Tapewire

Nasdaq · USD

NEWT

NewtekOne, Inc.

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Tapewire entity
5823
SEC CIK
0001587987
Parsed reports
342

Last 12 months

Inside the activity.

24 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202540
Jan 202640
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202660
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2025 Filed Jan 15, 2026 16:01 UTC
Razon-Feingold HalliDirector · SVP, Human Resources & CAO
Tax withholdingCommon Stock 4,251 $12.11 $51,479.61
Disclosure

SEC source: 0001628280-26-002165 · wk-form5_1768510912.xml · nonDerivative · entry 5

Razon-Feingold Halli · CIK 0001886713 · Director · SVP, Human Resources & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,657

F3 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.

Read SEC document
August 15, 2025 Filed Jan 15, 2026 15:58 UTC
Schwartz Michael AdamChief Legal Officer
Tax withholdingCommon Stock 6,527 $12.11 $79,041.97
Disclosure

SEC source: 0001628280-26-002162 · wk-form5_1768510708.xml · nonDerivative · entry 5

Schwartz Michael Adam · CIK 0001337003 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,466

F3 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.

Read SEC document
August 15, 2025 Filed Jan 15, 2026 21:10 UTC
Downs Peter MathisonDirector · President, Newtek Bank
Tax withholdingCommon Stock 8,401 $12.11 $101,736.11
Disclosure

SEC source: 0001628280-26-002176 · wk-form5_1768511428.xml · nonDerivative · entry 4

Downs Peter Mathison · CIK 0001624862 · Director · President, Newtek Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,060

F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.

Read SEC document
August 01, 2025 Filed Aug 4, 2025 12:29 UTC PurchaseCommon stock 1,400 $11.25 $15,749.86
Disclosure

SEC source: 0001587987-25-000133 · wk-form4_1754310572.xml · nonDerivative · entry 2

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,605

Read SEC document
August 01, 2025 Filed Aug 4, 2025 12:29 UTC PurchaseCommon stock 700 $11.23 $7,861.00
Disclosure

SEC source: 0001587987-25-000133 · wk-form4_1754310572.xml · nonDerivative · entry 1

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,205

Read SEC document
July 21, 2025 Filed Jan 15, 2026 21:15 UTC
SLOANE BARRYDirector · President, Chairman & CEO
PurchaseCommon Stock 2,322 $11.48 $26,656.56
Disclosure

SEC source: 0001628280-26-002186 · wk-form5_1768511703.xml · nonDerivative · entry 3

SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,190,585

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
July 21, 2025 Filed Jan 15, 2026 16:01 UTC
Razon-Feingold HalliDirector · SVP, Human Resources & CAO
PurchaseCommon Stock 379 $11.48 $4,350.92
Disclosure

SEC source: 0001628280-26-002165 · wk-form5_1768510912.xml · nonDerivative · entry 4

Razon-Feingold Halli · CIK 0001886713 · Director · SVP, Human Resources & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,657

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
July 21, 2025 Filed Jan 15, 2026 21:04 UTC
DeMaria Frank MCheif Financial Officer
PurchaseCommon Stock 537 $11.48 $6,164.76
Disclosure

SEC source: 0001628280-26-002168 · wk-form5_1768511072.xml · nonDerivative · entry 3

DeMaria Frank M · CIK 0001871721 · Cheif Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,664

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
July 21, 2025 Filed Jan 15, 2026 15:58 UTC
Schwartz Michael AdamChief Legal Officer
PurchaseCommon Stock 660 $11.48 $7,576.80
Disclosure

SEC source: 0001628280-26-002162 · wk-form5_1768510708.xml · nonDerivative · entry 4

Schwartz Michael Adam · CIK 0001337003 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,466

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
July 21, 2025 Filed Jan 15, 2026 21:10 UTC
Downs Peter MathisonDirector · President, Newtek Bank
PurchaseCommon Stock 714 $11.48 $8,196.72
Disclosure

SEC source: 0001628280-26-002176 · wk-form5_1768511428.xml · nonDerivative · entry 3

Downs Peter Mathison · CIK 0001624862 · Director · President, Newtek Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,060

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
July 21, 2025 Filed Feb 2, 2026 20:54 UTC PurchaseCommon Stock 51 $11.48 $585.48
Disclosure

SEC source: 0001628280-26-004594 · wk-form5_1770065639.xml · nonDerivative · entry 3

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,692

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
July 21, 2025 Filed Feb 2, 2026 21:01 UTC PurchaseCommon Stock 17 $11.42 $194.14
Disclosure

SEC source: 0001628280-26-004599 · wk-form5_1770066077.xml · nonDerivative · entry 4

Brunet Craig Jeffry · CIK 0001368936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,775

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
July 21, 2025 Filed Feb 2, 2026 21:01 UTC PurchaseCommon Stock 38 $11.48 $436.24
Disclosure

SEC source: 0001628280-26-004599 · wk-form5_1770066077.xml · nonDerivative · entry 3

Brunet Craig Jeffry · CIK 0001368936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,775

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
July 21, 2025 Filed Feb 2, 2026 20:49 UTC PurchaseCommon Stock 51 $11.48 $585.48
Disclosure

SEC source: 0001628280-26-004592 · wk-form5_1770065340.xml · nonDerivative · entry 3

PEREZ-HICKMAN FERNANDO · CIK 0001713483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,451

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
July 21, 2025 Filed Feb 2, 2026 21:05 UTC PurchaseCommon Stock 51 $11.48 $585.48
Disclosure

SEC source: 0001628280-26-004603 · wk-form5_1770066342.xml · nonDerivative · entry 5

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,005

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
July 15, 2025 Filed Jan 15, 2026 16:01 UTC
Razon-Feingold HalliDirector · SVP, Human Resources & CAO
Tax withholdingCommon Stock 2,859 $11.38 $32,535.42
Disclosure

SEC source: 0001628280-26-002165 · wk-form5_1768510912.xml · nonDerivative · entry 3

Razon-Feingold Halli · CIK 0001886713 · Director · SVP, Human Resources & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,657

F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2023 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.

Read SEC document
July 15, 2025 Filed Jan 15, 2026 15:58 UTC
Schwartz Michael AdamChief Legal Officer
Tax withholdingCommon Stock 4,648 $11.38 $52,894.24
Disclosure

SEC source: 0001628280-26-002162 · wk-form5_1768510708.xml · nonDerivative · entry 3

Schwartz Michael Adam · CIK 0001337003 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,466

F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2023 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.

Read SEC document
July 15, 2025 Filed Feb 2, 2026 21:05 UTC OtherCommon Stock 836 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-004603 · wk-form5_1770066342.xml · nonDerivative · entry 8

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · As Co-Trustee for Gregory L Zink Trust

Disclosed balance after: 9,713

F2 · kind: Shares transferred by reporting person from direct ownership to indirect ownership.

Read SEC document
July 15, 2025 Filed Feb 2, 2026 21:05 UTC OtherCommon Stock 836 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-004603 · wk-form5_1770066342.xml · nonDerivative · entry 4

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,005

F2 · kind: Shares transferred by reporting person from direct ownership to indirect ownership.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 13:25 UTC GrantCommon stock 2,283 $10.95 $24,998.85
Disclosure

SEC source: 0001587987-25-000121 · wk-form4_1751376320.xml · nonDerivative · entry 1

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,505

F1 · kind: On June 30, 2025, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 2,283 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 13:18 UTC GrantCommon stock 2,283 $10.95 $24,998.85
Disclosure

SEC source: 0001587987-25-000117 · wk-form4_1751375892.xml · nonDerivative · entry 1

Brunet Craig Jeffry · CIK 0001368936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,783

F1 · kind: On June 30, 2025, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 2,283 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 13:29 UTC GrantCommon stock 2,283 $10.95 $24,998.85
Disclosure

SEC source: 0001587987-25-000123 · wk-form4_1751376554.xml · nonDerivative · entry 1

PEREZ-HICKMAN FERNANDO · CIK 0001713483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,264

F1 · kind: On June 30, 2025, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 2,283 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 13:22 UTC GrantCommon stock 2,283 $10.95 $24,998.85
Disclosure

SEC source: 0001587987-25-000119 · wk-form4_1751376122.xml · nonDerivative · entry 1

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,207

F1 · kind: On June 30, 2025, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 2,283 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Read SEC document
June 20, 2025 Filed Jun 23, 2025 12:32 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 1,000 $10.39 $10,392.50
Disclosure

SEC source: 0001587987-25-000111 · wk-form4_1750681949.xml · nonDerivative · entry 2

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,202,459

Read SEC document
June 20, 2025 Filed Jun 23, 2025 12:32 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 1,000 $10.39 $10,392.30
Disclosure

SEC source: 0001587987-25-000111 · wk-form4_1750681949.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,201,459

Read SEC document
June 15, 2025 Filed Feb 2, 2026 21:05 UTC OtherCommon Stock 2,053 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-004603 · wk-form5_1770066342.xml · nonDerivative · entry 7

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · As Co-Trustee for Gregory L Zink Trust

Disclosed balance after: 9,713

F2 · kind: Shares transferred by reporting person from direct ownership to indirect ownership.

Read SEC document
June 15, 2025 Filed Feb 2, 2026 21:05 UTC OtherCommon Stock 2,053 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-004603 · wk-form5_1770066342.xml · nonDerivative · entry 3

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,005

F2 · kind: Shares transferred by reporting person from direct ownership to indirect ownership.

Read SEC document
May 29, 2025 Filed May 29, 2025 17:22 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 1,000 $10.91 $10,910.00
Disclosure

SEC source: 0001587987-25-000096 · wk-form4_1748539350.xml · nonDerivative · entry 4

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200,459

Read SEC document
May 29, 2025 Filed May 29, 2025 17:22 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 3,000 $10.85 $32,550.00
Disclosure

SEC source: 0001587987-25-000096 · wk-form4_1748539350.xml · nonDerivative · entry 3

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,199,459

Read SEC document
May 29, 2025 Filed May 29, 2025 17:22 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 3,000 $10.86 $32,575.50
Disclosure

SEC source: 0001587987-25-000096 · wk-form4_1748539350.xml · nonDerivative · entry 2

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,196,459

Read SEC document
May 29, 2025 Filed May 29, 2025 17:22 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 3,000 $10.86 $32,575.20
Disclosure

SEC source: 0001587987-25-000096 · wk-form4_1748539350.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,193,459

Read SEC document
May 29, 2025 Filed Jun 2, 2025 12:32 UTC
Downs Peter MathisonDirector · President - Newtek Bank, N.A.
PurchaseCommon stock 500 $11.07 $5,535.00
Disclosure

SEC source: 0001587987-25-000098 · wk-form4_1748867533.xml · nonDerivative · entry 1

Downs Peter Mathison · CIK 0001624862 · Director · President - Newtek Bank, N.A.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,185

Read SEC document
May 19, 2025 Filed May 20, 2025 12:31 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 1,500 $11.26 $16,887.75
Disclosure

SEC source: 0001587987-25-000094 · wk-form4_1747744276.xml · nonDerivative · entry 5

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,190,459

Read SEC document
May 19, 2025 Filed May 20, 2025 12:31 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 1,500 $11.27 $16,902.75
Disclosure

SEC source: 0001587987-25-000094 · wk-form4_1747744276.xml · nonDerivative · entry 4

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,188,959

Read SEC document
May 19, 2025 Filed May 20, 2025 12:31 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 2,000 $11.22 $22,440.00
Disclosure

SEC source: 0001587987-25-000094 · wk-form4_1747744276.xml · nonDerivative · entry 3

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,187,459

Read SEC document
May 19, 2025 Filed May 20, 2025 12:31 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 3,000 $11.23 $33,685.20
Disclosure

SEC source: 0001587987-25-000094 · wk-form4_1747744276.xml · nonDerivative · entry 2

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,185,459

Read SEC document
May 19, 2025 Filed May 20, 2025 12:31 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 2,000 $11.21 $22,410.00
Disclosure

SEC source: 0001587987-25-000094 · wk-form4_1747744276.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,182,459

Read SEC document
May 16, 2025 Filed May 19, 2025 12:29 UTC
DeMaria Frank MEVP, Chief Financial Officer
PurchaseCommon stock 500 $11.22 $5,610.00
Disclosure

SEC source: 0001587987-25-000092 · wk-form4_1747657770.xml · nonDerivative · entry 1

DeMaria Frank M · CIK 0001871721 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,526

Read SEC document
May 15, 2025 Filed May 15, 2025 16:06 UTC
Downs Peter MathisonDirector · President - Newtek Bank, N.A.
PurchaseCommon stock 500 $11.06 $5,530.00
Disclosure

SEC source: 0001587987-25-000090 · wk-form4_1747325200.xml · nonDerivative · entry 1

Downs Peter Mathison · CIK 0001624862 · Director · President - Newtek Bank, N.A.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,685

Read SEC document
May 13, 2025 Filed May 14, 2025 12:30 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 2,000 $11.58 $23,159.00
Disclosure

SEC source: 0001587987-25-000088 · wk-form4_1747225852.xml · nonDerivative · entry 8

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,180,459

Read SEC document
May 13, 2025 Filed May 14, 2025 12:30 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 1,000 $11.60 $11,597.00
Disclosure

SEC source: 0001587987-25-000088 · wk-form4_1747225852.xml · nonDerivative · entry 7

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,180,459

Read SEC document
May 13, 2025 Filed May 14, 2025 12:30 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 1,000 $11.64 $11,637.00
Disclosure

SEC source: 0001587987-25-000088 · wk-form4_1747225852.xml · nonDerivative · entry 6

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,180,459

Read SEC document
May 13, 2025 Filed May 14, 2025 12:30 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 1,000 $11.68 $11,678.50
Disclosure

SEC source: 0001587987-25-000088 · wk-form4_1747225852.xml · nonDerivative · entry 5

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,180,459

Read SEC document
May 13, 2025 Filed May 14, 2025 12:30 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 1,000 $11.68 $11,680.00
Disclosure

SEC source: 0001587987-25-000088 · wk-form4_1747225852.xml · nonDerivative · entry 4

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,180,459

Read SEC document
May 13, 2025 Filed May 14, 2025 12:30 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 1,000 $11.68 $11,677.00
Disclosure

SEC source: 0001587987-25-000088 · wk-form4_1747225852.xml · nonDerivative · entry 3

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,180,459

Read SEC document
May 13, 2025 Filed May 14, 2025 12:30 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 2,000 $11.57 $23,140.00
Disclosure

SEC source: 0001587987-25-000088 · wk-form4_1747225852.xml · nonDerivative · entry 2

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,180,459

Read SEC document
May 13, 2025 Filed May 14, 2025 12:30 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 1,000 $11.56 $11,557.00
Disclosure

SEC source: 0001587987-25-000088 · wk-form4_1747225852.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,180,459

Read SEC document
May 12, 2025 Filed May 12, 2025 16:21 UTC PurchaseCommon stock 1,000 $10.94 $10,944.20
Disclosure

SEC source: 0001587987-25-000081 · wk-form4_1747066894.xml · nonDerivative · entry 1

Brunet Craig Jeffry · CIK 0001368936 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
May 12, 2025 Filed May 13, 2025 12:59 UTC PurchaseCommon stock 1,019 $11.05 $11,255.57
Disclosure

SEC source: 0001587987-25-000086 · wk-form4_1747141164.xml · nonDerivative · entry 3

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,222

Read SEC document
May 12, 2025 Filed May 13, 2025 12:59 UTC PurchaseCommon stock 281 $11.05 $3,105.05
Disclosure

SEC source: 0001587987-25-000086 · wk-form4_1747141164.xml · nonDerivative · entry 2

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,203

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.