Last 12 months
Inside the activity.
24 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 6 | 0 |
| Dec 2025 | 4 | 0 |
| Jan 2026 | 4 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 6 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2025 Filed May 13, 2025 12:59 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon stock | 3,700 | $11.08 | $40,977.50 |
DisclosureSEC source: 0001587987-25-000086 · wk-form4_1747141164.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,922 Read SEC document |
| May 09, 2025 Filed May 12, 2025 13:51 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 1,000 | $10.32 | $10,320.00 |
DisclosureSEC source: 0001587987-25-000079 · wk-form4_1747057889.xml · nonDerivative · entry 2 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,924 Read SEC document |
| May 09, 2025 Filed May 12, 2025 13:51 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 1,000 | $10.46 | $10,460.00 |
DisclosureSEC source: 0001587987-25-000079 · wk-form4_1747057889.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,924 Read SEC document |
| April 30, 2025 Filed Jan 15, 2026 21:15 UTC |
SLOANE BARRYDirector · President, Chairman & CEO
|
PurchaseCommon Stock | 2,517 | $10.40 | $26,176.80 |
DisclosureSEC source: 0001628280-26-002186 · wk-form5_1768511703.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,190,585 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 30, 2025 Filed Jan 15, 2026 16:01 UTC |
Razon-Feingold HalliDirector · SVP, Human Resources & CAO
|
PurchaseCommon Stock | 406 | $10.40 | $4,222.40 |
DisclosureSEC source: 0001628280-26-002165 · wk-form5_1768510912.xml · nonDerivative · entry 2 Razon-Feingold Halli · CIK 0001886713 · Director · SVP, Human Resources & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,657 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 30, 2025 Filed Jan 15, 2026 21:04 UTC |
DeMaria Frank MCheif Financial Officer
|
PurchaseCommon Stock | 582 | $10.40 | $6,052.80 |
DisclosureSEC source: 0001628280-26-002168 · wk-form5_1768511072.xml · nonDerivative · entry 2 DeMaria Frank M · CIK 0001871721 · Cheif Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,664 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 30, 2025 Filed Jan 15, 2026 15:58 UTC |
Schwartz Michael AdamChief Legal Officer
|
PurchaseCommon Stock | 715 | $10.40 | $7,436.00 |
DisclosureSEC source: 0001628280-26-002162 · wk-form5_1768510708.xml · nonDerivative · entry 2 Schwartz Michael Adam · CIK 0001337003 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,466 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 30, 2025 Filed Jan 15, 2026 21:10 UTC |
Downs Peter MathisonDirector · President, Newtek Bank
|
PurchaseCommon Stock | 774 | $10.40 | $8,049.60 |
DisclosureSEC source: 0001628280-26-002176 · wk-form5_1768511428.xml · nonDerivative · entry 2 Downs Peter Mathison · CIK 0001624862 · Director · President, Newtek Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,060 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 30, 2025 Filed Feb 2, 2026 20:54 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon Stock | 52 | $10.40 | $540.80 |
DisclosureSEC source: 0001628280-26-004594 · wk-form5_1770065639.xml · nonDerivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,692 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 30, 2025 Filed Feb 2, 2026 21:01 UTC |
Brunet Craig JeffryDirector
|
PurchaseCommon Stock | 18 | $10.75 | $193.45 |
DisclosureSEC source: 0001628280-26-004599 · wk-form5_1770066077.xml · nonDerivative · entry 2 Brunet Craig Jeffry · CIK 0001368936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,775 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 30, 2025 Filed Feb 2, 2026 20:49 UTC |
PEREZ-HICKMAN FERNANDODirector
|
PurchaseCommon Stock | 52 | $10.40 | $540.80 |
DisclosureSEC source: 0001628280-26-004592 · wk-form5_1770065340.xml · nonDerivative · entry 2 PEREZ-HICKMAN FERNANDO · CIK 0001713483 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,451 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 30, 2025 Filed Feb 2, 2026 21:05 UTC |
Zink Gregory LDirector
|
PurchaseCommon Stock | 52 | $10.40 | $540.80 |
DisclosureSEC source: 0001628280-26-004603 · wk-form5_1770066342.xml · nonDerivative · entry 2 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,005 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 12:56 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 500 | $12.34 | $6,170.00 |
DisclosureSEC source: 0001587987-25-000057 · wk-form4_1742820979.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,924 Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 13:00 UTC |
Brunet Craig JeffryDirector
|
PurchaseCommon stock | 500 | $12.48 | $6,239.65 |
DisclosureSEC source: 0001587987-25-000055 · wk-form4_1742561996.xml · nonDerivative · entry 1 Brunet Craig Jeffry · CIK 0001368936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| January 21, 2025 Filed Feb 2, 2026 21:01 UTC |
Brunet Craig JeffryDirector
|
PurchaseCommon Stock | 15 | $12.32 | $184.80 |
DisclosureSEC source: 0001628280-26-004599 · wk-form5_1770066077.xml · nonDerivative · entry 1 Brunet Craig Jeffry · CIK 0001368936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,775 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| January 13, 2025 Filed Jan 15, 2026 21:15 UTC |
SLOANE BARRYDirector · President, Chairman & CEO
|
PurchaseCommon Stock | 2,123 | $12.14 | $25,773.22 |
DisclosureSEC source: 0001628280-26-002186 · wk-form5_1768511703.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,190,585 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| January 13, 2025 Filed Jan 15, 2026 16:01 UTC |
Razon-Feingold HalliDirector · SVP, Human Resources & CAO
|
PurchaseCommon Stock | 343 | $12.14 | $4,164.02 |
DisclosureSEC source: 0001628280-26-002165 · wk-form5_1768510912.xml · nonDerivative · entry 1 Razon-Feingold Halli · CIK 0001886713 · Director · SVP, Human Resources & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,657 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| January 13, 2025 Filed Jan 15, 2026 21:04 UTC |
DeMaria Frank MCheif Financial Officer
|
PurchaseCommon Stock | 491 | $12.14 | $5,960.74 |
DisclosureSEC source: 0001628280-26-002168 · wk-form5_1768511072.xml · nonDerivative · entry 1 DeMaria Frank M · CIK 0001871721 · Cheif Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,664 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| January 13, 2025 Filed Jan 15, 2026 15:58 UTC |
Schwartz Michael AdamChief Legal Officer
|
PurchaseCommon Stock | 603 | $12.14 | $7,320.42 |
DisclosureSEC source: 0001628280-26-002162 · wk-form5_1768510708.xml · nonDerivative · entry 1 Schwartz Michael Adam · CIK 0001337003 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,466 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| January 13, 2025 Filed Jan 15, 2026 21:10 UTC |
Downs Peter MathisonDirector · President, Newtek Bank
|
PurchaseCommon Stock | 653 | $12.14 | $7,927.42 |
DisclosureSEC source: 0001628280-26-002176 · wk-form5_1768511428.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · President, Newtek Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,060 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| January 13, 2025 Filed Feb 2, 2026 20:54 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon Stock | 44 | $12.14 | $534.16 |
DisclosureSEC source: 0001628280-26-004594 · wk-form5_1770065639.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,692 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| January 13, 2025 Filed Feb 2, 2026 20:49 UTC |
PEREZ-HICKMAN FERNANDODirector
|
PurchaseCommon Stock | 44 | $12.14 | $534.16 |
DisclosureSEC source: 0001628280-26-004592 · wk-form5_1770065340.xml · nonDerivative · entry 1 PEREZ-HICKMAN FERNANDO · CIK 0001713483 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,451 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| January 13, 2025 Filed Feb 2, 2026 21:05 UTC |
Zink Gregory LDirector
|
PurchaseCommon Stock | 44 | $12.14 | $534.16 |
DisclosureSEC source: 0001628280-26-004603 · wk-form5_1770066342.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,005 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 23, 2024 Filed Dec 23, 2024 15:43 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 3,000 | $12.95 | $38,838.00 |
DisclosureSEC source: 0001587987-24-000253 · wk-form4_1734968615.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,164,855 Read SEC document |
| December 23, 2024 Filed Dec 23, 2024 15:03 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon stock | 1,000 | $12.83 | $12,825.00 |
DisclosureSEC source: 0001587987-24-000249 · wk-form4_1734966205.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,117 Read SEC document |
| December 23, 2024 Filed Dec 23, 2024 15:27 UTC |
Brunet Craig JeffryDirector
|
PurchaseCommon stock | 500 | $12.83 | $6,413.45 |
DisclosureSEC source: 0001587987-24-000251 · wk-form4_1734967632.xml · nonDerivative · entry 1 Brunet Craig Jeffry · CIK 0001368936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| December 23, 2024 Filed Dec 23, 2024 18:40 UTC |
Downs Peter MathisonDirector · Chief Lending Officer
|
PurchaseCommon stock | 750 | $12.93 | $9,697.50 |
DisclosureSEC source: 0001587987-24-000257 · wk-form4_1734979242.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,129 Read SEC document |
| December 23, 2024 Filed Dec 23, 2024 16:09 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 500 | $12.75 | $6,375.00 |
DisclosureSEC source: 0001587987-24-000255 · wk-form4_1734970167.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,517 Read SEC document |
| November 26, 2024 Filed Nov 26, 2024 14:40 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 3,000 | $14.75 | $44,250.00 |
DisclosureSEC source: 0001587987-24-000241 · wk-form4_1732631997.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,161,855 Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 13:39 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 1,000 | $13.95 | $13,949.10 |
DisclosureSEC source: 0001587987-24-000239 · wk-form4_1731937189.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,017 Read SEC document |
| October 21, 2024 Filed Jan 30, 2025 16:08 UTC |
Razon-Feingold HalliDirector · Chief Administrative Officer
|
PurchaseCommon stock | 304 | $13.46 | $4,091.84 |
DisclosureSEC source: 0001587987-25-000014 · wk-form5_1738271316.xml · nonDerivative · entry 5 Razon-Feingold Halli · CIK 0001886713 · Director · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,230 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 21, 2024 Filed Jan 30, 2025 21:14 UTC |
DeMaria Frank MEVP, Chief Accounting Officer
|
PurchaseCommon stock | 436 | $13.46 | $5,868.56 |
DisclosureSEC source: 0001587987-25-000016 · wk-form5_1738271692.xml · nonDerivative · entry 4 DeMaria Frank M · CIK 0001871721 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,026 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 21, 2024 Filed Jan 30, 2025 21:27 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon stock | 39 | $13.46 | $524.94 |
DisclosureSEC source: 0001587987-25-000020 · wk-form5_1738272433.xml · nonDerivative · entry 4 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,222 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 21, 2024 Filed Jan 30, 2025 15:57 UTC |
Schwartz Michael AdamChief Legal Officer
|
PurchaseCommon stock | 537 | $13.46 | $7,228.02 |
DisclosureSEC source: 0001587987-25-000012 · wk-form5_1738270639.xml · nonDerivative · entry 6 Schwartz Michael Adam · CIK 0001337003 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,540 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 21, 2024 Filed Jan 30, 2025 21:20 UTC |
YOUNG NICOLASPresident, Newtek Bank, N.A.
|
PurchaseCommon stock | 386 | $13.46 | $5,195.56 |
DisclosureSEC source: 0001587987-25-000018 · wk-form5_1738271993.xml · nonDerivative · entry 5 YOUNG NICOLAS · CIK 0001728694 · President, Newtek Bank, N.A. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,471 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 21, 2024 Filed Feb 6, 2025 15:38 UTC |
Mulia Salvatore FrancisDirector
|
PurchaseCommon stock | 39 | $13.46 | $524.94 |
DisclosureSEC source: 0001587987-25-000024 · wk-form5_1738874308.xml · nonDerivative · entry 4 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,897 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 21, 2024 Filed Feb 6, 2025 15:43 UTC |
PRICE MICHAEL SCOTTChief Financial Officer
|
PurchaseCommon stock | 368 | $13.46 | $4,953.28 |
DisclosureSEC source: 0001587987-25-000026 · wk-form5_1738874611.xml · nonDerivative · entry 4 PRICE MICHAEL SCOTT · CIK 0001552481 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,444 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 21, 2024 Filed Feb 6, 2025 21:00 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 39 | $13.46 | $524.94 |
DisclosureSEC source: 0001587987-25-000030 · wk-form5_1738875624.xml · nonDerivative · entry 6 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,424 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 21, 2024 Filed Feb 6, 2025 20:50 UTC |
Downs Peter MathisonDirector · Chief Lending Officer
|
PurchaseCommon stock | 581 | $13.46 | $7,820.26 |
DisclosureSEC source: 0001587987-25-000028 · wk-form5_1738875047.xml · nonDerivative · entry 4 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,185 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 21, 2024 Filed Feb 6, 2025 20:29 UTC |
PEREZ-HICKMAN FERNANDODirector
|
PurchaseCommon stock | 39 | $13.46 | $524.94 |
DisclosureSEC source: 0001587987-25-000022 · wk-form5_1738873787.xml · nonDerivative · entry 4 PEREZ-HICKMAN FERNANDO · CIK 0001713483 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,981 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 21, 2024 Filed Feb 10, 2025 19:58 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 1,888 | $13.46 | $25,412.48 |
DisclosureSEC source: 0001587987-25-000032 · wk-form5_1739217523.xml · nonDerivative · entry 5 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,168,337 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 20:03 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
GrantCommon stock | 11,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001587987-24-000220 · wk-form4_1728417774.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,158,855 F1 · kind: On October 4, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 11,532 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twelve (12) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 15:54 UTC |
Razon-Feingold HalliDirector · Chief Administrative Officer
|
GrantCommon stock | 7,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001587987-24-000216 · wk-form4_1728417269.xml · nonDerivative · entry 1 Razon-Feingold Halli · CIK 0001886713 · Director · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,739 F1 · kind: On October 4, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 7,208 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twelve (12) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 19:57 UTC |
DeMaria Frank MEVP, Chief Accounting Officer
|
GrantCommon stock | 4,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001587987-24-000218 · wk-form4_1728417445.xml · nonDerivative · entry 1 DeMaria Frank M · CIK 0001871721 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,326 F1 · kind: On October 4, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 4,119 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twelve (12) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 15:47 UTC |
Schwartz Michael AdamChief Legal Officer
|
GrantCommon stock | 11,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001587987-24-000213 · wk-form4_1728416824.xml · nonDerivative · entry 1 Schwartz Michael Adam · CIK 0001337003 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,655 F1 · kind: On October 4, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 11,326 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twelve (12) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 15:56 UTC |
PRICE MICHAEL SCOTTChief Financial Officer
|
GrantCommon stock | 4,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001587987-24-000217 · wk-form4_1728417396.xml · nonDerivative · entry 1 PRICE MICHAEL SCOTT · CIK 0001552481 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,789 F1 · kind: On October 4, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 4,119 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twelve (12) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 20:00 UTC |
YOUNG NICOLASPresident, Newtek Bank, N.A.
|
GrantCommon stock | 8,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001587987-24-000219 · wk-form4_1728417596.xml · nonDerivative · entry 1 YOUNG NICOLAS · CIK 0001728694 · President, Newtek Bank, N.A. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,883 F1 · kind: On October 4, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 8,237 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twelve (12) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 19:49 UTC |
Downs Peter MathisonDirector · Chief Lending Officer
|
GrantCommon stock | 10,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001587987-24-000214 · wk-form4_1728416983.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,379 F1 · kind: On October 4, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 10,297 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twelve (12) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| September 24, 2024 Filed Sep 24, 2024 15:51 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
GiftCommon stock | 40,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001587987-24-000201 · wk-form4_1727193065.xml · nonDerivative · entry 7 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,147,323 F1 · kind: Represents a bona fide gift of securities by the Reporting Person to the CAMCO ONE IRREVOCABLE TRUST (the "Trust"). The Reporting Person is the grantor of the Trust and does not have voting or investment control over the securities and disclaims beneficial ownership of the securities. Read SEC document |
| September 23, 2024 Filed Sep 24, 2024 15:51 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 3,614 | $11.92 | $43,077.07 |
DisclosureSEC source: 0001587987-24-000201 · wk-form4_1727193065.xml · nonDerivative · entry 6 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,187,457 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.