NLY

SEC source: 0001628280-24-002772 · wk-form4_1706741169.xml · nonDerivative · entry 2

Campbell Steven Francis · CIK 0001631803 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,375

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 29, 2024 of a restricted stock award previously granted on January 29, 2021.

SEC source: 0001628280-24-002772 · wk-form4_1706741169.xml · nonDerivative · entry 1

Campbell Steven Francis · CIK 0001631803 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis.

SEC source: 0001628280-24-002770 · wk-form4_1706741034.xml · nonDerivative · entry 2

Wolfe Serena · CIK 0001796495 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,110

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 29, 2024 of a restricted stock award previously granted on January 29, 2021.

SEC source: 0001628280-24-002770 · wk-form4_1706741034.xml · nonDerivative · entry 1

Wolfe Serena · CIK 0001796495 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis.

SEC source: 0001628280-24-002767 · wk-form4_1706740908.xml · nonDerivative · entry 2

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,192

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 29, 2024 of a restricted stock award previously granted on January 29, 2021.

SEC source: 0001628280-24-002767 · wk-form4_1706740908.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis.

SEC source: 0001628280-23-037880 · wk-form4_1699478880.xml · nonDerivative · entry 1

Finkelstein David L · CIK 0001688537 · Director · CEO and CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 545,259

F1 · kind: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted August 2, 2023 for tax and estate planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.91 to $17.20, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001628280-23-026773 · wf-form4_169100739655189.xml · nonDerivative · entry 2

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,046

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on June 30, 2023 and subsequent settlement of a restricted stock award previously granted on June 30, 2020.

SEC source: 0001628280-23-026773 · wf-form4_169100739655189.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with the vesting and subsequent settlement of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis.

SEC source: 0001628280-23-026771 · wf-form4_169100736515891.xml · nonDerivative · entry 2

Finkelstein David L · CIK 0001688537 · Director · CEO and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595,259

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on June 30, 2023 and subsequent settlement of a restricted stock award previously granted on June 30, 2020.

SEC source: 0001628280-23-026771 · wf-form4_169100736515891.xml · nonDerivative · entry 1

Finkelstein David L · CIK 0001688537 · Director · CEO and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 621,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with the vesting and subsequent settlement of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis.

SEC source: 0001628280-23-019094 · wf-form4_168452939984862.xml · derivative · entry 3

Reeves Eric A. · CIK 0001851872 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,197

Underlying: Common Stock · 5,293 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan.

F2 · balance_after: Reflects the aggregate amount of DSU granted during the tenure of the respective director net of any conversions, including 531 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.

SEC source: 0001628280-23-019094 · wf-form4_168452939984862.xml · nonDerivative · entry 1

Reeves Eric A. · CIK 0001851872 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-23-019081 · wf-form4_168452899466260.xml · derivative · entry 3

DENAHAN WELLINGTON · CIK 0001235657 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F2 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F2 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F3 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.

SEC source: 0001628280-23-019081 · wf-form4_168452899466260.xml · nonDerivative · entry 1

DENAHAN WELLINGTON · CIK 0001235657 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-23-019110 · wf-form4_168452977888638.xml · derivative · entry 2

HAYLON MICHAEL E · CIK 0001222407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,831

Underlying: Common Stock · 8,167 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.

F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 32,377 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.

SEC source: 0001628280-23-019103 · wf-form4_168452968880167.xml · derivative · entry 2

Hannan Kathy Hopinkah · CIK 0001767813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,162

Underlying: Common Stock · 8,167 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.

F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.

SEC source: 0001628280-23-019100 · wf-form4_168452956622468.xml · derivative · entry 3

Hamilton Thomas Edward · CIK 0001769848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,698

Underlying: Common Stock · 8,167 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.

F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.

SEC source: 0001628280-23-019097 · wf-form4_168452947268810.xml · derivative · entry 2

Laguerre Martin · CIK 0001963683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,167

Underlying: Common Stock · 8,167 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above.

F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.

SEC source: 0001628280-23-019094 · wf-form4_168452939984862.xml · derivative · entry 2

Reeves Eric A. · CIK 0001851872 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,490

Underlying: Common Stock · 8,167 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan.

SEC source: 0001628280-23-019092 · wf-form4_168452930710594.xml · derivative · entry 2

Schaefer John H · CIK 0001188749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,238

Underlying: Common Stock · 8,167 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.

F2 · balance_after: Reflects the aggregate amount of DSU granted during the tenure of the respective director net of any conversions, including 11,831 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.

SEC source: 0001628280-23-019089 · wf-form4_168452924136293.xml · derivative · entry 2

Williams Vicki · CIK 0001721212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,913

Underlying: Deferred Stock Units · 8,167 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.

F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.

SEC source: 0001628280-23-019086 · wf-form4_168452915609154.xml · derivative · entry 2

Bovich Francine J. · CIK 0001534336 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,329

Underlying: Common Stock · 8,167 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.

F2 · balance_after: Reflects the aggregate amount of DSU granted during the tenure of the respective director net of any conversions, including 27,215 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.

SEC source: 0001628280-23-019084 · wf-form4_168452908216728.xml · derivative · entry 2

VOTEK GLENN · CIK 0001584807 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,162

Underlying: Common Stock · 8,167 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above.

F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.

SEC source: 0001628280-23-007335 · wf-form4_167839949958238.xml · nonDerivative · entry 2

Finkelstein David L · CIK 0001688537 · Director · CEO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,809

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting of a Performance Stock Unit award previously granted on June 30, 2020.

SEC source: 0001628280-23-007335 · wf-form4_167839949958238.xml · nonDerivative · entry 1

Finkelstein David L · CIK 0001688537 · Director · CEO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,183

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a Performance Stock Unit award, inclusive of dividend equivalent rights.

SEC source: 0001628280-23-002109 · wf-form4_167537891640650.xml · nonDerivative · entry 4

Campbell Steven Francis · CIK 0001631803 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,561

F3 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on February 1, 2023 of a restricted stock award previously granted on February 1, 2022.

SEC source: 0001628280-23-002109 · wf-form4_167537891640650.xml · nonDerivative · entry 3

Campbell Steven Francis · CIK 0001631803 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis

SEC source: 0001628280-23-002112 · wf-form4_167537899915997.xml · nonDerivative · entry 3

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,753

F3 · shares: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances).

SEC source: 0001628280-23-002112 · wf-form4_167537899915997.xml · nonDerivative · entry 2

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,644

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on February 1, 2023 of a restricted stock award previously granted on February 1, 2022.

SEC source: 0001628280-23-002112 · wf-form4_167537899915997.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis

SEC source: 0001628280-23-002107 · wf-form4_167537885358463.xml · nonDerivative · entry 3

Wolfe Serena · CIK 0001796495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,966

F3 · shares: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances).

SEC source: 0001628280-23-002107 · wf-form4_167537885358463.xml · nonDerivative · entry 2

Wolfe Serena · CIK 0001796495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,857

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on February 1, 2023 of a restricted stock award previously granted on February 1, 2022.

SEC source: 0001628280-23-002107 · wf-form4_167537885358463.xml · nonDerivative · entry 1

Wolfe Serena · CIK 0001796495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis

SEC source: 0001628280-23-002105 · wf-form4_167537878846806.xml · nonDerivative · entry 3

Finkelstein David L · CIK 0001688537 · Director · CEO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,249

F3 · shares: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances).

SEC source: 0001628280-23-002105 · wf-form4_167537878846806.xml · nonDerivative · entry 2

Finkelstein David L · CIK 0001688537 · Director · CEO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,749

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on February 1, 2023 of a restricted stock award previously granted on February 1, 2022.

SEC source: 0001628280-23-002105 · wf-form4_167537878846806.xml · nonDerivative · entry 1

Finkelstein David L · CIK 0001688537 · Director · CEO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis

SEC source: 0001628280-23-002109 · wf-form4_167537891640650.xml · nonDerivative · entry 5

Campbell Steven Francis · CIK 0001631803 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,659

F4 · shares: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances).

SEC source: 0001628280-23-002109 · wf-form4_167537891640650.xml · nonDerivative · entry 2

Campbell Steven Francis · CIK 0001631803 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,669

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 31, 2023 of a restricted stock award previously granted on January 31, 2020.

SEC source: 0001628280-23-002109 · wf-form4_167537891640650.xml · nonDerivative · entry 1

Campbell Steven Francis · CIK 0001631803 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis

SEC source: 0001628280-23-001844 · wf-form4_167520599338060.xml · nonDerivative · entry 2

Finkelstein David L · CIK 0001688537 · Director · CEO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,375

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 29, 2023 of a restricted stock award previously granted on January 29, 2021.

SEC source: 0001628280-23-001844 · wf-form4_167520599338060.xml · nonDerivative · entry 1

Finkelstein David L · CIK 0001688537 · Director · CEO and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis

SEC source: 0001628280-23-001842 · wf-form4_167520592371694.xml · nonDerivative · entry 2

Campbell Steven Francis · CIK 0001631803 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,912

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 29, 2023 of a restricted stock award previously granted on January 29, 2021.

SEC source: 0001628280-23-001842 · wf-form4_167520592371694.xml · nonDerivative · entry 1

Campbell Steven Francis · CIK 0001631803 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis

SEC source: 0001628280-23-001840 · wf-form4_167520583955582.xml · nonDerivative · entry 2

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,923

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 29, 2023 of a restricted stock award previously granted on January 29, 2021.

SEC source: 0001628280-23-001840 · wf-form4_167520583955582.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis

SEC source: 0001628280-23-001838 · wf-form4_167520576164181.xml · nonDerivative · entry 2

Wolfe Serena · CIK 0001796495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,568

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 29, 2023 of a restricted stock award previously granted on January 29, 2021.

SEC source: 0001628280-23-001838 · wf-form4_167520576164181.xml · nonDerivative · entry 1

Wolfe Serena · CIK 0001796495 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis

SEC source: 0001628280-22-018925 · wf-form4_165783126165944.xml · derivative · entry 2

Fallon Katherine Beirne · CIK 0001721214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,063

Underlying: Common Stock · 12,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.

SEC source: 0001628280-22-018925 · wf-form4_165783126165944.xml · nonDerivative · entry 1

Fallon Katherine Beirne · CIK 0001721214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.