Last 12 months
Inside the activity.
24 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 6 | 0 |
| Dec 2025 | 4 | 0 |
| Jan 2026 | 4 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 6 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2022 Filed Jan 27, 2023 16:46 UTC |
Downs Peter MathisonDirector · Chief Lending Officer
|
PurchaseCommon stock | 1,200 | $16.25 | $19,500.00 |
DisclosureSEC source: 0001209191-23-005177 · doc5.xml · nonDerivative · entry 4 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,437 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| December 30, 2022 Filed Jan 30, 2023 15:31 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 5,057 | $16.25 | $82,176.25 |
DisclosureSEC source: 0001209191-23-005389 · doc5.xml · nonDerivative · entry 5 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098,048 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| December 30, 2022 Filed Feb 2, 2023 14:46 UTC |
Mulia Salvatore FrancisDirector
|
PurchaseCommon stock | 90 | $16.25 | $1,462.50 |
DisclosureSEC source: 0001209191-23-006152 · doc5.xml · nonDerivative · entry 6 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,142 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| December 30, 2022 Filed Feb 3, 2023 15:57 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 90 | $16.25 | $1,462.50 |
DisclosureSEC source: 0001209191-23-006503 · doc5.xml · nonDerivative · entry 8 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,021 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer F2 · balance_after: Reflects shares transferred from direct ownership to indirect ownership in 2022. Read SEC document |
| December 29, 2022 Filed Dec 29, 2022 17:08 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
GrantCommon Stock | 61,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062881 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,096,749 F1 · kind: On December 29, 2022, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 61,652 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 36 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| December 29, 2022 Filed Feb 3, 2023 15:57 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 14 | $15.44 | $216.16 |
DisclosureSEC source: 0001209191-23-006503 · doc5.xml · nonDerivative · entry 13 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse, as Co-Trustee for Carmen Zink Trust Disclosed balance after: 329 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| December 29, 2022 Filed Feb 3, 2023 15:57 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 747 | $15.44 | $11,533.68 |
DisclosureSEC source: 0001209191-23-006503 · doc5.xml · nonDerivative · entry 7 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,021 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer F2 · balance_after: Reflects shares transferred from direct ownership to indirect ownership in 2022. Read SEC document |
| September 30, 2022 Filed Jan 18, 2023 14:22 UTC |
Razon-Feingold HalliDirector · Chief Administrative Officer
|
PurchaseCommon stock | 391 | $16.32 | $6,381.12 |
DisclosureSEC source: 0001209191-23-003675 · doc5.xml · nonDerivative · entry 4 Razon-Feingold Halli · CIK 0001886713 · Director · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,645 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| September 30, 2022 Filed Jan 18, 2023 12:26 UTC |
Schwartz Michael AdamChief Legal&Compliance Officer
|
PurchaseCommon stock | 878 | $16.32 | $14,328.96 |
DisclosureSEC source: 0001209191-23-003654 · doc5.xml · nonDerivative · entry 5 Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,336 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| September 30, 2022 Filed Jan 18, 2023 17:20 UTC |
PEREZ-HICKMAN FERNANDODirector
|
PurchaseCommon stock | 80 | $16.32 | $1,305.60 |
DisclosureSEC source: 0001209191-23-003652 · doc5.xml · nonDerivative · entry 1 PEREZ-HICKMAN FERNANDO · CIK 0001713483 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,170 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| September 30, 2022 Filed Jan 23, 2023 17:41 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon Stock | 80 | $16.32 | $1,305.60 |
DisclosureSEC source: 0001209191-23-004375 · doc5.xml · nonDerivative · entry 5 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,475 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| September 30, 2022 Filed Jan 23, 2023 17:41 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon Stock | 851 | $16.42 | $13,973.42 |
DisclosureSEC source: 0001209191-23-004375 · doc5.xml · nonDerivative · entry 4 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,475 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| September 30, 2022 Filed Jan 23, 2023 19:04 UTC |
Leger Nicholas JChief Accounting Officer
|
PurchaseCommon Stock | 13 | $16.33 | $212.29 |
DisclosureSEC source: 0001209191-23-004392 · doc5.xml · nonDerivative · entry 6 Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,493 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| September 30, 2022 Filed Jan 23, 2023 19:04 UTC |
Leger Nicholas JChief Accounting Officer
|
PurchaseCommon Stock | 568 | $16.32 | $9,269.76 |
DisclosureSEC source: 0001209191-23-004392 · doc5.xml · nonDerivative · entry 5 Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,493 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| September 30, 2022 Filed Jan 24, 2023 19:29 UTC |
YOUNG NICOLASPresident, Newtek Bank, N.A.
|
PurchaseCommon stock | 896 | $16.32 | $14,622.72 |
DisclosureSEC source: 0001209191-23-004542 · doc5.xml · nonDerivative · entry 4 YOUNG NICOLAS · CIK 0001728694 · President, Newtek Bank, N.A. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,539 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| September 30, 2022 Filed Jan 27, 2023 16:46 UTC |
Downs Peter MathisonDirector · Chief Lending Officer
|
PurchaseCommon stock | 1,067 | $16.32 | $17,413.44 |
DisclosureSEC source: 0001209191-23-005177 · doc5.xml · nonDerivative · entry 3 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,437 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| September 30, 2022 Filed Jan 30, 2023 15:31 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 4,496 | $16.32 | $73,374.72 |
DisclosureSEC source: 0001209191-23-005389 · doc5.xml · nonDerivative · entry 4 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098,048 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| September 30, 2022 Filed Feb 2, 2023 14:46 UTC |
Mulia Salvatore FrancisDirector
|
PurchaseCommon stock | 80 | $16.32 | $1,305.60 |
DisclosureSEC source: 0001209191-23-006152 · doc5.xml · nonDerivative · entry 5 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,142 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| September 30, 2022 Filed Feb 3, 2023 15:57 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 80 | $16.32 | $1,305.60 |
DisclosureSEC source: 0001209191-23-006503 · doc5.xml · nonDerivative · entry 6 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,021 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer F2 · balance_after: Reflects shares transferred from direct ownership to indirect ownership in 2022. Read SEC document |
| September 29, 2022 Filed Feb 3, 2023 15:57 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 13 | $15.50 | $201.50 |
DisclosureSEC source: 0001209191-23-006503 · doc5.xml · nonDerivative · entry 12 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse, as Co-Trustee for Carmen Zink Trust Disclosed balance after: 329 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| September 29, 2022 Filed Feb 3, 2023 15:57 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 663 | $15.50 | $10,276.50 |
DisclosureSEC source: 0001209191-23-006503 · doc5.xml · nonDerivative · entry 5 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,021 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer F2 · balance_after: Reflects shares transferred from direct ownership to indirect ownership in 2022. Read SEC document |
| September 01, 2022 Filed Feb 2, 2023 14:46 UTC |
Mulia Salvatore FrancisDirector
|
GiftCommon stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-006152 · doc5.xml · nonDerivative · entry 4 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,142 F1 · kind: Bona Fide Gifts to family members Read SEC document |
| August 04, 2022 Filed Aug 5, 2022 14:35 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
GrantCommon Stock | 47,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044491 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035,097 F1 · kind: On August 4, 2022, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 47,081 restricted shares of the Issuer's common stock as a restricted stock award with a three (3) year cliff vest. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| August 04, 2022 Filed Aug 5, 2022 10:08 UTC |
Razon-Feingold HalliDirector
|
GrantCommon Stock | 7,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044487 · doc4.xml · nonDerivative · entry 1 Razon-Feingold Halli · CIK 0001886713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,375 F1 · kind: On August 4, 2022, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 7,062 restricted shares of the Issuer's common stock as a restricted stock award with a three (3) year cliff vest. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| August 04, 2022 Filed Aug 5, 2022 10:05 UTC |
Schwartz Michael AdamChief Legal&Compliance Officer
|
GrantCommon Stock | 14,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044485 · doc4.xml · nonDerivative · entry 1 Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,056 F1 · kind: On August 4, 2022, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 14,124 restricted shares of the Issuer's common stock as a restricted stock award with a three (3) year cliff vest. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| August 04, 2022 Filed Aug 5, 2022 15:44 UTC |
Downs Peter MathisonDirector · Chief Lending Officer
|
GrantCommon Stock | 17,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044509 · doc4.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,613 F1 · kind: On August 4, 2022, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 17,655 restricted shares of the Issuer's common stock as a restricted stock award with a three (3) year cliff vest. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| August 04, 2022 Filed Aug 5, 2022 14:50 UTC |
Leger Nicholas JChief Accounting Officer
|
GrantCommon Stock | 10,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044495 · doc4.xml · nonDerivative · entry 1 Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,015.319 F1 · kind: On August 4, 2022, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 10,593 restricted shares of the Issuer's common stock as a restricted stock award with a three (3) year cliff vest. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| August 04, 2022 Filed Aug 8, 2022 12:14 UTC |
YOUNG NICOLASChief Risk Officer
|
GrantCommon Stock | 9,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044705 · doc4.xml · nonDerivative · entry 1 YOUNG NICOLAS · CIK 0001728694 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,851 F1 · kind: On August 4, 2022, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 9,416 restricted shares of the Issuer's common stock as a restricted stock award with a three (3) year cliff vest. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| August 02, 2022 Filed Jan 24, 2023 19:29 UTC |
YOUNG NICOLASPresident, Newtek Bank, N.A.
|
Tax withholdingCommon stock | 2,412 | $20.71 | $49,952.52 |
DisclosureSEC source: 0001209191-23-004542 · doc5.xml · nonDerivative · entry 3 YOUNG NICOLAS · CIK 0001728694 · President, Newtek Bank, N.A. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,539 F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares Read SEC document |
| July 19, 2022 Filed Feb 3, 2023 15:57 UTC |
Zink Gregory LDirector
|
OtherCommon Stock | 652 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-006503 · doc5.xml · nonDerivative · entry 14 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As Co-Trustee for Gregory L Zink Trust Disclosed balance after: 3,623 F2 · kind: Reflects shares transferred from direct ownership to indirect ownership in 2022. Read SEC document |
| June 30, 2022 Filed Jan 18, 2023 14:22 UTC |
Razon-Feingold HalliDirector · Chief Administrative Officer
|
PurchaseCommon stock | 105 | $18.93 | $1,987.65 |
DisclosureSEC source: 0001209191-23-003675 · doc5.xml · nonDerivative · entry 3 Razon-Feingold Halli · CIK 0001886713 · Director · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,645 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| June 30, 2022 Filed Jan 18, 2023 12:26 UTC |
Schwartz Michael AdamChief Legal&Compliance Officer
|
PurchaseCommon stock | 301 | $18.93 | $5,697.93 |
DisclosureSEC source: 0001209191-23-003654 · doc5.xml · nonDerivative · entry 4 Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,336 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| June 30, 2022 Filed Jan 23, 2023 17:41 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon Stock | 774 | $19.46 | $15,062.04 |
DisclosureSEC source: 0001209191-23-004375 · doc5.xml · nonDerivative · entry 3 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,475 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| June 30, 2022 Filed Jan 23, 2023 19:04 UTC |
Leger Nicholas JChief Accounting Officer
|
PurchaseCommon Stock | 13 | $18.73 | $243.49 |
DisclosureSEC source: 0001209191-23-004392 · doc5.xml · nonDerivative · entry 4 Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,493 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| June 30, 2022 Filed Jan 23, 2023 19:04 UTC |
Leger Nicholas JChief Accounting Officer
|
PurchaseCommon Stock | 139 | $18.93 | $2,631.27 |
DisclosureSEC source: 0001209191-23-004392 · doc5.xml · nonDerivative · entry 3 Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,493 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| June 30, 2022 Filed Jan 24, 2023 19:29 UTC |
YOUNG NICOLASPresident, Newtek Bank, N.A.
|
PurchaseCommon stock | 748 | $18.93 | $14,159.64 |
DisclosureSEC source: 0001209191-23-004542 · doc5.xml · nonDerivative · entry 2 YOUNG NICOLAS · CIK 0001728694 · President, Newtek Bank, N.A. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,539 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| June 30, 2022 Filed Jan 27, 2023 16:46 UTC |
Downs Peter MathisonDirector · Chief Lending Officer
|
PurchaseCommon stock | 348 | $18.93 | $6,587.64 |
DisclosureSEC source: 0001209191-23-005177 · doc5.xml · nonDerivative · entry 2 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,437 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| June 30, 2022 Filed Jan 30, 2023 15:31 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 2,508 | $18.93 | $47,476.44 |
DisclosureSEC source: 0001209191-23-005389 · doc5.xml · nonDerivative · entry 3 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098,048 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 15:03 UTC |
SALUTE RICHARD JDirector
|
GrantCommon stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-040024 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,229 F1 · kind: On June 29, 2022, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 2,000 restricted shares of the Issuer's common stock as a restricted stock award. Forfeiture restrictions will lapse as to one-third of such restricted shares each year for three years and dividends in the form of common stock will be paid during the restricted period, with forfeiture restrictions lapsing as to one-third of such restricted common shares each year for three years. Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 09:57 UTC |
Mulia Salvatore FrancisDirector
|
GrantCommon stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-040009 · doc4.xml · nonDerivative · entry 1 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,096 F1 · kind: On June 29, 2022, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 2,000 restricted shares of the Issuer's common stock as a restricted stock award. Forfeiture restrictions will lapse as to one-third of such restricted shares each year for three years and dividends in the form of common stock will be paid during the restricted period, with forfeiture restrictions lapsing as to one-third of such restricted common shares each year for three years. Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 14:02 UTC |
Zink Gregory LDirector
|
GrantCommon stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-040014 · doc4.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,776.647 F1 · kind: On June 29, 2022, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 2,000 restricted shares of the Issuer's common stock as a restricted stock award. Forfeiture restrictions will lapse as to one-third of such restricted shares each year for three years and dividends in the form of common stock will be paid during the restricted period, with forfeiture restrictions lapsing as to one-third of such restricted common shares each year for three years. Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 14:01 UTC |
PEREZ-HICKMAN FERNANDODirector
|
GrantCommon stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-040012 · doc4.xml · nonDerivative · entry 1 PEREZ-HICKMAN FERNANDO · CIK 0001713483 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · kind: On June 29, 2022, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 2,000 restricted shares of the Issuer's common stock as a restricted stock award. Forfeiture restrictions will lapse as to one-third of such restricted shares each year for three years and dividends in the form of common stock will be paid during the restricted period, with forfeiture restrictions lapsing as to one-third of such restricted common shares each year for three years. Read SEC document |
| June 29, 2022 Filed Feb 3, 2023 15:57 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 12 | $17.98 | $215.76 |
DisclosureSEC source: 0001209191-23-006503 · doc5.xml · nonDerivative · entry 11 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse, as Co-Trustee for Carmen Zink Trust Disclosed balance after: 329 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| June 29, 2022 Filed Feb 3, 2023 15:57 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 633 | $17.98 | $11,381.34 |
DisclosureSEC source: 0001209191-23-006503 · doc5.xml · nonDerivative · entry 4 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,021 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer F2 · balance_after: Reflects shares transferred from direct ownership to indirect ownership in 2022. Read SEC document |
| May 18, 2022 Filed May 18, 2022 14:23 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon Stock | 4,200 | $24.20 | $101,635.80 |
DisclosureSEC source: 0001209191-22-029917 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 988,016 Read SEC document |
| March 31, 2022 Filed Jan 18, 2023 14:22 UTC |
Razon-Feingold HalliDirector · Chief Administrative Officer
|
PurchaseCommon stock | 63 | $26.70 | $1,682.10 |
DisclosureSEC source: 0001209191-23-003675 · doc5.xml · nonDerivative · entry 2 Razon-Feingold Halli · CIK 0001886713 · Director · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,645 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| March 31, 2022 Filed Jan 18, 2023 12:26 UTC |
Schwartz Michael AdamChief Legal&Compliance Officer
|
PurchaseCommon stock | 181 | $26.70 | $4,832.70 |
DisclosureSEC source: 0001209191-23-003654 · doc5.xml · nonDerivative · entry 3 Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,336 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| March 31, 2022 Filed Jan 23, 2023 17:41 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon Stock | 15 | $26.70 | $400.50 |
DisclosureSEC source: 0001209191-23-004375 · doc5.xml · nonDerivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,475 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| March 31, 2022 Filed Jan 23, 2023 17:41 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon Stock | 469 | $27.19 | $12,752.11 |
DisclosureSEC source: 0001209191-23-004375 · doc5.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,475 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| March 31, 2022 Filed Jan 23, 2023 19:04 UTC |
Leger Nicholas JChief Accounting Officer
|
PurchaseCommon Stock | 8 | $26.94 | $215.52 |
DisclosureSEC source: 0001209191-23-004392 · doc5.xml · nonDerivative · entry 2 Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,493 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.