Tapewire

Nasdaq · USD

NEWT

NewtekOne, Inc.

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Tapewire entity
5823
SEC CIK
0001587987
Parsed reports
342

Last 12 months

Inside the activity.

24 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202540
Jan 202640
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202660
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2021 Filed Jan 10, 2022 16:55 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 1,699 $34.92 $59,329.08
Disclosure

SEC source: 0001209191-22-002649 · doc5.xml · nonDerivative · entry 2

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,816

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
June 30, 2021 Filed Jan 10, 2022 08:19 UTC PurchaseCommon stock 71 $34.92 $2,479.32
Disclosure

SEC source: 0001209191-22-002623 · doc5.xml · nonDerivative · entry 2

Razon-Feingold Halli · CIK 0001886713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,313

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
June 30, 2021 Filed Jan 10, 2022 13:13 UTC
Downs Peter MathisonDirector · Chief Lending Officer
PurchaseCommon stock 236 $34.92 $8,241.12
Disclosure

SEC source: 0001209191-22-002620 · doc5.xml · nonDerivative · entry 3

Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,958

F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
June 30, 2021 Filed Jan 11, 2022 19:43 UTC PurchaseCommon stock 22 $34.92 $768.24
Disclosure

SEC source: 0001209191-22-002824 · doc5.xml · nonDerivative · entry 4

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,776.647

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
June 30, 2021 Filed Jan 12, 2022 18:54 UTC
Leger Nicholas JChief Accounting Officer
PurchaseCommon stock 6.128 $34.30 $210.21
Disclosure

SEC source: 0001209191-22-003035 · doc5.xml · nonDerivative · entry 4

Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,422.319

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
June 30, 2021 Filed Jan 12, 2022 18:54 UTC
Leger Nicholas JChief Accounting Officer
PurchaseCommon stock 63 $34.92 $2,199.96
Disclosure

SEC source: 0001209191-22-003035 · doc5.xml · nonDerivative · entry 3

Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,422.319

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
June 30, 2021 Filed Jan 20, 2022 07:21 UTC PurchaseCommon stock 22 $34.92 $768.24
Disclosure

SEC source: 0001209191-22-003930 · doc5.xml · nonDerivative · entry 3

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,577

F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
April 30, 2021 Filed Jan 4, 2022 14:15 UTC
Schwartz Michael AdamChief Legal&Compliance Officer
Tax withholdingCommon stock 1,157 $27.88 $32,257.16
Disclosure

SEC source: 0001209191-22-000552 · doc5.xml · nonDerivative · entry 3

Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,932

F1 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of restricted shares of the Issuer's common stock

Read SEC document
April 23, 2021 Filed Apr 23, 2021 20:05 UTC
SLOANE BARRYDirector · Chairman & CEO
GiftCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028104 · doc4.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974,330

F1 · kind: Reporting person gifted shares to the Barry Sloane 2016 Irrevocable Trust. The reporting person disclaims beneficial ownership of these securities.

Read SEC document
April 06, 2021 Filed Jan 11, 2022 19:43 UTC PurchaseCommon stock 4.9675 $25.37 $126.00
Disclosure

SEC source: 0001209191-22-002824 · doc5.xml · nonDerivative · entry 10

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Co-Trustee for Carmen Zink Trust

Disclosed balance after: 270.8663

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
April 06, 2021 Filed Jan 11, 2022 19:43 UTC PurchaseCommon stock 227.314 $25.37 $5,765.82
Disclosure

SEC source: 0001209191-22-002824 · doc5.xml · nonDerivative · entry 3

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,776.647

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
March 31, 2021 Filed Jan 4, 2022 14:15 UTC
Schwartz Michael AdamChief Legal&Compliance Officer
PurchaseCommon stock 231 $26.70 $6,167.70
Disclosure

SEC source: 0001209191-22-000552 · doc5.xml · nonDerivative · entry 2

Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,932

F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
March 31, 2021 Filed Jan 6, 2022 16:10 UTC PurchaseCommon stock 20 $26.70 $534.00
Disclosure

SEC source: 0001209191-22-002084 · doc5.xml · nonDerivative · entry 2

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,214

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
March 31, 2021 Filed Jan 6, 2022 16:10 UTC PurchaseCommon stock 313 $27.29 $8,542.40
Disclosure

SEC source: 0001209191-22-002084 · doc5.xml · nonDerivative · entry 1

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,214

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
March 31, 2021 Filed Jan 10, 2022 16:55 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 1,558 $26.70 $41,598.60
Disclosure

SEC source: 0001209191-22-002649 · doc5.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,816

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
March 31, 2021 Filed Jan 10, 2022 08:19 UTC PurchaseCommon stock 177 $26.70 $4,725.90
Disclosure

SEC source: 0001209191-22-002623 · doc5.xml · nonDerivative · entry 1

Razon-Feingold Halli · CIK 0001886713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,313

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
March 31, 2021 Filed Jan 10, 2022 13:13 UTC
Downs Peter MathisonDirector · Chief Lending Officer
PurchaseCommon stock 551 $26.70 $14,711.70
Disclosure

SEC source: 0001209191-22-002620 · doc5.xml · nonDerivative · entry 2

Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,958

F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
March 31, 2021 Filed Jan 11, 2022 19:43 UTC PurchaseCommon stock 20 $26.70 $534.00
Disclosure

SEC source: 0001209191-22-002824 · doc5.xml · nonDerivative · entry 2

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,776.647

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
March 31, 2021 Filed Jan 12, 2022 18:54 UTC
Leger Nicholas JChief Accounting Officer
PurchaseCommon stock 5.484 $27.00 $148.06
Disclosure

SEC source: 0001209191-22-003035 · doc5.xml · nonDerivative · entry 2

Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,422.319

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
March 31, 2021 Filed Jan 12, 2022 18:54 UTC
Leger Nicholas JChief Accounting Officer
PurchaseCommon stock 87 $26.70 $2,322.90
Disclosure

SEC source: 0001209191-22-003035 · doc5.xml · nonDerivative · entry 1

Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,422.319

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
March 31, 2021 Filed Jan 20, 2022 07:21 UTC PurchaseCommon stock 20 $26.70 $534.00
Disclosure

SEC source: 0001209191-22-003930 · doc5.xml · nonDerivative · entry 2

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,577

F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
March 15, 2021 Filed Apr 23, 2021 20:05 UTC
SLOANE BARRYDirector · Chairman & CEO
Tax withholdingCommon Stock 31,329 $27.52 $862,174.08
Disclosure

SEC source: 0001209191-21-028104 · doc4.xml · nonDerivative · entry 2

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974,330

F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares

Read SEC document
March 15, 2021 Filed Jan 4, 2022 14:15 UTC
Schwartz Michael AdamChief Legal&Compliance Officer
Tax withholdingCommon stock 5,825 $27.52 $160,304.00
Disclosure

SEC source: 0001209191-22-000552 · doc5.xml · nonDerivative · entry 1

Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,932

F1 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of restricted shares of the Issuer's common stock

Read SEC document
March 15, 2021 Filed Jan 10, 2022 13:13 UTC
Downs Peter MathisonDirector · Chief Lending Officer
Tax withholdingCommon stock 6,081 $27.52 $167,349.12
Disclosure

SEC source: 0001209191-22-002620 · doc5.xml · nonDerivative · entry 1

Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,958

F1 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of restricted shares of the Issuer's common stock

Read SEC document
March 09, 2021 Filed Mar 15, 2021 12:34 UTC
Schwartz Michael AdamChief Legal&Compliance Officer
GrantCommon Stock 3,213 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020395 · doc4.xml · nonDerivative · entry 1

Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,861

F1 · shares: On March 9, 2021, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 3,213 restricted shares of the Issuer's common stock as a restricted stock award. One-third of the Award will vest on each of the following dates: March 15, 2022; March 15, 2023; and March 15, 2024. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vet pursuant to the vesting schedule.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:58 UTC
SLOANE BARRYDirector · Chairman & CEO
GrantCommon stock 83,209 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-008150 · doc4.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065,659

F1 · shares: On February 3, 2021, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 83,209 restricted shares of the Issuer's common stock as a restricted stock award. One-third of the Award will vest on each of the following dates: February 15, 2022; February 15, 2023; and February 15, 2024. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 10:01 UTC
Schwartz Michael AdamChief Legal&Compliance Officer
GrantCommon Stock 2,312 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-008028 · doc4.xml · nonDerivative · entry 2

Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,648

F2 · shares: On February 3, 2021, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 2,312 restricted shares of the Issuer's common stock as a restricted stock award. The Award will vest on April 30, 2021. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 10:01 UTC
Schwartz Michael AdamChief Legal&Compliance Officer
GrantCommon stock 6,934 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-008028 · doc4.xml · nonDerivative · entry 1

Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,648

F1 · shares: On February 3, 2021, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 6,934 restricted shares of the Issuer's common stock as a restricted stock award. One-third of the Award will vest on each of the following dates: February 15, 2022; February 15, 2023; and February 15, 2024. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 16:47 UTC
Leger Nicholas JChief Accounting Officer
GrantCommon stock 4,623 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-008039 · doc4.xml · nonDerivative · entry 1

Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,012

F1 · shares: On February 3, 2021, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 4,623 restricted shares of the Issuer's common stock as a restricted stock award. One-third of the Award will vest on each of the following dates: April 30, 2021; February 15, 2023; and February 15, 2024. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 15:14 UTC
Downs Peter MathisonDirector · Chief Lending Officer
GrantCommon stock 11,557 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-008031 · doc4.xml · nonDerivative · entry 1

Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,388

F1 · shares: On February 3, 2021, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 11,557 restricted shares of the Issuer's common stock as a restricted stock award. One-third of the Award will vest on each of the following dates: February 15, 2022; February 15, 2023; and February 15, 2024. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Read SEC document
January 05, 2021 Filed Jan 11, 2022 19:43 UTC PurchaseCommon stock 6.5122 $17.72 $115.40
Disclosure

SEC source: 0001209191-22-002824 · doc5.xml · nonDerivative · entry 9

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Co-Trustee for Carmen Zink Trust

Disclosed balance after: 270.8663

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
January 05, 2021 Filed Jan 11, 2022 19:43 UTC PurchaseCommon stock 297.9997 $17.72 $5,280.55
Disclosure

SEC source: 0001209191-22-002824 · doc5.xml · nonDerivative · entry 1

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,776.647

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
January 04, 2021 Filed Jan 20, 2022 07:21 UTC GiftCommon stock 110 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003930 · doc5.xml · nonDerivative · entry 1

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,577

F1 · kind: Bona Fide Gift

Read SEC document
December 30, 2020 Filed Jan 21, 2021 14:23 UTC
Schwartz Michael AdamChief Legal&Compliance Officer
PurchaseCommon Stock 294 $18.65 $5,483.10
Disclosure

SEC source: 0001209191-21-004645 · doc5.xml · nonDerivative · entry 6

Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,402

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
December 30, 2020 Filed Jan 22, 2021 18:39 UTC Amendment PurchaseCommon stock 439 $18.47 $8,108.33
Disclosure

SEC source: 0001209191-21-004793 · doc5a.xml · nonDerivative · entry 4

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,174

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
December 30, 2020 Filed Jan 22, 2021 16:35 UTC PurchaseCommon Stock 439 $18.47 $8,108.33
Disclosure

SEC source: 0001209191-21-004784 · doc5.xml · nonDerivative · entry 4

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,174

Read SEC document
December 30, 2020 Filed Jan 25, 2021 15:59 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon Stock 1,957 $18.65 $36,498.05
Disclosure

SEC source: 0001209191-21-005031 · doc5.xml · nonDerivative · entry 8

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982,450

F4 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
December 30, 2020 Filed Jan 25, 2021 15:33 UTC PurchaseCommon Stock 27 $18.65 $503.55
Disclosure

SEC source: 0001209191-21-005019 · doc5.xml · nonDerivative · entry 7

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,511

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
December 30, 2020 Filed Feb 2, 2021 13:29 UTC PurchaseCommon Stock 27 $18.47 $498.69
Disclosure

SEC source: 0001209191-21-006669 · doc5.xml · nonDerivative · entry 6

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,769

F3 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
December 30, 2020 Filed Feb 5, 2021 15:02 UTC
Downs Peter MathisonDirector · Chief Lending Officer
PurchaseCommon Stock 440 $18.65 $8,206.00
Disclosure

SEC source: 0001209191-21-008029 · doc5.xml · nonDerivative · entry 4

Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,831

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
December 30, 2020 Filed Mar 11, 2021 15:43 UTC
TOWERS CHRISTOPHERChief Accounting Officer
PurchaseCommon Stock 48 $18.65 $895.20
Disclosure

SEC source: 0001493152-21-005786 · ownership.xml · nonDerivative · entry 5

TOWERS CHRISTOPHER · CIK 0001775875 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,977

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
December 18, 2020 Filed Feb 2, 2021 13:29 UTC GiftCommon Stock 110 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-006669 · doc5.xml · nonDerivative · entry 5

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,769

F1 · kind: Bona Fide Gift

F2 · price: Bona Fide Gifts. No compensation was given to the Reporting Person for the gifting of shares.

Read SEC document
November 18, 2020 Filed Nov 18, 2020 16:15 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 1,000 $17.95 $17,950.00
Disclosure

SEC source: 0001209191-20-058979 · doc4.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055,094

Read SEC document
October 05, 2020 Filed Jan 25, 2021 15:33 UTC PurchaseCommon Stock 8 $17.64 $141.12
Disclosure

SEC source: 0001209191-21-005019 · doc5.xml · nonDerivative · entry 10

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Co-Trustee for Carmen Zink Trust

Disclosed balance after: 245

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
October 05, 2020 Filed Jan 25, 2021 15:33 UTC PurchaseCommon Stock 358 $17.64 $6,315.12
Disclosure

SEC source: 0001209191-21-005019 · doc5.xml · nonDerivative · entry 4

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,511

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
September 30, 2020 Filed Jan 21, 2021 14:23 UTC
Schwartz Michael AdamChief Legal&Compliance Officer
PurchaseCommon Stock 351 $18.57 $6,518.07
Disclosure

SEC source: 0001209191-21-004645 · doc5.xml · nonDerivative · entry 5

Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,402

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
September 30, 2020 Filed Jan 22, 2021 18:39 UTC Amendment PurchaseCommon stock 513 $18.92 $9,705.96
Disclosure

SEC source: 0001209191-21-004793 · doc5a.xml · nonDerivative · entry 3

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,174

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
September 30, 2020 Filed Jan 22, 2021 16:35 UTC PurchaseCommon Stock 513 $18.92 $9,705.96
Disclosure

SEC source: 0001209191-21-004784 · doc5.xml · nonDerivative · entry 3

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,174

Read SEC document
September 30, 2020 Filed Jan 25, 2021 15:59 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon Stock 2,353 $18.57 $43,695.21
Disclosure

SEC source: 0001209191-21-005031 · doc5.xml · nonDerivative · entry 7

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982,450

F4 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document
September 30, 2020 Filed Jan 25, 2021 15:33 UTC PurchaseCommon Stock 32 $18.57 $594.24
Disclosure

SEC source: 0001209191-21-005019 · doc5.xml · nonDerivative · entry 6

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,511

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.