Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NCS Multistage Holdings, Inc.NCSM · Entity 6562 | Chief Technology Officer | March 02, 2023 | March 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NCS Multistage Holdings, Inc.
Report date March 02, 2023 · Filed March 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,970 |
Reported balance
After 2023-03-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-03-02 · Grant · Acquired 2,059 · Balance 7,970 F1: Includes 598 restricted stock units which vest on February 28, 2024, 1,276 restricted stock units which vest in two equal annual installments beginning on February 28, 2024 and 2,059 restricted stock units which vest in three equal annual installments beginning on February 28, 2024. |
| Equivalent Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,998 |
Reported balance
After 2023-03-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-03-02 · Grant · Acquired 4,124 · Balance 5,998 F2: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F3: Includes 598 equivalent stock units which vest on February 28, 2024, 1,276 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 4,124 equivalent stock units which vest in three equal annual installments beginning on February 28, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 598 restricted stock units which vest on February 28, 2024, 1,276 restricted stock units which vest in two equal annual installments beginning on February 28, 2024 and 2,059 restricted stock units which vest in three equal annual installments beginning on February 28, 2024.
F2: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.
F3: Includes 598 equivalent stock units which vest on February 28, 2024, 1,276 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 4,124 equivalent stock units which vest in three equal annual installments beginning on February 28, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2023 Filed Mar 3, 2023 22:42 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantEquivalent Stock Units · Derivative | 4,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-23-000092 · certent-form4.xml · derivative · entry 2 King James Gambrell · CIK 0001769120 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,998 Underlying: Common Stock · 4,124 shares Expires not disclosed F2 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F3 · derivative.exercise_date: Includes 598 equivalent stock units which vest on February 28, 2024, 1,276 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 4,124 equivalent stock units which vest in three equal annual installments beginning on February 28, 2024. F3 · derivative.expiration_date: Includes 598 equivalent stock units which vest on February 28, 2024, 1,276 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 4,124 equivalent stock units which vest in three equal annual installments beginning on February 28, 2024. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 22:42 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantCommon Stock | 2,059 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-23-000092 · certent-form4.xml · nonDerivative · entry 1 King James Gambrell · CIK 0001769120 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,970 F1 · balance_after: Includes 598 restricted stock units which vest on February 28, 2024, 1,276 restricted stock units which vest in two equal annual installments beginning on February 28, 2024 and 2,059 restricted stock units which vest in three equal annual installments beginning on February 28, 2024. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 22:04 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Exercise / conversionEquivalent Stock Units · Derivative | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-23-000074 · certent-form4.xml · derivative · entry 4 King James Gambrell · CIK 0001769120 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,874 Underlying: Common Stock · 2,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash. F5 · derivative.exercise_date: Includes 598 equivalent stock units which vest on February 28, 2024 and 1,276 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024. F5 · derivative.expiration_date: Includes 598 equivalent stock units which vest on February 28, 2024 and 1,276 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 22:04 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Disposition to issuerCommon Stock | 368 | $23.84 | $8,773.12 |
DisclosureSEC source: 0001562762-23-000074 · certent-form4.xml · nonDerivative · entry 3 King James Gambrell · CIK 0001769120 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,911 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F3 · balance_after: Includes 598 restricted stock units which vest on February 28, 2024 and 1,276 restricted stock units which vest in two equal annual installments beginning on February 28, 2024. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 22:04 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Tax withholdingCommon Stock | 2,880 | $23.84 | $68,659.20 |
DisclosureSEC source: 0001562762-23-000074 · certent-form4.xml · nonDerivative · entry 2 King James Gambrell · CIK 0001769120 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,279 F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 22:04 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Exercise / conversionCommon Stock | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-23-000074 · certent-form4.xml · nonDerivative · entry 1 King James Gambrell · CIK 0001769120 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 15:20 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantEquivalent Stock Units · Derivative | 1,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-22-000101 · certent-form4.xml · derivative · entry 2 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,754 Underlying: Common Stock · 1,914 shares Expires not disclosed F2 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F3 · derivative.exercise_date: Includes 1,644 equivalent stock units which vest on February 28, 2023, 1,196 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,914 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023. F3 · derivative.expiration_date: Includes 1,644 equivalent stock units which vest on February 28, 2023, 1,196 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,914 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 15:20 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantCommon Stock | 1,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-22-000101 · certent-form4.xml · nonDerivative · entry 1 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,279 F1 · balance_after: Includes 1,196 restricted stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,914 restricted stock units which vest in three equal annual installments beginning on February 28, 2023. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 20:04 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Exercise / conversionEquivalent Stock Units · Derivative | 2,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-22-000076 · certent-form4.xml · derivative · entry 4 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,840 Underlying: Common Stock · 2,655 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash. F5 · derivative.exercise_date: Includes 1,644 equivalent stock units which vest on February 28, 2023 and 1,196 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023. F5 · derivative.expiration_date: Includes 1,644 equivalent stock units which vest on February 28, 2023 and 1,196 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 20:04 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Disposition to issuerCommon Stock | 247 | $42.80 | $10,571.60 |
DisclosureSEC source: 0001562762-22-000076 · certent-form4.xml · nonDerivative · entry 3 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,365 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F3 · balance_after: Includes 1,196 restricted stock units which vest in two equal annual installments beginning on February 28, 2023. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 20:04 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Tax withholdingCommon Stock | 2,655 | $42.80 | $113,634.00 |
DisclosureSEC source: 0001562762-22-000076 · certent-form4.xml · nonDerivative · entry 2 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,612 F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 20:04 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Exercise / conversionCommon Stock | 2,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-22-000076 · certent-form4.xml · nonDerivative · entry 1 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:02 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Disposition to issuerCommon Stock | 83 | $36.31 | $3,013.73 |
DisclosureSEC source: 0001562762-21-000083 · certent-form4.xml · nonDerivative · entry 5 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,612 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F3 · balance_after: Includes 411 restricted stock units which vest on February 28, 2022 and 1,795 restricted stock units which vest in three equal annual installments beginning on February 28, 2022. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:02 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Exercise / conversionEquivalent Stock Units · Derivative | 2,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-21-000083 · certent-form4.xml · derivative · entry 7 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,495 Underlying: Common Stock · 2,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash. F5 · derivative.exercise_date: Includes 411 equivalent stock units which vest on February 28, 2022, 3,289 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 1,795 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022. F5 · derivative.expiration_date: Includes 411 equivalent stock units which vest on February 28, 2022, 3,289 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 1,795 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:02 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantEquivalent Stock Units · Derivative | 1,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-21-000083 · certent-form4.xml · derivative · entry 6 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,551 Underlying: Common Stock · 1,795 shares Expires not disclosed F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F5 · derivative.exercise_date: Includes 411 equivalent stock units which vest on February 28, 2022, 3,289 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 1,795 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022. F5 · derivative.expiration_date: Includes 411 equivalent stock units which vest on February 28, 2022, 3,289 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 1,795 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:02 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Disposition to issuerCommon Stock | 122 | $38.50 | $4,697.00 |
DisclosureSEC source: 0001562762-21-000083 · certent-form4.xml · nonDerivative · entry 4 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,695 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:02 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantCommon Stock | 1,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-21-000083 · certent-form4.xml · nonDerivative · entry 3 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,817 Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:02 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Tax withholdingCommon Stock | 2,056 | $38.50 | $79,156.00 |
DisclosureSEC source: 0001562762-21-000083 · certent-form4.xml · nonDerivative · entry 2 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,022 F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:02 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Exercise / conversionCommon Stock | 2,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-21-000083 · certent-form4.xml · nonDerivative · entry 1 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 20:16 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Disposition to issuerCommon Stock | 1,219 | $0.59 | $719.21 |
DisclosureSEC source: 0001562762-20-000347 · certent-form4.xml · nonDerivative · entry 1 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,461 F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F2 · balance_after: The total has been corrected from the previous Form 4 to exclude 333 shares which were inadvertently included due to an administrative error. F3 · balance_after: Includes 6,270 restricted stock units which vest on March 1, 2021 and 16,448 restricted stock units which vest in two equal annual installments beginning on February 28, 2021. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:27 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Disposition to issuerCommon Stock | 1,527 | $1.09 | $1,664.43 |
DisclosureSEC source: 0001562762-20-000089 · certent-form4.xml · nonDerivative · entry 4 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,013 F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F4 · balance_after: Includes 5,197 restricted stock units which vest on August 24, 2020, 6,270 restricted stock units which on March 1, 2021 and 16,448 restricted stock units which vest in two equal annual installments beginning on February 28, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:27 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Exercise / conversionEquivalent Stock Units · Derivative | 8,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-20-000089 · certent-form4.xml · derivative · entry 6 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,132 Underlying: Common Stock · 8,225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash. F6 · derivative.exercise_date: Includes 16,448 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 98,684 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. F6 · derivative.expiration_date: Includes 16,448 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 98,684 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:27 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantEquivalent Stock Units · Derivative | 98,684 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-20-000089 · certent-form4.xml · derivative · entry 5 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,357 Underlying: Common Stock · 98,684 shares Expires not disclosed F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F6 · derivative.exercise_date: Includes 16,448 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 98,684 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. F6 · derivative.expiration_date: Includes 16,448 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 98,684 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:27 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Disposition to issuerCommon Stock | 2,003 | $1.09 | $2,183.27 |
DisclosureSEC source: 0001562762-20-000089 · certent-form4.xml · nonDerivative · entry 3 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,540 F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:27 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Tax withholdingCommon Stock | 8,225 | $1.09 | $8,965.25 |
DisclosureSEC source: 0001562762-20-000089 · certent-form4.xml · nonDerivative · entry 2 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,543 F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:27 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Exercise / conversionCommon Stock | 8,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-20-000089 · certent-form4.xml · nonDerivative · entry 1 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Equivalent stock units vested on February 28, 2020 and settled for cash. F2 · balance_after: The total has been corrected from the previous Form 4 to exclude 5,197 shares which were inadvertently double counted. Read SEC document |
| August 24, 2019 Filed Aug 26, 2019 20:27 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Disposition to issuerCommon Stock | 1,266 | $2.02 | $2,557.32 |
DisclosureSEC source: 0001562762-19-000239 · certent-form4.xml · nonDerivative · entry 1 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,740 F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F2 · balance_after: Includes 5,197 restricted stock units which vest on August 24, 2020, 12,540 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 24,673 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. F3 · balance_after: Includes 1,041 shares acquired under the Issuer's employee stock purchase plan on June 30, 2019. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:07 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Tax withholdingCommon Stock | 1,860 | $5.41 | $10,062.60 |
DisclosureSEC source: 0001562762-19-000055 · certent-form4.xml · nonDerivative · entry 2 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,768 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F1 · balance_after: Includes 10,394 restricted stock units which vest in two equal annual installments beginning on August 24, 2019, 12,540 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 24,673 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:07 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantEquivalent Stock Units · Derivative | 24,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000055 · certent-form4.xml · derivative · entry 3 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,673 Underlying: Common Stock · 24,673 shares Expires not disclosed F3 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed two times the common stock price on the day before the date of grant. F4 · derivative.exercise_date: Vest in in three equal annual installments beginning on February 28, 2020. F4 · derivative.expiration_date: Vest in in three equal annual installments beginning on February 28, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:07 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantCommon Stock | 24,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000055 · certent-form4.xml · nonDerivative · entry 1 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,628 F1 · balance_after: Includes 10,394 restricted stock units which vest in two equal annual installments beginning on August 24, 2019, 12,540 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 24,673 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.