Green Anthony C

SEC source: 0001694411-25-000003 · wk-form4_1762290874.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,441

F1 · shares: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted May 5, 2025 for tax and estate planning purposes.

F2 · price: The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $21.34 and the lowest price at which the shares were purchased was $20.93. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4.

F3 · balance_after: Dividend equivalent units ("DEUs") issued on restricted unit awards are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU.

SEC source: 0001628280-25-038898 · wk-form4_1754597812.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 196,959

F1 · shares: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted May 5, 2025 for tax and estate planning purposes.

F2 · price: The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $20.75 and the lowest price at which the shares were purchased was $20.49. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4.

F3 · balance_after: Dividend equivalent units ("DEUs") issued on restricted unit awards are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU.

SEC source: 0001628280-25-008634 · wk-form4_1740690426.xml · nonDerivative · entry 2

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,481

F3 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting of a PSU award previously granted on February 1, 2022.

F2 · balance_after: DEUs issued on Restricted Stock Units ("RSUs") are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU.

SEC source: 0001628280-25-008634 · wk-form4_1740690426.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,259

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a Performance Stock Unit ("PSU") award, inclusive of dividend equivalent units ("DEUs").

F2 · balance_after: DEUs issued on Restricted Stock Units ("RSUs") are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU.

SEC source: 0001628280-25-003810 · wk-form4_1738710314.xml · nonDerivative · entry 2

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,208

F3 · shares: Represents RSUs granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The RSUs vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances).

F2 · balance_after: Dividend equivalent units ("DEUs") issued on RSUs are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU.

SEC source: 0001628280-25-003810 · wk-form4_1738710314.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,182

F1 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on February 1, 2025 of restricted stock unit ("RSU") awards previously granted on February 1, 2022, February 1, 2023 and February 1, 2024.

F2 · balance_after: Dividend equivalent units ("DEUs") issued on RSUs are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU.

SEC source: 0001628280-24-037761 · wk-form4_1724101208.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 133,828

F1 · kind: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted May 16, 2024 for tax and estate planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.90 to $20.14, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001628280-24-005618 · wk-form4_1708465751.xml · nonDerivative · entry 2

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,828

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting of a PSU award previously granted on January 29, 2021.

SEC source: 0001628280-24-005618 · wk-form4_1708465751.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,870

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a Performance Stock Unit ("PSU") award, inclusive of dividend equivalent rights.

SEC source: 0001628280-24-003383 · wk-form4_1707174218.xml · nonDerivative · entry 3

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,323

F3 · shares: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances).

SEC source: 0001628280-24-003383 · wk-form4_1707174218.xml · nonDerivative · entry 2

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,323

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on February 1, 2024 of restricted stock awards previously granted on February 1, 2022 and February 1, 2023.

SEC source: 0001628280-24-003383 · wk-form4_1707174218.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis.

SEC source: 0001628280-24-002767 · wk-form4_1706740908.xml · nonDerivative · entry 2

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,192

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 29, 2024 of a restricted stock award previously granted on January 29, 2021.

SEC source: 0001628280-24-002767 · wk-form4_1706740908.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis.

SEC source: 0001628280-23-026773 · wf-form4_169100739655189.xml · nonDerivative · entry 2

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,046

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on June 30, 2023 and subsequent settlement of a restricted stock award previously granted on June 30, 2020.

SEC source: 0001628280-23-026773 · wf-form4_169100739655189.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with the vesting and subsequent settlement of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis.

SEC source: 0001628280-23-002112 · wf-form4_167537899915997.xml · nonDerivative · entry 3

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,753

F3 · shares: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances).

SEC source: 0001628280-23-002112 · wf-form4_167537899915997.xml · nonDerivative · entry 2

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,644

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on February 1, 2023 of a restricted stock award previously granted on February 1, 2022.

SEC source: 0001628280-23-002112 · wf-form4_167537899915997.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis

SEC source: 0001628280-23-001840 · wf-form4_167520583955582.xml · nonDerivative · entry 2

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,923

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 29, 2023 of a restricted stock award previously granted on January 29, 2021.

SEC source: 0001628280-23-001840 · wf-form4_167520583955582.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis

SEC source: 0001628280-22-018521 · wf-form4_165705728520805.xml · nonDerivative · entry 2

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,590

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on June 30, 2022 of a restricted stock award previously granted on June 30, 2020.

SEC source: 0001628280-22-018521 · wf-form4_165705728520805.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis

SEC source: 0001628280-22-001810 · wf-form4_164393081481696.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,454

F1 · shares: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances).

SEC source: 0001628280-22-001616 · wf-form4_164376936758543.xml · nonDerivative · entry 2

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,633

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 29, 2022 of a restricted stock award previously granted on January 29, 2021.

SEC source: 0001628280-22-001616 · wf-form4_164376936758543.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis.

SEC source: 0001628280-21-013844 · wf-form4_162629980180953.xml · nonDerivative · entry 2

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,842

F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on June 30, 2021 of a restricted stock award previously granted on June 30, 2020.

SEC source: 0001628280-21-013844 · wf-form4_162629980180953.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis.

SEC source: 0001628280-21-001289 · wf-form4_161230149649644.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,769

F1 · shares: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances).

SEC source: 0001628280-20-010115 · wf-form4_159363634377908.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,720

F1 · security: Includes shares of common stock represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units (and allocable dividend equivalents) vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances).

SEC source: 0001628280-20-007622 · wf-form4_158932845809133.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,500

SEC source: 0001628280-19-006792 · wf-form4_155791733505466.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Corporate Officer, CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,000

SEC source: 0001628280-18-001977 · wf-form4_151924892263791.xml · nonDerivative · entry 2

Green Anthony C · CIK 0001694411 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,000

SEC source: 0001628280-18-001977 · wf-form4_151924892263791.xml · nonDerivative · entry 1

Green Anthony C · CIK 0001694411 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,900