Last 12 months
Inside the activity.
0 purchase rows · 22 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 3 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2017 Filed Dec 20, 2017 22:01 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock, par value $0.01 ("Common Stock") | 160,320 | $6.97 | $1,117,510.56 |
DisclosureSEC source: 0001140361-17-046901 · doc1.xml · nonDerivative · entry 1 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 13,184,200 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| December 13, 2017 Filed Dec 13, 2017 22:25 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 23,007 | $6.90 | $158,762.10 |
DisclosureSEC source: 0001140361-17-046076 · doc1.xml · nonDerivative · entry 3 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 13,023,880 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 22:25 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 45,857 | $6.89 | $315,954.73 |
DisclosureSEC source: 0001140361-17-046076 · doc1.xml · nonDerivative · entry 2 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 13,000,873 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 22:25 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock, par value $0.01 ("Common Stock") | 144,297 | $6.76 | $974,884.96 |
DisclosureSEC source: 0001140361-17-046076 · doc1.xml · nonDerivative · entry 1 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 12,955,016 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| December 08, 2017 Filed Dec 8, 2017 22:12 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 18,500 | $6.54 | $121,021.45 |
DisclosureSEC source: 0001140361-17-045518 · doc1.xml · nonDerivative · entry 2 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 12,810,719 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 22:12 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock, par value $0.01 ("Common Stock") | 66,557 | $6.78 | $451,562.62 |
DisclosureSEC source: 0001140361-17-045518 · doc1.xml · nonDerivative · entry 1 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 12,792,219 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| December 06, 2017 Filed Dec 6, 2017 21:51 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 39,662 | $6.56 | $260,079.60 |
DisclosureSEC source: 0001140361-17-045193 · doc1.xml · nonDerivative · entry 3 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 12,725,662 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| December 05, 2017 Filed Dec 6, 2017 21:51 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 50,000 | $6.62 | $330,810.00 |
DisclosureSEC source: 0001140361-17-045193 · doc1.xml · nonDerivative · entry 2 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 12,686,000 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 21:51 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock, par value $0.01 ("Common Stock") | 60,000 | $6.64 | $398,652.00 |
DisclosureSEC source: 0001140361-17-045193 · doc1.xml · nonDerivative · entry 1 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 12,636,000 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| October 20, 2017 Filed Oct 23, 2017 17:41 UTC |
AMC STARPLEX, LLC10% owner
AMERICAN MULTI-CINEMA, INC.10% owner
AMC ENTERTAINMENT HOLDINGS, INC.10% owner
|
ConversionCOMMON UNITS OF NATIONAL CINEMEDIA, LLC · Derivative | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001661466-17-000003 · primary_doc.xml · derivative · entry 2 AMC STARPLEX, LLC · CIK 0001661466 · 10% owner AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,392,630 Underlying: Common Stock of National CineMedia, Inc. · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of National CineMedia, LLC ("Common Units") may be redeemed at any time and converted into shares of Common Stock of National CineMedia, Inc. ("Common Stock") on a one-for-one basis and have no expiration date. F2 · kind: On October 20, 2017, AMC Starplex, LLC ("AMCS") redeemed 1,000,000 Common Units which were converted into a like number of shares of Common Stock. F5 · price: Not applicable. F1 · derivative.exercise_date: Common Units of National CineMedia, LLC ("Common Units") may be redeemed at any time and converted into shares of Common Stock of National CineMedia, Inc. ("Common Stock") on a one-for-one basis and have no expiration date. F1 · derivative.expiration_date: Common Units of National CineMedia, LLC ("Common Units") may be redeemed at any time and converted into shares of Common Stock of National CineMedia, Inc. ("Common Stock") on a one-for-one basis and have no expiration date. F3 · ownership.direct: Of the final reported securities: 9,224,747 Common Units are held directly by AMCS; 13,167,883 Common Units are held directly by AMC; and 9,224,747 Common Units are held indirectly by American Multi-Cinema, Inc. ("AMC") through AMCS, a wholly-owned subsidiary. All of the reported Common Units are held indirectly by AMC Entertainment Holdings, Inc. ("AMCEH"), the parent of AMC. Read SEC document |
| October 20, 2017 Filed Oct 23, 2017 17:41 UTC |
AMC STARPLEX, LLC10% owner
AMERICAN MULTI-CINEMA, INC.10% owner
AMC ENTERTAINMENT HOLDINGS, INC.10% owner
|
ConversionCOMMON STOCK OF NATIONAL CINEMEDIA, INC. | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001661466-17-000003 · primary_doc.xml · nonDerivative · entry 1 AMC STARPLEX, LLC · CIK 0001661466 · 10% owner AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On October 20, 2017, AMC Starplex, LLC ("AMCS") redeemed 1,000,000 Common Units which were converted into a like number of shares of Common Stock. F2 · shares: On October 20, 2017, AMC Starplex, LLC ("AMCS") redeemed 1,000,000 Common Units which were converted into a like number of shares of Common Stock. F2 · price: On October 20, 2017, AMC Starplex, LLC ("AMCS") redeemed 1,000,000 Common Units which were converted into a like number of shares of Common Stock. F4 · ownership.direct: Of the final reported securities: 1,000,000 shares of Common Stock are held directly by AMCS and 1,000,000 shares of Common Stock are held indirectly by AMC through AMCS, a wholly-owned subsidiary. All of the reported shares of Common Stock are held indirectly by AMCEH, the parent of AMC. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 15:39 UTC |
AMC STARPLEX, LLC10% owner
AMERICAN MULTI-CINEMA, INC.10% owner
AMC ENTERTAINMENT HOLDINGS, INC.10% owner
|
SaleCommon Stock of National CineMedia, Inc. | 2,800,000 | $6.49 | $18,172,000.00 |
DisclosureSEC source: 0001140361-17-037346 · form4.xml · nonDerivative · entry 1 AMC STARPLEX, LLC · CIK 0001661466 · 10% owner AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents 2,800,000 shares of the Issuer's common stock sold by AMC Starplex, LLC ("AMCS"). AMCS is a wholly-owned subsidiary of American Multi-Cinema, Inc. ("AMC"). AMC is a wholly owned subsidiary of AMC Entertainment Holdings, Inc. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 16:22 UTC |
AMERICAN MULTI-CINEMA, INC.10% owner
AMC STARPLEX, LLC10% owner
AMC ENTERTAINMENT HOLDINGS, INC.10% owner
|
SaleCommon Stock of National CineMedia, Inc. | 12,000,000 | $6.09 | $73,080,000.00 |
DisclosureSEC source: 0001140361-17-036038 · form4.xml · nonDerivative · entry 1 AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner AMC STARPLEX, LLC · CIK 0001661466 · 10% owner AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800,000 F1 · shares: Represents 2,200,000 shares of the Issuer's common stock sold by American Multi-Cinema, Inc. ("AMC") and 9,800,000 shares of the Issuer's common stock sold by AMC Starplex, LLC ("AMCS"). F2 · ownership.direct: All of the final reported shares of common stock are held directly by AMCS. AMCS is a wholly-owned subsidiary of AMC. AMC is a wholly owned subsidiary of AMC Entertainment Holdings, Inc. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 16:01 UTC |
AMERICAN MULTI-CINEMA, INC.10% owner
AMC STARPLEX, LLC10% owner
AMC ENTERTAINMENT HOLDINGS, INC.10% owner
|
ConversionCommon Units of National CineMedia, LLC · Derivative | 14,600,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-034933 · form4.xml · derivative · entry 2 AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner AMC STARPLEX, LLC · CIK 0001661466 · 10% owner AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,392,630 Underlying: Common Stock of National CineMedia, Inc. · 14,600,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of National CineMedia, LLC ("Common Units") may be redeemed at any time and converted into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis and have no expiration date. F2 · kind: On September 7, 2017, American Multi-Cinema, Inc. ("AMC") redeemed 2,000,000 Common Units which were converted into a like number of shares of Common Stock, and AMC Starplex, LLC ("AMCS"), a wholly owned subsidiary of AMC, redeemed 12,600,000 Common Units which were converted into a like number of shares of Common Stock. F5 · price: Not applicable. F1 · derivative.exercise_date: Common Units of National CineMedia, LLC ("Common Units") may be redeemed at any time and converted into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis and have no expiration date. F1 · derivative.expiration_date: Common Units of National CineMedia, LLC ("Common Units") may be redeemed at any time and converted into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis and have no expiration date. F3 · ownership.direct: Of the final reported securities: 10,224,747 Common Units are held directly by AMCS; 13,167,883 Common Units are held directly by AMC; and 10,224,747 Common Units are held indirectly by AMC through AMCS, a wholly-owned subsidiary. All of the reported Common Units are held indirectly by AMC Entertainment Holdings, Inc. ("AMCEH"), the parent of AMC. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 16:01 UTC |
AMERICAN MULTI-CINEMA, INC.10% owner
AMC STARPLEX, LLC10% owner
AMC ENTERTAINMENT HOLDINGS, INC.10% owner
|
ConversionCommon Stock of National CineMedia, Inc. | 14,600,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-034933 · form4.xml · nonDerivative · entry 1 AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner AMC STARPLEX, LLC · CIK 0001661466 · 10% owner AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,800,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On September 7, 2017, American Multi-Cinema, Inc. ("AMC") redeemed 2,000,000 Common Units which were converted into a like number of shares of Common Stock, and AMC Starplex, LLC ("AMCS"), a wholly owned subsidiary of AMC, redeemed 12,600,000 Common Units which were converted into a like number of shares of Common Stock. F2 · shares: On September 7, 2017, American Multi-Cinema, Inc. ("AMC") redeemed 2,000,000 Common Units which were converted into a like number of shares of Common Stock, and AMC Starplex, LLC ("AMCS"), a wholly owned subsidiary of AMC, redeemed 12,600,000 Common Units which were converted into a like number of shares of Common Stock. F2 · price: On September 7, 2017, American Multi-Cinema, Inc. ("AMC") redeemed 2,000,000 Common Units which were converted into a like number of shares of Common Stock, and AMC Starplex, LLC ("AMCS"), a wholly owned subsidiary of AMC, redeemed 12,600,000 Common Units which were converted into a like number of shares of Common Stock. F4 · ownership.direct: Of the final reported securities: 12,600,000 shares of Common Stock are held directly by AMCS; 2,200,000 shares of Common Stock are held directly by AMC; and 12,600,000 shares of Common Stock are held indirectly by AMC through AMCS, a wholly-owned subsidiary. All of the reported shares of Common Stock are held indirectly by AMCEH, the parent of AMC. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 19:58 UTC |
Marks Clifford EPresident
|
Tax withholdingCommon Stock | 1,080 | $12.41 | $13,402.80 |
DisclosureSEC source: 0001693731-17-000032 · edgar.xml · nonDerivative · entry 1 Marks Clifford E · CIK 0001388840 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,632 F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 17:16 UTC |
AMERICAN MULTI-CINEMA, INC.10% owner
AMC ENTERTAINMENT HOLDINGS, INC.10% owner
AMC STARPLEX, LLC10% owner
|
OtherCOMMON UNITS OF NATIONAL CINEMEDIA, LLC · Derivative | 1,807,220 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001661466-17-000001 · primary_doc.xml · derivative · entry 4 AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner AMC STARPLEX, LLC · CIK 0001661466 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,992,630 Underlying: NATIONAL CINEMEDIA, INC. COMMON STOCK · 1,807,220 shares Expires not disclosed F6 · kind: Pursuant to the MOU and in addition to the Common Units returned as described in note (5) above, AMCI agreed to return additional Common Units to NCM LLC with an aggregate value of $25,000,000 in exchange for a waiver of the exclusivity provisions of the ESA as to the transferred theatres. F6 · price: Pursuant to the MOU and in addition to the Common Units returned as described in note (5) above, AMCI agreed to return additional Common Units to NCM LLC with an aggregate value of $25,000,000 in exchange for a waiver of the exclusivity provisions of the ESA as to the transferred theatres. F1 · derivative.exercise_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date. F1 · derivative.expiration_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date. F3 · ownership.direct: Of the final reported securities in this Form 4, 23,186,639 Common Units are held directly by AMCS. 14,805,991 Common Units are held directly by AMCI and 23,186,639 Common Units are held indirectly by AMCI through AMCS, a wholly-owned subsidiary. All of the reported Common Units are held indirectly by AMC Entertainment Holdings, Inc. ("AMCEH"), the parent of AMCI. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 17:16 UTC |
AMERICAN MULTI-CINEMA, INC.10% owner
AMC ENTERTAINMENT HOLDINGS, INC.10% owner
AMC STARPLEX, LLC10% owner
|
OtherCOMMON UNITS OF NATIONAL CINEMEDIA, LLC · Derivative | 2,850,453 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001661466-17-000001 · primary_doc.xml · derivative · entry 3 AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner AMC STARPLEX, LLC · CIK 0001661466 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,799,850 Underlying: NATIONAL CINEMEDIA, INC. COMMON STOCK · 2,850,453 shares Expires not disclosed F5 · kind: AMCI reached a Memorandum of Understanding with NCM LLC to implement the requirements of the final judgment entered in connection with the US DOJ approval of the Carmike acquisition (the "MOU"). The final judgment required AMCI to transfer certain theatres to a competitor of NCM LLC for advertising services and AMCI returned Common Units to NCM LLC, calculated under the CUAA as if such transferred theatres had been disposed. F5 · price: AMCI reached a Memorandum of Understanding with NCM LLC to implement the requirements of the final judgment entered in connection with the US DOJ approval of the Carmike acquisition (the "MOU"). The final judgment required AMCI to transfer certain theatres to a competitor of NCM LLC for advertising services and AMCI returned Common Units to NCM LLC, calculated under the CUAA as if such transferred theatres had been disposed. F1 · derivative.exercise_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date. F1 · derivative.expiration_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date. F3 · ownership.direct: Of the final reported securities in this Form 4, 23,186,639 Common Units are held directly by AMCS. 14,805,991 Common Units are held directly by AMCI and 23,186,639 Common Units are held indirectly by AMCI through AMCS, a wholly-owned subsidiary. All of the reported Common Units are held indirectly by AMC Entertainment Holdings, Inc. ("AMCEH"), the parent of AMCI. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 17:16 UTC |
AMERICAN MULTI-CINEMA, INC.10% owner
AMC ENTERTAINMENT HOLDINGS, INC.10% owner
AMC STARPLEX, LLC10% owner
|
OtherCOMMON UNITS OF NATIONAL CINEMEDIA, LLC · Derivative | 361,892 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001661466-17-000001 · primary_doc.xml · derivative · entry 2 AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner AMC STARPLEX, LLC · CIK 0001661466 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,650,303 Underlying: NATIONAL CINEMEDIA, INC. COMMON STOCK · 361,892 shares Expires not disclosed F4 · kind: Common Units were issued pursuant to the CUAA. The adjustment was triggered by the annual adjustment mechanism in the CUAA. The Common Units are issued in exchange for the exclusive advertising rights granted to NCM LLC by AMCI pursuant to the Exhibitor Services Agreement between AMCI and NCM LLC dated February 13, 2007 (the "ESA"). AMCS was designated by AMCI to be the recipient of the Common Units. F4 · price: Common Units were issued pursuant to the CUAA. The adjustment was triggered by the annual adjustment mechanism in the CUAA. The Common Units are issued in exchange for the exclusive advertising rights granted to NCM LLC by AMCI pursuant to the Exhibitor Services Agreement between AMCI and NCM LLC dated February 13, 2007 (the "ESA"). AMCS was designated by AMCI to be the recipient of the Common Units. F1 · derivative.exercise_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date. F1 · derivative.expiration_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date. F3 · ownership.direct: Of the final reported securities in this Form 4, 23,186,639 Common Units are held directly by AMCS. 14,805,991 Common Units are held directly by AMCI and 23,186,639 Common Units are held indirectly by AMCI through AMCS, a wholly-owned subsidiary. All of the reported Common Units are held indirectly by AMC Entertainment Holdings, Inc. ("AMCEH"), the parent of AMCI. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 17:16 UTC |
AMERICAN MULTI-CINEMA, INC.10% owner
AMC ENTERTAINMENT HOLDINGS, INC.10% owner
AMC STARPLEX, LLC10% owner
|
OtherCOMMON UNITS OF NATIONAL CINEMEDIA, LLC · Derivative | 18,425,423 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001661466-17-000001 · primary_doc.xml · derivative · entry 1 AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner AMC STARPLEX, LLC · CIK 0001661466 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,288,411 Underlying: NATIONAL CINEMEDIA, INC. COMMON STOCK · 18,425,423 shares Expires not disclosed F2 · kind: Common Units were issued pursuant to the Common Unit Adjustment Agreement, dated as of February 13, 2007, by and among NCM LLC, the Issuer, American Multi-Cinema, Inc. ("AMCI") and other parties thereto (the "CUAA"). The adjustment was triggered by the acquisition of Carmike Cinemas, Inc. ("Carmike"). Because the Carmike theatres were subject to a pre-existing agreement with a third party and will not receive advertising services from NCM LLC, in exchange for the Common Units AMCI will be obligated to make quarterly payments to NCM LLC reflecting the estimated value of the advertising services at the Carmike theatres as if NCM LLC had provided such services. AMC Starplex, LLC ("AMCS") was designated by AMCI to be the recipient of the Common Units. F2 · price: Common Units were issued pursuant to the Common Unit Adjustment Agreement, dated as of February 13, 2007, by and among NCM LLC, the Issuer, American Multi-Cinema, Inc. ("AMCI") and other parties thereto (the "CUAA"). The adjustment was triggered by the acquisition of Carmike Cinemas, Inc. ("Carmike"). Because the Carmike theatres were subject to a pre-existing agreement with a third party and will not receive advertising services from NCM LLC, in exchange for the Common Units AMCI will be obligated to make quarterly payments to NCM LLC reflecting the estimated value of the advertising services at the Carmike theatres as if NCM LLC had provided such services. AMC Starplex, LLC ("AMCS") was designated by AMCI to be the recipient of the Common Units. F1 · derivative.exercise_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date. F1 · derivative.expiration_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date. F3 · ownership.direct: Of the final reported securities in this Form 4, 23,186,639 Common Units are held directly by AMCS. 14,805,991 Common Units are held directly by AMCI and 23,186,639 Common Units are held indirectly by AMCI through AMCS, a wholly-owned subsidiary. All of the reported Common Units are held indirectly by AMC Entertainment Holdings, Inc. ("AMCEH"), the parent of AMCI. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 19:57 UTC |
Cinemark Holdings, Inc.Director · 10% owner
CINEMARK USA INC /TXDirector · 10% owner
Cinemark Media, Inc.Director · 10% owner
|
GrantCommon Units of National CineMedia, LLC · Derivative | 1,487,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-008203 · doc4.xml · derivative · entry 1 Cinemark Holdings, Inc. · CIK 0001385280 · Director · 10% owner CINEMARK USA INC /TX · CIK 0000885975 · Director · 10% owner Cinemark Media, Inc. · CIK 0001388693 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 27,871,862 Underlying: Common Stock of National CineMedia,Inc. · 1,487,218 shares Expires not disclosed F1 · derivative.exercise_price: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date. F2 · shares: Common Units were transferred effective March 16, 2017, pursuant to the Common Unit Adjustment Agreement, dated February 13, 2007 between National CineMedia, LLC and Cinemark Media, Inc. F1 · price: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date. F1 · derivative.exercise_date: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date. F1 · derivative.expiration_date: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date. F2 · derivative.underlying_shares: Common Units were transferred effective March 16, 2017, pursuant to the Common Unit Adjustment Agreement, dated February 13, 2007 between National CineMedia, LLC and Cinemark Media, Inc. F3 · ownership.nature: The reported securities are owned directly by Cinemark Media, Inc. and indirectly by Cinemark USA, Inc. and Cinemark Holdings, Inc. Cinemark Media, Inc. is a wholly-owned subsidiary of Cinemark USA, Inc. and Cinemark USA, Inc. is a wholly-owned subsidiary of Cinemark Holdings, Inc. which is the ultimate parent company of each joint filer of this report. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 17:03 UTC |
REGAL CINEMAS INCDirector · 10% owner
REGAL ENTERTAINMENT GROUPDirector · 10% owner
Regal Entertainment Holdings, Inc.Director · 10% owner
REGAL CINEMAS CORPDirector · 10% owner
Regal CineMedia CORPDirector · 10% owner
Regal CineMedia Holdings, LLCDirector · 10% owner
ANSCHUTZ Corp10% owner
ANSCHUTZ PHILIP F10% owner
|
GrantCommon Units of National CineMedia, LLC · Derivative | 501,919 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000722 · edgar.xml · derivative · entry 1 REGAL CINEMAS INC · CIK 0000905035 · Director · 10% owner REGAL ENTERTAINMENT GROUP · CIK 0001168696 · Director · 10% owner Regal Entertainment Holdings, Inc. · CIK 0001389065 · Director · 10% owner REGAL CINEMAS CORP · CIK 0001172371 · Director · 10% owner Regal CineMedia CORP · CIK 0001389064 · Director · 10% owner Regal CineMedia Holdings, LLC · CIK 0001389063 · Director · 10% owner ANSCHUTZ Corp · CIK 0001022325 · 10% owner ANSCHUTZ PHILIP F · CIK 0000944423 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Reporting Entities Disclosed balance after: 27,574,620 Underlying: Common Stock of National CineMedia, Inc. · 501,919 shares Expires not disclosed F1 · derivative.exercise_date: Common Units of National CineMedia, LLC ("Common Units") may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration. F1 · derivative.expiration_date: Common Units of National CineMedia, LLC ("Common Units") may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration. F2 · balance_after: The reported securities are owned indirectly by Regal Cinemas, Inc., Regal Entertainment Group, Regal Entertainment Holdings, Inc., Regal Cinemas Corporation, Regal CineMedia Corporation, Regal CineMedia Holdings, LLC, The Anschutz Corporation (formerly known as Anschutz Company) and Philip F. Anschutz. The Anschutz Corporation and Philip F. Anschutz disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 00:27 UTC |
House Geri REVP, People & Organization
|
Tax withholdingCommon Stock | 1,700 | $12.59 | $21,403.00 |
DisclosureSEC source: 0001600781-17-000067 · edgar.xml · nonDerivative · entry 2 House Geri R · CIK 0001696095 · EVP, People & Organization 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,505 F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 00:27 UTC |
House Geri REVP, People & Organization
|
Disposition to issuerCommon Stock | 509 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-17-000067 · edgar.xml · nonDerivative · entry 1 House Geri R · CIK 0001696095 · EVP, People & Organization 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,205 F1 · shares: On January 15, 2014, the reporting person received a grant of 5,843 shares of restricted stock that would vest based upon achievement of specified performance targets at the end of a three-year measurement period. On February 27, 2017, the Issuer determined that the performance conditions were 91.3% satisfied and, as a result, a portion of the original grant was forfeited. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 00:29 UTC |
Marks Clifford EPresident
|
Tax withholdingCommon Stock | 29,515 | $12.59 | $371,593.85 |
DisclosureSEC source: 0001600781-17-000069 · edgar.xml · nonDerivative · entry 2 Marks Clifford E · CIK 0001388840 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,712 F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 00:29 UTC |
Marks Clifford EPresident
|
Disposition to issuerCommon Stock | 5,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-17-000069 · edgar.xml · nonDerivative · entry 1 Marks Clifford E · CIK 0001388840 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,227 F1 · shares: On January 15, 2014, the reporting person received a grant of 62,685 shares of restricted stock that would vest based upon achievement of specified performance targets at the end of a three-year measurement period. On February 27, 2017, the Issuer determined that the performance conditions were 91.3% satisfied and, as a result, a portion of the original grant was forfeited. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 00:26 UTC |
Hardy Ralph EEVP, Gen. Counsel & Secretary
|
Tax withholdingCommon Stock | 4,978 | $12.59 | $62,673.02 |
DisclosureSEC source: 0001600781-17-000065 · edgar.xml · nonDerivative · entry 2 Hardy Ralph E · CIK 0001388841 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,405 F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 00:26 UTC |
Hardy Ralph EEVP, Gen. Counsel & Secretary
|
Disposition to issuerCommon Stock | 1,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-17-000065 · edgar.xml · nonDerivative · entry 1 Hardy Ralph E · CIK 0001388841 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,383 F1 · shares: On January 15, 2014, the reporting person received a grant of 17,048 shares of restricted stock that would vest based upon achievement of specified performance targets at the end of a three-year measurement period. On February 27, 2017, the Issuer determined that the performance conditions were 91.3% satisfied and, as a result, a portion of the original grant was forfeited. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 00:13 UTC |
Lanning Stephen LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-17-000049 · edgar.xml · derivative · entry 4 Lanning Stephen L · CIK 0001388843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,468 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The Restricted Stock Units were scheduled to vest on February 21, 2016, but the reporting person elected to defer receipt of the shares as permitted under the original grant. F3 · derivative.expiration_date: The Restricted Stock Units were scheduled to vest on February 21, 2016, but the reporting person elected to defer receipt of the shares as permitted under the original grant. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 00:13 UTC |
Lanning Stephen LDirector
|
Exercise / conversionCommon Stock | 7,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-17-000049 · edgar.xml · nonDerivative · entry 2 Lanning Stephen L · CIK 0001388843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:18 UTC |
Madison Paula WilliamsDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-17-000053 · edgar.xml · derivative · entry 2 Madison Paula Williams · CIK 0001601579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,328 shares Expires 2017-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:18 UTC |
Madison Paula WilliamsDirector
|
Exercise / conversionCommon Stock | 7,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-17-000053 · edgar.xml · nonDerivative · entry 1 Madison Paula Williams · CIK 0001601579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:16 UTC |
Lesinski Thomas F.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 7,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-17-000051 · edgar.xml · derivative · entry 2 Lesinski Thomas F. · CIK 0001629303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,328 shares Expires 2017-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:16 UTC |
Lesinski Thomas F.Director
|
Exercise / conversionCommon Stock | 7,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-17-000051 · edgar.xml · nonDerivative · entry 1 Lesinski Thomas F. · CIK 0001629303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:13 UTC |
Lanning Stephen LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-17-000049 · edgar.xml · derivative · entry 3 Lanning Stephen L · CIK 0001388843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,328 shares Expires 2017-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:13 UTC |
Lanning Stephen LDirector
|
Exercise / conversionCommon Stock | 7,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-17-000049 · edgar.xml · nonDerivative · entry 1 Lanning Stephen L · CIK 0001388843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:09 UTC |
Goodman Lawrence ADirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-17-000045 · edgar.xml · derivative · entry 2 Goodman Lawrence A · CIK 0001388844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,328 shares Expires 2017-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:09 UTC |
Goodman Lawrence ADirector
|
Exercise / conversionCommon Stock | 7,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-17-000045 · edgar.xml · nonDerivative · entry 1 Goodman Lawrence A · CIK 0001388844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:11 UTC |
HAAS DAVID RDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-17-000047 · edgar.xml · derivative · entry 2 HAAS DAVID R · CIK 0001282689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,328 shares Expires 2017-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:11 UTC |
HAAS DAVID RDirector
|
Exercise / conversionCommon Stock | 7,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-17-000047 · edgar.xml · nonDerivative · entry 1 HAAS DAVID R · CIK 0001282689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units. Read SEC document |
| January 21, 2017 Filed Jan 24, 2017 02:04 UTC |
Hardy Ralph EEVP, Gen. Counsel & Secretary
|
Tax withholdingCommon Stock | 1,702 | $14.93 | $25,410.86 |
DisclosureSEC source: 0001600781-17-000036 · edgar.xml · nonDerivative · entry 3 Hardy Ralph E · CIK 0001388841 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,867 F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| January 21, 2017 Filed Jan 24, 2017 01:55 UTC |
Marks Clifford EPresident
|
Tax withholdingCommon Stock | 6,423 | $14.93 | $95,895.39 |
DisclosureSEC source: 0001600781-17-000032 · edgar.xml · nonDerivative · entry 3 Marks Clifford E · CIK 0001388840 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,681 F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| January 21, 2017 Filed Jan 31, 2017 01:51 UTC |
House Geri REVP, People & Organization
|
Tax withholdingCommon Stock | 1,899 | $14.93 | $28,352.07 |
DisclosureSEC source: 0001600781-17-000043 · edgar.xml · nonDerivative · entry 3 House Geri R · CIK 0001696095 · EVP, People & Organization 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,714 F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 20:33 UTC |
SCHNEIDER SCOTT NDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 17,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-17-000020 · edgar.xml · derivative · entry 3 SCHNEIDER SCOTT N · CIK 0001180231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,988 shares Expires 2017-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 20:33 UTC |
SCHNEIDER SCOTT NDirector
|
Exercise / conversionCommon Stock | 17,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-17-000020 · edgar.xml · nonDerivative · entry 1 SCHNEIDER SCOTT N · CIK 0001180231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 02:04 UTC |
Hardy Ralph EEVP, Gen. Counsel & Secretary
|
Tax withholdingCommon Stock | 1,636 | $14.93 | $24,425.48 |
DisclosureSEC source: 0001600781-17-000036 · edgar.xml · nonDerivative · entry 2 Hardy Ralph E · CIK 0001388841 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,569 F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 01:55 UTC |
Marks Clifford EPresident
|
Tax withholdingCommon Stock | 7,600 | $14.93 | $113,468.00 |
DisclosureSEC source: 0001600781-17-000032 · edgar.xml · nonDerivative · entry 2 Marks Clifford E · CIK 0001388840 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,104 F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 18:42 UTC |
England Andrew J.Director · CEO
|
Tax withholdingCommon Stock | 2,663 | $14.93 | $39,758.59 |
DisclosureSEC source: 0001600781-17-000038 · edgar.xml · nonDerivative · entry 2 England Andrew J. · CIK 0001663150 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,688 F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| January 20, 2017 Filed Jan 31, 2017 01:51 UTC |
House Geri REVP, People & Organization
|
Tax withholdingCommon Stock | 1,859 | $14.93 | $27,754.87 |
DisclosureSEC source: 0001600781-17-000043 · edgar.xml · nonDerivative · entry 2 House Geri R · CIK 0001696095 · EVP, People & Organization 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,613 F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 20:33 UTC |
SCHNEIDER SCOTT NDirector
|
GrantRestricted Stock Units · Derivative | 18,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-17-000020 · edgar.xml · derivative · entry 2 SCHNEIDER SCOTT N · CIK 0001180231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,243 Underlying: Common Stock · 18,243 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on January 19, 2018, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. F3 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on January 19, 2018, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.