Tapewire

Nasdaq · USD

NEWT

NewtekOne, Inc.

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Tapewire entity
5823
SEC CIK
0001587987
Parsed reports
342

Last 12 months

Inside the activity.

24 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202540
Jan 202640
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202660
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2020 Filed Mar 12, 2020 13:27 UTC PurchaseCommon stock 500 $15.31 $7,655.00
Disclosure

SEC source: 0001209191-20-018331 · doc4.xml · nonDerivative · entry 1

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,054

Read SEC document
March 10, 2020 Filed Mar 10, 2020 14:17 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 889 $16.36 $14,544.04
Disclosure

SEC source: 0001209191-20-017567 · doc4.xml · nonDerivative · entry 2

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,040,594

Read SEC document
March 10, 2020 Filed Mar 10, 2020 14:17 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 111 $16.27 $1,805.97
Disclosure

SEC source: 0001209191-20-017567 · doc4.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039,705

Read SEC document
March 09, 2020 Filed Mar 9, 2020 15:12 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 1,000 $16.29 $16,290.00
Disclosure

SEC source: 0001209191-20-017123 · doc4.xml · nonDerivative · entry 2

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039,594

Read SEC document
March 09, 2020 Filed Mar 9, 2020 15:12 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 1,000 $16.30 $16,300.00
Disclosure

SEC source: 0001209191-20-017123 · doc4.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039,594

Read SEC document
January 14, 2020 Filed Feb 2, 2021 13:29 UTC GiftCommon Stock 150 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-006669 · doc5.xml · nonDerivative · entry 1

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,769

F1 · kind: Bona Fide Gift

F2 · price: Bona Fide Gifts. No compensation was given to the Reporting Person for the gifting of shares.

Read SEC document
January 02, 2020 Filed Jan 25, 2021 15:59 UTC
SLOANE BARRYDirector · Chairman & CEO
GiftCommon Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-005031 · doc5.xml · nonDerivative · entry 3

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982,450

F1 · kind: Bona Fide Gift

F2 · price: Bona Fide Gift. No compensation was given to the Reporting Person for the gifting of shares.

Read SEC document
January 02, 2020 Filed Jan 25, 2021 15:59 UTC
SLOANE BARRYDirector · Chairman & CEO
GiftCommon Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-005031 · doc5.xml · nonDerivative · entry 2

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982,450

F1 · kind: Bona Fide Gift

F2 · price: Bona Fide Gift. No compensation was given to the Reporting Person for the gifting of shares.

Read SEC document
January 02, 2020 Filed Jan 25, 2021 15:59 UTC
SLOANE BARRYDirector · Chairman & CEO
GiftCommon Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-005031 · doc5.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982,450

F1 · kind: Bona Fide Gift

F2 · price: Bona Fide Gift. No compensation was given to the Reporting Person for the gifting of shares.

Read SEC document
December 31, 2019 Filed Jan 6, 2020 22:09 UTC PurchaseCommon stock 7.1971 $21.25 $152.95
Disclosure

SEC source: 0001209191-20-001998 · doc5.xml · nonDerivative · entry 12

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Co-Trustee for Carmen Zink Trust

Disclosed balance after: 223

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
December 31, 2019 Filed Jan 6, 2020 22:09 UTC PurchaseCommon stock 245.739 $21.25 $5,221.95
Disclosure

SEC source: 0001209191-20-001998 · doc5.xml · nonDerivative · entry 10

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,554

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
December 30, 2019 Filed Jan 6, 2020 18:42 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon Stock 2,177.78 $22.37 $48,716.94
Disclosure

SEC source: 0001209191-20-001590 · doc5.xml · nonDerivative · entry 6

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,037,594

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
December 30, 2019 Filed Jan 6, 2020 21:21 UTC PurchaseCommon stock 44 $22.37 $984.28
Disclosure

SEC source: 0001209191-20-001790 · doc5.xml · nonDerivative · entry 7

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,089

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
December 30, 2019 Filed Jan 6, 2020 21:21 UTC PurchaseCommon stock 173.434 $22.85 $3,962.13
Disclosure

SEC source: 0001209191-20-001790 · doc5.xml · nonDerivative · entry 6

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,089

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
December 30, 2019 Filed Jan 6, 2020 12:29 UTC
Schwartz Michael AdamChief Legal&Compliance Officer
PurchaseCommon stock 375 $22.37 $8,388.75
Disclosure

SEC source: 0001209191-20-001565 · doc5.xml · nonDerivative · entry 5

Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,908

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
December 30, 2019 Filed Jan 6, 2020 22:09 UTC PurchaseCommon stock 44 $22.37 $984.28
Disclosure

SEC source: 0001209191-20-001998 · doc5.xml · nonDerivative · entry 9

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,554

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
December 30, 2019 Filed Jan 6, 2020 22:09 UTC PurchaseCommon stock 19.187 $22.80 $437.46
Disclosure

SEC source: 0001209191-20-001998 · doc5.xml · nonDerivative · entry 8

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,554

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
December 30, 2019 Filed Feb 5, 2020 09:41 UTC PurchaseCommon stock 44 $22.37 $984.28
Disclosure

SEC source: 0001209191-20-006745 · doc5.xml · nonDerivative · entry 3

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,894

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
December 30, 2019 Filed Feb 25, 2020 14:46 UTC
TOWERS CHRISTOPHERChief Accounting Officer
PurchaseCommon stock 69.62 $22.37 $1,557.40
Disclosure

SEC source: 0001209191-20-012346 · doc5.xml · nonDerivative · entry 3

TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,273.04

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
December 30, 2019 Filed Feb 25, 2020 14:34 UTC
Downs Peter MathisonDirector · Chief Lending Officer
PurchaseCommon stock 538 $22.37 $12,035.06
Disclosure

SEC source: 0001209191-20-012339 · doc5.xml · nonDerivative · entry 4

Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,832

Read SEC document
December 20, 2019 Filed Dec 20, 2019 16:20 UTC PurchaseCommon stock 400 $22.75 $9,100.00
Disclosure

SEC source: 0001209191-19-061444 · doc4.xml · nonDerivative · entry 1

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,522.97

Read SEC document
December 19, 2019 Filed Jan 6, 2020 18:42 UTC
SLOANE BARRYDirector · Chairman & CEO
GiftCommon Stock 500 $22.55 $11,275.00
Disclosure

SEC source: 0001209191-20-001590 · doc5.xml · nonDerivative · entry 2

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,037,594

Read SEC document
December 18, 2019 Filed Jan 6, 2020 18:42 UTC
SLOANE BARRYDirector · Chairman & CEO
GiftCommon Stock 1,000 $22.92 $22,920.00
Disclosure

SEC source: 0001209191-20-001590 · doc5.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,037,594

Read SEC document
October 09, 2019 Filed Jan 6, 2020 22:09 UTC PurchaseCommon stock 5.6711 $21.45 $121.65
Disclosure

SEC source: 0001209191-20-001998 · doc5.xml · nonDerivative · entry 11

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Co-Trustee for Carmen Zink Trust

Disclosed balance after: 223

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
October 09, 2019 Filed Jan 6, 2020 22:09 UTC PurchaseCommon stock 193.643 $21.45 $4,153.64
Disclosure

SEC source: 0001209191-20-001998 · doc5.xml · nonDerivative · entry 7

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,554

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
September 30, 2019 Filed Jan 6, 2020 18:42 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon Stock 1,718.34 $22.58 $38,800.12
Disclosure

SEC source: 0001209191-20-001590 · doc5.xml · nonDerivative · entry 5

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,037,594

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
September 30, 2019 Filed Jan 6, 2020 21:21 UTC PurchaseCommon stock 35 $22.58 $790.30
Disclosure

SEC source: 0001209191-20-001790 · doc5.xml · nonDerivative · entry 5

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,089

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
September 30, 2019 Filed Jan 6, 2020 21:21 UTC PurchaseCommon stock 138.977 $22.71 $3,156.07
Disclosure

SEC source: 0001209191-20-001790 · doc5.xml · nonDerivative · entry 4

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,089

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
September 30, 2019 Filed Jan 6, 2020 12:29 UTC
Schwartz Michael AdamChief Legal&Compliance Officer
PurchaseCommon stock 296 $22.58 $6,683.68
Disclosure

SEC source: 0001209191-20-001565 · doc5.xml · nonDerivative · entry 4

Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,908

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
September 30, 2019 Filed Jan 6, 2020 22:09 UTC PurchaseCommon stock 35 $22.58 $790.30
Disclosure

SEC source: 0001209191-20-001998 · doc5.xml · nonDerivative · entry 6

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,554

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
September 30, 2019 Filed Jan 6, 2020 22:09 UTC PurchaseCommon stock 15.292 $22.79 $348.50
Disclosure

SEC source: 0001209191-20-001998 · doc5.xml · nonDerivative · entry 5

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,554

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
September 30, 2019 Filed Feb 5, 2020 09:41 UTC PurchaseCommon stock 35 $22.58 $790.30
Disclosure

SEC source: 0001209191-20-006745 · doc5.xml · nonDerivative · entry 2

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,894

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
September 30, 2019 Filed Feb 25, 2020 14:46 UTC
TOWERS CHRISTOPHERChief Accounting Officer
PurchaseCommon stock 55.02 $22.58 $1,242.35
Disclosure

SEC source: 0001209191-20-012346 · doc5.xml · nonDerivative · entry 2

TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,273.04

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
September 30, 2019 Filed Feb 25, 2020 14:34 UTC
Downs Peter MathisonDirector · Chief Lending Officer
PurchaseCommon stock 425 $22.58 $9,596.50
Disclosure

SEC source: 0001209191-20-012339 · doc5.xml · nonDerivative · entry 3

Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,832

Read SEC document
September 19, 2019 Filed Sep 20, 2019 11:59 UTC SaleCommon stock 1,000 $23.50 $23,500.00
Disclosure

SEC source: 0001209191-19-050276 · doc4.xml · nonDerivative · entry 1

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,788

Read SEC document
August 21, 2019 Filed Jan 6, 2020 12:29 UTC
Schwartz Michael AdamChief Legal&Compliance Officer
GiftCommon stock 231 $22.40 $5,174.40
Disclosure

SEC source: 0001209191-20-001565 · doc5.xml · nonDerivative · entry 3

Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,908

F2 · kind: Gift by Reporting Person to his adult child not living in his household.

Read SEC document
August 14, 2019 Filed Aug 14, 2019 16:02 UTC PurchaseCommon stock 500 $20.82 $10,410.00
Disclosure

SEC source: 0001209191-19-045839 · doc4.xml · nonDerivative · entry 1

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,122.97

Read SEC document
August 13, 2019 Filed Aug 13, 2019 15:33 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 2,000 $21.18 $42,360.00
Disclosure

SEC source: 0001209191-19-045693 · doc4.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033,906

Read SEC document
August 12, 2019 Filed Aug 12, 2019 14:49 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 2,000 $20.94 $41,886.00
Disclosure

SEC source: 0001209191-19-045447 · doc4.xml · nonDerivative · entry 2

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,031,906

Read SEC document
August 09, 2019 Filed Aug 12, 2019 14:49 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 198 $20.65 $4,088.70
Disclosure

SEC source: 0001209191-19-045447 · doc4.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029,906

Read SEC document
July 05, 2019 Filed Jan 6, 2020 22:09 UTC PurchaseCommon stock 137.356 $21.85 $3,001.23
Disclosure

SEC source: 0001209191-20-001998 · doc5.xml · nonDerivative · entry 4

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,554

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
June 28, 2019 Filed Jan 6, 2020 18:42 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon Stock 1,311.7 $23.00 $30,169.10
Disclosure

SEC source: 0001209191-20-001590 · doc5.xml · nonDerivative · entry 4

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,037,594

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
June 28, 2019 Filed Jan 6, 2020 21:21 UTC PurchaseCommon stock 27 $23.00 $621.00
Disclosure

SEC source: 0001209191-20-001790 · doc5.xml · nonDerivative · entry 3

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,089

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
June 28, 2019 Filed Jan 6, 2020 21:21 UTC PurchaseCommon stock 107.923 $22.73 $2,453.44
Disclosure

SEC source: 0001209191-20-001790 · doc5.xml · nonDerivative · entry 2

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,089

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
June 28, 2019 Filed Jan 6, 2020 12:29 UTC
Schwartz Michael AdamChief Legal&Compliance Officer
PurchaseCommon stock 226 $23.00 $5,198.00
Disclosure

SEC source: 0001209191-20-001565 · doc5.xml · nonDerivative · entry 2

Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,908

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
June 28, 2019 Filed Jan 6, 2020 22:09 UTC PurchaseCommon stock 27 $23.00 $621.00
Disclosure

SEC source: 0001209191-20-001998 · doc5.xml · nonDerivative · entry 3

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,554

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
June 28, 2019 Filed Feb 5, 2020 09:41 UTC PurchaseCommon stock 27 $23.00 $621.00
Disclosure

SEC source: 0001209191-20-006745 · doc5.xml · nonDerivative · entry 1

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,894

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
June 28, 2019 Filed Feb 25, 2020 14:46 UTC
TOWERS CHRISTOPHERChief Accounting Officer
PurchaseCommon stock 41.97 $23.00 $965.31
Disclosure

SEC source: 0001209191-20-012346 · doc5.xml · nonDerivative · entry 1

TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,273.04

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
June 28, 2019 Filed Feb 25, 2020 14:34 UTC
Downs Peter MathisonDirector · Chief Lending Officer
PurchaseCommon stock 324 $23.00 $7,452.00
Disclosure

SEC source: 0001209191-20-012339 · doc5.xml · nonDerivative · entry 2

Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,832

Read SEC document
June 14, 2019 Filed Jun 17, 2019 17:42 UTC GrantCommon stock 1,332 $22.52 $29,996.64
Disclosure

SEC source: 0001209191-19-037350 · doc4.xml · nonDerivative · entry 1

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,455.18

F1 · kind: On June 14, 2019, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 1,332 restricted shares of the Issuer's common stock as a restricted stock award. Forfeiture restrictions will lapse as to one-third of such restricted shares each year for three years and dividends in the form of common stock will be paid during the restricted period, with forfeiture restrictions lapsing as to one-third of such restricted common shares each year for three years.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.