Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ANNALY CAPITAL MANAGEMENT INCNLY · Entity 3308 | Director · CEO and Co-CIO | August 03, 2026 | August 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ANNALY CAPITAL MANAGEMENT INC
Report date August 03, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 761,012 |
Reported balance
After 2026-08-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-03 · Sale · Disposed 50,000 · Balance 761,012 F1: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted November 12, 2025 for tax and estate planning purposes. F2: The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $23.05 and the lowest price at which the shares were purchased was $22.74. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. F3: Dividend equivalent units ("DEUs") issued on restricted unit awards are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted November 12, 2025 for tax and estate planning purposes.
F2: The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $23.05 and the lowest price at which the shares were purchased was $22.74. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4.
F3: Dividend equivalent units ("DEUs") issued on restricted unit awards are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2026 Filed Aug 4, 2026 20:15 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | SaleCommon Stock | 50,000 | $22.89 | $1,144,500.00 |
DisclosureSEC source: 0001688537-26-000011 · wk-form4_1785874529.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and Co-CIO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 761,012 F1 · shares: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted November 12, 2025 for tax and estate planning purposes. F2 · price: The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $23.05 and the lowest price at which the shares were purchased was $22.74. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. F3 · balance_after: Dividend equivalent units ("DEUs") issued on restricted unit awards are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| April 27, 2026 Filed Apr 30, 2026 20:35 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | SaleCommon Stock | 50,000 | $22.88 | $1,144,000.00 |
DisclosureSEC source: 0001688537-26-000009 · wk-form4_1777581334.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and Co-CIO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 783,763 F1 · shares: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted May 16, 2024 for tax and estate planning purposes. F2 · price: The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $23.00 and the lowest price at which the shares were purchased was $22.78. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. F3 · balance_after: Dividend equivalent units ("DEUs") issued on restricted unit awards are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:20 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 180,168 | $23.01 | $4,145,665.68 |
DisclosureSEC source: 0001688537-26-000007 · wk-form4_1772227253.xml · nonDerivative · entry 2 Finkelstein David L · CIK 0001688537 · Director · CEO and Co-CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 833,763 F3 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting of a PSU award previously granted on February 1, 2023. F2 · balance_after: DEUs issued on Restricted Stock Units ("RSUs") are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:20 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 325,797 | $23.01 | $7,496,588.97 |
DisclosureSEC source: 0001688537-26-000007 · wk-form4_1772227253.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and Co-CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,013,931 F1 · shares: Represents the number of shares of common stock issued upon the vesting of a Performance Stock Unit ("PSU") award, inclusive of dividend equivalent units ("DEUs"). F2 · balance_after: DEUs issued on Restricted Stock Units ("RSUs") are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| February 18, 2026 Filed Feb 19, 2026 23:33 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | SaleCommon Stock | 50,000 | $23.13 | $1,156,500.00 |
DisclosureSEC source: 0001688537-26-000005 · wk-form4_1771544023.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and Co-CIO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 688,134 F1 · shares: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted November 12, 2025 for tax and estate planning purposes. F2 · price: The price reported above reflects the weighted average sale price, rounded to the nearest hundredth. The highest price at which the shares were sold was $23.27 and the lowest price at which the shares were sold was $22.93. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. F3 · balance_after: Dividend equivalent units ("DEUs") issued on restricted unit awards are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| February 01, 2026 Filed Feb 4, 2026 01:01 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 152,976 | $23.01 | $3,519,977.76 |
DisclosureSEC source: 0001688537-26-000003 · wk-form4_1770166865.xml · nonDerivative · entry 2 Finkelstein David L · CIK 0001688537 · Director · CEO and Co-CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 738,134 F3 · shares: Represents RSUs granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The RSUs vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). F2 · balance_after: Dividend equivalent units ("DEUs") issued on RSUs are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| February 01, 2026 Filed Feb 4, 2026 01:01 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 139,889 | $23.01 | $3,218,845.89 |
DisclosureSEC source: 0001688537-26-000003 · wk-form4_1770166865.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and Co-CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 585,158 F1 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on February 1, 2026 of restricted stock unit ("RSU") awards previously granted on February 1, 2023, February 1, 2024 and February 1, 2025. F2 · balance_after: Dividend equivalent units ("DEUs") issued on RSUs are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 21:15 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | SaleCommon Stock | 50,000 | $21.16 | $1,058,000.00 |
DisclosureSEC source: 0001688537-25-000003 · wk-form4_1762290897.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and Co-CIO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 709,725 F1 · shares: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted May 16, 2024 for tax and estate planning purposes. F2 · price: The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $21.34 and the lowest price at which the shares were purchased was $20.93. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. F3 · balance_after: Dividend equivalent units ("DEUs") issued on restricted unit awards are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| August 04, 2025 Filed Aug 5, 2025 20:15 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | SaleCommon Stock | 50,000 | $20.79 | $1,039,500.00 |
DisclosureSEC source: 0001628280-25-037824 · wk-form4_1754424915.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and Co-CIO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 743,430 F1 · shares: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted May 16, 2024 for tax and estate planning purposes. F2 · price: The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $20.93 and the lowest price at which the shares were purchased was $20.57. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. F3 · balance_after: Dividend equivalent units ("DEUs") issued on restricted unit awards are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| May 05, 2025 Filed May 6, 2025 20:30 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | SaleCommon Stock | 50,000 | $19.27 | $963,500.00 |
DisclosureSEC source: 0001628280-25-022721 · wk-form4_1746563411.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and Co-CIO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 760,769 F1 · shares: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted May 16, 2024 for tax and estate planning purposes. F2 · price: The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $19.34 and the lowest price at which the shares were purchased was $19.12. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. F3 · balance_after: Dividend equivalent units ("DEUs") issued on restricted unit awards are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 21:07 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 121,784 | $21.66 | $2,637,841.44 |
DisclosureSEC source: 0001628280-25-008635 · wk-form4_1740690457.xml · nonDerivative · entry 2 Finkelstein David L · CIK 0001688537 · Director · CEO and Co-CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 810,769 F3 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting of a PSU award previously granted on February 1, 2022. F2 · balance_after: DEUs issued on Restricted Stock Units ("RSUs") are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 21:07 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 220,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-008635 · wk-form4_1740690457.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and Co-CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 932,553 F1 · shares: Represents the number of shares of common stock issued upon the vesting of a Performance Stock Unit ("PSU") award, inclusive of dividend equivalent units ("DEUs"). F2 · balance_after: DEUs issued on Restricted Stock Units ("RSUs") are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 21:52 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | SaleCommon Stock | 50,000 | $20.60 | $1,030,000.00 |
DisclosureSEC source: 0001628280-25-004919 · wk-form4_1739310750.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and Co-CIO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 677,465 F1 · shares: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted May 16, 2024 for tax and estate planning purposes. F2 · price: The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $20.670 and the lowest price at which the shares were purchased was $20.465. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. F3 · balance_after: Dividend equivalent units ("DEUs") issued on restricted unit awards are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 23:04 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 232,328 | $20.41 | $4,741,814.48 |
DisclosureSEC source: 0001628280-25-003808 · wk-form4_1738710254.xml · nonDerivative · entry 2 Finkelstein David L · CIK 0001688537 · Director · CEO and Co-CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 727,465 F3 · shares: Represents RSUs granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The RSUs vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). F2 · balance_after: Dividend equivalent units ("DEUs") issued on RSUs are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 23:04 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 112,306 | $20.41 | $2,292,165.46 |
DisclosureSEC source: 0001628280-25-003808 · wk-form4_1738710254.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and Co-CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 495,137 F1 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on February 1, 2025 of restricted stock unit ("RSU") awards previously granted on February 1, 2022, February 1, 2023 and February 1, 2024. F2 · balance_after: Dividend equivalent units ("DEUs") issued on RSUs are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| October 28, 2024 Filed Oct 29, 2024 20:15 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | SaleCommon Stock | 50,000 | $19.25 | $962,500.00 |
DisclosureSEC source: 0001628280-24-044101 · wk-form4_1730232914.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 562,469 F1 · kind: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted May 16, 2024 for tax and estate planning purposes. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.12 to $19.54, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 16, 2024 Filed Aug 19, 2024 21:00 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | SaleCommon Stock | 50,000 | $20.05 | $1,002,500.00 |
DisclosureSEC source: 0001628280-24-037762 · wk-form4_1724101220.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 612,469 F1 · kind: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted May 16, 2024 for tax and estate planning purposes. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.90 to $20.14, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 12, 2024 Filed Feb 13, 2024 22:40 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | SaleCommon Stock | 50,000 | $19.03 | $951,500.00 |
DisclosureSEC source: 0001628280-24-004554 · wk-form4_1707864031.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 662,469 F1 · kind: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted August 2, 2023 for tax and estate planning purposes. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.77 to $19.18, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 23:02 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 212,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-003377 · wk-form4_1707174145.xml · nonDerivative · entry 3 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 712,469 F3 · shares: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 23:02 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 59,271 | $19.57 | $1,159,933.47 |
DisclosureSEC source: 0001628280-24-003377 · wk-form4_1707174145.xml · nonDerivative · entry 2 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 499,692 F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on February 1, 2024 of restricted stock awards previously granted on February 1, 2022 and February 1, 2023. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 23:02 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Exercise / conversionCommon Stock | 19,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-003377 · wk-form4_1707174145.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 558,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 22:47 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 15,071 | $19.19 | $289,212.49 |
DisclosureSEC source: 0001628280-24-002775 · wk-form4_1706741265.xml · nonDerivative · entry 2 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 538,969 F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 29, 2024 of a restricted stock award previously granted on January 29, 2021. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 22:47 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Exercise / conversionCommon Stock | 8,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-002775 · wk-form4_1706741265.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 554,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis. Read SEC document |
| November 06, 2023 Filed Nov 8, 2023 21:28 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | SaleCommon Stock | 50,000 | $17.04 | $852,000.00 |
DisclosureSEC source: 0001628280-23-037880 · wk-form4_1699478880.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 545,259 F1 · kind: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted August 2, 2023 for tax and estate planning purposes. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.91 to $17.20, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 20:16 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 26,235 | $20.09 | $527,061.15 |
DisclosureSEC source: 0001628280-23-026771 · wf-form4_169100736515891.xml · nonDerivative · entry 2 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 595,259 F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on June 30, 2023 and subsequent settlement of a restricted stock award previously granted on June 30, 2020. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 20:16 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Exercise / conversionCommon Stock | 15,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-026771 · wf-form4_169100736515891.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 621,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the settlement of dividend equivalent rights in connection with the vesting and subsequent settlement of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 22:05 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 103,374 | $20.37 | $2,105,728.38 |
DisclosureSEC source: 0001628280-23-007335 · wf-form4_167839949958238.xml · nonDerivative · entry 2 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,809 F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting of a Performance Stock Unit award previously granted on June 30, 2020. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 22:05 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 186,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-007335 · wf-form4_167839949958238.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,183 F1 · shares: Represents the number of shares of common stock issued upon the vesting of a Performance Stock Unit award, inclusive of dividend equivalent rights. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 23:00 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 145,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-002105 · wf-form4_167537878846806.xml · nonDerivative · entry 3 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,249 F3 · shares: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 23:00 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 24,812 | $24.00 | $595,488.00 |
DisclosureSEC source: 0001628280-23-002105 · wf-form4_167537878846806.xml · nonDerivative · entry 2 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,749 F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on February 1, 2023 of a restricted stock award previously granted on February 1, 2022. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 23:00 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Exercise / conversionCommon Stock | 6,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-002105 · wf-form4_167537878846806.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis Read SEC document |
| January 29, 2023 Filed Jan 31, 2023 23:00 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 13,130 | $23.47 | $308,161.10 |
DisclosureSEC source: 0001628280-23-001844 · wf-form4_167520599338060.xml · nonDerivative · entry 2 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,375 F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 29, 2023 of a restricted stock award previously granted on January 29, 2021. Read SEC document |
| January 29, 2023 Filed Jan 31, 2023 23:00 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Exercise / conversionCommon Stock | 5,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-001844 · wf-form4_167520599338060.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 21:42 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 87,790 | $5.91 | $518,838.90 |
DisclosureSEC source: 0001628280-22-018522 · wf-form4_165705730704832.xml · nonDerivative · entry 2 Finkelstein David L · CIK 0001688537 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,612,944 F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on June 30, 2022 of a restricted stock award previously granted on June 30, 2020. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 21:42 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Exercise / conversionCommon Stock | 31,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-018522 · wf-form4_165705730704832.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis Read SEC document |
| June 17, 2022 Filed Jun 17, 2022 20:34 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 200,000 | $5.56 | $1,112,000.00 |
DisclosureSEC source: 0001628280-22-017444 · wf-form4_165549806174671.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,669,013 F1 · price: The price reported above reflects the weighted average purchase price of $5.5571, rounded to the nearest hundredth. The highest price at which the shares were purchased was $5.5592 and the lowest price at which the shares were purchased was $5.555. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:27 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 464,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-001811 · wf-form4_164393083510350.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,469,013 F1 · shares: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). Read SEC document |
| January 29, 2022 Filed Feb 2, 2022 02:36 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 45,280 | $7.90 | $357,712.00 |
DisclosureSEC source: 0001628280-22-001615 · wf-form4_164376935024682.xml · nonDerivative · entry 2 Finkelstein David L · CIK 0001688537 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,004,818 F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 29, 2022 of a restricted stock award previously granted on January 29, 2021. Read SEC document |
| January 29, 2022 Filed Feb 2, 2022 02:36 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Exercise / conversionCommon Stock | 7,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-001615 · wf-form4_164376935024682.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis Read SEC document |
| June 30, 2021 Filed Jul 14, 2021 21:56 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 75,504 | $8.88 | $670,475.52 |
DisclosureSEC source: 0001628280-21-013842 · wf-form4_162629976136716.xml · nonDerivative · entry 2 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,042,109 F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on June 30, 2021 of a restricted stock award previously granted on June 30, 2020. Read SEC document |
| June 30, 2021 Filed Jul 14, 2021 21:56 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Exercise / conversionCommon Stock | 14,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-013842 · wf-form4_162629976136716.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,117,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 21:31 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 221,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-001287 · wf-form4_161230144665307.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,102,773 F1 · shares: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 20:49 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 381,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-010117 · wf-form4_159363645052422.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 881,098 F1 · security: Includes shares of common stock represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units (and allocable dividend equivalents) vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). Read SEC document |
| May 04, 2020 Filed May 4, 2020 22:02 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 100,000 | $6.03 | $603,000.00 |
DisclosureSEC source: 0001628280-20-006293 · wf-form4_158862974413261.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Director · CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 F1 · price: The price reported above reflects the weighted average purchase price of $6.025551, rounded to the nearest hundredth. The highest price at which the shares were purchased was $6.06 and the lowest price at which the shares were purchased was $6.015. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| May 31, 2019 Filed May 31, 2019 20:16 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | OtherSeries H Preferred Stock | 5,525 | $25.34 | $139,995.21 |
DisclosureSEC source: 0001628280-19-007454 · wf-form4_155933375490008.xml · nonDerivative · entry 2 Finkelstein David L · CIK 0001688537 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: As set forth in the notice of redemption dated May 1, 2019, the issuer redeemed all outstanding shares of its 8.125% Series H Cumulative Redeemable Preferred Stock (the "Series H Preferred Stock") on May 31, 2019. All holders of shares of Series H Preferred Stock, including the reporting person, were required to have such shares redeemed on May 31, 2019. The redemption amount was equal to $25.00 per share of Series H Preferred Stock plus accumulated and unpaid dividends to, but not including, the redemption date. Read SEC document |
| May 13, 2019 Filed May 14, 2019 10:42 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 100,000 | $9.56 | $955,660.00 |
DisclosureSEC source: 0001628280-19-006695 · wf-form4_155783051675746.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 F1 · price: The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $9.560 and the lowest price at which the shares were purchased was $9.555. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| September 10, 2018 Filed Jan 18, 2019 23:02 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantSeries H Preferred Stock | 5,525 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-000416 · wf-form5_154785252739493.xml · nonDerivative · entry 2 Finkelstein David L · CIK 0001688537 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,525 F1 · kind: As previously disclosed, in connection with the acquisition by the issuer of MTGE Investment Corp., each of 5,525 outstanding shares of MTGE Investment Corp. Series A preferred stock previously held by Mr. Finkelstein automatically converted into the right to receive one newly issued share of Annaly Capital Management, Inc. Series H preferred stock. F1 · price: As previously disclosed, in connection with the acquisition by the issuer of MTGE Investment Corp., each of 5,525 outstanding shares of MTGE Investment Corp. Series A preferred stock previously held by Mr. Finkelstein automatically converted into the right to receive one newly issued share of Annaly Capital Management, Inc. Series H preferred stock. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 21:36 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 100,000 | $12.49 | $1,248,650.00 |
DisclosureSEC source: 0001140361-17-034184 · doc1.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 F1 · price: The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $12.50 and the lowest price at which the shares were purchased was $12.44. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 23:39 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 100,000 | $10.30 | $1,030,000.00 |
DisclosureSEC source: 0001140361-16-085217 · doc1.xml · nonDerivative · entry 1 Finkelstein David L · CIK 0001688537 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.