Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2020 Filed Mar 3, 2020 19:17 UTC |
Hummer RyanChief Financial Officer
|
Exercise / conversionEquivalent Stock Units · Derivative | 4,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-20-000083 · certent-form4.xml · derivative · entry 6 Hummer Ryan · CIK 0001700226 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,999 Underlying: Common Stock · 4,842 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash. F6 · derivative.exercise_date: Includes 9,683 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 151,316 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. F6 · derivative.expiration_date: Includes 9,683 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 151,316 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:17 UTC |
Hummer RyanChief Financial Officer
|
GrantEquivalent Stock Units · Derivative | 151,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-20-000083 · certent-form4.xml · derivative · entry 5 Hummer Ryan · CIK 0001700226 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,841 Underlying: Common Stock · 151,316 shares Expires not disclosed F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F6 · derivative.exercise_date: Includes 9,683 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 151,316 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. F6 · derivative.expiration_date: Includes 9,683 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 151,316 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:17 UTC |
Hummer RyanChief Financial Officer
|
Disposition to issuerCommon Stock | 3,537 | $1.09 | $3,855.33 |
DisclosureSEC source: 0001562762-20-000083 · certent-form4.xml · nonDerivative · entry 3 Hummer Ryan · CIK 0001700226 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,379 F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:17 UTC |
Hummer RyanChief Financial Officer
|
Tax withholdingCommon Stock | 4,842 | $1.09 | $5,277.78 |
DisclosureSEC source: 0001562762-20-000083 · certent-form4.xml · nonDerivative · entry 2 Hummer Ryan · CIK 0001700226 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,916 F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:17 UTC |
Hummer RyanChief Financial Officer
|
Exercise / conversionCommon Stock | 4,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-20-000083 · certent-form4.xml · nonDerivative · entry 1 Hummer Ryan · CIK 0001700226 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash. F2 · balance_after: The total has been corrected from the previous Form 4 to exclude 6,064 shares which were inadvertently double counted. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:10 UTC |
Nipper RobertDirector · Chief Executive Officer
|
Exercise / conversionEquivalent Stock Units · Derivative | 10,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-20-000079 · certent-form4.xml · derivative · entry 7 Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,009 Underlying: Common Stock · 10,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash. F6 · derivative.exercise_date: Includes 21,456 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 358,553 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. F6 · derivative.expiration_date: Includes 21,456 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 358,553 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:10 UTC |
Nipper RobertDirector · Chief Executive Officer
|
GrantEquivalent Stock Units · Derivative | 358,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-20-000079 · certent-form4.xml · derivative · entry 6 Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,738 Underlying: Common Stock · 358,553 shares Expires not disclosed F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F6 · derivative.exercise_date: Includes 21,456 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 358,553 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. F6 · derivative.expiration_date: Includes 21,456 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 358,553 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:10 UTC |
Nipper RobertDirector · Chief Executive Officer
|
Disposition to issuerCommon Stock | 9,544 | $1.09 | $10,402.96 |
DisclosureSEC source: 0001562762-20-000079 · certent-form4.xml · nonDerivative · entry 3 Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,746 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:10 UTC |
Nipper RobertDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 10,729 | $1.09 | $11,694.61 |
DisclosureSEC source: 0001562762-20-000079 · certent-form4.xml · nonDerivative · entry 2 Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,290 F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:10 UTC |
Nipper RobertDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 10,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-20-000079 · certent-form4.xml · nonDerivative · entry 1 Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 11:57 UTC |
Stromquist MartyDirector · President
|
PurchaseCommon Stock | 4,435 | $2.25 | $9,978.75 |
DisclosureSEC source: 0001562762-19-000311 · certent-form4.xml · nonDerivative · entry 1 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,857 F1 · balance_after: Includes 16,279 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 47,139 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 18:56 UTC |
Stromquist MartyDirector · President
|
PurchaseCommon Stock | 12,203 | $2.25 | $27,456.75 |
DisclosureSEC source: 0001562762-19-000296 · certent-form4.xml · nonDerivative · entry 1 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,422 F1 · balance_after: Includes 16,279 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 47,139 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 06:04 UTC |
Stromquist MartyDirector · President
|
PurchaseCommon Stock | 316 | $2.25 | $711.00 |
DisclosureSEC source: 0001562762-19-000286 · certent-form4.xml · nonDerivative · entry 2 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,219 F1 · balance_after: Includes 16,279 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 47,139 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 06:04 UTC |
Stromquist MartyDirector · President
|
PurchaseCommon Stock | 4,300 | $2.25 | $9,675.00 |
DisclosureSEC source: 0001562762-19-000286 · certent-form4.xml · nonDerivative · entry 1 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,903 F1 · balance_after: Includes 16,279 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 47,139 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 16:24 UTC |
Stromquist MartyDirector · President
|
PurchaseCommon Stock | 9,080 | $2.25 | $20,430.00 |
DisclosureSEC source: 0001562762-19-000245 · certent-form4.xml · nonDerivative · entry 2 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,603 F1 · balance_after: Includes 16,279 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 47,139 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. F2 · balance_after: Includes 1,041 shares acquired under the Issuer's employee stock purchase plan on June 30, 2019. Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 16:24 UTC |
Stromquist MartyDirector · President
|
PurchaseCommon Stock | 30,832 | $2.25 | $69,372.00 |
DisclosureSEC source: 0001562762-19-000245 · certent-form4.xml · nonDerivative · entry 1 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,523 F1 · balance_after: Includes 16,279 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 47,139 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. F2 · balance_after: Includes 1,041 shares acquired under the Issuer's employee stock purchase plan on June 30, 2019. Read SEC document |
| August 24, 2019 Filed Aug 26, 2019 20:21 UTC |
Trautner KevinChief Legal Officer & Secy
|
Disposition to issuerCommon Stock | 950 | $2.02 | $1,919.00 |
DisclosureSEC source: 0001562762-19-000237 · certent-form4.xml · nonDerivative · entry 1 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,175 F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F2 · balance_after: Includes 3,898 restricted stock units which vest on August 24, 2020, 10,944 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 31,690 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| August 24, 2019 Filed Aug 26, 2019 20:33 UTC |
Hummer RyanChief Financial Officer
|
Disposition to issuerCommon Stock | 1,477 | $2.02 | $2,983.54 |
DisclosureSEC source: 0001562762-19-000241 · certent-form4.xml · nonDerivative · entry 1 Hummer Ryan · CIK 0001700226 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,980 F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F2 · balance_after: Includes 6,063 restricted stock units which vest on August 24, 2020, 15,048 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 43,574 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. F3 · balance_after: Includes 1,041 shares acquired under the Issuer's employee stock purchase plan on June 30, 2019. Read SEC document |
| August 24, 2019 Filed Aug 26, 2019 20:27 UTC |
King James GambrellChief Strategy Officer
|
Disposition to issuerCommon Stock | 1,266 | $2.02 | $2,557.32 |
DisclosureSEC source: 0001562762-19-000239 · certent-form4.xml · nonDerivative · entry 1 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,740 F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F2 · balance_after: Includes 5,197 restricted stock units which vest on August 24, 2020, 12,540 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 24,673 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. F3 · balance_after: Includes 1,041 shares acquired under the Issuer's employee stock purchase plan on June 30, 2019. Read SEC document |
| August 23, 2019 Filed Aug 23, 2019 20:22 UTC |
MYERS FRANKLINDirector
|
PurchaseCommon Stock | 10,000 | $2.09 | $20,900.00 |
DisclosureSEC source: 0001562762-19-000235 · certent-form4.xml · nonDerivative · entry 2 MYERS FRANKLIN · CIK 0001207002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,791 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.01 to $2.10. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 19,824 vested restricted stock units and 1,960 restricted stock units which vest on April 27, 2020 and all of which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 22,007 restricted stock units which vest on February 28, 2020 and settle within thirty days of the vesting date. Read SEC document |
| August 22, 2019 Filed Aug 23, 2019 20:22 UTC |
MYERS FRANKLINDirector
|
PurchaseCommon Stock | 5,000 | $2.26 | $11,300.00 |
DisclosureSEC source: 0001562762-19-000235 · certent-form4.xml · nonDerivative · entry 1 MYERS FRANKLIN · CIK 0001207002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,791 F1 · balance_after: Includes 19,824 vested restricted stock units and 1,960 restricted stock units which vest on April 27, 2020 and all of which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 22,007 restricted stock units which vest on February 28, 2020 and settle within thirty days of the vesting date. Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 20:27 UTC |
MYERS FRANKLINDirector
|
PurchaseCommon Stock | 10,000 | $2.14 | $21,400.00 |
DisclosureSEC source: 0001562762-19-000224 · certent-form4.xml · nonDerivative · entry 1 MYERS FRANKLIN · CIK 0001207002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,791 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.13 to $2.16. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 19,824 vested restricted stock units and 1,960 restricted stock units which vest on April 27, 2020 and all of which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 22,007 restricted stock units which vest on February 28, 2020 and settle within thirty days of the vesting date. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 20:47 UTC |
Mitchell Valerie ADirector
|
GrantCommon Stock | 69,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000232 · certent-form4.xml · nonDerivative · entry 1 Mitchell Valerie A · CIK 0001608353 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,142 F1 · balance_after: Includes 21,749 restricted stock units which vest on August 20, 2020 and 47,393 which vest in three equal annual installments beginning on August 20, 2020 and all of which settle within thirty days following the earlier of (i) the termination of the Reporting Person's service for any reason or (ii) a change of control. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 20:33 UTC |
MYERS FRANKLINDirector
|
PurchaseCommon Stock | 15,000 | $1.84 | $27,600.00 |
DisclosureSEC source: 0001562762-19-000220 · certent-form4.xml · nonDerivative · entry 3 MYERS FRANKLIN · CIK 0001207002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,791 F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.79 to $1.85. F2 · balance_after: Includes 19,824 vested restricted stock units and 1,960 restricted stock units which vest on April 27, 2020 and all of which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 22,007 restricted stock units which vest on February 28, 2020 and settle within thirty days of the vesting date. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 12:08 UTC |
Trautner KevinChief Legal Officer & Secy
|
PurchaseCommon Stock | 5,000 | $1.79 | $8,950.00 |
DisclosureSEC source: 0001562762-19-000222 · certent-form4.xml · nonDerivative · entry 1 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,227 F1 · balance_after: Includes 7,796 restricted stock units which vest in two equal annual installments beginning on August 24, 2019, 10,944 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 31,690 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 20:33 UTC |
MYERS FRANKLINDirector
|
PurchaseCommon Stock | 15,000 | $1.99 | $29,850.00 |
DisclosureSEC source: 0001562762-19-000220 · certent-form4.xml · nonDerivative · entry 2 MYERS FRANKLIN · CIK 0001207002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,791 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.93 to $2.04. F2 · balance_after: Includes 19,824 vested restricted stock units and 1,960 restricted stock units which vest on April 27, 2020 and all of which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 22,007 restricted stock units which vest on February 28, 2020 and settle within thirty days of the vesting date. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 20:33 UTC |
MYERS FRANKLINDirector
|
PurchaseCommon Stock | 12,500 | $2.40 | $30,000.00 |
DisclosureSEC source: 0001562762-19-000220 · certent-form4.xml · nonDerivative · entry 1 MYERS FRANKLIN · CIK 0001207002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,791 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.29 to $2.48. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4. F2 · balance_after: Includes 19,824 vested restricted stock units and 1,960 restricted stock units which vest on April 27, 2020 and all of which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 22,007 restricted stock units which vest on February 28, 2020 and settle within thirty days of the vesting date. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 20:27 UTC |
MYERS FRANKLINDirector
|
PurchaseCommon Stock | 7,500 | $2.34 | $17,550.00 |
DisclosureSEC source: 0001562762-19-000197 · certent-form4.xml · nonDerivative · entry 1 MYERS FRANKLIN · CIK 0001207002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,291 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.25 to $2.45. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 19,824 vested restricted stock units and 1,960 restricted stock units which vest on April 27, 2020 and all of which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 22,007 restricted stock units which vest on February 28, 2020 and settle within thirty days of the vesting date. Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 20:30 UTC |
MYERS FRANKLINDirector
|
PurchaseCommon Stock | 25,000 | $2.13 | $53,250.00 |
DisclosureSEC source: 0001562762-19-000193 · certent-form4.xml · nonDerivative · entry 1 MYERS FRANKLIN · CIK 0001207002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,791 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.9 to $2.27. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 19,824 vested restricted stock units and 1,960 restricted stock units which vest on April 27, 2020 and all of which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 22,007 restricted stock units which vest on February 28, 2020 and settle within thirty days of the vesting date. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 20:18 UTC |
Hummer RyanChief Financial Officer
|
PurchaseCommon Stock | 50,000 | $2.63 | $131,500.00 |
DisclosureSEC source: 0001562762-19-000148 · certent-form4.xml · nonDerivative · entry 1 Hummer Ryan · CIK 0001700226 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,352 F1 · balance_after: Includes 12,127 restricted stock units which vest in two equal annual installments beginning on August 24, 2019, 15,048 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 43,574 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| May 28, 2019 Filed May 29, 2019 20:28 UTC |
Hummer RyanChief Financial Officer
|
PurchaseCommon Stock | 50,000 | $2.61 | $130,500.00 |
DisclosureSEC source: 0001562762-19-000142 · certent-form4.xml · nonDerivative · entry 1 Hummer Ryan · CIK 0001700226 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,352 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.58 to $2.62. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 12,127 restricted stock units which vest in two equal annual installments beginning on August 24, 2019, 15,048 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 43,574 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| May 24, 2019 Filed May 28, 2019 20:38 UTC |
MYERS FRANKLINDirector
|
PurchaseCommon Stock | 40,000 | $2.57 | $102,800.00 |
DisclosureSEC source: 0001562762-19-000135 · certent-form4.xml · nonDerivative · entry 1 MYERS FRANKLIN · CIK 0001207002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,791 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.55 to $2.59. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 19,824 vested restricted stock units and 1,960 restricted stock units which vest on April 27, 2020 and all of which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 22,007 restricted stock units which vest on February 28, 2020 and settle within thirty days of the vesting date. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:03 UTC |
Hummer RyanChief Financial Officer
|
Tax withholdingCommon Stock | 2,231 | $5.41 | $12,069.71 |
DisclosureSEC source: 0001562762-19-000053 · certent-form4.xml · nonDerivative · entry 2 Hummer Ryan · CIK 0001700226 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,352 F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F1 · balance_after: Includes 12,127 restricted stock units which vest in two equal annual installments beginning on August 24, 2019, 15,048 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 43,574 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. F2 · balance_after: Includes 2,259 shares acquired under the Issuer's employee stock purchase plan on December 31, 2018. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:22 UTC |
Willems TimChief Operations Officer
|
Tax withholdingCommon Stock | 2,231 | $5.41 | $12,069.71 |
DisclosureSEC source: 0001562762-19-000063 · certent-form4.xml · nonDerivative · entry 2 Willems Tim · CIK 0001699916 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,174 F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F1 · balance_after: Includes 15,048 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 43,574 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. F2 · balance_after: Includes 2,259 shares acquired under the Issuer's employee stock purchase plan on December 31, 2018. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 15:56 UTC |
Bitter WadeCAO & Treasurer
|
Tax withholdingCommon Stock | 1,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000051 · certent-form4.xml · nonDerivative · entry 2 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,280 F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F1 · balance_after: Includes 7,068 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 20,467 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. F2 · balance_after: Includes 2,259 shares acquired under the Issuer's employee stock purchase plan on December 31, 2018. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 16:13 UTC |
Stromquist MartyDirector · President
|
Tax withholdingCommon Stock | 3,908 | $5.41 | $21,142.28 |
DisclosureSEC source: 0001562762-19-000059 · certent-form4.xml · nonDerivative · entry 2 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,650 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F1 · balance_after: Includes 16,279 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 47,139 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:17 UTC |
Trautner KevinChief Legal Officer & Secy
|
Tax withholdingCommon Stock | 1,623 | $5.41 | $8,780.43 |
DisclosureSEC source: 0001562762-19-000061 · certent-form4.xml · nonDerivative · entry 2 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,227 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F1 · balance_after: Includes 7,796 restricted stock units which vest in two equal annual installments beginning on August 24, 2019, 10,944 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 31,690 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:10 UTC |
Nipper RobertDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 4,533 | $5.41 | $24,523.53 |
DisclosureSEC source: 0001562762-19-000057 · certent-form4.xml · nonDerivative · entry 2 Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,290 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F1 · balance_after: Includes 33,344 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 96,556 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:07 UTC |
King James GambrellChief Strategy Officer
|
Tax withholdingCommon Stock | 1,860 | $5.41 | $10,062.60 |
DisclosureSEC source: 0001562762-19-000055 · certent-form4.xml · nonDerivative · entry 2 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,768 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F1 · balance_after: Includes 10,394 restricted stock units which vest in two equal annual installments beginning on August 24, 2019, 12,540 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 24,673 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:36 UTC |
RALLS W MATTDirector
|
GrantCommon Stock | 22,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000073 · certent-form4.xml · nonDerivative · entry 1 RALLS W MATT · CIK 0001180365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,791 F1 · balance_after: Includes 17,863 vested restricted stock units and 3,921 restricted stock units which vest in two equal annual installments beginning on April 27, 2019 and all of which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 22,007 restricted stock units which vest on February 28, 2020 and settle within thirty days following the earlier of (i) the termination of the Reporting Person's service for any reason or (ii) a change of control. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:03 UTC |
Hummer RyanChief Financial Officer
|
GrantEquivalent Stock Units · Derivative | 14,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000053 · certent-form4.xml · derivative · entry 3 Hummer Ryan · CIK 0001700226 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,525 Underlying: Common Stock · 14,525 shares Expires not disclosed F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed two times the common stock price on the day before the date of grant. F5 · derivative.exercise_date: Vest in in three equal annual installments beginning on February 28, 2020. F5 · derivative.expiration_date: Vest in in three equal annual installments beginning on February 28, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:03 UTC |
Hummer RyanChief Financial Officer
|
GrantCommon Stock | 43,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000053 · certent-form4.xml · nonDerivative · entry 1 Hummer Ryan · CIK 0001700226 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,583 F1 · balance_after: Includes 12,127 restricted stock units which vest in two equal annual installments beginning on August 24, 2019, 15,048 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 43,574 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. F2 · balance_after: Includes 2,259 shares acquired under the Issuer's employee stock purchase plan on December 31, 2018. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:22 UTC |
Willems TimChief Operations Officer
|
GrantEquivalent Stock Units · Derivative | 14,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000063 · certent-form4.xml · derivative · entry 4 Willems Tim · CIK 0001699916 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,525 Underlying: Common Stock · 14,525 shares Expires not disclosed F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed two times the common stock price on the day before the date of grant. F6 · derivative.exercise_date: Vest in in three equal annual installments beginning on February 28, 2020. F6 · derivative.expiration_date: Vest in in three equal annual installments beginning on February 28, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:22 UTC |
Willems TimChief Operations Officer
|
GrantCommon Stock | 43,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000063 · certent-form4.xml · nonDerivative · entry 1 Willems Tim · CIK 0001699916 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,405 F1 · balance_after: Includes 15,048 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 43,574 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. F2 · balance_after: Includes 2,259 shares acquired under the Issuer's employee stock purchase plan on December 31, 2018. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 15:56 UTC |
Bitter WadeCAO & Treasurer
|
GrantEquivalent Stock Units · Derivative | 6,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000051 · certent-form4.xml · derivative · entry 4 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,822 Underlying: Common Stock · 6,822 shares Expires not disclosed F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed two times the common stock price on the day before the date of grant. F5 · derivative.exercise_date: Vest in in three equal annual installments beginning on February 28, 2020. F5 · derivative.expiration_date: Vest in in three equal annual installments beginning on February 28, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 15:56 UTC |
Bitter WadeCAO & Treasurer
|
GrantCommon Stock | 20,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000051 · certent-form4.xml · nonDerivative · entry 1 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,328 F1 · balance_after: Includes 7,068 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 20,467 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. F2 · balance_after: Includes 2,259 shares acquired under the Issuer's employee stock purchase plan on December 31, 2018. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 16:13 UTC |
Stromquist MartyDirector · President
|
GrantEquivalent Stock Units · Derivative | 15,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000059 · certent-form4.xml · derivative · entry 5 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,713 Underlying: Common Stock · 15,713 shares Expires not disclosed F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed two times the common stock price on the day before the date of grant. F6 · derivative.exercise_date: Vest in in three equal annual installments beginning on February 28, 2020. F6 · derivative.expiration_date: Vest in in three equal annual installments beginning on February 28, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 16:13 UTC |
Stromquist MartyDirector · President
|
GrantCommon Stock | 47,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000059 · certent-form4.xml · nonDerivative · entry 1 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,558 F1 · balance_after: Includes 16,279 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 47,139 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:34 UTC |
MYERS FRANKLINDirector
|
GrantCommon Stock | 22,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000071 · certent-form4.xml · nonDerivative · entry 1 MYERS FRANKLIN · CIK 0001207002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,791 F1 · balance_after: Includes 17,863 vested restricted stock units and 3,921 restricted stock units which vest in two equal annual installments beginning on April 27, 2019 and all of which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 22,007 restricted stock units which vest on February 28, 2020 and settle within thirty days of the vesting date. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:31 UTC |
MCSHANE MICHAELDirector
|
GrantCommon Stock | 30,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000069 · certent-form4.xml · nonDerivative · entry 1 MCSHANE MICHAEL · CIK 0001236484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,073 F1 · balance_after: Includes 22,264 vested restricted stock units which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 30,810 restricted stock units which vest on February 28, 2020 and settle within thirty days of the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.