Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.DSM · Entity 5995 | Director | January 01, 2026 | January 05, 2026 |
| BNY MELLON STRATEGIC MUNICIPALS, INC.LEO · Entity 5699 | Director | January 01, 2026 | January 05, 2026 |
| BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.DCF · Entity 110740 | Director | October 26, 2017 | October 26, 2017 |
| BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.NONE · Entity 110730 | Director | August 27, 2019 | August 27, 2019 |
| BNY Mellon Alcentra Opportunistic Global Credit Income FundNONE · Entity 128211 | Director | October 06, 2021 | October 06, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.
Report date January 01, 2026 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $.001 Per ShareSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2026-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
BNY MELLON STRATEGIC MUNICIPALS, INC.
Report date January 01, 2026 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $.001 Per ShareSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2026-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
Report date October 26, 2017 · Filed October 26, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $.001 Per ShareSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-10-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.
Report date August 27, 2019 · Filed August 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $.001 Per ShareSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-08-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
BNY Mellon Alcentra Opportunistic Global Credit Income Fund
Report date October 06, 2021 · Filed October 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Institutional Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-10-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ANNALY CAPITAL MANAGEMENT INC
Report date May 14, 2025 · Filed May 15, 2025
Section 16 reporting ended · disclosed 2025-05-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,375 |
Reported balance
Holding disclosure · report date 2025-05-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,375 |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 102,181 |
Reported balance
Holding disclosure · report date 2025-05-14 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 102,181 F1: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan, as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F2: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 50,483 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. |
Filing footnotes · ownership attribution and instrument terms
F1: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan, as applicable. The reporting person has elected such deferred settlement for all DSUs reported above.
F2: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 50,483 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2024 Filed May 17, 2024 21:48 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 8,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-024184 · wk-form4_1715982469.xml · derivative · entry 2 Bovich Francine J. · CIK 0001534336 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,508 Underlying: Common Stock · 8,583 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan, as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan, as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan, as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 37,810 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. Read SEC document |
| May 17, 2023 Filed May 19, 2023 20:46 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 8,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-019086 · wf-form4_168452915609154.xml · derivative · entry 2 Bovich Francine J. · CIK 0001534336 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,329 Underlying: Common Stock · 8,167 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F2 · balance_after: Reflects the aggregate amount of DSU granted during the tenure of the respective director net of any conversions, including 27,215 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. Read SEC document |
| May 18, 2022 Filed May 20, 2022 21:55 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 24,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015078 · wf-form4_165308370674228.xml · derivative · entry 2 Bovich Francine J. · CIK 0001534336 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,673 Underlying: Common Stock · 24,372 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 74,887 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:25 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 15,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-010937 · wf-form4_162163593054239.xml · derivative · entry 2 Bovich Francine J. · CIK 0001534336 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,055 Underlying: Common Stock · 15,609 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 54,641 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. Read SEC document |
| May 20, 2020 Filed May 22, 2020 17:56 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 22,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008273 · wf-form4_159017016700449.xml · derivative · entry 2 Bovich Francine J. · CIK 0001534336 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,278 Underlying: Common Stock · 22,551 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.The reporting person has elected such deferred settlement for all DSUs reported above. F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 38,473 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. Read SEC document |
| May 22, 2019 Filed May 24, 2019 18:13 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 15,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-007196 · wf-form4_155872161401273.xml · derivative · entry 2 Bovich Francine J. · CIK 0001534336 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,854 Underlying: Common Stock · 15,592 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.The reporting person has elected such deferred settlement for all DSUs reported above. F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 25,600 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. Read SEC document |
| May 23, 2018 Filed May 25, 2018 20:25 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 12,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-007228 · wf-form4_152727992705971.xml · derivative · entry 2 Bovich Francine J. · CIK 0001534336 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,759 Underlying: Common Stock · 12,858 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 16,097 DSUs acquired pursuant to dividend reinvestments for which no additional price was paid. Read SEC document |
| August 17, 2017 Filed Aug 17, 2017 22:39 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 13,500 | $12.29 | $165,915.00 |
DisclosureSEC source: 0001140361-17-032629 · doc1.xml · nonDerivative · entry 1 Bovich Francine J. · CIK 0001534336 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 F1 · price: The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $12.29 and the lowest price at which the shares were purchased was $12.2899. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:56 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 11,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022902 · doc1.xml · derivative · entry 2 Bovich Francine J. · CIK 0001534336 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,304 Underlying: Common Stock · 11,451 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions. F3 · balance_after: Includes 9,500 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.