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Nasdaq · USD

NMFC

New Mountain Finance Corp

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Tapewire entity
5211
SEC CIK
0001496099
Parsed reports
149

Last 12 months

Inside the activity.

20 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202640
Mar 2026160
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2017 Filed Mar 16, 2017 15:43 UTC SaleCommon Stock 1,411 $14.72 $20,769.92
Disclosure

SEC source: 0001555843-17-000004 · wf-form4_148967901594263.xml · nonDerivative · entry 3

Malpass David · CIK 0001555843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

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March 15, 2017 Filed Mar 16, 2017 15:43 UTC SaleCommon Stock 35,000 $14.71 $514,850.00
Disclosure

SEC source: 0001555843-17-000004 · wf-form4_148967901594263.xml · nonDerivative · entry 2

Malpass David · CIK 0001555843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,411

Read SEC document
March 15, 2017 Filed Mar 16, 2017 15:43 UTC SaleCommon Stock 10,000 $14.65 $146,500.00
Disclosure

SEC source: 0001555843-17-000004 · wf-form4_148967901594263.xml · nonDerivative · entry 1

Malpass David · CIK 0001555843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,411

Read SEC document
March 04, 2017 Filed Mar 7, 2017 21:07 UTC SaleCommon Stock 1,500 $14.82 $22,230.00
Disclosure

SEC source: 0001555843-17-000002 · wf-form4_148892086068485.xml · nonDerivative · entry 2

Malpass David · CIK 0001555843 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · price: The price reported is the average weighted price. The shares were sold in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased

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March 04, 2017 Filed Mar 7, 2017 21:07 UTC SaleCommon Stock 10,000 $14.80 $148,000.00
Disclosure

SEC source: 0001555843-17-000002 · wf-form4_148892086068485.xml · nonDerivative · entry 1

Malpass David · CIK 0001555843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,411

F1 · price: The price reported is the average weighted price. The shares were sold in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased

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November 08, 2016 Filed Nov 10, 2016 14:08 UTC PurchaseCommon Stock 12,154 $13.47 $163,750.84
Disclosure

SEC source: 0001104659-16-156167 · a4.xml · nonDerivative · entry 1

KLINSKY STEVEN B · CIK 0001018327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,147,619.844

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased

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November 07, 2016 Filed Nov 7, 2016 22:27 UTC
Stone JamesSection 16 Officer
PurchaseCommon Stock 875 $13.44 $11,760.00
Disclosure

SEC source: 0001515176-16-000002 · wf-form4_147855764846803.xml · nonDerivative · entry 3

Stone James · CIK 0001515176 · Section 16 Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,101.842

Read SEC document
November 07, 2016 Filed Nov 8, 2016 12:15 UTC PurchaseCommon Stock 73,602 $13.45 $990,123.54
Disclosure

SEC source: 0001104659-16-155447 · a4.xml · nonDerivative · entry 2

KLINSKY STEVEN B · CIK 0001018327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,135,465.844

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased

Read SEC document
November 04, 2016 Filed Nov 4, 2016 20:25 UTC
Kline JohnPresident and COO
PurchaseCommon Stock 5,040 $13.25 $66,754.80
Disclosure

SEC source: 0001515172-16-000004 · wf-form4_147829111239228.xml · nonDerivative · entry 2

Kline John · CIK 0001515172 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,057.086

Read SEC document
November 04, 2016 Filed Nov 7, 2016 22:27 UTC
Stone JamesSection 16 Officer
PurchaseCommon Stock 880 $13.27 $11,680.15
Disclosure

SEC source: 0001515176-16-000002 · wf-form4_147855764846803.xml · nonDerivative · entry 2

Stone James · CIK 0001515176 · Section 16 Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,226.842

Read SEC document
November 04, 2016 Filed Nov 7, 2016 22:27 UTC
Stone JamesSection 16 Officer
PurchaseCommon Stock 215 $13.28 $2,855.39
Disclosure

SEC source: 0001515176-16-000002 · wf-form4_147855764846803.xml · nonDerivative · entry 1

Stone James · CIK 0001515176 · Section 16 Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,346.842

Read SEC document
November 04, 2016 Filed Nov 7, 2016 15:25 UTC
Jerry Karrie J.CCO and Corporate Secretary
PurchaseCommon Stock 150 $13.20 $1,980.00
Disclosure

SEC source: 0001646056-16-000004 · wf-form4_147853233827897.xml · nonDerivative · entry 1

Jerry Karrie J. · CIK 0001646056 · CCO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,781.5

Read SEC document
November 04, 2016 Filed Nov 8, 2016 12:15 UTC PurchaseCommon Stock 82,122 $13.30 $1,092,239.02
Disclosure

SEC source: 0001104659-16-155447 · a4.xml · nonDerivative · entry 1

KLINSKY STEVEN B · CIK 0001018327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,061,863.844

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased

Read SEC document
November 03, 2016 Filed Nov 3, 2016 21:06 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 2,433 $13.24 $32,212.92
Disclosure

SEC source: 0001515170-16-000004 · wf-form4_147820715509945.xml · nonDerivative · entry 2

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,278.06

Read SEC document
November 03, 2016 Filed Nov 3, 2016 21:06 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 1,317 $13.23 $17,417.33
Disclosure

SEC source: 0001515170-16-000004 · wf-form4_147820715509945.xml · nonDerivative · entry 1

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,845.06

Read SEC document
November 03, 2016 Filed Nov 4, 2016 10:33 UTC PurchaseCommon Stock 101,747 $13.22 $1,344,688.35
Disclosure

SEC source: 0001104659-16-154813 · a4.xml · nonDerivative · entry 2

KLINSKY STEVEN B · CIK 0001018327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,979,741.844

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased

Read SEC document
November 03, 2016 Filed Nov 4, 2016 20:25 UTC
Kline JohnPresident and COO
PurchaseCommon Stock 400 $13.10 $5,240.00
Disclosure

SEC source: 0001515172-16-000004 · wf-form4_147829111239228.xml · nonDerivative · entry 1

Kline John · CIK 0001515172 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,017.086

Read SEC document
November 02, 2016 Filed Nov 3, 2016 18:29 UTC
Kline JohnPresident and COO
PurchaseCommon Stock 4,200 $13.20 $55,440.00
Disclosure

SEC source: 0001515172-16-000002 · wf-form4_147819776173327.xml · nonDerivative · entry 1

Kline John · CIK 0001515172 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,617.086

Read SEC document
November 02, 2016 Filed Nov 4, 2016 10:33 UTC PurchaseCommon Stock 112,529 $13.34 $1,501,586.98
Disclosure

SEC source: 0001104659-16-154813 · a4.xml · nonDerivative · entry 1

KLINSKY STEVEN B · CIK 0001018327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,877,994.844

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased

Read SEC document
October 31, 2016 Filed Nov 2, 2016 17:01 UTC
HAMWEE ROBERTDirector · CEO and Director
PurchaseCommon Stock 7,450 $13.35 $99,457.50
Disclosure

SEC source: 0001260098-16-000002 · wf-form4_147810607506301.xml · nonDerivative · entry 2

HAMWEE ROBERT · CIK 0001260098 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,100.03

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.

Read SEC document
October 31, 2016 Filed Nov 2, 2016 17:01 UTC
HAMWEE ROBERTDirector · CEO and Director
PurchaseCommon Stock 17,550 $13.33 $233,853.75
Disclosure

SEC source: 0001260098-16-000002 · wf-form4_147810607506301.xml · nonDerivative · entry 1

HAMWEE ROBERT · CIK 0001260098 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,650.03

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.

Read SEC document
October 31, 2016 Filed Nov 2, 2016 16:54 UTC
Ogens DavidDirector
PurchaseCommon Stock 1,600 $13.40 $21,440.00
Disclosure

SEC source: 0001515169-16-000006 · wf-form4_147810562962437.xml · nonDerivative · entry 1

Ogens David · CIK 0001515169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,963

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.