Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2019 Filed Mar 4, 2019 21:17 UTC |
Trautner KevinChief Legal Officer & Secy
|
GrantEquivalent Stock Units · Derivative | 10,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000061 · certent-form4.xml · derivative · entry 3 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,563 Underlying: Common Stock · 10,563 shares Expires not disclosed F3 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed two times the common stock price on the day before the date of grant. F4 · derivative.exercise_date: Vest in in three equal annual installments beginning on February 28, 2020. F4 · derivative.expiration_date: Vest in in three equal annual installments beginning on February 28, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:17 UTC |
Trautner KevinChief Legal Officer & Secy
|
GrantCommon Stock | 31,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000061 · certent-form4.xml · nonDerivative · entry 1 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,850 F1 · balance_after: Includes 7,796 restricted stock units which vest in two equal annual installments beginning on August 24, 2019, 10,944 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 31,690 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:29 UTC |
FITZGERALD MATTHEW DDirector
|
GrantCommon Stock | 22,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000067 · certent-form4.xml · nonDerivative · entry 1 FITZGERALD MATTHEW D · CIK 0001184451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,791 F1 · balance_after: Includes 17,863 vested restricted stock units and 3,921 restricted stock units which vest in two equal annual installments beginning on April 27, 2019 and all of which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 22,007 restricted stock units which vest on February 28, 2020 and settle within thirty days following the earlier of (i) the termination of the Reporting Person's service for any reason or (ii) a change of control. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:26 UTC |
DEANE JOHN DDirector
|
GrantCommon Stock | 22,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000065 · certent-form4.xml · nonDerivative · entry 1 DEANE JOHN D · CIK 0001236472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,909 F1 · balance_after: Includes 15,902 vested restricted stock units which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 22,007 restricted stock units which vest on February 28, 2020 and settle within thirty days of the vesting date. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:10 UTC |
Nipper RobertDirector · Chief Executive Officer
|
GrantEquivalent Stock Units · Derivative | 32,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000057 · certent-form4.xml · derivative · entry 4 Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,185 Underlying: Common Stock · 32,185 shares Expires not disclosed F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed two times the common stock price on the day before the date of grant. F5 · derivative.exercise_date: Vest in in three equal annual installments beginning on February 28, 2020. F5 · derivative.expiration_date: Vest in in three equal annual installments beginning on February 28, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:10 UTC |
Nipper RobertDirector · Chief Executive Officer
|
GrantCommon Stock | 96,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000057 · certent-form4.xml · nonDerivative · entry 1 Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,823 F1 · balance_after: Includes 33,344 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 96,556 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:07 UTC |
King James GambrellChief Strategy Officer
|
GrantEquivalent Stock Units · Derivative | 24,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000055 · certent-form4.xml · derivative · entry 3 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,673 Underlying: Common Stock · 24,673 shares Expires not disclosed F3 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed two times the common stock price on the day before the date of grant. F4 · derivative.exercise_date: Vest in in three equal annual installments beginning on February 28, 2020. F4 · derivative.expiration_date: Vest in in three equal annual installments beginning on February 28, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:07 UTC |
King James GambrellChief Strategy Officer
|
GrantCommon Stock | 24,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000055 · certent-form4.xml · nonDerivative · entry 1 King James Gambrell · CIK 0001769120 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,628 F1 · balance_after: Includes 10,394 restricted stock units which vest in two equal annual installments beginning on August 24, 2019, 12,540 restricted stock units which vest in two equal annual installments beginning on March 1, 2020 and 24,673 restricted stock units which vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 17:48 UTC |
Stromquist MartyDirector · President
|
Disposition to issuerExchangeable Shares · Derivative | 221,155.8 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562762-19-000038 · certent-form4.xml · derivative · entry 4 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 663,468 shares Expires not disclosed F5 · security: Represents exchangeable shares in NCS Multistage Inc., a wholly owned indirect subsidiary of the Issuer. Each exchangeable share is convertible into three shares of common stock of the Issuer, subject to adjustment. The exchangeable shares are currently exercisable and have no expiration date. F5 · derivative.exercise_price: Represents exchangeable shares in NCS Multistage Inc., a wholly owned indirect subsidiary of the Issuer. Each exchangeable share is convertible into three shares of common stock of the Issuer, subject to adjustment. The exchangeable shares are currently exercisable and have no expiration date. F6 · price: Not applicable. F5 · derivative.exercise_date: Represents exchangeable shares in NCS Multistage Inc., a wholly owned indirect subsidiary of the Issuer. Each exchangeable share is convertible into three shares of common stock of the Issuer, subject to adjustment. The exchangeable shares are currently exercisable and have no expiration date. F5 · derivative.expiration_date: Represents exchangeable shares in NCS Multistage Inc., a wholly owned indirect subsidiary of the Issuer. Each exchangeable share is convertible into three shares of common stock of the Issuer, subject to adjustment. The exchangeable shares are currently exercisable and have no expiration date. F3 · ownership.nature: Held by Cemblend. Cemblend is indirectly 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Cemblend except to the extent of his pecuniary interest therein. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 17:48 UTC |
Stromquist MartyDirector · President
|
GrantCommon Stock | 663,468 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562762-19-000038 · certent-form4.xml · nonDerivative · entry 1 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 663,468 F1 · price: Cemblend Systems Inc. ("Cemblend") converted exchangeable shares into shares of common stock of the Issuer and distributed such shares to Stromquist Technologies Inc. ("STI"). F2 · ownership.nature: Held by STI, a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by STI except to the extent of his pecuniary interest therein. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 16:09 UTC |
Hummer RyanChief Financial Officer
|
PurchaseCommon Stock | 9,608 | $6.00 | $57,648.00 |
DisclosureSEC source: 0001562762-18-000394 · certent-form4.xml · nonDerivative · entry 1 Hummer Ryan · CIK 0001700226 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,750 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.99 to $6.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 22,572 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 12,127 restricted stock units which vest in two equal annual installments beginning on August 24, 2019. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 17:09 UTC |
DEANE JOHN DDirector
|
PurchaseCommon Stock | 20,000 | $6.46 | $129,200.00 |
DisclosureSEC source: 0001562762-18-000389 · certent-form4.xml · nonDerivative · entry 1 DEANE JOHN D · CIK 0001236472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,902 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.22 to $6.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 7,352 vested restricted stock units and 8,550 restricted stock units which vest on March 1, 2019. The restricted stock units settle for shares of common stock on a one-for-one basis within thirty days following the earliest of (i) one year following the termination of the reporting person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 10:32 UTC |
Stromquist MartyDirector · President
|
SaleCommon Stock | 12 | $7.60 | $91.20 |
DisclosureSEC source: 0001562762-18-000386 · certent-form4.xml · nonDerivative · entry 2 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 113,443 F1 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. F1 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 10:32 UTC |
Stromquist MartyDirector · President
|
SaleCommon Stock | 7,895 | $7.60 | $60,002.00 |
DisclosureSEC source: 0001562762-18-000386 · certent-form4.xml · nonDerivative · entry 1 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 113,455 F1 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. F1 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 12:03 UTC |
Stromquist MartyDirector · President
|
SaleCommon Stock | 50 | $7.60 | $380.00 |
DisclosureSEC source: 0001562762-18-000378 · certent-form4.xml · nonDerivative · entry 2 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 121,350 F1 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. F1 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 12:03 UTC |
Stromquist MartyDirector · President
|
SaleCommon Stock | 2,910 | $7.60 | $22,116.00 |
DisclosureSEC source: 0001562762-18-000378 · certent-form4.xml · nonDerivative · entry 1 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 121,400 F1 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. F1 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. Read SEC document |
| November 27, 2018 Filed Nov 28, 2018 14:02 UTC |
Stromquist MartyDirector · President
|
SaleCommon Stock | 352 | $7.60 | $2,675.20 |
DisclosureSEC source: 0001562762-18-000376 · certent-form4.xml · nonDerivative · entry 2 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 124,310 F2 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. F2 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 14:02 UTC |
Stromquist MartyDirector · President
|
SaleCommon Stock | 51 | $7.80 | $397.80 |
DisclosureSEC source: 0001562762-18-000376 · certent-form4.xml · nonDerivative · entry 1 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 124,662 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.75 to $7.80. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. F2 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 12:11 UTC |
Stromquist MartyDirector · President
|
SaleCommon Stock | 10,156 | $7.60 | $77,185.60 |
DisclosureSEC source: 0001562762-18-000369 · certent-form4.xml · nonDerivative · entry 1 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 124,713 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.60 to $7.63. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. F2 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 16:18 UTC |
Stromquist MartyDirector · President
|
SaleCommon Stock | 13,382 | $7.60 | $101,703.20 |
DisclosureSEC source: 0001562762-18-000365 · certent-form4.xml · nonDerivative · entry 2 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 134,868 F2 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. F2 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 16:18 UTC |
Stromquist MartyDirector · President
|
SaleCommon Stock | 4,912 | $7.67 | $37,675.04 |
DisclosureSEC source: 0001562762-18-000365 · certent-form4.xml · nonDerivative · entry 1 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 148,250 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.67 to $7.71. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. F2 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 21:34 UTC |
MCSHANE MICHAELDirector
|
PurchaseCommon Stock | 842 | $6.98 | $5,877.16 |
DisclosureSEC source: 0001562762-18-000361 · certent-form4.xml · nonDerivative · entry 1 MCSHANE MICHAEL · CIK 0001236484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,263 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.97 to $6.98. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 10,294 vested restricted stock units and 11,970 restricted stock units which vest on March 1, 2019. The restricted stock units settle for shares of common stock on a one-for-one basis within thirty days following the earliest of (i) one year following the termination of the reporting person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 19:07 UTC |
MCSHANE MICHAELDirector
|
PurchaseCommon Stock | 15,592 | $6.87 | $107,117.04 |
DisclosureSEC source: 0001562762-18-000358 · certent-form4.xml · nonDerivative · entry 2 MCSHANE MICHAEL · CIK 0001236484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,421 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.78 to $6.90. F2 · balance_after: Includes 10,294 vested restricted stock units and 11,970 restricted stock units which vest on March 1, 2019. The restricted stock units settle for shares of common stock on a one-for-one basis within thirty days following the earliest of (i) one year following the termination of the reporting person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 19:07 UTC |
MCSHANE MICHAELDirector
|
PurchaseCommon Stock | 3,566 | $7.20 | $25,675.20 |
DisclosureSEC source: 0001562762-18-000358 · certent-form4.xml · nonDerivative · entry 1 MCSHANE MICHAEL · CIK 0001236484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,829 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.12 to $7.45. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4. F2 · balance_after: Includes 10,294 vested restricted stock units and 11,970 restricted stock units which vest on March 1, 2019. The restricted stock units settle for shares of common stock on a one-for-one basis within thirty days following the earliest of (i) one year following the termination of the reporting person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Read SEC document |
| November 13, 2018 Filed Nov 13, 2018 21:28 UTC |
MCSHANE MICHAELDirector
|
PurchaseCommon Stock | 10,000 | $7.49 | $74,900.00 |
DisclosureSEC source: 0001562762-18-000348 · certent-form4.xml · nonDerivative · entry 2 MCSHANE MICHAEL · CIK 0001236484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,263 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.49 to $7.50. F2 · balance_after: Includes 10,294 vested restricted stock units and 11,970 restricted stock units which vest on March 1, 2019. The restricted stock units settle for shares of common stock on a one-for-one basis within thirty days following the earliest of (i) one year following the termination of the reporting person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 21:28 UTC |
MCSHANE MICHAELDirector
|
PurchaseCommon Stock | 20,000 | $7.29 | $145,800.00 |
DisclosureSEC source: 0001562762-18-000348 · certent-form4.xml · nonDerivative · entry 1 MCSHANE MICHAEL · CIK 0001236484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,263 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.15 to $7.40. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4. F2 · balance_after: Includes 10,294 vested restricted stock units and 11,970 restricted stock units which vest on March 1, 2019. The restricted stock units settle for shares of common stock on a one-for-one basis within thirty days following the earliest of (i) one year following the termination of the reporting person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 16:23 UTC |
Stromquist MartyDirector · President
|
SaleCommon Stock | 67,495 | $7.71 | $520,386.45 |
DisclosureSEC source: 0001562762-18-000346 · certent-form4.xml · nonDerivative · entry 1 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 153,162 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.67 to $7.80. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. F2 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 21:20 UTC |
Nipper RobertDirector · Chief Executive Officer
|
PurchaseCommon Stock | 62,955 | $7.55 | $475,310.25 |
DisclosureSEC source: 0001562762-18-000344 · certent-form4.xml · nonDerivative · entry 1 Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Limited Partnership Disclosed balance after: 1,834,881 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.01 to $7.78. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: These securities are held by the Nipper Family Limited Partnership, a limited partnership of which the reporting person is the trustee of the sole general partner, Nipper Family Management Trust. The reporting person disclaims beneficial ownership of the Issuer's securities held by the Nipper Family Limited Partnership except to the extent of his pecuniary interest therein. F2 · ownership.nature: These securities are held by the Nipper Family Limited Partnership, a limited partnership of which the reporting person is the trustee of the sole general partner, Nipper Family Management Trust. The reporting person disclaims beneficial ownership of the Issuer's securities held by the Nipper Family Limited Partnership except to the extent of his pecuniary interest therein. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 21:16 UTC |
MYERS FRANKLINDirector
|
PurchaseCommon Stock | 10,000 | $7.62 | $76,200.00 |
DisclosureSEC source: 0001562762-18-000342 · certent-form4.xml · nonDerivative · entry 1 MYERS FRANKLIN · CIK 0001207002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,784 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.62 to $7.63. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 9,313 vested restricted stock units, 8,550 restricted stock units which vest on March 1, 2019 and 3,921 restricted stock units which vest in two equal annual installments beginning on April 27, 2019. The restricted stock units settle for shares of common stock on a one-for-one basis within thirty days following the earliest of (i) one year following the termination of the reporting person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 18:08 UTC |
Hummer RyanChief Financial Officer
|
Tax withholdingCommon Stock | 1,477 | $16.10 | $23,779.70 |
DisclosureSEC source: 0001562762-18-000280 · certent-form4.xml · nonDerivative · entry 1 Hummer Ryan · CIK 0001700226 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,142 F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F2 · balance_after: Includes 22,572 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 12,127 restricted stock units which vest in two equal annual installments beginning on August 24, 2019. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 18:04 UTC |
Trautner KevinChief Legal Officer & Secy
|
Tax withholdingCommon Stock | 950 | $16.10 | $15,295.00 |
DisclosureSEC source: 0001562762-18-000278 · certent-form4.xml · nonDerivative · entry 1 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,160 F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F2 · balance_after: Includes 16,416 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 7,796 restricted stock units which vest in two equal annual installments beginning on August 24, 2019. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 11:55 UTC |
Stromquist MartyDirector · President
|
SaleCommon Stock | 500 | $15.96 | $7,980.00 |
DisclosureSEC source: 0001562762-18-000258 · certent-form4.xml · nonDerivative · entry 1 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 220,656 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.96 to $16.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. F2 · ownership.nature: The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 14:44 UTC |
Bitter WadeCAO & Treasurer
|
OtherOption (right to buy) · Derivative | 3,332 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001562762-18-000255 · certent-form4.xml · derivative · entry 4 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 0 Underlying: Common Stock · 3,332 shares Expires 2019-02-09 F3 · derivative.exercise_date: These options have vested and are exercisable. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 14:44 UTC |
Bitter WadeCAO & Treasurer
|
SaleCommon Stock | 3,332 | $16.38 | $54,578.16 |
DisclosureSEC source: 0001562762-18-000255 · certent-form4.xml · nonDerivative · entry 2 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 40,000 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.36 to $16.40. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 14:44 UTC |
Bitter WadeCAO & Treasurer
|
OtherCommon Stock | 3,332 | $1.24 | $4,131.68 |
DisclosureSEC source: 0001562762-18-000255 · certent-form4.xml · nonDerivative · entry 1 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 43,332 Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 12:52 UTC |
Bitter WadeCAO & Treasurer
|
OtherOption (right to buy) · Derivative | 6,668 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001562762-18-000249 · certent-form4.xml · derivative · entry 7 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 3,332 Underlying: Common Stock · 6,668 shares Expires 2019-02-09 F4 · derivative.exercise_date: These options have vested and are exercisable. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 12:52 UTC |
Bitter WadeCAO & Treasurer
|
SaleCommon Stock | 6,668 | $16.25 | $108,355.00 |
DisclosureSEC source: 0001562762-18-000249 · certent-form4.xml · nonDerivative · entry 4 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 40,000 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.15 to $16.40. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 12:52 UTC |
Bitter WadeCAO & Treasurer
|
OtherCommon Stock | 6,668 | $1.24 | $8,268.32 |
DisclosureSEC source: 0001562762-18-000249 · certent-form4.xml · nonDerivative · entry 3 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 46,668 Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 12:52 UTC |
Bitter WadeCAO & Treasurer
|
OtherOption (right to buy) · Derivative | 6,082 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001562762-18-000249 · certent-form4.xml · derivative · entry 6 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 10,000 Underlying: Common Stock · 6,082 shares Expires 2019-02-09 F4 · derivative.exercise_date: These options have vested and are exercisable. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 12:52 UTC |
Bitter WadeCAO & Treasurer
|
SaleCommon Stock | 6,082 | $16.30 | $99,136.60 |
DisclosureSEC source: 0001562762-18-000249 · certent-form4.xml · nonDerivative · entry 2 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 40,000 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.25 to $16.65. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 12:52 UTC |
Bitter WadeCAO & Treasurer
|
OtherCommon Stock | 6,082 | $1.24 | $7,541.68 |
DisclosureSEC source: 0001562762-18-000249 · certent-form4.xml · nonDerivative · entry 1 Bitter Wade · CIK 0001699920 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 46,082 Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 16:48 UTC |
Trautner KevinChief Legal Officer & Secy
|
OtherOption (right to buy) · Derivative | 400 | $0.00 Strike: $9.56 | $0.00 |
DisclosureSEC source: 0001562762-18-000247 · certent-form4.xml · derivative · entry 3 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,262 Underlying: Common Stock · 400 shares Expires 2026-07-25 F2 · derivative.exercise_date: Includes 1,040 vested and exercisable options, 4,320 options that vest and become exercisable in three equal annual installments beginning on July 25, 2019 and 10,902 options that vest and become exercisable in two equal annual installments beginning on May 3, 2019. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 16:48 UTC |
Trautner KevinChief Legal Officer & Secy
|
SaleCommon Stock | 400 | $16.65 | $6,660.00 |
DisclosureSEC source: 0001562762-18-000247 · certent-form4.xml · nonDerivative · entry 2 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,110 F1 · balance_after: Includes 16,416 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 11,694 restricted stock units which vest in three equal annual installments beginning on August 24, 2018. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 16:48 UTC |
Trautner KevinChief Legal Officer & Secy
|
OtherCommon Stock | 400 | $9.56 | $3,824.00 |
DisclosureSEC source: 0001562762-18-000247 · certent-form4.xml · nonDerivative · entry 1 Trautner Kevin · CIK 0001701195 · Chief Legal Officer & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,510 F1 · balance_after: Includes 16,416 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 11,694 restricted stock units which vest in three equal annual installments beginning on August 24, 2018. Read SEC document |
| May 18, 2018 Filed May 21, 2018 15:44 UTC |
Trautner KevinEVP,General Counsel & Secy
|
OtherOption (right to buy) · Derivative | 5,451 | $0.00 Strike: $9.56 | $0.00 |
DisclosureSEC source: 0001562762-18-000173 · certent-form4.xml · derivative · entry 3 Trautner Kevin · CIK 0001701195 · EVP,General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,662 Underlying: Common Stock · 5,451 shares Expires 2026-07-25 F3 · derivative.exercise_date: Consists of 5,760 options that vest and become exercisable in four equal annual installments beginning on July 25, 2018 and 10,902 options that vest and become exercisable in two equal annual installments beginning on May 3, 2019. Read SEC document |
| May 18, 2018 Filed May 21, 2018 15:44 UTC |
Trautner KevinEVP,General Counsel & Secy
|
SaleCommon Stock | 5,451 | $17.56 | $95,719.56 |
DisclosureSEC source: 0001562762-18-000173 · certent-form4.xml · nonDerivative · entry 2 Trautner Kevin · CIK 0001701195 · EVP,General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,110 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 16,416 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 11,694 restricted stock units which vest in three equal annual installments beginning on August 24, 2018. Read SEC document |
| May 18, 2018 Filed May 21, 2018 15:44 UTC |
Trautner KevinEVP,General Counsel & Secy
|
OtherCommon Stock | 5,451 | $9.56 | $52,111.56 |
DisclosureSEC source: 0001562762-18-000173 · certent-form4.xml · nonDerivative · entry 1 Trautner Kevin · CIK 0001701195 · EVP,General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,561 F1 · balance_after: Includes 16,416 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 11,694 restricted stock units which vest in three equal annual installments beginning on August 24, 2018. Read SEC document |
| May 17, 2018 Filed May 18, 2018 15:37 UTC |
Trautner KevinEVP,General Counsel & Secy
|
SaleCommon Stock | 200 | $17.58 | $3,516.00 |
DisclosureSEC source: 0001562762-18-000171 · certent-form4.xml · nonDerivative · entry 2 Trautner Kevin · CIK 0001701195 · EVP,General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,110 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.57 to $17.58. F2 · balance_after: Includes 16,416 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 11,694 restricted stock units which vest in three equal annual installments beginning on August 24, 2018. Read SEC document |
| May 16, 2018 Filed May 18, 2018 15:37 UTC |
Trautner KevinEVP,General Counsel & Secy
|
SaleCommon Stock | 5,200 | $17.32 | $90,064.00 |
DisclosureSEC source: 0001562762-18-000171 · certent-form4.xml · nonDerivative · entry 1 Trautner Kevin · CIK 0001701195 · EVP,General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,310 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.25 to $17.41. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4. F2 · balance_after: Includes 16,416 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 11,694 restricted stock units which vest in three equal annual installments beginning on August 24, 2018. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:05 UTC |
Stromquist MartyDirector · President
|
OtherOption (right to buy) · Derivative | 118,672 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001562762-18-000161 · certent-form4.xml · derivative · entry 7 Stromquist Marty · CIK 0001699918 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 118,672 shares Expires 2019-01-01 F5 · derivative.exercise_date: These options have vested and are exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.