Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NCS Multistage Holdings, Inc.NCSM · Entity 6562 | Chief Legal Officer & Secy | February 28, 2020 | March 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NCS Multistage Holdings, Inc.
Report date February 28, 2020 · Filed March 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 64,798 |
Reported balance
After 2020-02-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-28 · Exercise / conversion · Acquired 3,521 · Balance 64,798 F1: Equivalent stock units vested on February 28, 2020 and settled for cash. F2: The total has been corrected from the previous Form 4 to exclude 3,898 shares which were inadvertently double counted. |
| Common StockSEC Table I · non-derivative | Direct | 61,277 |
Reported balance
After 2020-02-28 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-02-28 · Tax withholding · Disposed 3,521 · Balance 61,277 F1: Equivalent stock units vested on February 28, 2020 and settled for cash. |
| Common StockSEC Table I · non-derivative | Direct | 58,704 |
Reported balance
After 2020-02-28 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-02-28 · Disposition to issuer · Disposed 2,573 · Balance 58,704 F3: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 57,371 |
Reported balance
After 2020-03-01 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2020-03-01 · Disposition to issuer · Disposed 1,333 · Balance 57,371 F3: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F4: Includes 3,898 restricted stock units which vest on August 24, 2020, 5,472 restricted stock units which vest on March 1, 2021 and 21,126 restricted stock units which vest in two equal annual installments beginning on February 28, 2021. |
| Equivalent Stock UnitsSEC Table II · derivative / convertible security | Direct | 122,405 |
Reported balance
After 2020-02-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-02-28 · Grant · Acquired 111,842 · Balance 122,405 F5: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F6: Includes 7,042 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 111,842 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. |
| Equivalent Stock UnitsSEC Table II · derivative / convertible security | Direct | 118,884 |
Reported balance
After 2020-02-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-02-28 · Exercise / conversion · Disposed 3,521 · Balance 118,884 F5: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F1: Equivalent stock units vested on February 28, 2020 and settled for cash. F6: Includes 7,042 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 111,842 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Equivalent stock units vested on February 28, 2020 and settled for cash.
F2: The total has been corrected from the previous Form 4 to exclude 3,898 shares which were inadvertently double counted.
F3: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.
F4: Includes 3,898 restricted stock units which vest on August 24, 2020, 5,472 restricted stock units which vest on March 1, 2021 and 21,126 restricted stock units which vest in two equal annual installments beginning on February 28, 2021.
F5: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.
F6: Includes 7,042 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 111,842 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2020 Filed Mar 3, 2020 19:24 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Disposition to issuerCommon Stock | 1,333 | $1.09 | $1,452.97 |
DisclosureSEC source: 0001562762-20-000087 · certent-form4.xml · nonDerivative · entry 4 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,371 F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F4 · balance_after: Includes 3,898 restricted stock units which vest on August 24, 2020, 5,472 restricted stock units which vest on March 1, 2021 and 21,126 restricted stock units which vest in two equal annual installments beginning on February 28, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:24 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Exercise / conversionEquivalent Stock Units · Derivative | 3,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-20-000087 · certent-form4.xml · derivative · entry 6 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,884 Underlying: Common Stock · 3,521 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash. F6 · derivative.exercise_date: Includes 7,042 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 111,842 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. F6 · derivative.expiration_date: Includes 7,042 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 111,842 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:24 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantEquivalent Stock Units · Derivative | 111,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-20-000087 · certent-form4.xml · derivative · entry 5 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,405 Underlying: Common Stock · 111,842 shares Expires not disclosed F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F6 · derivative.exercise_date: Includes 7,042 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 111,842 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. F6 · derivative.expiration_date: Includes 7,042 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 111,842 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:24 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Disposition to issuerCommon Stock | 2,573 | $1.09 | $2,804.57 |
DisclosureSEC source: 0001562762-20-000087 · certent-form4.xml · nonDerivative · entry 3 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,704 F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:24 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Tax withholdingCommon Stock | 3,521 | $1.09 | $3,837.89 |
DisclosureSEC source: 0001562762-20-000087 · certent-form4.xml · nonDerivative · entry 2 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,277 F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:24 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Exercise / conversionCommon Stock | 3,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-20-000087 · certent-form4.xml · nonDerivative · entry 1 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash. F2 · balance_after: The total has been corrected from the previous Form 4 to exclude 3,898 shares which were inadvertently double counted. Read SEC document |
| August 24, 2019 Filed Aug 26, 2019 20:21 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Disposition to issuerCommon Stock | 950 | $2.02 | $1,919.00 |
DisclosureSEC source: 0001562762-19-000237 · certent-form4.xml · nonDerivative · entry 1 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,175 F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F2 · balance_after: Includes 3,898 restricted stock units which vest on August 24, 2020, 10,944 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 31,690 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 12:08 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | PurchaseCommon Stock | 5,000 | $1.79 | $8,950.00 |
DisclosureSEC source: 0001562762-19-000222 · certent-form4.xml · nonDerivative · entry 1 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,227 F1 · balance_after: Includes 7,796 restricted stock units which vest in two equal annual installments beginning on August 24, 2019, 10,944 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 31,690 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:17 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Tax withholdingCommon Stock | 1,623 | $5.41 | $8,780.43 |
DisclosureSEC source: 0001562762-19-000061 · certent-form4.xml · nonDerivative · entry 2 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,227 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F1 · balance_after: Includes 7,796 restricted stock units which vest in two equal annual installments beginning on August 24, 2019, 10,944 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 31,690 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:17 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantEquivalent Stock Units · Derivative | 10,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000061 · certent-form4.xml · derivative · entry 3 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,563 Underlying: Common Stock · 10,563 shares Expires not disclosed F3 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed two times the common stock price on the day before the date of grant. F4 · derivative.exercise_date: Vest in in three equal annual installments beginning on February 28, 2020. F4 · derivative.expiration_date: Vest in in three equal annual installments beginning on February 28, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:17 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantCommon Stock | 31,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000061 · certent-form4.xml · nonDerivative · entry 1 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,850 F1 · balance_after: Includes 7,796 restricted stock units which vest in two equal annual installments beginning on August 24, 2019, 10,944 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 31,690 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 18:04 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Tax withholdingCommon Stock | 950 | $16.10 | $15,295.00 |
DisclosureSEC source: 0001562762-18-000278 · certent-form4.xml · nonDerivative · entry 1 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,160 F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F2 · balance_after: Includes 16,416 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 7,796 restricted stock units which vest in two equal annual installments beginning on August 24, 2019. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 16:48 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | OtherOption (right to buy) · Derivative | 400 | $0.00 Strike: $9.56 | $0.00 |
DisclosureSEC source: 0001562762-18-000247 · certent-form4.xml · derivative · entry 3 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,262 Underlying: Common Stock · 400 shares Expires 2026-07-25 F2 · derivative.exercise_date: Includes 1,040 vested and exercisable options, 4,320 options that vest and become exercisable in three equal annual installments beginning on July 25, 2019 and 10,902 options that vest and become exercisable in two equal annual installments beginning on May 3, 2019. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 16:48 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | SaleCommon Stock | 400 | $16.65 | $6,660.00 |
DisclosureSEC source: 0001562762-18-000247 · certent-form4.xml · nonDerivative · entry 2 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,110 F1 · balance_after: Includes 16,416 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 11,694 restricted stock units which vest in three equal annual installments beginning on August 24, 2018. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 16:48 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | OtherCommon Stock | 400 | $9.56 | $3,824.00 |
DisclosureSEC source: 0001562762-18-000247 · certent-form4.xml · nonDerivative · entry 1 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,510 F1 · balance_after: Includes 16,416 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 11,694 restricted stock units which vest in three equal annual installments beginning on August 24, 2018. Read SEC document |
| May 18, 2018 Filed May 21, 2018 15:44 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | OtherOption (right to buy) · Derivative | 5,451 | $0.00 Strike: $9.56 | $0.00 |
DisclosureSEC source: 0001562762-18-000173 · certent-form4.xml · derivative · entry 3 Trautner Kevin · CIK 0001701195 · EVP,General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,662 Underlying: Common Stock · 5,451 shares Expires 2026-07-25 F3 · derivative.exercise_date: Consists of 5,760 options that vest and become exercisable in four equal annual installments beginning on July 25, 2018 and 10,902 options that vest and become exercisable in two equal annual installments beginning on May 3, 2019. Read SEC document |
| May 18, 2018 Filed May 21, 2018 15:44 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | SaleCommon Stock | 5,451 | $17.56 | $95,719.56 |
DisclosureSEC source: 0001562762-18-000173 · certent-form4.xml · nonDerivative · entry 2 Trautner Kevin · CIK 0001701195 · EVP,General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,110 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 16,416 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 11,694 restricted stock units which vest in three equal annual installments beginning on August 24, 2018. Read SEC document |
| May 18, 2018 Filed May 21, 2018 15:44 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | OtherCommon Stock | 5,451 | $9.56 | $52,111.56 |
DisclosureSEC source: 0001562762-18-000173 · certent-form4.xml · nonDerivative · entry 1 Trautner Kevin · CIK 0001701195 · EVP,General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,561 F1 · balance_after: Includes 16,416 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 11,694 restricted stock units which vest in three equal annual installments beginning on August 24, 2018. Read SEC document |
| May 17, 2018 Filed May 18, 2018 15:37 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | SaleCommon Stock | 200 | $17.58 | $3,516.00 |
DisclosureSEC source: 0001562762-18-000171 · certent-form4.xml · nonDerivative · entry 2 Trautner Kevin · CIK 0001701195 · EVP,General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,110 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.57 to $17.58. F2 · balance_after: Includes 16,416 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 11,694 restricted stock units which vest in three equal annual installments beginning on August 24, 2018. Read SEC document |
| May 16, 2018 Filed May 18, 2018 15:37 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | SaleCommon Stock | 5,200 | $17.32 | $90,064.00 |
DisclosureSEC source: 0001562762-18-000171 · certent-form4.xml · nonDerivative · entry 1 Trautner Kevin · CIK 0001701195 · EVP,General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,310 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.25 to $17.41. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4. F2 · balance_after: Includes 16,416 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 11,694 restricted stock units which vest in three equal annual installments beginning on August 24, 2018. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 18:08 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | OtherOption (right to buy) · Derivative | 1,440 | $0.00 Strike: $9.56 | $0.00 |
DisclosureSEC source: 0001562762-18-000095 · certent-form4.xml · derivative · entry 3 Trautner Kevin · CIK 0001701195 · EVP,General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,113 Underlying: Common Stock · 1,440 shares Expires 2026-07-25 F3 · derivative.exercise_date: Consists of 1,440 vested and exercisable options, 5,760 options that vest and become exercisable in four equal annual installments beginning on July 25, 2018 and 16,353 options that vest and become exercisable in three equal annual installments beginning on May 3, 2018. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 18:08 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | SaleCommon Stock | 1,440 | $17.67 | $25,444.80 |
DisclosureSEC source: 0001562762-18-000095 · certent-form4.xml · nonDerivative · entry 2 Trautner Kevin · CIK 0001701195 · EVP,General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,510 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.54 to $17.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 16,416 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 11,694 restricted stock units which vest in three equal annual installments beginning on August 24, 2018. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 18:08 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | OtherCommon Stock | 1,440 | $9.55 | $13,752.00 |
DisclosureSEC source: 0001562762-18-000095 · certent-form4.xml · nonDerivative · entry 1 Trautner Kevin · CIK 0001701195 · EVP,General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,950 F1 · balance_after: Includes 16,416 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 11,694 restricted stock units which vest in three equal annual installments beginning on August 24, 2018. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:26 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantPerformance Shares · Derivative | 16,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-18-000060 · certent-form4.xml · derivative · entry 2 Trautner Kevin · CIK 0001701195 · EVP,General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,416 Underlying: Common Stock · 16,416 shares Expires 2020-12-31 F2 · derivative.exercise_price: These performance shares represent a contingent right to receive common stock, based on the Issuer's relative shareholder return versus that of its peer group. Each performance share will settle for between zero and two shares of common stock in the first quarter of 2021, based on achievement of the performance measure over a three-year period, following certification by the Compensation, Nominating and Governance Committee of the performance results. F2 · derivative.exercise_date: These performance shares represent a contingent right to receive common stock, based on the Issuer's relative shareholder return versus that of its peer group. Each performance share will settle for between zero and two shares of common stock in the first quarter of 2021, based on achievement of the performance measure over a three-year period, following certification by the Compensation, Nominating and Governance Committee of the performance results. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:26 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantCommon Stock | 16,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-18-000060 · certent-form4.xml · nonDerivative · entry 1 Trautner Kevin · CIK 0001701195 · EVP,General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,510 F1 · balance_after: Includes 16,416 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 11,694 restricted stock units which vest in three equal annual installments beginning on August 24, 2018. Read SEC document |
| August 24, 2017 Filed Aug 24, 2017 23:06 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantCommon Stock | 11,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-17-000143 · certent-form4.xml · nonDerivative · entry 1 Trautner Kevin · CIK 0001701195 · EVP,General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,694 F1 · balance_after: Consists of restricted stock units which vest in three equal annual installments beginning on August 24, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.