TapewireFind a company

person · Reporting owner

Stromquist Marty

Disclosed activity across 1 company

Tapewire entity
116150
SEC CIK
0001699918

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NCS Multistage Holdings, Inc.NCSM · Entity 6562DirectorFebruary 28, 2023March 02, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NCS Multistage Holdings, Inc.

Report date February 28, 2023 · Filed March 02, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,896 Ending reported balance After 2023-02-28 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2023-02-28 · Exercise / conversion · Acquired 2,741 · Balance 12,096

F1: Equivalent stock units vested on February 28, 2023 and settled for cash.

Row 2 · 2023-02-28 · Tax withholding · Disposed 2,741 · Balance 9,355

F1: Equivalent stock units vested on February 28, 2023 and settled for cash.

Row 3 · 2023-02-28 · Disposition to issuer · Disposed 1,459 · Balance 7,896

F2: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

Equivalent Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-02-28 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-02-28 · Exercise / conversion · Disposed 2,741 · Balance 0

F5: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1: Equivalent stock units vested on February 28, 2023 and settled for cash.

Common StockSEC Table I · non-derivativeIndirectBy Corporation30,173 Reported balance Holding disclosure · report date 2023-02-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 30,173

F3: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote5,672 Reported balance Holding disclosure · report date 2023-02-28 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 5,672

F4: Held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Equivalent stock units vested on February 28, 2023 and settled for cash.

F2: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

F4: Held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

F5: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2023 Filed Mar 2, 2023 17:10 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Exercise / conversionEquivalent Stock Units · Derivative 2,741 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000080 · certent-form4.xml · derivative · entry 6

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,741 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

F5 · derivative.exercise_date: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F5 · derivative.expiration_date: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 17:10 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Disposition to issuerCommon Stock 1,459 $23.84 $34,782.56
Disclosure

SEC source: 0001562762-23-000080 · certent-form4.xml · nonDerivative · entry 3

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,896

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 17:10 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Tax withholdingCommon Stock 2,741 $23.84 $65,345.44
Disclosure

SEC source: 0001562762-23-000080 · certent-form4.xml · nonDerivative · entry 2

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,355

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 17:10 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Exercise / conversionCommon Stock 2,741 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000080 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 16:20 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 SaleCommon Stock 57 $27.05 $1,541.85
Disclosure

SEC source: 0001562762-22-000489 · certent-form4.xml · nonDerivative · entry 2

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 30,173

F2 · balance_after: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 16:20 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 SaleCommon Stock 585 $26.55 $15,531.75
Disclosure

SEC source: 0001562762-22-000489 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 30,230

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.03 to $27.02. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 30, 2022 Filed Nov 30, 2022 18:28 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 SaleCommon Stock 119 $27.36 $3,255.84
Disclosure

SEC source: 0001562762-22-000487 · certent-form4.xml · nonDerivative · entry 3

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 30,815

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.34 to $27.41.

F1 · balance_after: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 30, 2022 Filed Nov 30, 2022 18:28 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 SaleCommon Stock 576 $26.27 $15,131.52
Disclosure

SEC source: 0001562762-22-000487 · certent-form4.xml · nonDerivative · entry 2

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 30,934

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

F1 · balance_after: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 29, 2022 Filed Nov 30, 2022 18:28 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 SaleCommon Stock 348 $26.00 $9,048.00
Disclosure

SEC source: 0001562762-22-000487 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 31,510

F1 · balance_after: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 12:05 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 SaleCommon Stock 700 $26.79 $18,753.00
Disclosure

SEC source: 0001562762-22-000485 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 31,858

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $27.10. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 22, 2022 Filed Nov 22, 2022 18:41 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 SaleCommon Stock 100 $27.60 $2,760.00
Disclosure

SEC source: 0001562762-22-000481 · certent-form4.xml · nonDerivative · entry 2

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 32,558

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.50 to $27.67.

F2 · balance_after: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 22, 2022 Filed Nov 22, 2022 18:41 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 SaleCommon Stock 515 $26.69 $13,745.35
Disclosure

SEC source: 0001562762-22-000481 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 32,658

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $27.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.

F2 · balance_after: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 10:29 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 GrantCommon Stock 3,038 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000113 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,355

F1 · balance_after: Includes 3,038 restricted stock units which vest and settle on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 15:10 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Exercise / conversionEquivalent Stock Units · Derivative 3,002 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000080 · certent-form4.xml · derivative · entry 6

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,741

Underlying: Common Stock · 3,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

F6 · derivative.exercise_date: Includes 2,741 equivalent stock units which vest on February 28, 2023.

F6 · derivative.expiration_date: Includes 2,741 equivalent stock units which vest on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 15:10 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Disposition to issuerCommon Stock 1,621 $42.80 $69,378.80
Disclosure

SEC source: 0001562762-22-000080 · certent-form4.xml · nonDerivative · entry 3

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,317

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 15:10 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Tax withholdingCommon Stock 3,002 $42.80 $128,485.60
Disclosure

SEC source: 0001562762-22-000080 · certent-form4.xml · nonDerivative · entry 2

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,938

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 15:10 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Exercise / conversionCommon Stock 3,002 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000080 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 16:08 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Disposition to issuerCommon Stock 195 $36.31 $7,080.45
Disclosure

SEC source: 0001562762-21-000087 · certent-form4.xml · nonDerivative · entry 5

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,938

F4 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F5 · balance_after: Includes 785 restricted stock units which vest and settle on February 28, 2022. Also, includes 2,591 restricted stock units which vest on February 28, 2022 and which settle within thirty days of the vesting date.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 16:08 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Exercise / conversionEquivalent Stock Units · Derivative 3,003 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000087 · certent-form4.xml · derivative · entry 8

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,743

Underlying: Common Stock · 3,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

F7 · derivative.exercise_date: Includes 261 equivalent stock units which vest on February 28, 2022 and 5,482 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022.

F7 · derivative.expiration_date: Includes 261 equivalent stock units which vest on February 28, 2022 and 5,482 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 16:08 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Disposition to issuerCommon Stock 377 $38.50 $14,514.50
Disclosure

SEC source: 0001562762-21-000087 · certent-form4.xml · nonDerivative · entry 4

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,133

F4 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 16:08 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 GrantCommon Stock 2,591 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000087 · certent-form4.xml · nonDerivative · entry 3

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,510

Read SEC document
February 28, 2021 Filed Mar 2, 2021 16:08 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Tax withholdingCommon Stock 3,003 $38.50 $115,615.50
Disclosure

SEC source: 0001562762-21-000087 · certent-form4.xml · nonDerivative · entry 2

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,919

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 16:08 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Exercise / conversionCommon Stock 3,003 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000087 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 14:14 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Disposition to issuerCommon Stock 3,908 $1.09 $4,259.72
Disclosure

SEC source: 0001562762-20-000081 · certent-form4.xml · nonDerivative · entry 4

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,406

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 8,139 restricted stock units which vest on March 1, 2021 and 31,426 restricted stock units which vest in two equal annual installments beginning on February 28, 2021.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 14:14 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Exercise / conversionEquivalent Stock Units · Derivative 5,238 $0.00 $0.00
Disclosure

SEC source: 0001562762-20-000081 · certent-form4.xml · derivative · entry 8

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,949

Underlying: Common Stock · 5,238 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash.

F7 · derivative.exercise_date: Includes 10,475 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 164,474 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021.

F7 · derivative.expiration_date: Includes 10,475 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 164,474 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 14:14 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 GrantEquivalent Stock Units · Derivative 164,474 $0.00 $0.00
Disclosure

SEC source: 0001562762-20-000081 · certent-form4.xml · derivative · entry 7

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,187

Underlying: Common Stock · 164,474 shares

Expires not disclosed

F6 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F7 · derivative.exercise_date: Includes 10,475 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 164,474 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021.

F7 · derivative.expiration_date: Includes 10,475 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 164,474 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 14:14 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Disposition to issuerCommon Stock 7,543 $1.09 $8,221.87
Disclosure

SEC source: 0001562762-20-000081 · certent-form4.xml · nonDerivative · entry 3

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,314

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 14:14 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Tax withholdingCommon Stock 5,238 $1.09 $5,709.42
Disclosure

SEC source: 0001562762-20-000081 · certent-form4.xml · nonDerivative · entry 2

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,857

F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 14:14 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Exercise / conversionCommon Stock 5,238 $0.00 $0.00
Disclosure

SEC source: 0001562762-20-000081 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 11:57 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 PurchaseCommon Stock 4,435 $2.25 $9,978.75
Disclosure

SEC source: 0001562762-19-000311 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,857

F1 · balance_after: Includes 16,279 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 47,139 restricted stock units which vest in three equal annual installments beginning on February 28, 2020.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 18:56 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 PurchaseCommon Stock 12,203 $2.25 $27,456.75
Disclosure

SEC source: 0001562762-19-000296 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,422

F1 · balance_after: Includes 16,279 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 47,139 restricted stock units which vest in three equal annual installments beginning on February 28, 2020.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 06:04 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 PurchaseCommon Stock 316 $2.25 $711.00
Disclosure

SEC source: 0001562762-19-000286 · certent-form4.xml · nonDerivative · entry 2

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,219

F1 · balance_after: Includes 16,279 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 47,139 restricted stock units which vest in three equal annual installments beginning on February 28, 2020.

Read SEC document
November 07, 2019 Filed Nov 12, 2019 06:04 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 PurchaseCommon Stock 4,300 $2.25 $9,675.00
Disclosure

SEC source: 0001562762-19-000286 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,903

F1 · balance_after: Includes 16,279 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 47,139 restricted stock units which vest in three equal annual installments beginning on February 28, 2020.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 16:24 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 PurchaseCommon Stock 9,080 $2.25 $20,430.00
Disclosure

SEC source: 0001562762-19-000245 · certent-form4.xml · nonDerivative · entry 2

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,603

F1 · balance_after: Includes 16,279 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 47,139 restricted stock units which vest in three equal annual installments beginning on February 28, 2020.

F2 · balance_after: Includes 1,041 shares acquired under the Issuer's employee stock purchase plan on June 30, 2019.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 16:24 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 PurchaseCommon Stock 30,832 $2.25 $69,372.00
Disclosure

SEC source: 0001562762-19-000245 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,523

F1 · balance_after: Includes 16,279 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 47,139 restricted stock units which vest in three equal annual installments beginning on February 28, 2020.

F2 · balance_after: Includes 1,041 shares acquired under the Issuer's employee stock purchase plan on June 30, 2019.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 16:13 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Tax withholdingCommon Stock 3,908 $5.41 $21,142.28
Disclosure

SEC source: 0001562762-19-000059 · certent-form4.xml · nonDerivative · entry 2

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,650

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F1 · balance_after: Includes 16,279 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 47,139 restricted stock units which vest in three equal annual installments beginning on February 28, 2020.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:13 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 GrantEquivalent Stock Units · Derivative 15,713 $0.00 $0.00
Disclosure

SEC source: 0001562762-19-000059 · certent-form4.xml · derivative · entry 5

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,713

Underlying: Common Stock · 15,713 shares

Expires not disclosed

F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed two times the common stock price on the day before the date of grant.

F6 · derivative.exercise_date: Vest in in three equal annual installments beginning on February 28, 2020.

F6 · derivative.expiration_date: Vest in in three equal annual installments beginning on February 28, 2020.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:13 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 GrantCommon Stock 47,139 $0.00 $0.00
Disclosure

SEC source: 0001562762-19-000059 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,558

F1 · balance_after: Includes 16,279 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 47,139 restricted stock units which vest in three equal annual installments beginning on February 28, 2020.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:48 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 Disposition to issuerExchangeable Shares · Derivative 221,155.8 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-19-000038 · certent-form4.xml · derivative · entry 4

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 663,468 shares

Expires not disclosed

F5 · security: Represents exchangeable shares in NCS Multistage Inc., a wholly owned indirect subsidiary of the Issuer. Each exchangeable share is convertible into three shares of common stock of the Issuer, subject to adjustment. The exchangeable shares are currently exercisable and have no expiration date.

F5 · derivative.exercise_price: Represents exchangeable shares in NCS Multistage Inc., a wholly owned indirect subsidiary of the Issuer. Each exchangeable share is convertible into three shares of common stock of the Issuer, subject to adjustment. The exchangeable shares are currently exercisable and have no expiration date.

F6 · price: Not applicable.

F5 · derivative.exercise_date: Represents exchangeable shares in NCS Multistage Inc., a wholly owned indirect subsidiary of the Issuer. Each exchangeable share is convertible into three shares of common stock of the Issuer, subject to adjustment. The exchangeable shares are currently exercisable and have no expiration date.

F5 · derivative.expiration_date: Represents exchangeable shares in NCS Multistage Inc., a wholly owned indirect subsidiary of the Issuer. Each exchangeable share is convertible into three shares of common stock of the Issuer, subject to adjustment. The exchangeable shares are currently exercisable and have no expiration date.

F3 · ownership.nature: Held by Cemblend. Cemblend is indirectly 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Cemblend except to the extent of his pecuniary interest therein.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 17:48 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 GrantCommon Stock 663,468 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-19-000038 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 663,468

F1 · price: Cemblend Systems Inc. ("Cemblend") converted exchangeable shares into shares of common stock of the Issuer and distributed such shares to Stromquist Technologies Inc. ("STI").

F2 · ownership.nature: Held by STI, a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by STI except to the extent of his pecuniary interest therein.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 10:32 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 SaleCommon Stock 12 $7.60 $91.20
Disclosure

SEC source: 0001562762-18-000386 · certent-form4.xml · nonDerivative · entry 2

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 113,443

F1 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

F1 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 10:32 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 SaleCommon Stock 7,895 $7.60 $60,002.00
Disclosure

SEC source: 0001562762-18-000386 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 113,455

F1 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

F1 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 12:03 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 SaleCommon Stock 50 $7.60 $380.00
Disclosure

SEC source: 0001562762-18-000378 · certent-form4.xml · nonDerivative · entry 2

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 121,350

F1 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

F1 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 12:03 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 SaleCommon Stock 2,910 $7.60 $22,116.00
Disclosure

SEC source: 0001562762-18-000378 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 121,400

F1 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

F1 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 27, 2018 Filed Nov 28, 2018 14:02 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 SaleCommon Stock 352 $7.60 $2,675.20
Disclosure

SEC source: 0001562762-18-000376 · certent-form4.xml · nonDerivative · entry 2

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 124,310

F2 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

F2 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 26, 2018 Filed Nov 28, 2018 14:02 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 SaleCommon Stock 51 $7.80 $397.80
Disclosure

SEC source: 0001562762-18-000376 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 124,662

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.75 to $7.80. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

F2 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 12:11 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 SaleCommon Stock 10,156 $7.60 $77,185.60
Disclosure

SEC source: 0001562762-18-000369 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 124,713

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.60 to $7.63. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

F2 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:18 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 SaleCommon Stock 13,382 $7.60 $101,703.20
Disclosure

SEC source: 0001562762-18-000365 · certent-form4.xml · nonDerivative · entry 2

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 134,868

F2 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

F2 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:18 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 SaleCommon Stock 4,912 $7.67 $37,675.04
Disclosure

SEC source: 0001562762-18-000365 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 148,250

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.67 to $7.71. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

F2 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 16:23 UTC NCS Multistage Holdings, Inc. NCSM · Entity 6562 SaleCommon Stock 67,495 $7.71 $520,386.45
Disclosure

SEC source: 0001562762-18-000346 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 153,162

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.67 to $7.80. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

F2 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.