NDAQ

SEC source: 0000950170-24-039511 · ownership.xml · nonDerivative · entry 2

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by family trusts

Disclosed balance after: 10,545

F2 · balance_after: Each of the family trusts that were gifted shares by the Reporting Person entered into a Lock-Up Agreement, dated as of March 27, 2024, with Morgan Stanley & Co. LLC and Goldman Sachs & Co. LLC (each, a "Lock-Up Agreement"). Under the terms of each Lock-Up Agreement, each trust has agreed not to sell or otherwise transfer such shares during the period from the transaction date until the close of business 90 days after March 19, 2024, subject to certain exceptions. Each transfer was a bona fide gift to a family member of the Reporting Person.

F3 · ownership.nature: Reflects shares gifted by the reporting person to family trusts, of which the reporting person is a trustee.

SEC source: 0000950170-24-039511 · ownership.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,559

F1 · balance_after: Represents 204,559 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 196,056 are vested as of the date hereof.

SEC source: 0000950103-24-004179 · dp208740_4-borse.xml · nonDerivative · entry 1

Borse Dubai LTD · CIK 0001429059 · 10% owner

Investment CORP of Dubai · CIK 0001434326 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,341,545

F1 · shares: Reflects shares of Common Stock of the Issuer, par value $0.01 per share ("Common Stock"), sold pursuant to a secondary offering of the Issuer which closed on March 22, 2024 (the "Offering"), including full exercise of the option granted to the underwriters to acquire additional shares. The material terms of the Offering are described in the prospectus supplement, dated March 19, 2024, filed by the Issuer with the Securities and Exchange Commission on March 21, 2024.

F2 · price: This amount represents the per share price of Common Stock, as sold to the underwriters in connection with the Offering.

F3 · balance_after: The number of shares of Common Stock reported as beneficially owned reflects a 3-for-1 stock split completed by the Issuer on August 26, 2022.

F4 · ownership.direct: Borse Dubai Ltd. has direct beneficial ownership of the reported shares of Common Stock. Investment Corporation of Dubai is the majority shareholder of Borse Dubai Ltd. Investment Corporation of Dubai may, therefore, be deemed to have beneficial ownership of all of the reported shares of Common Stock.

F5 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

SEC source: 0000950170-24-024806 · ownership.xml · nonDerivative · entry 1

Smith Bryan Everard · CIK 0001799366 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,528

F1 · balance_after: Represents (i) 14,972 shares or units of restricted stock, of which 2,332 are vested, (ii) 44,696 shares underlying PSUs, all of which are vested and (iii) 3,860 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0000950170-24-019339 · ownership.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,805,552

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 404,213 shares or units of restricted stock, of which 270,820 are vested, (ii) 1,287,986 vested shares underlying PSUs, (iii) 10,000 shares of common stock acquired through open market purchases and (iv) 103,353 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.

SEC source: 0000950170-24-019339 · ownership.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,938,644

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2021 through December 31, 2023.

SEC source: 0000950170-24-018845 · ownership.xml · nonDerivative · entry 2

Zecca John · CIK 0001789709 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,958

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 14,856 shares or units of restricted stock, of which 2,002 are vested, and (ii) 103,102 shares underlying PSUs, all of which are vested.

SEC source: 0000950170-24-018845 · ownership.xml · nonDerivative · entry 1

Zecca John · CIK 0001789709 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,024

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2021 through December 31, 2023.

SEC source: 0000950170-24-018849 · ownership.xml · nonDerivative · entry 2

Tal Cohen · CIK 0001781714 · President, Market Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,584

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 67,897 shares underlying PSUs, all of which are vested, (ii) 78,801 shares or units of restricted stock, of which 18,394 are vested and (iii) 886 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0000950170-24-018849 · ownership.xml · nonDerivative · entry 1

Tal Cohen · CIK 0001781714 · President, Market Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,951

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2021 through December 31, 2023.

SEC source: 0000950170-24-018842 · ownership.xml · nonDerivative · entry 2

Smith Bryan Everard · CIK 0001799366 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,592

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 14,972 shares or units of restricted stock, of which 2,332 are vested, (ii) 46,760 shares underlying PSUs, all of which are vested and (iii) 3,860 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0000950170-24-018842 · ownership.xml · nonDerivative · entry 1

Smith Bryan Everard · CIK 0001799366 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,314

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2021 through December 31, 2023.

SEC source: 0000950170-24-018839 · ownership.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,730

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 103,270 shares or units of restricted stock, of which 33,557 are vested, (ii) 93,114 shares underlying PSUs, all of which are vested and (iii) 4,346 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0000950170-24-018839 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,122

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2021 through December 31, 2023.

SEC source: 0000950170-24-018833 · ownership.xml · nonDerivative · entry 2

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,898

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 35,879 shares or units of RSUs of which 5,560 are vested, (ii) 75,063 shares underlying PSUs, all of which are vested and (iii) 2,956 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0000950170-24-018833 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,856

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2021 through December 31, 2023.

SEC source: 0000950170-24-018816 · ownership.xml · nonDerivative · entry 2

Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,181

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 82,230 shares or units of restricted stock, of which 13,747 are vested and (ii) 141,951 shares underlying PSUs, all of which are vested.

SEC source: 0000950170-24-018816 · ownership.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,313

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2021 through December 31, 2023.

SEC source: 0001209191-24-000088 · doc4.xml · nonDerivative · entry 2

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by family trusts

Disclosed balance after: 6,615

F2 · ownership.nature: Reflects shares gifted by the reporting person to family trusts, of which the reporting person is a trustee.

SEC source: 0001209191-24-000088 · doc4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,489

F1 · balance_after: Represents 208,489 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 199,986 are vested as of the date hereof.

SEC source: 0001209191-23-058651 · doc4.xml · nonDerivative · entry 2

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by family trusts

Disclosed balance after: 6,035

F2 · ownership.nature: Reflects shares gifted by the reporting person to family trusts, of which the reporting person is a trustee.

SEC source: 0001209191-23-058651 · doc4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,069

F1 · balance_after: Represents 209,069 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 200,566 are vested as of the date hereof.

SEC source: 0001209191-23-057940 · doc4.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,566

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 35,879 shares or units of RSUs of which 5,560 are vested, (ii) 55,731 shares underlying PSUs, all of which are vested and (iii) 2,956 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-23-057939 · doc4.xml · nonDerivative · entry 1

Youngwood Sarah · CIK 0002002407 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,541

F1 · kind: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on December 6, 2024, 33% on December 6, 2025 and the remainder on December 6, 2026.

F2 · balance_after: Represents 89,541 units of restricted stock, of which none are vested at the date hereof.

SEC source: 0001209191-23-056896 · doc4.xml · nonDerivative · entry 1

SPAHT PAUL HOLDEN JR. · CIK 0001862654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,001

F1 · kind: Restricted stock vests as to 100% on June 21, 2024.

F2 · balance_after: Represents 3,001 shares or units of unvested restricted stock granted pursuant to Nasdaq's Equity Incentive Plan.

F3 · ownership.direct: Because such restricted stock are held by the reporting person for the benefit of Thoma Bravo, L.P., the reporting person disclaims beneficial ownership of and all right, title, and interest in the restricted stock reported or referenced herein and the filing of this statement shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of the reported securities.

SEC source: 0001209191-23-054309 · doc4.xml · nonDerivative · entry 1

DENNISON ANN M · CIK 0001671708 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,359

F1 · balance_after: Represents (i) 20,757 shares or units of restricted stock, of which 3,004 are vested, (ii) 34,676 shares underlying PSUs, all of which are vested and (iii) 3,926 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-23-053542 · doc4.xml · nonDerivative · entry 1

Torgeby Johan · CIK 0001940145 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,466

F1 · balance_after: Represents (i) 8,466 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 3,324 are vested as of the date hereof and (ii) 14,000 shares of common stock acquired through open market purchases.

SEC source: 0001209191-23-044773 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,718

F1 · balance_after: Represents (i) 7,218 shares or units of restricted stock, of which none are vested and (ii) 500 shares of common stock acquired through open market purchases.

SEC source: 0001209191-23-044193 · doc4.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,672,318

F1 · balance_after: Represents (i) 404,213 shares or units of restricted stock, of which 270,820 are vested, (ii) 1,154,752 vested shares underlying PSUs, (iii) 10,000 shares of common stock acquired through open market purchases and (iv) 103,353 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.

SEC source: 0001209191-23-043411 · doc4.xml · nonDerivative · entry 2

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by family trusts

Disclosed balance after: 2,910

F2 · ownership.nature: Reflects shares gifted by the reporting person to family trusts, of which the reporting person is a trustee.

SEC source: 0001209191-23-043293 · doc4.xml · nonDerivative · entry 1

DENNISON ANN M · CIK 0001671708 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,509

F1 · balance_after: Represents (i) 20,757 shares or units of restricted stock, of which 3,004 are vested, (ii) 39,826 shares underlying PSUs, all of which are vested and (iii) 3,926 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-23-040956 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,521

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 103,270 shares or units of restricted stock, of which 33,557 are vested, (ii) 62,947 shares underlying PSUs, all of which are vested and (iii) 4,304 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-23-040954 · doc4.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,702

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 82,230 shares or units of restricted stock, of which 13,747 are vested and (ii) 118,472 shares underlying PSUs, all of which are vested.

SEC source: 0001209191-23-040950 · doc4.xml · nonDerivative · entry 1

Daly Michelle Lynn · CIK 0001860776 · Controller and Prin Acctg Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,731

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan

F2 · balance_after: Represents (i) 9,827 shares or units of restricted stock, of which 1,997 are vested at the date hereof and (ii) 904 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-23-039371 · doc4.xml · nonDerivative · entry 2

Torgeby Johan · CIK 0001940145 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,466

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F3 · balance_after: Represents 8,466 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 3,324 are vested as of the date hereof.

SEC source: 0001209191-23-039348 · doc4.xml · nonDerivative · entry 2

Kazim Essa · CIK 0001428856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,024

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F3 · balance_after: Represents 135,024 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 128,103 are vested as of the date hereof. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022.

SEC source: 0001209191-23-039381 · doc4.xml · nonDerivative · entry 2

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,398

F2 · kind: Reflects shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan and fully vested as of the date of grant. These shares were issued as compensation for additional Board committee service by Mr. Zollar during the Board term ended June 21, 2023.

F3 · balance_after: Represents 40,398 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 32,982 are vested as of the date hereof. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022.

SEC source: 0001209191-23-039381 · doc4.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,215

F1 · kind: Restricted stock vests as to 100% on June 21, 2024.

SEC source: 0001209191-23-039377 · doc4.xml · nonDerivative · entry 1

Townes-Whitley Toni · CIK 0001764528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,071

F1 · kind: Restricted stock vests as to 100% on June 21, 2024.

F2 · balance_after: Represents 13,071 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 7,929 are vested as of the date hereof. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022.

SEC source: 0001209191-23-039371 · doc4.xml · nonDerivative · entry 1

Torgeby Johan · CIK 0001940145 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,999

F1 · kind: Restricted stock vests as to 100% on June 21, 2024.

SEC source: 0001209191-23-039364 · doc4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,194

F1 · kind: Restricted stock vests as to 100% on June 21, 2024.

F2 · balance_after: Represents 212,194 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 203,691 are vested as of the date hereof. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022.

SEC source: 0001209191-23-039357 · doc4.xml · nonDerivative · entry 1

KLOET THOMAS A · CIK 0001635673 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,934

F1 · kind: Restricted stock vests as to 100% on June 21, 2024.

F2 · balance_after: Represents (i) 14,934 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 7,320 are vested as of the current date and (ii) 6,000 shares of common stock acquired through open market purchases.

SEC source: 0001209191-23-039348 · doc4.xml · nonDerivative · entry 1

Kazim Essa · CIK 0001428856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,020

F1 · kind: Restricted stock vests as to 100% on June 21, 2024.

SEC source: 0001209191-23-039345 · doc4.xml · nonDerivative · entry 1

BLACK STEVEN D · CIK 0001197618 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,083

F1 · kind: Restricted stock vests as to 100% on June 21, 2024.

F2 · balance_after: Represents (i) 148,083 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 140,469 are vested as of the date hereof and (ii) 4,000 shares of common stock acquired through open market purchases.

SEC source: 0001209191-23-039340 · doc4.xml · nonDerivative · entry 1

BEGLEY CHARLENE T · CIK 0001233150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,601

F1 · kind: Restricted stock vests as to 100% on June 21, 2024.

F2 · balance_after: Represents 41,601 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 36,459 shares are vested as of the date hereof. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022.

SEC source: 0001209191-23-039338 · doc4.xml · nonDerivative · entry 1

ARNOLDI MELISSA · CIK 0001706528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,213

F1 · kind: Restricted stock vests as to 100% on June 21, 2024.

F2 · balance_after: Represents 42,213 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 37,071 are vested as of the date hereof. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022.

SEC source: 0001209191-23-039335 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,218

F1 · kind: Restricted stock vests as to 100% on June 21, 2024.

F2 · balance_after: Represents 7,218 shares or units of restricted stock, of which none are vested.

SEC source: 0001209191-23-037296 · doc4.xml · nonDerivative · entry 1

BLACK STEVEN D · CIK 0001197618 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,469

F1 · balance_after: Represents (i) 140,469 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 133,149 are vested as of the date hereof and (ii) 4,000 shares of common stock acquired through open market purchases. Total units of restricted stock reported reflect the three-for-one stock split declared by Nasdaq, which was effected through a stock dividend on August 26, 2022.

SEC source: 0001209191-23-023268 · doc4.xml · nonDerivative · entry 2

Zecca John · CIK 0001789709 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,721

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F3 · balance_after: Represents (i) 14,856 shares or units of restricted stock, of which 2,002 are vested, and (ii) 88,865 shares underlying PSUs, all of which are vested.

SEC source: 0001209191-23-023268 · doc4.xml · nonDerivative · entry 1

Zecca John · CIK 0001789709 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,785

F1 · kind: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 3, 2025, 33% on April 3, 2026 and the remainder on April 3, 2027.