Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Airspan Networks Holdings Inc.MIMO · Entity 110488 | Director · 10% owner | May 16, 2022 | May 18, 2022 |
| KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS · Entity 3567 | Director | August 07, 2019 | August 09, 2019 |
| NEXTNAV INC.NN · Entity 2565 | Director | May 21, 2026 | May 26, 2026 |
| NLIGHT, INC.LASR · Entity 4397 | Director | January 02, 2026 | January 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Airspan Networks Holdings Inc.
Report date May 16, 2022 · Filed May 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 130,173 |
Ending reported balance
After 2022-05-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-05-16 · Purchase · Acquired 33,000 · Balance 83,173 Row 2 · 2022-05-17 · Purchase · Acquired 47,000 · Balance 130,173 |
| Common StockSEC Table I · non-derivative | Indirectsee footnote | 25,038,852 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 25,038,852 F1: Represents securities directly owned by Oak Investment Partners XI, Limited Partnership ("Oak XI"). The reporting person is a Managing Member of Oak Associates XI, LLC, the General Partner of Oak XI and shares power to vote and dispose of the securities held by Oak XI. The reporting person disclaims beneficial ownership with respect to such securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Indirectsee footnote | 3,600,207 |
Reported balance
Holding disclosure · report date 2022-05-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,600,207 F2: Represents securities directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). The reporting person is a Managing Member of Oak Associates XIII, LLC, the General Partner of Oak XIII and shares power to vote and dispose of the securities held by Oak XIII. The reporting person disclaims beneficial ownership with respect to such securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents securities directly owned by Oak Investment Partners XI, Limited Partnership ("Oak XI"). The reporting person is a Managing Member of Oak Associates XI, LLC, the General Partner of Oak XI and shares power to vote and dispose of the securities held by Oak XI. The reporting person disclaims beneficial ownership with respect to such securities except to the extent of his pecuniary interest therein.
F2: Represents securities directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). The reporting person is a Managing Member of Oak Associates XIII, LLC, the General Partner of Oak XIII and shares power to vote and dispose of the securities held by Oak XIII. The reporting person disclaims beneficial ownership with respect to such securities except to the extent of his pecuniary interest therein.
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Report date August 07, 2019 · Filed August 09, 2019
Jointly reported with Oak Investment Partners XIII, Limited Partnership, OAK INVESTMENT PARTNERS X LTD PARTNERSHIP, OAK X AFFILIATES FUND LP, OAK INVESTMENT PARTNERS IX L P, OAK IX AFFILIATES FUND LP, OAK IX AFFILIATES FUND A LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 366,098 |
Reported balance
After 2019-08-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-08-07 · Sale · Disposed 250,000 · Balance 366,098 F1: Represents shares of Common Stock directly owned by Bandel L. Carano. |
| Common StockSEC Table I · non-derivative | IndirectSee | 449,090 |
Reported balance
After 2019-08-08 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-08-08 · Sale · Disposed 250,000 · Balance 449,090 F2: Represents 957 shares of Common Stock sold by Oak Investment Partners IX, L.P. ("Oak IX"); 29 shares of Common Stock sold by Oak IX Affiliates Fund, L.P. ("Oak IX Affiliates"); 64 shares of Common Stock sold by Oak IX Affiliates Fund-A, L.P. ("Oak IX Affiliates-A"); 102,081 shares of Common Stock sold by Oak Investment Partners X, Limited Partnership ("Oak X"); 262 shares of Common Stock sold by Oak X Affiliates Fund, L.P. ("Oak X Affiliates"); 146,607 shares of Common Stock sold by Oak Investment Partners XIII, L.P. ("Oak XIII"). F3: Represents 1,721 shares of Common Stock beneficially owned by Oak IX; 183,636 shares of Common Stock beneficially owned by Oak X; 263,733 shares of Common Stock beneficially owned by Oak XIII. F4: Common Stock sold was held by Oak IX, Oak IX Affiliates, Oak IX Affiliates-A, Oak X, Oak X Affiliates, and Oak XIII. Oak Associates IX, L.L.C. is the General Partner of Oak IX; Oak IX Affiliates, L.L.C. is the General Partner of Oak IX Affiliates and Oak IX Affiliates-A; Oak Associates X, L.L.C. is the General Partner of Oak X; Oak X Affiliates, L.L.C. is the General Partner of Oak X Affiliates; and Oak Associates XIII, L.L.C. is the General Partner of Oak XIII and may be deemed to beneficially own the reported securities. |
| Director OptionSEC Table II · derivative / convertible security | Direct | 81,051 |
Reported balance
Holding disclosure · report date 2019-08-07 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 81,051 F5: Consists of Director Option to purchase 19,430 shares of Common Stock, which is held by Mr. Carano on behalf of Oak X; Director Option to purchase 313 shares of Common Stock, which is held by Mr. Carano on behalf of Oak X Affiliates; and Director Option to purchase 61,308 shares of Common Stock, which is held by Mr. Carano on behalf of Oak XIII. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock directly owned by Bandel L. Carano.
F2: Represents 957 shares of Common Stock sold by Oak Investment Partners IX, L.P. ("Oak IX"); 29 shares of Common Stock sold by Oak IX Affiliates Fund, L.P. ("Oak IX Affiliates"); 64 shares of Common Stock sold by Oak IX Affiliates Fund-A, L.P. ("Oak IX Affiliates-A"); 102,081 shares of Common Stock sold by Oak Investment Partners X, Limited Partnership ("Oak X"); 262 shares of Common Stock sold by Oak X Affiliates Fund, L.P. ("Oak X Affiliates"); 146,607 shares of Common Stock sold by Oak Investment Partners XIII, L.P. ("Oak XIII").
F3: Represents 1,721 shares of Common Stock beneficially owned by Oak IX; 183,636 shares of Common Stock beneficially owned by Oak X; 263,733 shares of Common Stock beneficially owned by Oak XIII.
F4: Common Stock sold was held by Oak IX, Oak IX Affiliates, Oak IX Affiliates-A, Oak X, Oak X Affiliates, and Oak XIII. Oak Associates IX, L.L.C. is the General Partner of Oak IX; Oak IX Affiliates, L.L.C. is the General Partner of Oak IX Affiliates and Oak IX Affiliates-A; Oak Associates X, L.L.C. is the General Partner of Oak X; Oak X Affiliates, L.L.C. is the General Partner of Oak X Affiliates; and Oak Associates XIII, L.L.C. is the General Partner of Oak XIII and may be deemed to beneficially own the reported securities.
F5: Consists of Director Option to purchase 19,430 shares of Common Stock, which is held by Mr. Carano on behalf of Oak X; Director Option to purchase 313 shares of Common Stock, which is held by Mr. Carano on behalf of Oak X Affiliates; and Director Option to purchase 61,308 shares of Common Stock, which is held by Mr. Carano on behalf of Oak XIII.
NEXTNAV INC.
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 188,568 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 7,550 · Balance 188,568 F1: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2027.
NLIGHT, INC.
Report date January 02, 2026 · Filed January 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,145 |
Reported balance
After 2026-01-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-02 · Grant · Acquired 847 · Balance 41,145 F1: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2026 subject to the non-employee director continuing to be a service provider through the applicable vesting date. F2: Includes common stock owned and unvested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2026 subject to the non-employee director continuing to be a service provider through the applicable vesting date.
F2: Includes common stock owned and unvested restricted stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NEOPHOTONICS CORP
Report date August 03, 2022 · Filed August 05, 2022
Section 16 reporting ended · disclosed 2022-08-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 1
1 source rowRow 1 · 2022-08-03 · Disposition to issuer · Disposed 29,042 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.33 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-08-03 · Disposition to issuer · Disposed 14,056 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.56 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-08-03 · Disposition to issuer · Disposed 8,960 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.17 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-08-03 · Disposition to issuer · Disposed 7,641 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Restricted Stock Unit (right to acquire)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-08-03 · Disposition to issuer · Disposed 5,787 · Balance 0 F3: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.
F3: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2026 Filed May 26, 2026 23:16 UTC | NEXTNAV INC. NN · Entity 2565 | GrantCommon Stock | 7,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001554855-26-001165 · primary_doc.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,568 F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2027. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:50 UTC | NLIGHT, INC. LASR · Entity 4397 | GrantCommon Stock | 847 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-000999 · wk-form4_1767743441.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,145 F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2026 subject to the non-employee director continuing to be a service provider through the applicable vesting date. F2 · balance_after: Includes common stock owned and unvested restricted stock units. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 20:19 UTC | NEXTNAV INC. NN · Entity 2565 | GrantCommon Stock | 13,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001554855-25-000730 · form4.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,018 F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2026. Read SEC document |
| June 10, 2025 Filed Jun 13, 2025 01:16 UTC | NLIGHT, INC. LASR · Entity 4397 | GrantCommon Stock | 4,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-25-000079 · wk-form4_1749777356.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,298 F1 · shares: The number of restricted stock units issued represents the quotient of (A) annual RSU compensation for service on the Issuer's board of directors divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on the earlier of June 10, 2026, or the day prior to the date of the 2026 annual meeting, subject to the non-employee director continuing to be a service provider through the applicable vesting date. Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 02:01 UTC | NLIGHT, INC. LASR · Entity 4397 | GrantCommon Stock | 2,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-25-000012 · wk-form4_1736215257.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,664 F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2025 subject to the non-employee director continuing to be a service provider through the applicable vesting date. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 16:54 UTC | NLIGHT, INC. LASR · Entity 4397 | GrantCommon Stock | 6,644 | $12.04 | $79,993.76 |
DisclosureSEC source: 0001124796-24-000092 · wk-form4_1718038472.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,684 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 6, 2025, or the day prior to the date of the 2025 annual meeting, subject to the Director's continued service with the Company through the vesting date. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:28 UTC | NEXTNAV INC. NN · Entity 2565 | GrantCommon Stock | 17,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-045603 · ownership.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,864 F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through each of the applicable vesting dates 100% of the Restricted Shares shall vest on May 1, 2025. Read SEC document |
| March 29, 2024 Filed Mar 29, 2024 21:31 UTC | NEXTNAV INC. NN · Entity 2565 | GrantCommon Stock | 2,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-028092 · ownership.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,124 F1 · shares: Represents a grant of unrestricted shares. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 01:26 UTC | NLIGHT, INC. LASR · Entity 4397 | GrantCommon Stock | 2,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-24-000003 · wk-form4_1704418001.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,040 F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2024 subject to the non-employee director continuing to be a service provider through the applicable vesting date. Read SEC document |
| December 29, 2023 Filed Dec 29, 2023 21:00 UTC | NEXTNAV INC. NN · Entity 2565 | GrantCommon Stock | 3,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-099868 · ownership.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,151 F1 · shares: Represents a grant of unrestricted shares. Read SEC document |
| September 29, 2023 Filed Oct 2, 2023 20:02 UTC | NEXTNAV INC. NN · Entity 2565 | GrantCommon Stock | 2,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001013762-23-000430 · ownership.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,529 F1 · shares: Represents a grant of unrestricted shares. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 20:01 UTC | NEXTNAV INC. NN · Entity 2565 | GrantCommon Stock | 5,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-054748 · ownership.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,589 F1 · shares: Represents a grant of unrestricted shares. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:47 UTC | NLIGHT, INC. LASR · Entity 4397 | GrantCommon Stock | 5,449 | $14.68 | $79,991.32 |
DisclosureSEC source: 0001124796-23-000066 · wk-form4_1686613670.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,692 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 8, 2024, or the day prior to the date of the 2024 annual meeting, subject to the Director's continued service with the Company through the vesting date. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:22 UTC | NEXTNAV INC. NN · Entity 2565 | GrantCommon Stock | 66,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-043533 · ownership.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,370 F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through each of the applicable vesting dates 100% of the Restricted Shares shall vest on May 1, 2024. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:19 UTC | NEXTNAV INC. NN · Entity 2565 | GrantCommon Stock | 3,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-026300 · ownership.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,667 F1 · shares: Represents a grant of unrestricted shares. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:25 UTC | NLIGHT, INC. LASR · Entity 4397 | GrantCommon Stock | 2,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-23-000002 · wf-form4_167295389042544.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,243 F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2023 subject to the non-employee director continuing to be a service provider through the applicable vesting date. Read SEC document |
| December 29, 2022 Filed Dec 29, 2022 21:40 UTC | NEXTNAV INC. NN · Entity 2565 | GrantCommon Stock | 2,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-083591 · ownership.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,235 F1 · shares: Represents a grant of unrestricted shares. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 20:57 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerRestricted Stock Unit (right to acquire) · Derivative | 5,787 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-22-044589 · doc4.xml · derivative · entry 5 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,787 shares Expires not disclosed F3 · price: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration. F3 · derivative.exercise_date: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration. F3 · derivative.expiration_date: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 20:57 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 7,641 | Not disclosed Strike: $10.17 | Not disclosed |
DisclosureSEC source: 0001209191-22-044589 · doc4.xml · derivative · entry 4 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,641 shares Expires not disclosed F2 · price: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. F2 · derivative.exercise_date: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. F2 · derivative.expiration_date: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 20:57 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 8,960 | Not disclosed Strike: $8.56 | Not disclosed |
DisclosureSEC source: 0001209191-22-044589 · doc4.xml · derivative · entry 3 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,960 shares Expires not disclosed F2 · price: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. F2 · derivative.exercise_date: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. F2 · derivative.expiration_date: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 20:57 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 14,056 | Not disclosed Strike: $4.33 | Not disclosed |
DisclosureSEC source: 0001209191-22-044589 · doc4.xml · derivative · entry 2 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,056 shares Expires not disclosed F2 · price: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. F2 · derivative.exercise_date: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. F2 · derivative.expiration_date: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 20:57 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerCommon Stock | 29,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-044589 · doc4.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 23:03 UTC | NEXTNAV INC. NN · Entity 2565 | GrantCommon Stock | 41,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-034664 · ownership.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,652 F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through each of the applicable vesting dates 100% of the Restricted Shares shall vest on May 1, 2023. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 21:00 UTC | NLIGHT, INC. LASR · Entity 4397 | GrantCommon Stock | 5,899 | $13.56 | $79,990.44 |
DisclosureSEC source: 0001124796-22-000087 · wf-form4_165515403276492.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,283 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 9, 2023, or the day prior to the date of the 2023 annual meeting, subject to the Director's continued service with the Company through the vesting date. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 22:10 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantRestricted Stock Units (right to acquire) · Derivative | 5,787 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-22-000071 · edgardoc.xml · derivative · entry 3 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,787 Underlying: Common Stock · 5,787 shares Expires 2023-06-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F2 · derivative.exercise_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:10 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionRestricted Stock Units (right to acquire) · Derivative | 4,621 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-22-000071 · edgardoc.xml · derivative · entry 2 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,621 shares Expires 2022-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F2 · derivative.exercise_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:10 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 4,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001227025-22-000071 · edgardoc.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2022 Filed May 24, 2022 23:05 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 11,709 | $0.00 Strike: $4.27 | $0.00 |
DisclosureSEC source: 0001227025-22-000056 · edgardoc.xml · derivative · entry 3 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,709 shares Expires 2022-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2022 Filed May 24, 2022 23:05 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | SaleCommon Stock | 3,370 | $15.07 | $50,770.40 |
DisclosureSEC source: 0001227025-22-000056 · edgardoc.xml · nonDerivative · entry 2 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,421 F1 · kind: Sale to cover the exercise price of the options. Read SEC document |
| May 23, 2022 Filed May 24, 2022 23:05 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 11,709 | $4.27 | $49,997.43 |
DisclosureSEC source: 0001227025-22-000056 · edgardoc.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2022 Filed May 18, 2022 22:36 UTC | Airspan Networks Holdings Inc. MIMO · Entity 110488 | PurchaseCommon Stock | 47,000 | $2.79 | $131,130.00 |
DisclosureSEC source: 0001829126-22-011486 · ownership.xml · nonDerivative · entry 2 CARANO BANDEL L · CIK 0001183755 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,173 Read SEC document |
| May 16, 2022 Filed May 18, 2022 22:36 UTC | Airspan Networks Holdings Inc. MIMO · Entity 110488 | PurchaseCommon Stock | 33,000 | $2.66 | $87,780.00 |
DisclosureSEC source: 0001829126-22-011486 · ownership.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,173 Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 18:05 UTC | NLIGHT, INC. LASR · Entity 4397 | GrantCommon Stock | 1,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-22-000004 · wf-form4_164149233734592.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,384 F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2022 subject to the non-employee director continuing to be a service provider through the applicable vesting date. Read SEC document |
| December 27, 2021 Filed Dec 29, 2021 21:44 UTC | NEXTNAV INC. NN · Entity 2565 | GrantCommon Stock | 21,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-067945 · ownership.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,482 F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on the one year anniversary of October 29, 2021. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 13:00 UTC | Airspan Networks Holdings Inc. MIMO · Entity 110488 | PurchaseCommon Stock | 30,000 | $5.44 | $163,200.00 |
DisclosureSEC source: 0001829126-21-016112 · ownership.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,173 Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 20:06 UTC | Airspan Networks Holdings Inc. MIMO · Entity 110488 | GrantCommon Stock | 20,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001829126-21-013204 · ownership.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,173 F1 · shares: The reported transaction involved the reporting person's receipt of a grant of 20,173 restricted stock units under the Airspan Networks Holdings Inc. 2021 Stock Incentive Plan. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 12:29 UTC | Airspan Networks Holdings Inc. MIMO · Entity 110488 | OtherWarrants (right to buy) · Derivative | 171,782 | Not disclosed Strike: $17.50 | Not disclosed |
DisclosureSEC source: 0001829126-21-008168 · ownership.xml · derivative · entry 9 CARANO BANDEL L · CIK 0001183755 · Director · 10% owner Oak Investment Partners XI L P · CIK 0001299239 · 10% owner Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 171,782 Underlying: Common Stock · 171,782 shares Expires 2023-08-13 F3 · price: Received in exchange for (a) 128,133 shares of Legacy Airspan Class B Common Stock, (b) 23,163 shares of Legacy Airspan Series F Senior Preferred Stock, (c) 134,512 shares of Legacy Airspan Series G Senior Preferred Stock, (d) 56,910 shares of Legacy Airspan Series H Senior Preferred Stock and (e) warrants exercisable for 28,455 shares of Legacy Airspan Series H Senior Preferred Stock, in each case, in connection with the Merger. F4 · ownership.nature: Represents securities directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XIII are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XIII, LLC, the General Partner of Oak XIII. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 12:29 UTC | Airspan Networks Holdings Inc. MIMO · Entity 110488 | OtherWarrants (right to buy) · Derivative | 1,264,993 | Not disclosed Strike: $17.50 | Not disclosed |
DisclosureSEC source: 0001829126-21-008168 · ownership.xml · derivative · entry 8 CARANO BANDEL L · CIK 0001183755 · Director · 10% owner Oak Investment Partners XI L P · CIK 0001299239 · 10% owner Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,264,993 Underlying: Common Stock · 1,264,993 shares Expires 2023-08-13 F1 · price: Received in exchange for (a) 72,123 shares of Airspan Networks Inc. ("Legacy Airspan") Series B-1 Preferred Stock, (b) 416,667 shares of Legacy Airspan Series C-1 Preferred Stock, (c) 721,643 shares of Legacy Airspan Series D Preferred Stock, (d) 370,000 shares of Legacy Airspan Series D-2 Preferred Stock, (e) 162,141 shares of Legacy Airspan Series F Senior Preferred Stock and (f) 285,339 shares of Legacy Airspan Series G Senior Preferred Stock, in each case, in connection with the merger of Artemis Merger Sub Corp. ("Merger Sub") with and into Legacy Airspan (the "Merger") pursuant to that certain Business Combination Agreement, dated as of March 8, 2021, by and among Airspan Networks Holdings Inc. (f/k/a New Beginnings Acquisition Corp.), Legacy Airspan and Merger Sub. F2 · ownership.nature: Represents securities directly owned by Oak Investment Partners XI, Limited Partnership ("Oak XI"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XI are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XI, LLC, the General Partner of Oak XI. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 12:29 UTC | Airspan Networks Holdings Inc. MIMO · Entity 110488 | OtherWarrants (right to buy) · Derivative | 171,782 | Not disclosed Strike: $15.00 | Not disclosed |
DisclosureSEC source: 0001829126-21-008168 · ownership.xml · derivative · entry 7 CARANO BANDEL L · CIK 0001183755 · Director · 10% owner Oak Investment Partners XI L P · CIK 0001299239 · 10% owner Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 171,782 Underlying: Common Stock · 171,782 shares Expires 2023-08-13 F3 · price: Received in exchange for (a) 128,133 shares of Legacy Airspan Class B Common Stock, (b) 23,163 shares of Legacy Airspan Series F Senior Preferred Stock, (c) 134,512 shares of Legacy Airspan Series G Senior Preferred Stock, (d) 56,910 shares of Legacy Airspan Series H Senior Preferred Stock and (e) warrants exercisable for 28,455 shares of Legacy Airspan Series H Senior Preferred Stock, in each case, in connection with the Merger. F4 · ownership.nature: Represents securities directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XIII are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XIII, LLC, the General Partner of Oak XIII. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 12:29 UTC | Airspan Networks Holdings Inc. MIMO · Entity 110488 | OtherWarrants (right to buy) · Derivative | 1,264,993 | Not disclosed Strike: $15.00 | Not disclosed |
DisclosureSEC source: 0001829126-21-008168 · ownership.xml · derivative · entry 6 CARANO BANDEL L · CIK 0001183755 · Director · 10% owner Oak Investment Partners XI L P · CIK 0001299239 · 10% owner Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,264,993 Underlying: Common Stock · 1,264,993 shares Expires 2023-08-13 F1 · price: Received in exchange for (a) 72,123 shares of Airspan Networks Inc. ("Legacy Airspan") Series B-1 Preferred Stock, (b) 416,667 shares of Legacy Airspan Series C-1 Preferred Stock, (c) 721,643 shares of Legacy Airspan Series D Preferred Stock, (d) 370,000 shares of Legacy Airspan Series D-2 Preferred Stock, (e) 162,141 shares of Legacy Airspan Series F Senior Preferred Stock and (f) 285,339 shares of Legacy Airspan Series G Senior Preferred Stock, in each case, in connection with the merger of Artemis Merger Sub Corp. ("Merger Sub") with and into Legacy Airspan (the "Merger") pursuant to that certain Business Combination Agreement, dated as of March 8, 2021, by and among Airspan Networks Holdings Inc. (f/k/a New Beginnings Acquisition Corp.), Legacy Airspan and Merger Sub. F2 · ownership.nature: Represents securities directly owned by Oak Investment Partners XI, Limited Partnership ("Oak XI"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XI are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XI, LLC, the General Partner of Oak XI. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 12:29 UTC | Airspan Networks Holdings Inc. MIMO · Entity 110488 | OtherWarrants (right to buy) · Derivative | 171,782 | Not disclosed Strike: $12.50 | Not disclosed |
DisclosureSEC source: 0001829126-21-008168 · ownership.xml · derivative · entry 5 CARANO BANDEL L · CIK 0001183755 · Director · 10% owner Oak Investment Partners XI L P · CIK 0001299239 · 10% owner Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 171,782 Underlying: Common Stock · 171,782 shares Expires 2023-08-13 F3 · price: Received in exchange for (a) 128,133 shares of Legacy Airspan Class B Common Stock, (b) 23,163 shares of Legacy Airspan Series F Senior Preferred Stock, (c) 134,512 shares of Legacy Airspan Series G Senior Preferred Stock, (d) 56,910 shares of Legacy Airspan Series H Senior Preferred Stock and (e) warrants exercisable for 28,455 shares of Legacy Airspan Series H Senior Preferred Stock, in each case, in connection with the Merger. F4 · ownership.nature: Represents securities directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XIII are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XIII, LLC, the General Partner of Oak XIII. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 12:29 UTC | Airspan Networks Holdings Inc. MIMO · Entity 110488 | OtherWarrants (right to buy) · Derivative | 1,264,993 | Not disclosed Strike: $12.50 | Not disclosed |
DisclosureSEC source: 0001829126-21-008168 · ownership.xml · derivative · entry 4 CARANO BANDEL L · CIK 0001183755 · Director · 10% owner Oak Investment Partners XI L P · CIK 0001299239 · 10% owner Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,264,993 Underlying: Common Stock · 1,264,993 shares Expires 2023-08-13 F1 · price: Received in exchange for (a) 72,123 shares of Airspan Networks Inc. ("Legacy Airspan") Series B-1 Preferred Stock, (b) 416,667 shares of Legacy Airspan Series C-1 Preferred Stock, (c) 721,643 shares of Legacy Airspan Series D Preferred Stock, (d) 370,000 shares of Legacy Airspan Series D-2 Preferred Stock, (e) 162,141 shares of Legacy Airspan Series F Senior Preferred Stock and (f) 285,339 shares of Legacy Airspan Series G Senior Preferred Stock, in each case, in connection with the merger of Artemis Merger Sub Corp. ("Merger Sub") with and into Legacy Airspan (the "Merger") pursuant to that certain Business Combination Agreement, dated as of March 8, 2021, by and among Airspan Networks Holdings Inc. (f/k/a New Beginnings Acquisition Corp.), Legacy Airspan and Merger Sub. F2 · ownership.nature: Represents securities directly owned by Oak Investment Partners XI, Limited Partnership ("Oak XI"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XI are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XI, LLC, the General Partner of Oak XI. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 12:29 UTC | Airspan Networks Holdings Inc. MIMO · Entity 110488 | PurchaseCommon Stock | 200,000 | $10.00 | $2,000,000.00 |
DisclosureSEC source: 0001829126-21-008168 · ownership.xml · nonDerivative · entry 3 CARANO BANDEL L · CIK 0001183755 · Director · 10% owner Oak Investment Partners XI L P · CIK 0001299239 · 10% owner Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,600,207 F4 · ownership.nature: Represents securities directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XIII are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XIII, LLC, the General Partner of Oak XIII. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 12:29 UTC | Airspan Networks Holdings Inc. MIMO · Entity 110488 | OtherCommon Stock | 3,400,207 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001829126-21-008168 · ownership.xml · nonDerivative · entry 2 CARANO BANDEL L · CIK 0001183755 · Director · 10% owner Oak Investment Partners XI L P · CIK 0001299239 · 10% owner Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,400,207 F3 · price: Received in exchange for (a) 128,133 shares of Legacy Airspan Class B Common Stock, (b) 23,163 shares of Legacy Airspan Series F Senior Preferred Stock, (c) 134,512 shares of Legacy Airspan Series G Senior Preferred Stock, (d) 56,910 shares of Legacy Airspan Series H Senior Preferred Stock and (e) warrants exercisable for 28,455 shares of Legacy Airspan Series H Senior Preferred Stock, in each case, in connection with the Merger. F4 · ownership.nature: Represents securities directly owned by Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XIII are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XIII, LLC, the General Partner of Oak XIII. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 12:29 UTC | Airspan Networks Holdings Inc. MIMO · Entity 110488 | OtherCommon Stock | 25,038,852 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001829126-21-008168 · ownership.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director · 10% owner Oak Investment Partners XI L P · CIK 0001299239 · 10% owner Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 25,038,852 F1 · price: Received in exchange for (a) 72,123 shares of Airspan Networks Inc. ("Legacy Airspan") Series B-1 Preferred Stock, (b) 416,667 shares of Legacy Airspan Series C-1 Preferred Stock, (c) 721,643 shares of Legacy Airspan Series D Preferred Stock, (d) 370,000 shares of Legacy Airspan Series D-2 Preferred Stock, (e) 162,141 shares of Legacy Airspan Series F Senior Preferred Stock and (f) 285,339 shares of Legacy Airspan Series G Senior Preferred Stock, in each case, in connection with the merger of Artemis Merger Sub Corp. ("Merger Sub") with and into Legacy Airspan (the "Merger") pursuant to that certain Business Combination Agreement, dated as of March 8, 2021, by and among Airspan Networks Holdings Inc. (f/k/a New Beginnings Acquisition Corp.), Legacy Airspan and Merger Sub. F2 · ownership.nature: Represents securities directly owned by Oak Investment Partners XI, Limited Partnership ("Oak XI"). Bandel L. Carano is a member of Airspan Networks Holdings Inc.'s board of directors. The names of the parties who share power to vote and dispose of the securities held by Oak XI are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont, each of whom is a Managing Member of Oak Associates XI, LLC, the General Partner of Oak XI. Bandel L. Carano and these individuals disclaim beneficial ownership with respect to such securities except to the extent of their pecuniary interest therein. Read SEC document |
| June 10, 2021 Filed Jun 15, 2021 00:38 UTC | NLIGHT, INC. LASR · Entity 4397 | GrantCommon Stock | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-21-000118 · wf-form4_162371751047480.xml · nonDerivative · entry 2 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,156 F2 · shares: Grant of restricted stock units vesting 100% on December 31, 2021 subject to the Director's continued service with the Company through the vesting date. Read SEC document |
| June 10, 2021 Filed Jun 15, 2021 00:38 UTC | NLIGHT, INC. LASR · Entity 4397 | GrantCommon Stock | 2,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-21-000118 · wf-form4_162371751047480.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,858 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 10, 2022, or the day prior to the date of the 2022 annual meeting, subject to the Director's continued service with the Company through the vesting date. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 20:48 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionRestricted Stock Units (right to acquire) · Derivative | 5,228 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-21-000128 · edgardoc.xml · derivative · entry 2 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,228 shares Expires 2021-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F2 · derivative.exercise_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 20:48 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 5,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001227025-21-000128 · edgardoc.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:47 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantRestricted Stock Units (right to acquire) · Derivative | 4,621 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-21-000113 · edgardoc.xml · derivative · entry 2 CARANO BANDEL L · CIK 0001183755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,621 Underlying: Common Stock · 4,621 shares Expires 2022-06-01 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F3 · derivative.exercise_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.