Last 12 months
Inside the activity.
24 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 6 | 0 |
| Dec 2025 | 4 | 0 |
| Jan 2026 | 4 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 6 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 07, 2023 Filed Jul 11, 2023 08:01 UTC |
PRICE MICHAEL SCOTTChief Financial Officer
|
GrantCommon stock | 18,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-041980 · doc4.xml · nonDerivative · entry 1 PRICE MICHAEL SCOTT · CIK 0001552481 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,645 F1 · kind: On July 7, 2023, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 18,645 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 36 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| June 16, 2023 Filed Jun 16, 2023 14:40 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 1,000 | $15.67 | $15,673.00 |
DisclosureSEC source: 0001209191-23-037685 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,124,048 Read SEC document |
| June 07, 2023 Filed Jun 7, 2023 17:16 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 1,000 | $15.06 | $15,060.00 |
DisclosureSEC source: 0001209191-23-034958 · doc4.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,721 Read SEC document |
| May 17, 2023 Filed May 17, 2023 14:51 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 5,000 | $11.28 | $56,400.00 |
DisclosureSEC source: 0001209191-23-030018 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,123,048 Read SEC document |
| May 17, 2023 Filed May 18, 2023 13:40 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 500 | $11.40 | $5,700.00 |
DisclosureSEC source: 0001209191-23-030480 · doc4.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,721 Read SEC document |
| May 04, 2023 Filed May 5, 2023 15:05 UTC |
Mulia Salvatore FrancisDirector
|
GiftCommon Stock | 300 | $11.30 | $3,388.50 |
DisclosureSEC source: 0001209191-23-027608 · doc4.xml · nonDerivative · entry 1 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,910 F1 · kind: Bona Fide Gift Read SEC document |
| April 14, 2023 Filed Jan 23, 2024 09:12 UTC |
Razon-Feingold HalliDirector · Chief Administrative Officer
|
PurchaseCommon stock | 126 | $13.05 | $1,644.30 |
DisclosureSEC source: 0001587987-24-000007 · wk-form5_1706019141.xml · nonDerivative · entry 2 Razon-Feingold Halli · CIK 0001886713 · Director · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,578 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 14, 2023 Filed Jan 23, 2024 09:17 UTC |
Schwartz Michael AdamChief Legal Officer
|
PurchaseCommon stock | 271 | $13.05 | $3,536.55 |
DisclosureSEC source: 0001587987-24-000009 · wk-form5_1706019453.xml · nonDerivative · entry 3 Schwartz Michael Adam · CIK 0001337003 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,712 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 14, 2023 Filed Jan 23, 2024 14:29 UTC |
PEREZ-HICKMAN FERNANDODirector
|
PurchaseCommon stock | 20 | $13.05 | $261.00 |
DisclosureSEC source: 0001587987-24-000011 · wk-form5_1706020169.xml · nonDerivative · entry 1 PEREZ-HICKMAN FERNANDO · CIK 0001713483 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,088 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 14, 2023 Filed Jan 24, 2024 20:31 UTC Amendment |
PEREZ-HICKMAN FERNANDODirector
|
PurchaseCommon stock | 20 | $13.05 | $261.00 |
DisclosureSEC source: 0001587987-24-000015 · wk-form5a_1706128301.xml · nonDerivative · entry 2 PEREZ-HICKMAN FERNANDO · CIK 0001713483 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,846 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. F3 · balance_after: The Reporting Person incorrectly included Reporting Person's indirect holdings as direct holdings on his Form 5 filed on January 23, 2024. Read SEC document |
| April 14, 2023 Filed Jan 25, 2024 17:13 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 2,047 | $13.05 | $26,713.35 |
DisclosureSEC source: 0001587987-24-000017 · wk-form5_1706202809.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,128,098 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 14, 2023 Filed Jan 25, 2024 20:36 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon stock | 30 | $13.05 | $391.50 |
DisclosureSEC source: 0001587987-24-000021 · wk-form5_1706214954.xml · nonDerivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,213 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 14, 2023 Filed Jan 25, 2024 20:36 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon stock | 340 | $12.94 | $4,399.60 |
DisclosureSEC source: 0001587987-24-000021 · wk-form5_1706214954.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,183 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 14, 2023 Filed Jan 25, 2024 20:10 UTC |
YOUNG NICOLASPresident, Newtek Bank, N.A.
|
PurchaseCommon stock | 337 | $13.05 | $4,397.85 |
DisclosureSEC source: 0001587987-24-000019 · wk-form5_1706213447.xml · nonDerivative · entry 1 YOUNG NICOLAS · CIK 0001728694 · President, Newtek Bank, N.A. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,876 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 14, 2023 Filed Jan 26, 2024 10:36 UTC |
Mulia Salvatore FrancisDirector
|
PurchaseCommon stock | 30 | $13.05 | $391.50 |
DisclosureSEC source: 0001587987-24-000023 · wk-form5_1706283395.xml · nonDerivative · entry 2 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,633 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 14, 2023 Filed Jan 30, 2024 13:54 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 5 | $12.40 | $62.00 |
DisclosureSEC source: 0001587987-24-000029 · wk-form5_1706622879.xml · nonDerivative · entry 8 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · As Co-Trustee for Carmen Zink Trust Disclosed balance after: 334 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 14, 2023 Filed Jan 30, 2024 13:54 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 30 | $13.05 | $391.50 |
DisclosureSEC source: 0001587987-24-000029 · wk-form5_1706622879.xml · nonDerivative · entry 2 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,101 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 14, 2023 Filed Jan 30, 2024 13:54 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 282 | $12.40 | $3,496.80 |
DisclosureSEC source: 0001587987-24-000029 · wk-form5_1706622879.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,071 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 14, 2023 Filed Jan 30, 2024 13:24 UTC |
Downs Peter MathisonDirector · Chief Lending Officer
|
PurchaseCommon stock | 333 | $13.05 | $4,345.65 |
DisclosureSEC source: 0001587987-24-000027 · wk-form5_1706621052.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,517 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 14, 2023 Filed Feb 9, 2024 16:50 UTC |
Leger Nicholas JChief Accounting Officer
|
PurchaseCommon stock | 5 | $21.85 | $109.25 |
DisclosureSEC source: 0001587987-24-000035 · wk-form5_1707497434.xml · nonDerivative · entry 3 Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,318 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 14, 2023 Filed Feb 9, 2024 16:50 UTC |
Leger Nicholas JChief Accounting Officer
|
PurchaseCommon stock | 186 | $13.05 | $2,427.30 |
DisclosureSEC source: 0001587987-24-000035 · wk-form5_1707497434.xml · nonDerivative · entry 2 Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,318 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| March 23, 2023 Filed Mar 23, 2023 16:34 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 1,000 | $12.26 | $12,260.00 |
DisclosureSEC source: 0001209191-23-020707 · doc4.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,221 Read SEC document |
| March 23, 2023 Filed Mar 23, 2023 16:31 UTC |
PEREZ-HICKMAN FERNANDODirector
|
PurchaseCommon stock | 40,500 | $12.28 | $497,368.35 |
DisclosureSEC source: 0001209191-23-020705 · doc4.xml · nonDerivative · entry 1 PEREZ-HICKMAN FERNANDO · CIK 0001713483 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote 1 Disclosed balance after: 40,500 F1 · ownership.nature: Shares are held by Feathers Capital Group LLC, a limited liability company which is owned by the Maria del Carmen Escolar Gutierrez 2022 Irrevocable Trust (the "Trust"); the reporting person is a co-trustee of the Trust and the reporting person and his immediate family members are beneficiaries of the Trust. Read SEC document |
| March 22, 2023 Filed Mar 22, 2023 16:09 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon stock | 1,100 | $12.59 | $13,845.70 |
DisclosureSEC source: 0001209191-23-020448 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,575 Read SEC document |
| March 22, 2023 Filed Mar 22, 2023 11:03 UTC |
Schwartz Michael AdamChief Legal&Compliance Officer
|
PurchaseCommon stock | 230 | $12.80 | $2,942.85 |
DisclosureSEC source: 0001209191-23-020441 · doc4.xml · nonDerivative · entry 3 Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,966 Read SEC document |
| March 22, 2023 Filed Mar 22, 2023 11:03 UTC |
Schwartz Michael AdamChief Legal&Compliance Officer
|
PurchaseCommon stock | 300 | $12.78 | $3,834.00 |
DisclosureSEC source: 0001209191-23-020441 · doc4.xml · nonDerivative · entry 2 Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,966 Read SEC document |
| March 22, 2023 Filed Mar 22, 2023 11:03 UTC |
Schwartz Michael AdamChief Legal&Compliance Officer
|
PurchaseCommon stock | 100 | $12.80 | $1,280.00 |
DisclosureSEC source: 0001209191-23-020441 · doc4.xml · nonDerivative · entry 1 Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,966 Read SEC document |
| March 22, 2023 Filed Mar 22, 2023 14:01 UTC |
Downs Peter MathisonDirector · Chief Lending Officer
|
PurchaseCommon stock | 1,000 | $12.73 | $12,730.00 |
DisclosureSEC source: 0001209191-23-020433 · doc4.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,437 Read SEC document |
| March 22, 2023 Filed Mar 22, 2023 13:54 UTC |
Leger Nicholas JChief Accounting Officer
|
PurchaseCommon stock | 1,000 | $12.69 | $12,690.00 |
DisclosureSEC source: 0001209191-23-020431 · doc4.xml · nonDerivative · entry 1 Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,493 Read SEC document |
| March 21, 2023 Filed Mar 21, 2023 10:27 UTC |
Razon-Feingold HalliDirector · Chief Administrative Officer
|
PurchaseCommon stock | 500 | $12.83 | $6,415.00 |
DisclosureSEC source: 0001209191-23-020161 · doc4.xml · nonDerivative · entry 1 Razon-Feingold Halli · CIK 0001886713 · Director · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,145 Read SEC document |
| March 21, 2023 Filed Mar 21, 2023 13:44 UTC |
Mulia Salvatore FrancisDirector
|
PurchaseCommon stock | 766 | $12.79 | $9,797.14 |
DisclosureSEC source: 0001209191-23-020175 · doc4.xml · nonDerivative · entry 2 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,210 Read SEC document |
| March 21, 2023 Filed Mar 21, 2023 13:44 UTC |
Mulia Salvatore FrancisDirector
|
PurchaseCommon stock | 1,302 | $12.84 | $16,717.68 |
DisclosureSEC source: 0001209191-23-020175 · doc4.xml · nonDerivative · entry 1 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,210 Read SEC document |
| March 21, 2023 Filed Mar 21, 2023 14:12 UTC |
YOUNG NICOLASPresident, Newtek Bank, N.A.
|
PurchaseCommon stock | 3,000 | $12.45 | $37,350.00 |
DisclosureSEC source: 0001209191-23-020157 · doc4.xml · nonDerivative · entry 1 YOUNG NICOLAS · CIK 0001728694 · President, Newtek Bank, N.A. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,539 Read SEC document |
| March 20, 2023 Filed Mar 20, 2023 13:42 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon Stock | 10,000 | $11.74 | $117,380.00 |
DisclosureSEC source: 0001209191-23-019993 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,118,048 Read SEC document |
| March 20, 2023 Filed Mar 20, 2023 17:59 UTC |
Zink Gregory LDirector
|
PurchaseCommon Stock | 1,200 | $12.02 | $14,424.00 |
DisclosureSEC source: 0001209191-23-020003 · doc4.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,221 Read SEC document |
| March 15, 2023 Filed Jan 23, 2024 09:17 UTC |
Schwartz Michael AdamChief Legal Officer
|
Tax withholdingCommon stock | 321 | $12.20 | $3,916.20 |
DisclosureSEC source: 0001587987-24-000009 · wk-form5_1706019453.xml · nonDerivative · entry 2 Schwartz Michael Adam · CIK 0001337003 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,441 F1 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Read SEC document |
| March 02, 2023 Filed Mar 2, 2023 14:52 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon Stock | 10,000 | $15.32 | $153,200.00 |
DisclosureSEC source: 0001209191-23-014465 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,108,048 Read SEC document |
| February 15, 2023 Filed Jan 23, 2024 09:12 UTC |
Razon-Feingold HalliDirector · Chief Administrative Officer
|
Tax withholdingCommon stock | 693 | $20.39 | $14,130.27 |
DisclosureSEC source: 0001587987-24-000007 · wk-form5_1706019141.xml · nonDerivative · entry 1 Razon-Feingold Halli · CIK 0001886713 · Director · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,452 F1 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Read SEC document |
| February 15, 2023 Filed Jan 23, 2024 09:17 UTC |
Schwartz Michael AdamChief Legal Officer
|
Tax withholdingCommon stock | 1,204 | $20.39 | $24,549.56 |
DisclosureSEC source: 0001587987-24-000009 · wk-form5_1706019453.xml · nonDerivative · entry 1 Schwartz Michael Adam · CIK 0001337003 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,762 F1 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Read SEC document |
| February 15, 2023 Filed Jan 25, 2024 17:13 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
Tax withholdingCommon stock | 14,229 | $20.39 | $290,129.31 |
DisclosureSEC source: 0001587987-24-000017 · wk-form5_1706202809.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,126,051 F1 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Read SEC document |
| February 15, 2023 Filed Feb 9, 2024 16:50 UTC |
Leger Nicholas JChief Accounting Officer
|
Tax withholdingCommon stock | 722 | $20.39 | $14,721.58 |
DisclosureSEC source: 0001587987-24-000035 · wk-form5_1707497434.xml · nonDerivative · entry 1 Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,318 F1 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Read SEC document |
| January 13, 2023 Filed Jan 26, 2024 10:36 UTC |
Mulia Salvatore FrancisDirector
|
GiftCommon stock | 5,900 | $18.21 | $107,439.00 |
DisclosureSEC source: 0001587987-24-000023 · wk-form5_1706283395.xml · nonDerivative · entry 1 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,603 F1 · kind: Bona Fide Gifts to family members. Read SEC document |
| December 30, 2022 Filed Jan 18, 2023 14:22 UTC |
Razon-Feingold HalliDirector · Chief Administrative Officer
|
PurchaseCommon stock | 439 | $16.25 | $7,133.75 |
DisclosureSEC source: 0001209191-23-003675 · doc5.xml · nonDerivative · entry 5 Razon-Feingold Halli · CIK 0001886713 · Director · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,645 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| December 30, 2022 Filed Jan 18, 2023 12:26 UTC |
Schwartz Michael AdamChief Legal&Compliance Officer
|
PurchaseCommon stock | 987 | $16.25 | $16,038.75 |
DisclosureSEC source: 0001209191-23-003654 · doc5.xml · nonDerivative · entry 6 Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,336 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| December 30, 2022 Filed Jan 18, 2023 17:20 UTC |
PEREZ-HICKMAN FERNANDODirector
|
PurchaseCommon stock | 90 | $16.25 | $1,462.50 |
DisclosureSEC source: 0001209191-23-003652 · doc5.xml · nonDerivative · entry 2 PEREZ-HICKMAN FERNANDO · CIK 0001713483 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,170 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| December 30, 2022 Filed Jan 23, 2023 17:41 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon Stock | 90 | $16.25 | $1,462.50 |
DisclosureSEC source: 0001209191-23-004375 · doc5.xml · nonDerivative · entry 7 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,475 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| December 30, 2022 Filed Jan 23, 2023 17:41 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon Stock | 945 | $16.56 | $15,649.20 |
DisclosureSEC source: 0001209191-23-004375 · doc5.xml · nonDerivative · entry 6 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,475 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| December 30, 2022 Filed Jan 23, 2023 19:04 UTC |
Leger Nicholas JChief Accounting Officer
|
PurchaseCommon Stock | 15 | $16.54 | $248.10 |
DisclosureSEC source: 0001209191-23-004392 · doc5.xml · nonDerivative · entry 8 Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,493 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| December 30, 2022 Filed Jan 23, 2023 19:04 UTC |
Leger Nicholas JChief Accounting Officer
|
PurchaseCommon Stock | 638 | $16.25 | $10,367.50 |
DisclosureSEC source: 0001209191-23-004392 · doc5.xml · nonDerivative · entry 7 Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,493 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| December 30, 2022 Filed Jan 24, 2023 19:29 UTC |
YOUNG NICOLASPresident, Newtek Bank, N.A.
|
PurchaseCommon stock | 1,008 | $16.25 | $16,380.00 |
DisclosureSEC source: 0001209191-23-004542 · doc5.xml · nonDerivative · entry 5 YOUNG NICOLAS · CIK 0001728694 · President, Newtek Bank, N.A. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,539 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.