Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NCS Multistage Holdings, Inc.NCSM · Entity 6562 | CAO & Treasurer | February 28, 2020 | March 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NCS Multistage Holdings, Inc.
Report date February 28, 2020 · Filed March 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,595 |
Reported balance
After 2020-02-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-28 · Exercise / conversion · Acquired 2,274 · Balance 35,595 F1: Equivalent stock units vested on February 28, 2020 and settled for cash. F2: Includes 1,041 shares acquired under the Issuer's employee stock purchase plan on June 30, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 33,321 |
Reported balance
After 2020-02-28 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-02-28 · Tax withholding · Disposed 2,274 · Balance 33,321 F1: Equivalent stock units vested on February 28, 2020 and settled for cash. |
| Common StockSEC Table I · non-derivative | Direct | 31,297 |
Reported balance
After 2020-02-28 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-02-28 · Disposition to issuer · Disposed 2,024 · Balance 31,297 F3: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 30,249 |
Reported balance
After 2020-03-01 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2020-03-01 · Disposition to issuer · Disposed 1,048 · Balance 30,249 F3: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F4: Includes 3,534 restricted stock units which vest on March 1, 2021 and 13,644 restricted stock units which vest in two equal annual installments beginning on February 28, 2021. |
| Equivalent Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,548 |
Reported balance
After 2020-02-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-02-28 · Exercise / conversion · Disposed 2,274 · Balance 4,548 F5: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F1: Equivalent stock units vested on February 28, 2020 and settled for cash. F6: Includes 4,548 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021. |
| Common StockSEC Table I · non-derivative | IndirectBy Revocable Trust | 40,000 |
Reported balance
Holding disclosure · report date 2020-02-28 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 40,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Equivalent stock units vested on February 28, 2020 and settled for cash.
F2: Includes 1,041 shares acquired under the Issuer's employee stock purchase plan on June 30, 2019.
F3: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.
F4: Includes 3,534 restricted stock units which vest on March 1, 2021 and 13,644 restricted stock units which vest in two equal annual installments beginning on February 28, 2021.
F5: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.
F6: Includes 4,548 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2020 Filed Mar 3, 2020 14:30 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Disposition to issuerCommon Stock | 1,048 | $1.09 | $1,142.32 |
DisclosureSEC source: 0001562762-20-000091 · certent-form4.xml · nonDerivative · entry 4 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,249 F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F4 · balance_after: Includes 3,534 restricted stock units which vest on March 1, 2021 and 13,644 restricted stock units which vest in two equal annual installments beginning on February 28, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 14:30 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Exercise / conversionEquivalent Stock Units · Derivative | 2,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-20-000091 · certent-form4.xml · derivative · entry 6 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,548 Underlying: Common Stock · 2,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash. F6 · derivative.exercise_date: Includes 4,548 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021. F6 · derivative.expiration_date: Includes 4,548 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 14:30 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Disposition to issuerCommon Stock | 2,024 | $1.09 | $2,206.16 |
DisclosureSEC source: 0001562762-20-000091 · certent-form4.xml · nonDerivative · entry 3 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,297 F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 14:30 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Tax withholdingCommon Stock | 2,274 | $1.09 | $2,478.66 |
DisclosureSEC source: 0001562762-20-000091 · certent-form4.xml · nonDerivative · entry 2 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,321 F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 14:30 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Exercise / conversionCommon Stock | 2,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-20-000091 · certent-form4.xml · nonDerivative · entry 1 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash. F2 · balance_after: Includes 1,041 shares acquired under the Issuer's employee stock purchase plan on June 30, 2019. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 15:56 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Tax withholdingCommon Stock | 1,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000051 · certent-form4.xml · nonDerivative · entry 2 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,280 F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F1 · balance_after: Includes 7,068 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 20,467 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. F2 · balance_after: Includes 2,259 shares acquired under the Issuer's employee stock purchase plan on December 31, 2018. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 15:56 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantEquivalent Stock Units · Derivative | 6,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000051 · certent-form4.xml · derivative · entry 4 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,822 Underlying: Common Stock · 6,822 shares Expires not disclosed F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed two times the common stock price on the day before the date of grant. F5 · derivative.exercise_date: Vest in in three equal annual installments beginning on February 28, 2020. F5 · derivative.expiration_date: Vest in in three equal annual installments beginning on February 28, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 15:56 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantCommon Stock | 20,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000051 · certent-form4.xml · nonDerivative · entry 1 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,328 F1 · balance_after: Includes 7,068 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 20,467 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. F2 · balance_after: Includes 2,259 shares acquired under the Issuer's employee stock purchase plan on December 31, 2018. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 14:44 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | OtherOption (right to buy) · Derivative | 3,332 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001562762-18-000255 · certent-form4.xml · derivative · entry 4 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 0 Underlying: Common Stock · 3,332 shares Expires 2019-02-09 F3 · derivative.exercise_date: These options have vested and are exercisable. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 14:44 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | SaleCommon Stock | 3,332 | $16.38 | $54,578.16 |
DisclosureSEC source: 0001562762-18-000255 · certent-form4.xml · nonDerivative · entry 2 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 40,000 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.36 to $16.40. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 14:44 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | OtherCommon Stock | 3,332 | $1.24 | $4,131.68 |
DisclosureSEC source: 0001562762-18-000255 · certent-form4.xml · nonDerivative · entry 1 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 43,332 Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 12:52 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | OtherOption (right to buy) · Derivative | 6,668 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001562762-18-000249 · certent-form4.xml · derivative · entry 7 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 3,332 Underlying: Common Stock · 6,668 shares Expires 2019-02-09 F4 · derivative.exercise_date: These options have vested and are exercisable. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 12:52 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | SaleCommon Stock | 6,668 | $16.25 | $108,355.00 |
DisclosureSEC source: 0001562762-18-000249 · certent-form4.xml · nonDerivative · entry 4 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 40,000 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.15 to $16.40. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 12:52 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | OtherCommon Stock | 6,668 | $1.24 | $8,268.32 |
DisclosureSEC source: 0001562762-18-000249 · certent-form4.xml · nonDerivative · entry 3 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 46,668 Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 12:52 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | OtherOption (right to buy) · Derivative | 6,082 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001562762-18-000249 · certent-form4.xml · derivative · entry 6 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 10,000 Underlying: Common Stock · 6,082 shares Expires 2019-02-09 F4 · derivative.exercise_date: These options have vested and are exercisable. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 12:52 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | SaleCommon Stock | 6,082 | $16.30 | $99,136.60 |
DisclosureSEC source: 0001562762-18-000249 · certent-form4.xml · nonDerivative · entry 2 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 40,000 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.25 to $16.65. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 12:52 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | OtherCommon Stock | 6,082 | $1.24 | $7,541.68 |
DisclosureSEC source: 0001562762-18-000249 · certent-form4.xml · nonDerivative · entry 1 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 46,082 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:50 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantPerformance Shares · Derivative | 10,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-18-000077 · certent-form4.xml · derivative · entry 3 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,602 Underlying: Common Stock · 10,602 shares Expires 2020-12-31 F2 · derivative.exercise_price: These performance shares represent a contingent right to receive common stock, based on the Issuer's relative shareholder return versus that of its peer group. Each performance share will settle for between zero and two shares of common stock in the first quarter of 2021, based on achievement of the performance measure over a three-year period, following certification by the Compensation, Nominating and Governance Committee of the performance results. F2 · derivative.exercise_date: These performance shares represent a contingent right to receive common stock, based on the Issuer's relative shareholder return versus that of its peer group. Each performance share will settle for between zero and two shares of common stock in the first quarter of 2021, based on achievement of the performance measure over a three-year period, following certification by the Compensation, Nominating and Governance Committee of the performance results. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:50 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantCommon Stock | 10,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-18-000077 · certent-form4.xml · nonDerivative · entry 1 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,602 F1 · balance_after: Consists of restricted stock units which vest in three equal annual installments beginning on March 1, 2019. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 18:14 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | OtherOption (right to buy) · Derivative | 29,500 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001562762-18-000018 · certent-form4.xml · derivative · entry 2 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 16,082 Underlying: Common Stock · 29,500 shares Expires 2019-02-09 F1 · derivative.exercise_date: These options have vested and are exercisable. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 18:14 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | OtherCommon Stock | 29,500 | $1.24 | $36,580.00 |
DisclosureSEC source: 0001562762-18-000018 · certent-form4.xml · nonDerivative · entry 1 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 40,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.