Last 12 months
Inside the activity.
24 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 6 | 0 |
| Dec 2025 | 4 | 0 |
| Jan 2026 | 4 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 6 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 20, 2023 Filed Jan 23, 2024 14:29 UTC |
PEREZ-HICKMAN FERNANDODirector
|
PurchaseCommon stock | 41 | $13.40 | $549.40 |
DisclosureSEC source: 0001587987-24-000011 · wk-form5_1706020169.xml · nonDerivative · entry 3 PEREZ-HICKMAN FERNANDO · CIK 0001713483 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,160 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 20, 2023 Filed Jan 24, 2024 09:14 UTC |
PRICE MICHAEL SCOTTChief Financial Officer
|
PurchaseCommon stock | 253 | $13.40 | $3,390.20 |
DisclosureSEC source: 0001587987-24-000013 · wk-form5_1706105645.xml · nonDerivative · entry 2 PRICE MICHAEL SCOTT · CIK 0001552481 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,085 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 20, 2023 Filed Jan 24, 2024 20:31 UTC Amendment |
PEREZ-HICKMAN FERNANDODirector
|
PurchaseCommon stock | 41 | $13.40 | $549.40 |
DisclosureSEC source: 0001587987-24-000015 · wk-form5a_1706128301.xml · nonDerivative · entry 4 PEREZ-HICKMAN FERNANDO · CIK 0001713483 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,846 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. F3 · balance_after: The Reporting Person incorrectly included Reporting Person's indirect holdings as direct holdings on his Form 5 filed on January 23, 2024. Read SEC document |
| October 20, 2023 Filed Jan 25, 2024 17:13 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 2,041 | $13.40 | $27,349.40 |
DisclosureSEC source: 0001587987-24-000017 · wk-form5_1706202809.xml · nonDerivative · entry 4 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,131,650 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 20, 2023 Filed Jan 25, 2024 20:36 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon stock | 41 | $13.40 | $549.40 |
DisclosureSEC source: 0001587987-24-000021 · wk-form5_1706214954.xml · nonDerivative · entry 6 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,888 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 20, 2023 Filed Jan 25, 2024 20:36 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon stock | 340 | $13.91 | $4,729.40 |
DisclosureSEC source: 0001587987-24-000021 · wk-form5_1706214954.xml · nonDerivative · entry 5 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,847 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 20, 2023 Filed Jan 25, 2024 20:10 UTC |
YOUNG NICOLASPresident, Newtek Bank, N.A.
|
PurchaseCommon stock | 238 | $13.40 | $3,189.20 |
DisclosureSEC source: 0001587987-24-000019 · wk-form5_1706213447.xml · nonDerivative · entry 4 YOUNG NICOLAS · CIK 0001728694 · President, Newtek Bank, N.A. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,630 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 20, 2023 Filed Jan 26, 2024 10:36 UTC |
Mulia Salvatore FrancisDirector
|
PurchaseCommon stock | 41 | $13.40 | $549.40 |
DisclosureSEC source: 0001587987-24-000023 · wk-form5_1706283395.xml · nonDerivative · entry 4 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,712 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 20, 2023 Filed Jan 30, 2024 13:54 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 41 | $13.40 | $549.40 |
DisclosureSEC source: 0001587987-24-000029 · wk-form5_1706622879.xml · nonDerivative · entry 6 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,664 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 20, 2023 Filed Jan 30, 2024 13:24 UTC |
Downs Peter MathisonDirector · Chief Lending Officer
|
PurchaseCommon stock | 332 | $13.40 | $4,448.80 |
DisclosureSEC source: 0001587987-24-000027 · wk-form5_1706621052.xml · nonDerivative · entry 4 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,517 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 20, 2023 Filed Feb 9, 2024 16:50 UTC |
Leger Nicholas JChief Accounting Officer
|
PurchaseCommon stock | 17 | $13.71 | $233.07 |
DisclosureSEC source: 0001587987-24-000035 · wk-form5_1707497434.xml · nonDerivative · entry 7 Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,318 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 20, 2023 Filed Feb 9, 2024 16:50 UTC |
Leger Nicholas JChief Accounting Officer
|
PurchaseCommon stock | 185 | $13.40 | $2,479.00 |
DisclosureSEC source: 0001587987-24-000035 · wk-form5_1707497434.xml · nonDerivative · entry 6 Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,318 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| September 22, 2023 Filed Sep 22, 2023 14:17 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 1,000 | $14.86 | $14,856.00 |
DisclosureSEC source: 0001209191-23-050348 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,132,048 Read SEC document |
| September 22, 2023 Filed Sep 22, 2023 13:44 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon Stock | 1,000 | $14.90 | $14,900.00 |
DisclosureSEC source: 0001209191-23-050344 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,131,048 Read SEC document |
| September 21, 2023 Filed Sep 22, 2023 16:50 UTC |
Mulia Salvatore FrancisDirector
|
SaleCommon stock | 750 | $15.38 | $11,535.00 |
DisclosureSEC source: 0001209191-23-050391 · doc4.xml · nonDerivative · entry 1 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,503 F1 · kind: Pursuant to 10b5-1 plan adopted by the Reporting Person on June 20, 2023. Read SEC document |
| September 15, 2023 Filed Sep 15, 2023 14:30 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 500 | $16.50 | $8,250.00 |
DisclosureSEC source: 0001209191-23-049549 · doc4.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,789 Read SEC document |
| September 15, 2023 Filed Sep 20, 2023 15:14 UTC |
Mulia Salvatore FrancisDirector
|
GiftCommon stock | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050131 · doc4.xml · nonDerivative · entry 1 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,253 F1 · kind: Bona Fide Gifts to family members Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 15:20 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon stock | 100 | $16.64 | $1,664.00 |
DisclosureSEC source: 0001209191-23-049551 · doc4.xml · nonDerivative · entry 4 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,643 Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 15:20 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon stock | 57 | $16.66 | $949.62 |
DisclosureSEC source: 0001209191-23-049551 · doc4.xml · nonDerivative · entry 3 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,643 Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 15:20 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon stock | 143 | $16.67 | $2,383.81 |
DisclosureSEC source: 0001209191-23-049551 · doc4.xml · nonDerivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,643 Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 15:20 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon stock | 200 | $16.68 | $3,336.00 |
DisclosureSEC source: 0001209191-23-049551 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,643 Read SEC document |
| September 13, 2023 Filed Sep 13, 2023 14:20 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 2,000 | $16.23 | $32,460.00 |
DisclosureSEC source: 0001209191-23-049195 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,130,048 Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 13:00 UTC |
Downs Peter MathisonDirector · Chief Lending Officer
|
PurchaseCommon stock | 500 | $16.10 | $8,050.00 |
DisclosureSEC source: 0001209191-23-049378 · doc4.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,937 Read SEC document |
| September 07, 2023 Filed Sep 7, 2023 13:51 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 2,000 | $17.27 | $34,548.00 |
DisclosureSEC source: 0001209191-23-048561 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,128,048 Read SEC document |
| September 06, 2023 Filed Sep 6, 2023 15:57 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 1,000 | $17.01 | $17,013.50 |
DisclosureSEC source: 0001209191-23-048279 · doc4.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,289 Read SEC document |
| September 06, 2023 Filed Jan 30, 2024 13:24 UTC |
Downs Peter MathisonDirector · Chief Lending Officer
|
PurchaseCommon stock | 672 | $26.70 | $17,942.40 |
DisclosureSEC source: 0001587987-24-000027 · wk-form5_1706621052.xml · nonDerivative · entry 3 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,517 F2 · kind: Dividends received on vested shares which inadvertently were not previously posted to Reporting Person's account and reported. Read SEC document |
| August 15, 2023 Filed Aug 15, 2023 17:59 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 2,000 | $17.57 | $35,138.00 |
DisclosureSEC source: 0001209191-23-045796 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,126,048 Read SEC document |
| August 08, 2023 Filed Jan 30, 2024 13:54 UTC |
Zink Gregory LDirector
|
OtherCommon stock | 740 | $0.00 | $0.00 |
DisclosureSEC source: 0001587987-24-000029 · wk-form5_1706622879.xml · nonDerivative · entry 11 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · As Co-Trustee for Gregory L Zink Trust Disclosed balance after: 4,363 F2 · kind: Shares transferred by reporting person from direct ownership to indirect ownership. Read SEC document |
| August 08, 2023 Filed Jan 30, 2024 13:54 UTC |
Zink Gregory LDirector
|
OtherCommon stock | 740 | $0.00 | $0.00 |
DisclosureSEC source: 0001587987-24-000029 · wk-form5_1706622879.xml · nonDerivative · entry 5 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,623 F2 · kind: Shares transferred by reporting person from direct ownership to indirect ownership. Read SEC document |
| August 02, 2023 Filed Jan 25, 2024 20:10 UTC |
YOUNG NICOLASPresident, Newtek Bank, N.A.
|
Tax withholdingCommon stock | 2,733 | $17.98 | $49,139.34 |
DisclosureSEC source: 0001587987-24-000019 · wk-form5_1706213447.xml · nonDerivative · entry 3 YOUNG NICOLAS · CIK 0001728694 · President, Newtek Bank, N.A. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,392 F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Read SEC document |
| July 21, 2023 Filed Jan 23, 2024 09:12 UTC |
Razon-Feingold HalliDirector · Chief Administrative Officer
|
PurchaseCommon stock | 93 | $17.92 | $1,666.56 |
DisclosureSEC source: 0001587987-24-000007 · wk-form5_1706019141.xml · nonDerivative · entry 3 Razon-Feingold Halli · CIK 0001886713 · Director · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,671 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 21, 2023 Filed Jan 23, 2024 09:17 UTC |
Schwartz Michael AdamChief Legal Officer
|
PurchaseCommon stock | 200 | $17.92 | $3,584.00 |
DisclosureSEC source: 0001587987-24-000009 · wk-form5_1706019453.xml · nonDerivative · entry 4 Schwartz Michael Adam · CIK 0001337003 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,912 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 21, 2023 Filed Jan 23, 2024 14:29 UTC |
PEREZ-HICKMAN FERNANDODirector
|
PurchaseCommon stock | 31 | $17.92 | $555.52 |
DisclosureSEC source: 0001587987-24-000011 · wk-form5_1706020169.xml · nonDerivative · entry 2 PEREZ-HICKMAN FERNANDO · CIK 0001713483 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,119 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 21, 2023 Filed Jan 24, 2024 09:14 UTC |
PRICE MICHAEL SCOTTChief Financial Officer
|
PurchaseCommon stock | 187 | $17.92 | $3,351.04 |
DisclosureSEC source: 0001587987-24-000013 · wk-form5_1706105645.xml · nonDerivative · entry 1 PRICE MICHAEL SCOTT · CIK 0001552481 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,832 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 21, 2023 Filed Jan 24, 2024 20:31 UTC Amendment |
PEREZ-HICKMAN FERNANDODirector
|
PurchaseCommon stock | 31 | $17.92 | $555.52 |
DisclosureSEC source: 0001587987-24-000015 · wk-form5a_1706128301.xml · nonDerivative · entry 3 PEREZ-HICKMAN FERNANDO · CIK 0001713483 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,846 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. F3 · balance_after: The Reporting Person incorrectly included Reporting Person's indirect holdings as direct holdings on his Form 5 filed on January 23, 2024. Read SEC document |
| July 21, 2023 Filed Jan 25, 2024 17:13 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 1,511 | $17.92 | $27,077.12 |
DisclosureSEC source: 0001587987-24-000017 · wk-form5_1706202809.xml · nonDerivative · entry 3 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,129,609 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 21, 2023 Filed Jan 25, 2024 20:36 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon stock | 38 | $17.92 | $680.96 |
DisclosureSEC source: 0001587987-24-000021 · wk-form5_1706214954.xml · nonDerivative · entry 4 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,507 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 21, 2023 Filed Jan 25, 2024 20:36 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon stock | 256 | $17.42 | $4,459.52 |
DisclosureSEC source: 0001587987-24-000021 · wk-form5_1706214954.xml · nonDerivative · entry 3 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,469 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 21, 2023 Filed Jan 25, 2024 20:10 UTC |
YOUNG NICOLASPresident, Newtek Bank, N.A.
|
PurchaseCommon stock | 249 | $17.92 | $4,462.08 |
DisclosureSEC source: 0001587987-24-000019 · wk-form5_1706213447.xml · nonDerivative · entry 2 YOUNG NICOLAS · CIK 0001728694 · President, Newtek Bank, N.A. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,125 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 21, 2023 Filed Jan 26, 2024 10:36 UTC |
Mulia Salvatore FrancisDirector
|
PurchaseCommon stock | 38 | $17.92 | $680.96 |
DisclosureSEC source: 0001587987-24-000023 · wk-form5_1706283395.xml · nonDerivative · entry 3 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,671 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 21, 2023 Filed Jan 30, 2024 13:54 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 3 | $17.02 | $51.06 |
DisclosureSEC source: 0001587987-24-000029 · wk-form5_1706622879.xml · nonDerivative · entry 9 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · As Co-Trustee for Carmen Zink Trust Disclosed balance after: 337 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 21, 2023 Filed Jan 30, 2024 13:54 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 38 | $17.92 | $680.96 |
DisclosureSEC source: 0001587987-24-000029 · wk-form5_1706622879.xml · nonDerivative · entry 4 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,363 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 21, 2023 Filed Jan 30, 2024 13:54 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 224 | $17.02 | $3,812.48 |
DisclosureSEC source: 0001587987-24-000029 · wk-form5_1706622879.xml · nonDerivative · entry 3 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,325 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 21, 2023 Filed Jan 30, 2024 13:24 UTC |
Downs Peter MathisonDirector · Chief Lending Officer
|
PurchaseCommon stock | 246 | $17.92 | $4,408.32 |
DisclosureSEC source: 0001587987-24-000027 · wk-form5_1706621052.xml · nonDerivative · entry 2 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,517 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 21, 2023 Filed Feb 9, 2024 16:50 UTC |
Leger Nicholas JChief Accounting Officer
|
PurchaseCommon stock | 4 | $17.97 | $71.88 |
DisclosureSEC source: 0001587987-24-000035 · wk-form5_1707497434.xml · nonDerivative · entry 5 Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,318 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 21, 2023 Filed Feb 9, 2024 16:50 UTC |
Leger Nicholas JChief Accounting Officer
|
PurchaseCommon stock | 137 | $17.92 | $2,455.04 |
DisclosureSEC source: 0001587987-24-000035 · wk-form5_1707497434.xml · nonDerivative · entry 4 Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,318 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 10, 2023 Filed Jul 11, 2023 08:11 UTC |
Mulia Salvatore FrancisDirector
|
GrantCommon stock | 1,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-041984 · doc4.xml · nonDerivative · entry 1 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,478 F1 · kind: On July 10, 2023, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,568 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| July 10, 2023 Filed Jul 11, 2023 14:23 UTC |
PEREZ-HICKMAN FERNANDODirector
|
GrantCommon stock | 1,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-041986 · doc4.xml · nonDerivative · entry 1 PEREZ-HICKMAN FERNANDO · CIK 0001713483 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,068 F1 · kind: On July 10, 2023, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,568 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| July 10, 2023 Filed Jul 11, 2023 12:07 UTC |
Zink Gregory LDirector
|
GrantCommon stock | 1,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-041982 · doc4.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,289 F1 · kind: On July 10, 2023, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,568 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 12:39 UTC |
SALUTE RICHARD JDirector
|
GrantCommon stock | 1,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042056 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,143 F1 · kind: On July 10, 2023, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,568 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.