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Fallon Katherine Beirne

Disclosed activity across 2 companies

Tapewire entity
15524
SEC CIK
0001721214

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MCDONALDS CORPMCD · Entity 2849EVP - Chief Gl. Impact OfficerFebruary 14, 2022February 16, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MCDONALDS CORP

Report date February 14, 2022 · Filed February 16, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $253.39 · Expires 2032-02-14Direct16,026 Reported balance After 2022-02-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-02-14 · Grant · Acquired 16,026 · Balance 16,026

F1: Options become exercisable in 25% increments on the first, second, third and fourth anniversary dates of the grant.

Common StockSEC Table I · non-derivativeDirect1,999 Reported balance Holding disclosure · report date 2022-02-14 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,999

Filing footnotes · ownership attribution and instrument terms

F1: Options become exercisable in 25% increments on the first, second, third and fourth anniversary dates of the grant.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ANNALY CAPITAL MANAGEMENT INC

Report date July 14, 2022 · Filed July 14, 2022

Section 16 reporting ended · disclosed 2022-07-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect54,699 Reported balance After 2022-07-14 transaction · row 1
1 source row

Row 1 · 2022-07-14 · Exercise / conversion · Acquired 12,186 · Balance 54,699

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect39,063 Reported balance After 2022-07-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-07-14 · Exercise / conversion · Disposed 12,186 · Balance 39,063

F1: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F2: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.

Filing footnotes · ownership attribution and instrument terms

F1: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F2: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 14, 2022 Filed Jul 14, 2022 20:41 UTC ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 Exercise / conversionDeferred Stock Units · Derivative 12,186 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-018925 · wf-form4_165783126165944.xml · derivative · entry 2

Fallon Katherine Beirne · CIK 0001721214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,063

Underlying: Common Stock · 12,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.

Read SEC document
July 14, 2022 Filed Jul 14, 2022 20:41 UTC ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 Exercise / conversionCommon Stock 12,186 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-018925 · wf-form4_165783126165944.xml · nonDerivative · entry 1

Fallon Katherine Beirne · CIK 0001721214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2022 Filed May 20, 2022 21:07 UTC ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 Exercise / conversionDeferred Stock Units · Derivative 7,804 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015072 · wf-form4_165308082883446.xml · derivative · entry 3

Fallon Katherine Beirne · CIK 0001721214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,249

Underlying: Common Stock · 7,804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.

Read SEC document
May 19, 2022 Filed May 20, 2022 21:07 UTC ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 Exercise / conversionCommon Stock 7,804 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015072 · wf-form4_165308082883446.xml · nonDerivative · entry 1

Fallon Katherine Beirne · CIK 0001721214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2022 Filed May 20, 2022 21:07 UTC ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 GrantDeferred Stock Units · Derivative 24,372 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015072 · wf-form4_165308082883446.xml · derivative · entry 2

Fallon Katherine Beirne · CIK 0001721214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,053

Underlying: Common Stock · 24,372 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:19 UTC MCDONALDS CORP MCD · Entity 2849 GrantOptions (Right to Buy) · Derivative 16,026 $0.00 Strike: $253.39 $0.00
Disclosure

SEC source: 0001567619-22-004729 · doc1.xml · derivative · entry 2

Fallon Katherine Beirne · CIK 0001721214 · EVP - Chief Gl. Impact Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,026

Underlying: Common Stock · 16,026 shares

Expires 2032-02-14

F1 · derivative.exercise_date: Options become exercisable in 25% increments on the first, second, third and fourth anniversary dates of the grant.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:03 UTC MCDONALDS CORP MCD · Entity 2849 OtherDividend Equivalent Rights · Derivative 66 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-020839 · doc1.xml · derivative · entry 5

Fallon Katherine Beirne · CIK 0001721214 · EVP - Chief Gl. Impact Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66 shares

Expires not disclosed

F2 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with vested RSUs. Each dividend equivalent right is the economic equivalent of one share of McDonald's Corporation common stock.

F2 · price: Settlement of dividend equivalent rights in connection with vested RSUs. Each dividend equivalent right is the economic equivalent of one share of McDonald's Corporation common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with vested RSUs. Each dividend equivalent right is the economic equivalent of one share of McDonald's Corporation common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with vested RSUs. Each dividend equivalent right is the economic equivalent of one share of McDonald's Corporation common stock.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:03 UTC MCDONALDS CORP MCD · Entity 2849 Exercise / conversionRestricted Stock Units · Derivative 2,900 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020839 · doc1.xml · derivative · entry 4

Fallon Katherine Beirne · CIK 0001721214 · EVP - Chief Gl. Impact Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 2,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to acquire one share of McDonald's Corporation common stock.

F3 · derivative.exercise_date: On November 18, 2020, Ms. Fallon was granted 5,800 RSUs, vesting in two equal installments on the first two anniversaries of the grant date.

F3 · derivative.expiration_date: On November 18, 2020, Ms. Fallon was granted 5,800 RSUs, vesting in two equal installments on the first two anniversaries of the grant date.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:03 UTC MCDONALDS CORP MCD · Entity 2849 Tax withholdingCommon Stock 967 $252.69 $244,351.23
Disclosure

SEC source: 0001567619-21-020839 · doc1.xml · nonDerivative · entry 3

Fallon Katherine Beirne · CIK 0001721214 · EVP - Chief Gl. Impact Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,999

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:03 UTC MCDONALDS CORP MCD · Entity 2849 OtherCommon Stock 66 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020839 · doc1.xml · nonDerivative · entry 2

Fallon Katherine Beirne · CIK 0001721214 · EVP - Chief Gl. Impact Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,966

F2 · price: Settlement of dividend equivalent rights in connection with vested RSUs. Each dividend equivalent right is the economic equivalent of one share of McDonald's Corporation common stock.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:03 UTC MCDONALDS CORP MCD · Entity 2849 Exercise / conversionCommon Stock 2,900 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020839 · doc1.xml · nonDerivative · entry 1

Fallon Katherine Beirne · CIK 0001721214 · EVP - Chief Gl. Impact Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a right to acquire one share of McDonald's Corporation common stock.

Read SEC document
May 20, 2021 Filed May 21, 2021 22:24 UTC ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 Exercise / conversionDeferred Stock Units · Derivative 11,275 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-010934 · wf-form4_162163587432910.xml · derivative · entry 3

Fallon Katherine Beirne · CIK 0001721214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,681

Underlying: Common Stock · 11,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.

Read SEC document
May 20, 2021 Filed May 21, 2021 22:24 UTC ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 Exercise / conversionCommon Stock 11,275 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-010934 · wf-form4_162163587432910.xml · nonDerivative · entry 1

Fallon Katherine Beirne · CIK 0001721214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2021 Filed May 21, 2021 22:24 UTC ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 GrantDeferred Stock Units · Derivative 15,609 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-010934 · wf-form4_162163587432910.xml · derivative · entry 2

Fallon Katherine Beirne · CIK 0001721214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,956

Underlying: Common Stock · 15,609 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:55 UTC MCDONALDS CORP MCD · Entity 2849 GrantOptions (Right to Buy) · Derivative 20,220 $0.00 Strike: $215.03 $0.00
Disclosure

SEC source: 0001567619-21-004413 · doc1.xml · derivative · entry 1

Fallon Katherine Beirne · CIK 0001721214 · EVP - Chief Gl. Impact Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,220

Underlying: Common Stock · 20,220 shares

Expires 2031-02-16

F1 · derivative.exercise_date: Options become exercisable in 25% increments on the first, second, third and fourth anniversary dates of the grant.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 16:00 UTC MCDONALDS CORP MCD · Entity 2849 GrantRestricted Stock Units · Derivative 5,800 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020081 · doc1.xml · derivative · entry 1

Fallon Katherine Beirne · CIK 0001721214 · EVP - Chief Gl. Impact Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

Underlying: Common Stock · 5,800 shares

Expires 2022-11-18

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to acquire one share of McDonald's Corporation common stock.

F2 · derivative.exercise_date: 50% of the RSUs vest on the first anniversary of the grant date and 50% of the RSUs vest on the second anniversary of the grant date.

Read SEC document
May 22, 2020 Filed May 22, 2020 17:54 UTC ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 Exercise / conversionDeferred Stock Units · Derivative 7,796 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-008268 · wf-form4_159017004940527.xml · derivative · entry 3

Fallon Katherine Beirne · CIK 0001721214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,347

Underlying: Common Stock · 7,796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.

F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.

Read SEC document
May 22, 2020 Filed May 22, 2020 17:54 UTC ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 Exercise / conversionCommon Stock 7,796 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-008268 · wf-form4_159017004940527.xml · nonDerivative · entry 1

Fallon Katherine Beirne · CIK 0001721214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 22, 2020 17:54 UTC ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 GrantDeferred Stock Units · Derivative 22,551 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-008268 · wf-form4_159017004940527.xml · derivative · entry 2

Fallon Katherine Beirne · CIK 0001721214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,143

Underlying: Common Stock · 22,551 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 20:14 UTC ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 PurchaseCommon Stock 2,780 $8.97 $24,936.32
Disclosure

SEC source: 0001628280-19-007851 · wf-form4_156019766063122.xml · nonDerivative · entry 1

Fallon Katherine Beirne · CIK 0001721214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,638

F1 · ownership.direct: Represents shares of Common Stock held jointly with spouse.

Read SEC document
May 23, 2019 Filed May 24, 2019 18:12 UTC ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 Exercise / conversionDeferred Stock Units · Derivative 12,858 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007194 · wf-form4_155872154517889.xml · derivative · entry 3

Fallon Katherine Beirne · CIK 0001721214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,592

Underlying: Common Stock · 12,858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.

F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.

Read SEC document
May 23, 2019 Filed May 24, 2019 18:12 UTC ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 Exercise / conversionCommon Stock 12,858 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007194 · wf-form4_155872154517889.xml · nonDerivative · entry 1

Fallon Katherine Beirne · CIK 0001721214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2019 Filed May 24, 2019 18:12 UTC ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 GrantDeferred Stock Units · Derivative 15,592 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007194 · wf-form4_155872154517889.xml · derivative · entry 2

Fallon Katherine Beirne · CIK 0001721214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,450

Underlying: Common Stock · 15,592 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.

Read SEC document
May 23, 2018 Filed May 25, 2018 20:19 UTC ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 GrantDeferred Stock Units · Derivative 12,858 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007219 · wf-form4_152727953003422.xml · derivative · entry 2

Fallon Katherine Beirne · CIK 0001721214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,858

Underlying: Common Stock · 12,858 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.

F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.

F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.

F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.