409170232.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,984 F1 · shares: Shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. F2 · price: The average of the high and low price of Philip Morris International Inc. common stock on May 3, 2023. F3 · balance_after: Includes 13,944 deferred shares held in the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This is an increase of 2,283 deferred shares, reflecting the total of the 2023 stock award and 631 deferred shares acquired through the reinvestment of dividends since May 4, 2022, the date of the last reportable transaction. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 17:42 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (DSUs) · Derivative | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021592 · doc4.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78 Underlying: Common Shares · 50 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 18:53 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDeferred Share Units · Derivative | 522 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016623 · doc4.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,550 Underlying: Common Shares · 522 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 18:58 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (DSUs) · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016181 · doc4.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28 Underlying: Common Shares · 9 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 16:12 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (DSUs) · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061340 · doc4.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19 Underlying: Common Shares · 9 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 20:13 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDeferred Share Units · Derivative | 604 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-056958 · doc4.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,028 Underlying: Common Shares · 604 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 18:04 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (DSUs) · Derivative | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050019 · doc4.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10 Underlying: Common Shares · 6 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 16:45 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDeferred Share Units · Derivative | 464 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045945 · doc4.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,424 Underlying: Common Shares · 464 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 18:58 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (DSUs) · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038354 · doc4.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4 Underlying: Common Shares · 4 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. Read SEC document |
| May 25, 2022 Filed May 26, 2022 20:31 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantRestricted Stock Units · Derivative | 2,139 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001136893-22-000124 · wf-form4_165359703341994.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,139 Underlying: Common Stock · 2,139 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.exercise_date: These restricted stock units vest in full on May 25, 2023. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. F2 · derivative.expiration_date: These restricted stock units vest in full on May 25, 2023. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. Read SEC document |
| May 16, 2022 Filed May 17, 2022 20:41 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDeferred Share Units · Derivative | 576 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029696 · doc4.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 960 Underlying: Common Shares · 576 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| May 04, 2022 Filed May 6, 2022 21:51 UTC | Philip Morris International Inc. PM · Entity 2818 | GrantCommon Stock | 1,759 | $99.53 | $175,073.27 |
DisclosureSEC source: 0001182489-22-000042 · edgar.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,541 F1 · shares: Shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. F2 · price: The average of the high and low price of Philip Morris International Inc. common stock on May 4, 2022. F3 · balance_after: Includes 11,501 deferred shares held in the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This is an increase of 2,230 deferred shares, reflecting the 2022 stock award and 471 deferred shares acquired through the reinvestment of dividends since May 5, 2021, the date of the last reportable transaction. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 18:03 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDeferred Share Units · Derivative | 384 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017478 · doc4.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384 Underlying: Common Shares · 384 shares Expires not disclosed F1 · derivative.exercise_price: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F1 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F1 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 22:01 UTC | Ping Identity Holding Corp. PING · Entity 122979 | GrantCommon stock, $0.001 par value | 6,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-006251 · edgar.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,158 Read SEC document |
| May 19, 2021 Filed May 21, 2021 20:26 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantRestricted Stock Units · Derivative | 1,457 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001136893-21-000117 · wf-form4_162162875609028.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,457 Underlying: Common Stock · 1,457 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.exercise_date: These restricted stock units vest in full on May 19, 2022. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. F2 · derivative.expiration_date: These restricted stock units vest in full on May 19, 2022. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. Read SEC document |
| May 05, 2021 Filed May 7, 2021 20:31 UTC | Philip Morris International Inc. PM · Entity 2818 | GrantCommon Stock | 1,839 | $95.18 | $175,026.83 |
DisclosureSEC source: 0001182489-21-000096 · edgar.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,311 F1 · shares: Shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. F2 · price: The average of the high and low price of Philip Morris International Inc. common stock on May 5, 2021. F3 · balance_after: Includes 9,271 deferred shares held in the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This is an increase of 2,263 deferred shares, reflecting the 2021 stock award and 424 deferred shares acquired through the reinvestment of dividends since May 6, 2020, the date of the last reportable transaction. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 17:43 UTC | UNISYS CORP UIS · Entity 6360 | GrantCommon Stock | 6,110 | $0.00 | $0.00 |
DisclosureSEC source: 0000746838-21-000021 · primary_doc.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,384 F1 · kind: Restricted stock units granted under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested 100% on the date of grant, February 26, 2021, into shares of Unisys Corporation common stock. The restricted stock units have been deferred under the terms of the 2005 Deferred Compensation Plan for Directors of Unisys Corporation and will be distributed lump sum in shares of Unisys Corporation common stock upon the termination of service of the director. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:43 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionRestricted Stock Units · Derivative | 1,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001136893-20-000226 · wf-form4_159717862126623.xml · derivative · entry 2 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.expiration_date: The restricted stock units vested in full on August 8, 2020. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:43 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-20-000226 · wf-form4_159717862126623.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 1, 2020 20:35 UTC | Ping Identity Holding Corp. PING · Entity 122979 | GrantCommon Stock, $0.001 par value | 5,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-006767 · edgar.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,585 Read SEC document |
| June 01, 2020 Filed Jun 9, 2020 20:53 UTC Amendment | Ping Identity Holding Corp. PING · Entity 122979 | GrantCommon stock, $0.001 par value | 4,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007133 · edgar.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,807 F1 · kind: This Amendment to Form 4 does not report any new transactions and is filed solely for the purpose of correcting a clerical error in the number of shares acquired and the corresponding number of shares beneficially owned by the reporting person following the reported transaction, as reported on the Form 4 filed June 1, 2020. F1 · shares: This Amendment to Form 4 does not report any new transactions and is filed solely for the purpose of correcting a clerical error in the number of shares acquired and the corresponding number of shares beneficially owned by the reporting person following the reported transaction, as reported on the Form 4 filed June 1, 2020. F1 · balance_after: This Amendment to Form 4 does not report any new transactions and is filed solely for the purpose of correcting a clerical error in the number of shares acquired and the corresponding number of shares beneficially owned by the reporting person following the reported transaction, as reported on the Form 4 filed June 1, 2020. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 21:50 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantRestricted Stock Units · Derivative | 1,554 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001136893-20-000147 · wf-form4_159104822979006.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,554 Underlying: Common Stock · 1,554 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on May 28, 2021. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. F2 · derivative.expiration_date: The restricted stock units vest in full on May 28, 2021. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. Read SEC document |
| May 06, 2020 Filed May 8, 2020 19:49 UTC | Philip Morris International Inc. PM · Entity 2818 | GrantCommon Stock | 2,464 | $71.04 | $175,042.56 |
DisclosureSEC source: 0001182489-20-000093 · edgar.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,048 F1 · shares: Shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. F2 · price: The average of the high and low price of Philip Morris International Inc. common stock on May 6, 2020. F3 · balance_after: Includes 7,008 deferred shares held in the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors, including an increase of 254 deferred shares acquired through the reinvestment of dividends since May 2, 2019, the date of the last reportable transaction to the SEC. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 12:41 UTC | UNISYS CORP UIS · Entity 6360 | GrantCommon Stock | 8,404 | $0.00 | $0.00 |
DisclosureSEC source: 0000746838-20-000065 · primary_doc.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,274 F1 · kind: Restricted stock units granted under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested 100% on the date of grant, February 28, 2020, into shares of Unisys Corporation common stock. The restricted stock units have been deferred under the terms of the 2005 Deferred Compensation Plan for Directors of Unisys Corporation and will be distributed lump sum in shares of Unisys common stock upon the termination of service of the director. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 20:20 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | SaleCommon Stock | 6,000 | $136.14 | $816,840.00 |
DisclosureSEC source: 0001136893-19-000151 · wf-form4_156633242131432.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,797 F1 · shares: Represents shares sold to satisfy Reporting Person's individual tax obligations arising from the vesting of equity resulting from the change of control which occurred at the time of the acquisition of Worldpay, Inc. by Issuer on July 31, 2019. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 20:35 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantRestricted Stock Units · Derivative | 1,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001136893-19-000134 · wf-form4_156564210108125.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 Underlying: Common Stock · 1,100 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of FIS common stock. F2 · derivative.expiration_date: This restricted stock unit vests in full on August 8, 2020. Read SEC document |
| July 31, 2019 Filed Jul 31, 2019 19:40 UTC | Worldpay, Inc. WP · Entity 155747 | Disposition to issuerClass A Common Stock | 12,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001533932-19-000156 · wf-form4_156460203450459.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes 10,525 restricted stock units. F2 · price: These shares of Class A common stock were disposed of pursuant to a merger agreement between the issuer and Fidelity National Information Services, Inc. ("FIS"). Upon the closing of the merger, (i) 10,525 of these shares were converted into restricted stock units related to shares of FIS common stock pursuant to an exchange ratio that is designed to maintain the intrinsic value of the award immediately prior to the closing of the merger and (ii) 2,320 were converted into shares of FIS common stock and cash in accordance with the merger agreement (0.9287 shares of FIS common stock and $11.00 per share of Worldpay Class A common stock). Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 20:34 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantCommon Stock | 12,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-19-000114 · wf-form4_156477808066568.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,797 F1 · shares: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated March 17, 2019, among Fidelity National Information Services, Inc. ("FIS"), Worldpay, Inc. ("Worldpay"), and Wrangler Merger Sub, Inc. ("Merger Sub"), a wholly-owned subsidiary of FIS, on July 31, 2019 (the "Closing Date"), Merger Sub merged with and into Worldpay (the "Merger"), with Worldpay continuing as the surviving corporation and a wholly-owned subsidiary of FIS. On the Closing Date, each share of Worldpay common stock held by the reporting person was converted into the right to receive 0.9287 shares of FIS common stock and $11.00 in cash and all deferred stock units and restricted stock units held by the reporting person were simultaneously cancelled and converted into deferred stock units and restricted stock units, respectively, denominated in FIS common stock at the Equity Award Exchange Ratio (as defined in the Merger Agreement) and immediately vested and settled in such shares of FIS common stock. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:10 UTC | Worldpay, Inc. WP · Entity 155747 | GrantRestricted Stock Units · Derivative | 1,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001533932-19-000113 · wf-form4_155838303279257.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,525 Underlying: Class A Common Stock · 1,452 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Worldpay, Inc. Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of the grant and the next annual meeting of stockholders. Vested shares will be delivered to the reporting person following the termination of the reporting person's service as a director. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of the grant and the next annual meeting of stockholders. Vested shares will be delivered to the reporting person following the termination of the reporting person's service as a director. Read SEC document |
| May 01, 2019 Filed May 3, 2019 18:43 UTC | Philip Morris International Inc. PM · Entity 2818 | GrantCommon Stock | 2,026 | $86.41 | $175,066.66 |
DisclosureSEC source: 0001182489-19-000163 · edgar.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,330 F1 · shares: Shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. F2 · price: The average of the high and low price of Philip Morris International Inc. common stock on May 1, 2019. F3 · balance_after: Includes 4,290 deferred shares held in the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors, including an increase of 126 deferred shares acquired through the reinvestment of dividends since May 9, 2018, the date of the last reportable transaction to the SEC. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:06 UTC | UNISYS CORP UIS · Entity 6360 | GrantCommon Stock | 10,870 | $0.00 | $0.00 |
DisclosureSEC source: 0000746838-19-000033 · primary_doc.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,870 F1 · kind: Restricted stock units granted under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested 100% on the date of grant, February 15, 2019, into shares of Unisys Corporation common stock. The restricted stock units have been deferred under the terms of the 2005 Deferred Compensation Plan for Directors of Unisys Corporation. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:25 UTC | Worldpay, Inc. WP · Entity 155747 | GrantRestricted Stock Units · Derivative | 2,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001533932-18-000154 · wf-form4_152667510159385.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,073 Underlying: Class A Common Stock · 2,161 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Worldpay, Inc. Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of the grant and the next annual meeting of stockholders. Vested shares will be delivered to the reporting person following the termination of the reporting person's service as a director. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of the grant and the next annual meeting of stockholders. Vested shares will be delivered to the reporting person following the termination of the reporting person's service as a director. Read SEC document |
| May 09, 2018 Filed Apr 1, 2021 21:03 UTC | Philip Morris International Inc. PM · Entity 2818 | GrantCommon Stock | 2,138 | $81.88 | $175,059.44 |
DisclosureSEC source: 0001182489-21-000080 · edgar.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,178 F1 · shares: Deferred shares awarded under the 2017 Stock Compensation Plan for Non-Employee Directors on May 9, 2018. These deferred shares were erroneously filed on a Form 3 on May 11, 2018. F2 · price: The average of the high and low price of Philip Morris International Inc. common stock on May 9, 2018. Read SEC document |
| May 02, 2018 Filed May 3, 2018 20:21 UTC | Worldpay, Inc. WP · Entity 155747 | Exercise / conversionRestricted Stock Units 2017 · Derivative | 2,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001533932-18-000133 · wf-form4_152537882849659.xml · derivative · entry 2 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On May 2, 2017, the reporting person was granted 2,320 restricted stock units which vested on May 2, 2018. F2 · derivative.expiration_date: On May 2, 2017, the reporting person was granted 2,320 restricted stock units which vested on May 2, 2018. Read SEC document |
| May 02, 2018 Filed May 3, 2018 20:21 UTC | Worldpay, Inc. WP · Entity 155747 | Exercise / conversionClass A Common Stock | 2,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001533932-18-000133 · wf-form4_152537882849659.xml · nonDerivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| August 08, 2017 Filed Aug 8, 2017 18:27 UTC | NEUSTAR INC NSR · Entity 173935 | Disposition to issuerEmployee Stock Options · Derivative | 118,624 | Not disclosed Strike: $26.45 | Not disclosed |
DisclosureSEC source: 0001209191-17-048165 · doc4.xml · derivative · entry 5 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 118,624 shares Expires not disclosed F4 · price: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each employee stock option outstanding, whether or not vested and exercisable, automatically and without any required action on the part of the Reporting Person, was cancelled in exchange for the right to receive an amount in cash (less any applicable tax withholdings) equal to the product of (i) the excess, if any, of $33.50, without interest, over the per share exercise price of such employee stock option and (ii) the total number of shares of Class A Common Stock otherwise issuable upon exercise of such employee stock option immediately prior to the effective time of the Merger. F4 · derivative.exercise_date: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each employee stock option outstanding, whether or not vested and exercisable, automatically and without any required action on the part of the Reporting Person, was cancelled in exchange for the right to receive an amount in cash (less any applicable tax withholdings) equal to the product of (i) the excess, if any, of $33.50, without interest, over the per share exercise price of such employee stock option and (ii) the total number of shares of Class A Common Stock otherwise issuable upon exercise of such employee stock option immediately prior to the effective time of the Merger. F4 · derivative.expiration_date: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each employee stock option outstanding, whether or not vested and exercisable, automatically and without any required action on the part of the Reporting Person, was cancelled in exchange for the right to receive an amount in cash (less any applicable tax withholdings) equal to the product of (i) the excess, if any, of $33.50, without interest, over the per share exercise price of such employee stock option and (ii) the total number of shares of Class A Common Stock otherwise issuable upon exercise of such employee stock option immediately prior to the effective time of the Merger. Read SEC document |
| August 08, 2017 Filed Aug 8, 2017 18:27 UTC | NEUSTAR INC NSR · Entity 173935 | Disposition to issuerEmployee Stock Options · Derivative | 44,484 | Not disclosed Strike: $26.45 | Not disclosed |
DisclosureSEC source: 0001209191-17-048165 · doc4.xml · derivative · entry 4 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 44,484 shares Expires not disclosed F4 · price: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each employee stock option outstanding, whether or not vested and exercisable, automatically and without any required action on the part of the Reporting Person, was cancelled in exchange for the right to receive an amount in cash (less any applicable tax withholdings) equal to the product of (i) the excess, if any, of $33.50, without interest, over the per share exercise price of such employee stock option and (ii) the total number of shares of Class A Common Stock otherwise issuable upon exercise of such employee stock option immediately prior to the effective time of the Merger. F4 · derivative.exercise_date: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each employee stock option outstanding, whether or not vested and exercisable, automatically and without any required action on the part of the Reporting Person, was cancelled in exchange for the right to receive an amount in cash (less any applicable tax withholdings) equal to the product of (i) the excess, if any, of $33.50, without interest, over the per share exercise price of such employee stock option and (ii) the total number of shares of Class A Common Stock otherwise issuable upon exercise of such employee stock option immediately prior to the effective time of the Merger. F4 · derivative.expiration_date: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each employee stock option outstanding, whether or not vested and exercisable, automatically and without any required action on the part of the Reporting Person, was cancelled in exchange for the right to receive an amount in cash (less any applicable tax withholdings) equal to the product of (i) the excess, if any, of $33.50, without interest, over the per share exercise price of such employee stock option and (ii) the total number of shares of Class A Common Stock otherwise issuable upon exercise of such employee stock option immediately prior to the effective time of the Merger. Read SEC document |
| August 08, 2017 Filed Aug 8, 2017 18:27 UTC | NEUSTAR INC NSR · Entity 173935 | Disposition to issuerPerformance Vested Restricted Stock Units · Derivative | 351,562 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-17-048165 · doc4.xml · derivative · entry 3 Hook Lisa · CIK 0001343269 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 351,562 shares Expires not disclosed F3 · price: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, the performance-based conditions to which each outstanding performance stock unit was subject were deemed satisfied at the target levels for any performance period not completed, and such performance stock unit, automatically and without any required action on the part of the Reporting Person, was canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the performance stock unit, less any required withholding taxes. F3 · derivative.exercise_date: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, the performance-based conditions to which each outstanding performance stock unit was subject were deemed satisfied at the target levels for any performance period not completed, and such performance stock unit, automatically and without any required action on the part of the Reporting Person, was canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the performance stock unit, less any required withholding taxes. F3 · derivative.expiration_date: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, the performance-based conditions to which each outstanding performance stock unit was subject were deemed satisfied at the target levels for any performance period not completed, and such performance stock unit, automatically and without any required action on the part of the Reporting Person, was canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the performance stock unit, less any required withholding taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.