Tapewire

Nasdaq · USD

NEWT

NewtekOne, Inc.

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Tapewire entity
5823
SEC CIK
0001587987
Parsed reports
342

Last 12 months

Inside the activity.

24 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202540
Jan 202640
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202660
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2024 Filed May 24, 2024 14:06 UTC
YOUNG NICOLASPresident, Newtek Bank, N.A.
PurchaseCommon stock 500 $13.23 $6,615.00
Disclosure

SEC source: 0001587987-24-000103 · wk-form4_1716559605.xml · nonDerivative · entry 1

YOUNG NICOLAS · CIK 0001728694 · President, Newtek Bank, N.A.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,691

Read SEC document
May 21, 2024 Filed May 21, 2024 16:29 UTC SaleCommon stock 750 $13.16 $9,870.00
Disclosure

SEC source: 0001587987-24-000090 · wk-form4_1716323334.xml · nonDerivative · entry 1

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,809

F1 · kind: Pursuant to 10b5-1 plan adopted by the Reporting Person on June 20, 2023.

Read SEC document
May 15, 2024 Filed May 15, 2024 14:03 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 9,572 $14.18 $135,721.39
Disclosure

SEC source: 0001587987-24-000084 · wk-form4_1715781801.xml · nonDerivative · entry 2

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,130,674

Read SEC document
May 15, 2024 Filed May 15, 2024 14:03 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 428 $14.01 $5,995.00
Disclosure

SEC source: 0001587987-24-000084 · wk-form4_1715781801.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,130,674

Read SEC document
May 15, 2024 Filed May 15, 2024 14:34 UTC PurchaseCommon stock 200 $14.20 $2,840.00
Disclosure

SEC source: 0001587987-24-000086 · wk-form4_1715783637.xml · nonDerivative · entry 2

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,085

Read SEC document
May 15, 2024 Filed May 15, 2024 14:34 UTC PurchaseCommon stock 800 $14.14 $11,312.00
Disclosure

SEC source: 0001587987-24-000086 · wk-form4_1715783637.xml · nonDerivative · entry 1

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,085

Read SEC document
April 22, 2024 Filed Apr 23, 2024 16:14 UTC SaleCommon stock 750 $10.87 $8,152.50
Disclosure

SEC source: 0001587987-24-000070 · wk-form4_1713903270.xml · nonDerivative · entry 1

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,462

F1 · kind: Pursuant to 10b5-1 plan adopted by the Reporting Person on June 20, 2023.

Read SEC document
April 15, 2024 Filed Jan 30, 2025 16:08 UTC
Razon-Feingold HalliDirector · Chief Administrative Officer
PurchaseCommon stock 136 $11.22 $1,525.92
Disclosure

SEC source: 0001587987-25-000014 · wk-form5_1738271316.xml · nonDerivative · entry 3

Razon-Feingold Halli · CIK 0001886713 · Director · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,230

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
April 15, 2024 Filed Jan 30, 2025 21:14 UTC
DeMaria Frank MEVP, Chief Accounting Officer
PurchaseCommon stock 109 $11.22 $1,222.98
Disclosure

SEC source: 0001587987-25-000016 · wk-form5_1738271692.xml · nonDerivative · entry 2

DeMaria Frank M · CIK 0001871721 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,026

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
April 15, 2024 Filed Jan 30, 2025 21:27 UTC PurchaseCommon stock 53 $11.22 $594.66
Disclosure

SEC source: 0001587987-25-000020 · wk-form5_1738272433.xml · nonDerivative · entry 2

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,222

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
April 15, 2024 Filed Jan 30, 2025 15:57 UTC
Schwartz Michael AdamChief Legal Officer
PurchaseCommon stock 273 $11.22 $3,063.06
Disclosure

SEC source: 0001587987-25-000012 · wk-form5_1738270639.xml · nonDerivative · entry 4

Schwartz Michael Adam · CIK 0001337003 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,540

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
April 15, 2024 Filed Jan 30, 2025 21:20 UTC
YOUNG NICOLASPresident, Newtek Bank, N.A.
PurchaseCommon stock 308 $11.22 $3,455.76
Disclosure

SEC source: 0001587987-25-000018 · wk-form5_1738271993.xml · nonDerivative · entry 2

YOUNG NICOLAS · CIK 0001728694 · President, Newtek Bank, N.A.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,471

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
April 15, 2024 Filed Feb 6, 2025 15:38 UTC PurchaseCommon stock 53 $11.22 $594.66
Disclosure

SEC source: 0001587987-25-000024 · wk-form5_1738874308.xml · nonDerivative · entry 2

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,897

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
April 15, 2024 Filed Feb 6, 2025 15:43 UTC
PRICE MICHAEL SCOTTChief Financial Officer
PurchaseCommon stock 328 $11.22 $3,680.16
Disclosure

SEC source: 0001587987-25-000026 · wk-form5_1738874611.xml · nonDerivative · entry 2

PRICE MICHAEL SCOTT · CIK 0001552481 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,444

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
April 15, 2024 Filed Feb 6, 2025 21:00 UTC PurchaseCommon stock 263 $11.40 $2,998.20
Disclosure

SEC source: 0001587987-25-000030 · wk-form5_1738875624.xml · nonDerivative · entry 3

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,424

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
April 15, 2024 Filed Feb 6, 2025 21:00 UTC PurchaseCommon stock 53 $11.22 $594.66
Disclosure

SEC source: 0001587987-25-000030 · wk-form5_1738875624.xml · nonDerivative · entry 2

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,424

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
April 15, 2024 Filed Feb 6, 2025 20:50 UTC
Downs Peter MathisonDirector · Chief Lending Officer
PurchaseCommon stock 341 $11.22 $3,826.02
Disclosure

SEC source: 0001587987-25-000028 · wk-form5_1738875047.xml · nonDerivative · entry 2

Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,185

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
April 15, 2024 Filed Feb 6, 2025 20:29 UTC PurchaseCommon stock 53 $11.22 $594.66
Disclosure

SEC source: 0001587987-25-000022 · wk-form5_1738873787.xml · nonDerivative · entry 2

PEREZ-HICKMAN FERNANDO · CIK 0001713483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,981

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
April 15, 2024 Filed Feb 10, 2025 19:58 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 2,009 $11.22 $22,540.98
Disclosure

SEC source: 0001587987-25-000032 · wk-form5_1739217523.xml · nonDerivative · entry 3

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,168,337

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 16:04 UTC SaleCommon stock 750 $10.71 $8,032.50
Disclosure

SEC source: 0001587987-24-000047 · wk-form4_1711137849.xml · nonDerivative · entry 1

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,212

F1 · kind: Pursuant to 10b5-1 plan adopted by the Reporting Person on June 20, 2023.

Read SEC document
March 15, 2024 Filed Jan 30, 2025 15:57 UTC
Schwartz Michael AdamChief Legal Officer
Tax withholdingCommon stock 391 $10.90 $4,261.90
Disclosure

SEC source: 0001587987-25-000012 · wk-form5_1738270639.xml · nonDerivative · entry 3

Schwartz Michael Adam · CIK 0001337003 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,540

F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.

Read SEC document
February 21, 2024 Filed Feb 21, 2024 17:12 UTC SaleCommon stock 750 $11.48 $8,610.00
Disclosure

SEC source: 0001587987-24-000037 · wk-form4_1708553493.xml · nonDerivative · entry 1

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,962

F1 · kind: Pursuant to 10b5-1 plan adopted by the Reporting Person on June 20, 2023.

Read SEC document
February 15, 2024 Filed Jan 30, 2025 16:08 UTC
Razon-Feingold HalliDirector · Chief Administrative Officer
Tax withholdingCommon stock 503 $11.52 $5,794.56
Disclosure

SEC source: 0001587987-25-000014 · wk-form5_1738271316.xml · nonDerivative · entry 2

Razon-Feingold Halli · CIK 0001886713 · Director · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,230

F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.

Read SEC document
February 15, 2024 Filed Jan 30, 2025 15:57 UTC
Schwartz Michael AdamChief Legal Officer
Tax withholdingCommon stock 966 $11.52 $11,128.32
Disclosure

SEC source: 0001587987-25-000012 · wk-form5_1738270639.xml · nonDerivative · entry 2

Schwartz Michael Adam · CIK 0001337003 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,540

F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.

Read SEC document
February 15, 2024 Filed Feb 10, 2025 19:58 UTC
SLOANE BARRYDirector · Chairman & CEO
Tax withholdingCommon stock 15,152 $11.52 $174,551.04
Disclosure

SEC source: 0001587987-25-000032 · wk-form5_1739217523.xml · nonDerivative · entry 2

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,168,337

F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 16:59 UTC GiftCommon stock 4,000 $13.16 $52,640.00
Disclosure

SEC source: 0001587987-24-000031 · wk-form4_1706651936.xml · nonDerivative · entry 1

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,712

F1 · kind: Bona Fide Gifts to family members.

Read SEC document
January 22, 2024 Filed Jan 22, 2024 16:01 UTC SaleCommon stock 750 $12.56 $9,420.00
Disclosure

SEC source: 0001587987-24-000005 · wk-form4_1705957272.xml · nonDerivative · entry 1

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,503

F1 · kind: Pursuant to 10b5-1 plan adopted by the Reporting Person on June 20, 2023.

Read SEC document
January 12, 2024 Filed Jan 30, 2025 16:08 UTC
Razon-Feingold HalliDirector · Chief Administrative Officer
PurchaseCommon stock 112 $12.79 $1,432.48
Disclosure

SEC source: 0001587987-25-000014 · wk-form5_1738271316.xml · nonDerivative · entry 1

Razon-Feingold Halli · CIK 0001886713 · Director · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,230

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
January 12, 2024 Filed Jan 30, 2025 21:14 UTC
DeMaria Frank MEVP, Chief Accounting Officer
PurchaseCommon stock 90 $12.79 $1,151.10
Disclosure

SEC source: 0001587987-25-000016 · wk-form5_1738271692.xml · nonDerivative · entry 1

DeMaria Frank M · CIK 0001871721 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,026

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
January 12, 2024 Filed Jan 30, 2025 21:27 UTC PurchaseCommon stock 44 $12.79 $562.76
Disclosure

SEC source: 0001587987-25-000020 · wk-form5_1738272433.xml · nonDerivative · entry 1

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,222

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
January 12, 2024 Filed Jan 30, 2025 15:57 UTC
Schwartz Michael AdamChief Legal Officer
PurchaseCommon stock 329 $12.79 $4,207.91
Disclosure

SEC source: 0001587987-25-000012 · wk-form5_1738270639.xml · nonDerivative · entry 1

Schwartz Michael Adam · CIK 0001337003 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,540

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
January 12, 2024 Filed Jan 30, 2025 21:20 UTC
YOUNG NICOLASPresident, Newtek Bank, N.A.
PurchaseCommon stock 253 $12.79 $3,235.87
Disclosure

SEC source: 0001587987-25-000018 · wk-form5_1738271993.xml · nonDerivative · entry 1

YOUNG NICOLAS · CIK 0001728694 · President, Newtek Bank, N.A.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,471

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
January 12, 2024 Filed Feb 6, 2025 15:38 UTC PurchaseCommon stock 44 $12.79 $562.76
Disclosure

SEC source: 0001587987-25-000024 · wk-form5_1738874308.xml · nonDerivative · entry 1

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,897

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
January 12, 2024 Filed Feb 6, 2025 15:43 UTC
PRICE MICHAEL SCOTTChief Financial Officer
PurchaseCommon stock 269 $12.79 $3,440.51
Disclosure

SEC source: 0001587987-25-000026 · wk-form5_1738874611.xml · nonDerivative · entry 1

PRICE MICHAEL SCOTT · CIK 0001552481 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,444

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
January 12, 2024 Filed Feb 6, 2025 21:00 UTC PurchaseCommon stock 44 $12.79 $562.76
Disclosure

SEC source: 0001587987-25-000030 · wk-form5_1738875624.xml · nonDerivative · entry 1

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,424

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
January 12, 2024 Filed Feb 6, 2025 20:50 UTC
Downs Peter MathisonDirector · Chief Lending Officer
PurchaseCommon stock 352 $12.79 $4,502.08
Disclosure

SEC source: 0001587987-25-000028 · wk-form5_1738875047.xml · nonDerivative · entry 1

Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,185

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
January 12, 2024 Filed Feb 6, 2025 20:29 UTC PurchaseCommon stock 44 $12.79 $562.76
Disclosure

SEC source: 0001587987-25-000022 · wk-form5_1738873787.xml · nonDerivative · entry 1

PEREZ-HICKMAN FERNANDO · CIK 0001713483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,981

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
January 12, 2024 Filed Feb 10, 2025 19:58 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 1,646 $12.79 $21,052.34
Disclosure

SEC source: 0001587987-25-000032 · wk-form5_1739217523.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,168,337

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
December 21, 2023 Filed Dec 22, 2023 13:59 UTC SaleCommon stock 750 $14.34 $10,755.00
Disclosure

SEC source: 0001209191-23-059539 · doc4.xml · nonDerivative · entry 1

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,253

F1 · kind: Pursuant to 10b5-1 plan adopted by the Reporting Person on June 20, 2023.

Read SEC document
December 13, 2023 Filed Dec 13, 2023 14:51 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 3,000 $13.45 $40,335.00
Disclosure

SEC source: 0001209191-23-058442 · doc4.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,140,280

Read SEC document
December 04, 2023 Filed Feb 9, 2024 16:50 UTC
Leger Nicholas JChief Accounting Officer
SaleCommon stock 5 $13.83 $69.13
Disclosure

SEC source: 0001587987-24-000035 · wk-form5_1707497434.xml · nonDerivative · entry 8

Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,318

F3 · kind: Shares sold by Reporting Person's broker to cover account fees.

Read SEC document
November 27, 2023 Filed Nov 27, 2023 14:57 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 4,253 $13.00 $55,289.00
Disclosure

SEC source: 0001209191-23-056623 · doc4.xml · nonDerivative · entry 2

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,137,280

Read SEC document
November 27, 2023 Filed Nov 27, 2023 14:57 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 979 $12.95 $12,678.05
Disclosure

SEC source: 0001209191-23-056623 · doc4.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,137,280

Read SEC document
November 22, 2023 Filed Nov 24, 2023 14:14 UTC PurchaseCommon stock 200 $13.03 $2,605.18
Disclosure

SEC source: 0001209191-23-056561 · doc4.xml · nonDerivative · entry 1

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,843

Read SEC document
November 21, 2023 Filed Nov 22, 2023 16:06 UTC SaleCommon stock 750 $13.53 $10,147.50
Disclosure

SEC source: 0001209191-23-056448 · doc4.xml · nonDerivative · entry 1

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,003

F1 · kind: Pursuant to 10b5-1 plan adopted by the Reporting Person on June 20, 2023.

Read SEC document
October 25, 2023 Filed Jan 30, 2024 13:54 UTC PurchaseCommon stock 5 $12.73 $63.65
Disclosure

SEC source: 0001587987-24-000029 · wk-form5_1706622879.xml · nonDerivative · entry 10

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · As Co-Trustee for Carmen Zink Trust

Disclosed balance after: 342

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
October 25, 2023 Filed Jan 30, 2024 13:54 UTC PurchaseCommon stock 324 $12.73 $4,124.52
Disclosure

SEC source: 0001587987-24-000029 · wk-form5_1706622879.xml · nonDerivative · entry 7

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,988

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
October 20, 2023 Filed Oct 20, 2023 16:13 UTC SaleCommon stock 750 $13.70 $10,275.00
Disclosure

SEC source: 0001209191-23-053241 · doc4.xml · nonDerivative · entry 1

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,753

F1 · kind: Pursuant to 10b5-1 plan adopted by the Reporting Person on June 20, 2023.

Read SEC document
October 20, 2023 Filed Jan 23, 2024 09:12 UTC
Razon-Feingold HalliDirector · Chief Administrative Officer
PurchaseCommon stock 126 $13.40 $1,688.40
Disclosure

SEC source: 0001587987-24-000007 · wk-form5_1706019141.xml · nonDerivative · entry 4

Razon-Feingold Halli · CIK 0001886713 · Director · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,797

F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
October 20, 2023 Filed Jan 23, 2024 09:17 UTC
Schwartz Michael AdamChief Legal Officer
PurchaseCommon stock 270 $13.40 $3,618.00
Disclosure

SEC source: 0001587987-24-000009 · wk-form5_1706019453.xml · nonDerivative · entry 5

Schwartz Michael Adam · CIK 0001337003 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,182

F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.