Last 12 months
Inside the activity.
24 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 6 | 0 |
| Dec 2025 | 4 | 0 |
| Jan 2026 | 4 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 6 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2019 Filed Jun 17, 2019 12:43 UTC |
Mulia Salvatore FrancisDirector
|
GrantCommon stock | 1,332 | $22.52 | $29,996.64 |
DisclosureSEC source: 0001209191-19-037346 · doc4.xml · nonDerivative · entry 2 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,788 F1 · kind: On June 14, 2019, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 1,332 restricted shares of the Issuer's common stock as a restricted stock award. Forfeiture restrictions will lapse as to one-third of such restricted shares each year for three years and dividends in the form of common stock will be paid during the restricted period, with forfeiture restrictions lapsing as to one-third of such restricted common shares each year for three years. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 12:43 UTC |
Mulia Salvatore FrancisDirector
|
SaleCommon stock | 1,000 | $22.60 | $22,600.00 |
DisclosureSEC source: 0001209191-19-037346 · doc4.xml · nonDerivative · entry 1 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,456 Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 16:30 UTC |
Zink Gregory LDirector
|
GrantCommon stock | 1,332 | $22.52 | $29,996.64 |
DisclosureSEC source: 0001209191-19-037340 · doc4.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,622.97 F1 · kind: On June 14, 2019, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 1,332 restricted shares of the Issuer's common stock as a restricted stock award. Forfeiture restrictions will lapse as to one-third of such restricted shares each year for three years and dividends in the form of common stock will be paid during the restricted period, with forfeiture restrictions lapsing as to one-third of such restricted common shares each year for three years. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 13:32 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 250 | $21.03 | $5,257.50 |
DisclosureSEC source: 0001209191-19-033775 · doc4.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,290.97 Read SEC document |
| May 06, 2019 Filed May 7, 2019 12:20 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon stock | 282 | $22.97 | $6,477.54 |
DisclosureSEC source: 0001209191-19-027892 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,123.18 Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 14:18 UTC |
Schwartz Michael AdamChief Legal&Compliance Officer
|
GrantCommon stock | 1,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026368 · doc4.xml · nonDerivative · entry 1 Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,243 F1 · shares: On April 26, 2019, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 1,446 restricted shares of the Issuer's common stock as a restricted stock award. The award vests on May 15, 2020. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest on May 15, 2020. Read SEC document |
| April 26, 2019 Filed Apr 30, 2019 11:38 UTC |
Downs Peter MathisonDirector · Chief Lending Officer
|
GrantCommon stock | 1,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026516 · doc4.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,250 F1 · shares: On April 26, 2019, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 1,446 restricted shares of the Issuer's common stock as a restricted stock award. The award vests on May 15, 2020. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest on May 15, 2020. Read SEC document |
| April 08, 2019 Filed Jan 6, 2020 22:09 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 131.698 | $18.66 | $2,457.48 |
DisclosureSEC source: 0001209191-20-001998 · doc5.xml · nonDerivative · entry 2 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,554 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| March 29, 2019 Filed Jan 6, 2020 18:42 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon Stock | 1,309.09 | $19.64 | $25,710.53 |
DisclosureSEC source: 0001209191-20-001590 · doc5.xml · nonDerivative · entry 3 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,037,594 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| March 29, 2019 Filed Jan 6, 2020 21:21 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon stock | 107.566 | $19.43 | $2,090.41 |
DisclosureSEC source: 0001209191-20-001790 · doc5.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,089 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| March 29, 2019 Filed Jan 6, 2020 12:29 UTC |
Schwartz Michael AdamChief Legal&Compliance Officer
|
PurchaseCommon stock | 196 | $19.64 | $3,849.44 |
DisclosureSEC source: 0001209191-20-001565 · doc5.xml · nonDerivative · entry 1 Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,908 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| March 29, 2019 Filed Feb 25, 2020 14:34 UTC |
Downs Peter MathisonDirector · Chief Lending Officer
|
PurchaseCommon stock | 295 | $19.64 | $5,793.80 |
DisclosureSEC source: 0001209191-20-012339 · doc5.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,832 Read SEC document |
| March 21, 2019 Filed Mar 21, 2019 18:17 UTC |
Zink Gregory LDirector
|
PurchaseCommon Stock | 75 | $19.19 | $1,439.25 |
DisclosureSEC source: 0001209191-19-020735 · doc4.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,040.97 Read SEC document |
| March 21, 2019 Filed Mar 21, 2019 14:04 UTC |
Mulia Salvatore FrancisDirector
|
PurchaseCommon stock | 150 | $19.23 | $2,884.50 |
DisclosureSEC source: 0001209191-19-020733 · doc4.xml · nonDerivative · entry 2 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,456 Read SEC document |
| March 21, 2019 Filed Mar 21, 2019 14:04 UTC |
Mulia Salvatore FrancisDirector
|
PurchaseCommon stock | 350 | $19.25 | $6,737.50 |
DisclosureSEC source: 0001209191-19-020733 · doc4.xml · nonDerivative · entry 1 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,306 Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 19:39 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 1,000 | $19.69 | $19,690.00 |
DisclosureSEC source: 0001209191-19-020562 · doc4.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,024,708 Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 19:39 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 3,000 | $19.70 | $59,100.00 |
DisclosureSEC source: 0001209191-19-020562 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,023,708 Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 12:00 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 500 | $19.66 | $9,830.00 |
DisclosureSEC source: 0001209191-19-020697 · doc4.xml · nonDerivative · entry 5 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,708 Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 12:00 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 2,000 | $19.68 | $39,360.00 |
DisclosureSEC source: 0001209191-19-020697 · doc4.xml · nonDerivative · entry 4 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,208 Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 12:00 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 1,000 | $19.71 | $19,710.00 |
DisclosureSEC source: 0001209191-19-020697 · doc4.xml · nonDerivative · entry 3 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,027,208 Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 12:00 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 500 | $19.70 | $9,850.00 |
DisclosureSEC source: 0001209191-19-020697 · doc4.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,026,208 Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 12:00 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 1,000 | $19.56 | $19,560.00 |
DisclosureSEC source: 0001209191-19-020697 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,708 Read SEC document |
| January 10, 2019 Filed Jan 6, 2020 22:09 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 181.566 | $16.42 | $2,981.31 |
DisclosureSEC source: 0001209191-20-001998 · doc5.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,554 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 31, 2018 Filed Feb 11, 2019 14:24 UTC |
Mulia Salvatore FrancisDirector
|
GiftCommon stock | 225 | $17.44 | $3,924.00 |
DisclosureSEC source: 0001209191-19-008855 · doc5.xml · nonDerivative · entry 3 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,956 Read SEC document |
| December 28, 2018 Filed Jan 24, 2019 15:48 UTC |
Schwartz Michael AdamChief Legal&Compliance Officer
|
PurchaseCommon Stock | 271 | $17.28 | $4,682.88 |
DisclosureSEC source: 0001209191-19-005115 · doc5.xml · nonDerivative · entry 4 Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,601 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 28, 2018 Filed Jan 28, 2019 21:26 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon Stock | 1,807.54 | $17.28 | $31,234.29 |
DisclosureSEC source: 0001209191-19-005525 · doc5.xml · nonDerivative · entry 4 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020,708 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 28, 2018 Filed Jan 28, 2019 18:42 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon Stock | 149.73 | $16.95 | $2,537.92 |
DisclosureSEC source: 0001209191-19-005485 · doc5.xml · nonDerivative · entry 4 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,841.18 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 28, 2018 Filed Jan 29, 2019 16:20 UTC |
EDDELSON JENNIFER CATHERINEPrincipal Financial Officer
|
PurchaseCommon Stock | 271.13 | $17.28 | $4,685.13 |
DisclosureSEC source: 0001209191-19-005751 · doc5.xml · nonDerivative · entry 4 EDDELSON JENNIFER CATHERINE · CIK 0001556319 · Principal Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,977.49 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 28, 2018 Filed Feb 4, 2019 18:14 UTC |
Zink Gregory LDirector
|
PurchaseCommon Stock | 14.434 | $17.71 | $255.63 |
DisclosureSEC source: 0001209191-19-006681 · doc5.xml · nonDerivative · entry 6 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,965.971 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 28, 2018 Filed Feb 4, 2019 17:01 UTC |
Downs Peter MathisonDirector · Chief Lending Officer
|
PurchaseCommon Stock | 406.7 | $17.28 | $7,027.78 |
DisclosureSEC source: 0001209191-19-006667 · doc5.xml · nonDerivative · entry 4 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,510.24 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 21, 2018 Filed Dec 21, 2018 15:20 UTC |
Mulia Salvatore FrancisDirector
|
PurchaseCommon Stock | 500 | $15.63 | $7,815.00 |
DisclosureSEC source: 0001209191-18-063867 · doc4.xml · nonDerivative · entry 1 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,660 Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 17:52 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon stock | 1,000 | $15.70 | $15,700.00 |
DisclosureSEC source: 0001209191-18-064064 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,373 Read SEC document |
| December 20, 2018 Filed Dec 20, 2018 15:21 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 1,000 | $16.42 | $16,416.00 |
DisclosureSEC source: 0001209191-18-063612 · doc4.xml · nonDerivative · entry 3 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,014,911 Read SEC document |
| December 20, 2018 Filed Dec 20, 2018 15:21 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 1,000 | $16.48 | $16,480.00 |
DisclosureSEC source: 0001209191-18-063612 · doc4.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,911 Read SEC document |
| December 20, 2018 Filed Dec 20, 2018 15:21 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 1,000 | $16.49 | $16,485.00 |
DisclosureSEC source: 0001209191-18-063612 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,012,911 Read SEC document |
| December 20, 2018 Filed Dec 20, 2018 18:53 UTC |
Downs Peter MathisonDirector · Chief Lending Officer
|
PurchaseCommon stock | 312 | $16.07 | $5,013.84 |
DisclosureSEC source: 0001209191-18-063639 · doc4.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,206 Read SEC document |
| December 18, 2018 Filed Dec 18, 2018 17:19 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseBarry Sloane | 1,000 | $17.47 | $17,470.00 |
DisclosureSEC source: 0001209191-18-063101 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,011,911 Read SEC document |
| December 11, 2018 Filed Dec 11, 2018 12:55 UTC |
Mulia Salvatore FrancisDirector
|
PurchaseCommon Stock | 200 | $19.98 | $3,996.00 |
DisclosureSEC source: 0001209191-18-061948 · doc4.xml · nonDerivative · entry 2 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,160 Read SEC document |
| December 11, 2018 Filed Dec 11, 2018 12:55 UTC |
Mulia Salvatore FrancisDirector
|
PurchaseCommon Stock | 300 | $20.00 | $6,000.00 |
DisclosureSEC source: 0001209191-18-061948 · doc4.xml · nonDerivative · entry 1 Mulia Salvatore Francis · CIK 0001346166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,960 Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 13:54 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 300 | $20.04 | $6,012.00 |
DisclosureSEC source: 0001209191-18-061673 · doc4.xml · nonDerivative · entry 2 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,496.75 Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 13:54 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 200 | $20.03 | $4,006.00 |
DisclosureSEC source: 0001209191-18-061673 · doc4.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,196.75 Read SEC document |
| December 06, 2018 Filed Dec 6, 2018 16:14 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 1,000 | $20.10 | $20,100.00 |
DisclosureSEC source: 0001209191-18-061163 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,010,911 Read SEC document |
| November 14, 2018 Filed Nov 14, 2018 16:15 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon Stock | 500 | $19.47 | $9,735.00 |
DisclosureSEC source: 0001209191-18-058441 · doc4.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,009,911 Read SEC document |
| October 09, 2018 Filed Feb 4, 2019 18:14 UTC |
Zink Gregory LDirector
|
PurchaseCommon Stock | 128.6679 | $19.89 | $2,559.59 |
DisclosureSEC source: 0001209191-19-006681 · doc5.xml · nonDerivative · entry 5 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,965.971 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| September 30, 2018 Filed Jan 24, 2019 15:48 UTC |
Schwartz Michael AdamChief Legal&Compliance Officer
|
PurchaseCommon Stock | 209 | $20.94 | $4,376.46 |
DisclosureSEC source: 0001209191-19-005115 · doc5.xml · nonDerivative · entry 3 Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,601 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| September 30, 2018 Filed Jan 28, 2019 21:26 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon Stock | 1,399.86 | $20.94 | $29,313.07 |
DisclosureSEC source: 0001209191-19-005525 · doc5.xml · nonDerivative · entry 3 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020,708 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| September 30, 2018 Filed Jan 29, 2019 16:20 UTC |
EDDELSON JENNIFER CATHERINEPrincipal Financial Officer
|
PurchaseCommon Stock | 209.98 | $20.94 | $4,396.98 |
DisclosureSEC source: 0001209191-19-005751 · doc5.xml · nonDerivative · entry 3 EDDELSON JENNIFER CATHERINE · CIK 0001556319 · Principal Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,977.49 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| September 30, 2018 Filed Feb 4, 2019 17:01 UTC |
Downs Peter MathisonDirector · Chief Lending Officer
|
PurchaseCommon Stock | 314.97 | $20.94 | $6,595.47 |
DisclosureSEC source: 0001209191-19-006667 · doc5.xml · nonDerivative · entry 3 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,510.24 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| September 28, 2018 Filed Jan 28, 2019 18:42 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon Stock | 111.08 | $21.46 | $2,383.78 |
DisclosureSEC source: 0001209191-19-005485 · doc5.xml · nonDerivative · entry 3 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,841.18 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| September 28, 2018 Filed Feb 4, 2019 18:14 UTC |
Zink Gregory LDirector
|
PurchaseCommon Stock | 11.313 | $21.21 | $239.95 |
DisclosureSEC source: 0001209191-19-006681 · doc5.xml · nonDerivative · entry 4 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,965.971 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.