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NCMI

National CineMedia, Inc.

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6194
SEC CIK
0001377630
Parsed reports
437

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202600
Oct 202603

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2017 Filed Dec 20, 2017 22:01 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock, par value $0.01 ("Common Stock") 160,320 $6.97 $1,117,510.56
Disclosure

SEC source: 0001140361-17-046901 · doc1.xml · nonDerivative · entry 1

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 13,184,200

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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December 13, 2017 Filed Dec 13, 2017 22:25 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock 23,007 $6.90 $158,762.10
Disclosure

SEC source: 0001140361-17-046076 · doc1.xml · nonDerivative · entry 3

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 13,023,880

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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December 12, 2017 Filed Dec 13, 2017 22:25 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock 45,857 $6.89 $315,954.73
Disclosure

SEC source: 0001140361-17-046076 · doc1.xml · nonDerivative · entry 2

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 13,000,873

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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December 11, 2017 Filed Dec 13, 2017 22:25 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock, par value $0.01 ("Common Stock") 144,297 $6.76 $974,884.96
Disclosure

SEC source: 0001140361-17-046076 · doc1.xml · nonDerivative · entry 1

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 12,955,016

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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December 08, 2017 Filed Dec 8, 2017 22:12 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock 18,500 $6.54 $121,021.45
Disclosure

SEC source: 0001140361-17-045518 · doc1.xml · nonDerivative · entry 2

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 12,810,719

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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December 07, 2017 Filed Dec 8, 2017 22:12 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock, par value $0.01 ("Common Stock") 66,557 $6.78 $451,562.62
Disclosure

SEC source: 0001140361-17-045518 · doc1.xml · nonDerivative · entry 1

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 12,792,219

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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December 06, 2017 Filed Dec 6, 2017 21:51 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock 39,662 $6.56 $260,079.60
Disclosure

SEC source: 0001140361-17-045193 · doc1.xml · nonDerivative · entry 3

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 12,725,662

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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December 05, 2017 Filed Dec 6, 2017 21:51 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock 50,000 $6.62 $330,810.00
Disclosure

SEC source: 0001140361-17-045193 · doc1.xml · nonDerivative · entry 2

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 12,686,000

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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December 04, 2017 Filed Dec 6, 2017 21:51 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock, par value $0.01 ("Common Stock") 60,000 $6.64 $398,652.00
Disclosure

SEC source: 0001140361-17-045193 · doc1.xml · nonDerivative · entry 1

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 12,636,000

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

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October 20, 2017 Filed Oct 23, 2017 17:41 UTC ConversionCOMMON UNITS OF NATIONAL CINEMEDIA, LLC · Derivative 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001661466-17-000003 · primary_doc.xml · derivative · entry 2

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,392,630

Underlying: Common Stock of National CineMedia, Inc. · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Common Units of National CineMedia, LLC ("Common Units") may be redeemed at any time and converted into shares of Common Stock of National CineMedia, Inc. ("Common Stock") on a one-for-one basis and have no expiration date.

F2 · kind: On October 20, 2017, AMC Starplex, LLC ("AMCS") redeemed 1,000,000 Common Units which were converted into a like number of shares of Common Stock.

F5 · price: Not applicable.

F1 · derivative.exercise_date: Common Units of National CineMedia, LLC ("Common Units") may be redeemed at any time and converted into shares of Common Stock of National CineMedia, Inc. ("Common Stock") on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: Common Units of National CineMedia, LLC ("Common Units") may be redeemed at any time and converted into shares of Common Stock of National CineMedia, Inc. ("Common Stock") on a one-for-one basis and have no expiration date.

F3 · ownership.direct: Of the final reported securities: 9,224,747 Common Units are held directly by AMCS; 13,167,883 Common Units are held directly by AMC; and 9,224,747 Common Units are held indirectly by American Multi-Cinema, Inc. ("AMC") through AMCS, a wholly-owned subsidiary. All of the reported Common Units are held indirectly by AMC Entertainment Holdings, Inc. ("AMCEH"), the parent of AMC.

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October 20, 2017 Filed Oct 23, 2017 17:41 UTC ConversionCOMMON STOCK OF NATIONAL CINEMEDIA, INC. 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001661466-17-000003 · primary_doc.xml · nonDerivative · entry 1

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On October 20, 2017, AMC Starplex, LLC ("AMCS") redeemed 1,000,000 Common Units which were converted into a like number of shares of Common Stock.

F2 · shares: On October 20, 2017, AMC Starplex, LLC ("AMCS") redeemed 1,000,000 Common Units which were converted into a like number of shares of Common Stock.

F2 · price: On October 20, 2017, AMC Starplex, LLC ("AMCS") redeemed 1,000,000 Common Units which were converted into a like number of shares of Common Stock.

F4 · ownership.direct: Of the final reported securities: 1,000,000 shares of Common Stock are held directly by AMCS and 1,000,000 shares of Common Stock are held indirectly by AMC through AMCS, a wholly-owned subsidiary. All of the reported shares of Common Stock are held indirectly by AMCEH, the parent of AMC.

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September 29, 2017 Filed Oct 3, 2017 15:39 UTC SaleCommon Stock of National CineMedia, Inc. 2,800,000 $6.49 $18,172,000.00
Disclosure

SEC source: 0001140361-17-037346 · form4.xml · nonDerivative · entry 1

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents 2,800,000 shares of the Issuer's common stock sold by AMC Starplex, LLC ("AMCS"). AMCS is a wholly-owned subsidiary of American Multi-Cinema, Inc. ("AMC"). AMC is a wholly owned subsidiary of AMC Entertainment Holdings, Inc.

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September 18, 2017 Filed Sep 20, 2017 16:22 UTC SaleCommon Stock of National CineMedia, Inc. 12,000,000 $6.09 $73,080,000.00
Disclosure

SEC source: 0001140361-17-036038 · form4.xml · nonDerivative · entry 1

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800,000

F1 · shares: Represents 2,200,000 shares of the Issuer's common stock sold by American Multi-Cinema, Inc. ("AMC") and 9,800,000 shares of the Issuer's common stock sold by AMC Starplex, LLC ("AMCS").

F2 · ownership.direct: All of the final reported shares of common stock are held directly by AMCS. AMCS is a wholly-owned subsidiary of AMC. AMC is a wholly owned subsidiary of AMC Entertainment Holdings, Inc.

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September 07, 2017 Filed Sep 8, 2017 16:01 UTC ConversionCommon Units of National CineMedia, LLC · Derivative 14,600,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-034933 · form4.xml · derivative · entry 2

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,392,630

Underlying: Common Stock of National CineMedia, Inc. · 14,600,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Common Units of National CineMedia, LLC ("Common Units") may be redeemed at any time and converted into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis and have no expiration date.

F2 · kind: On September 7, 2017, American Multi-Cinema, Inc. ("AMC") redeemed 2,000,000 Common Units which were converted into a like number of shares of Common Stock, and AMC Starplex, LLC ("AMCS"), a wholly owned subsidiary of AMC, redeemed 12,600,000 Common Units which were converted into a like number of shares of Common Stock.

F5 · price: Not applicable.

F1 · derivative.exercise_date: Common Units of National CineMedia, LLC ("Common Units") may be redeemed at any time and converted into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: Common Units of National CineMedia, LLC ("Common Units") may be redeemed at any time and converted into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis and have no expiration date.

F3 · ownership.direct: Of the final reported securities: 10,224,747 Common Units are held directly by AMCS; 13,167,883 Common Units are held directly by AMC; and 10,224,747 Common Units are held indirectly by AMC through AMCS, a wholly-owned subsidiary. All of the reported Common Units are held indirectly by AMC Entertainment Holdings, Inc. ("AMCEH"), the parent of AMC.

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September 07, 2017 Filed Sep 8, 2017 16:01 UTC ConversionCommon Stock of National CineMedia, Inc. 14,600,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-034933 · form4.xml · nonDerivative · entry 1

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On September 7, 2017, American Multi-Cinema, Inc. ("AMC") redeemed 2,000,000 Common Units which were converted into a like number of shares of Common Stock, and AMC Starplex, LLC ("AMCS"), a wholly owned subsidiary of AMC, redeemed 12,600,000 Common Units which were converted into a like number of shares of Common Stock.

F2 · shares: On September 7, 2017, American Multi-Cinema, Inc. ("AMC") redeemed 2,000,000 Common Units which were converted into a like number of shares of Common Stock, and AMC Starplex, LLC ("AMCS"), a wholly owned subsidiary of AMC, redeemed 12,600,000 Common Units which were converted into a like number of shares of Common Stock.

F2 · price: On September 7, 2017, American Multi-Cinema, Inc. ("AMC") redeemed 2,000,000 Common Units which were converted into a like number of shares of Common Stock, and AMC Starplex, LLC ("AMCS"), a wholly owned subsidiary of AMC, redeemed 12,600,000 Common Units which were converted into a like number of shares of Common Stock.

F4 · ownership.direct: Of the final reported securities: 12,600,000 shares of Common Stock are held directly by AMCS; 2,200,000 shares of Common Stock are held directly by AMC; and 12,600,000 shares of Common Stock are held indirectly by AMC through AMCS, a wholly-owned subsidiary. All of the reported shares of Common Stock are held indirectly by AMCEH, the parent of AMC.

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April 10, 2017 Filed Apr 12, 2017 19:58 UTC Tax withholdingCommon Stock 1,080 $12.41 $13,402.80
Disclosure

SEC source: 0001693731-17-000032 · edgar.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,632

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

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March 16, 2017 Filed Mar 20, 2017 17:16 UTC OtherCOMMON UNITS OF NATIONAL CINEMEDIA, LLC · Derivative 1,807,220 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001661466-17-000001 · primary_doc.xml · derivative · entry 4

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,992,630

Underlying: NATIONAL CINEMEDIA, INC. COMMON STOCK · 1,807,220 shares

Expires not disclosed

F6 · kind: Pursuant to the MOU and in addition to the Common Units returned as described in note (5) above, AMCI agreed to return additional Common Units to NCM LLC with an aggregate value of $25,000,000 in exchange for a waiver of the exclusivity provisions of the ESA as to the transferred theatres.

F6 · price: Pursuant to the MOU and in addition to the Common Units returned as described in note (5) above, AMCI agreed to return additional Common Units to NCM LLC with an aggregate value of $25,000,000 in exchange for a waiver of the exclusivity provisions of the ESA as to the transferred theatres.

F1 · derivative.exercise_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date.

F3 · ownership.direct: Of the final reported securities in this Form 4, 23,186,639 Common Units are held directly by AMCS. 14,805,991 Common Units are held directly by AMCI and 23,186,639 Common Units are held indirectly by AMCI through AMCS, a wholly-owned subsidiary. All of the reported Common Units are held indirectly by AMC Entertainment Holdings, Inc. ("AMCEH"), the parent of AMCI.

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March 16, 2017 Filed Mar 20, 2017 17:16 UTC OtherCOMMON UNITS OF NATIONAL CINEMEDIA, LLC · Derivative 2,850,453 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001661466-17-000001 · primary_doc.xml · derivative · entry 3

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,799,850

Underlying: NATIONAL CINEMEDIA, INC. COMMON STOCK · 2,850,453 shares

Expires not disclosed

F5 · kind: AMCI reached a Memorandum of Understanding with NCM LLC to implement the requirements of the final judgment entered in connection with the US DOJ approval of the Carmike acquisition (the "MOU"). The final judgment required AMCI to transfer certain theatres to a competitor of NCM LLC for advertising services and AMCI returned Common Units to NCM LLC, calculated under the CUAA as if such transferred theatres had been disposed.

F5 · price: AMCI reached a Memorandum of Understanding with NCM LLC to implement the requirements of the final judgment entered in connection with the US DOJ approval of the Carmike acquisition (the "MOU"). The final judgment required AMCI to transfer certain theatres to a competitor of NCM LLC for advertising services and AMCI returned Common Units to NCM LLC, calculated under the CUAA as if such transferred theatres had been disposed.

F1 · derivative.exercise_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date.

F3 · ownership.direct: Of the final reported securities in this Form 4, 23,186,639 Common Units are held directly by AMCS. 14,805,991 Common Units are held directly by AMCI and 23,186,639 Common Units are held indirectly by AMCI through AMCS, a wholly-owned subsidiary. All of the reported Common Units are held indirectly by AMC Entertainment Holdings, Inc. ("AMCEH"), the parent of AMCI.

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March 16, 2017 Filed Mar 20, 2017 17:16 UTC OtherCOMMON UNITS OF NATIONAL CINEMEDIA, LLC · Derivative 361,892 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001661466-17-000001 · primary_doc.xml · derivative · entry 2

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,650,303

Underlying: NATIONAL CINEMEDIA, INC. COMMON STOCK · 361,892 shares

Expires not disclosed

F4 · kind: Common Units were issued pursuant to the CUAA. The adjustment was triggered by the annual adjustment mechanism in the CUAA. The Common Units are issued in exchange for the exclusive advertising rights granted to NCM LLC by AMCI pursuant to the Exhibitor Services Agreement between AMCI and NCM LLC dated February 13, 2007 (the "ESA"). AMCS was designated by AMCI to be the recipient of the Common Units.

F4 · price: Common Units were issued pursuant to the CUAA. The adjustment was triggered by the annual adjustment mechanism in the CUAA. The Common Units are issued in exchange for the exclusive advertising rights granted to NCM LLC by AMCI pursuant to the Exhibitor Services Agreement between AMCI and NCM LLC dated February 13, 2007 (the "ESA"). AMCS was designated by AMCI to be the recipient of the Common Units.

F1 · derivative.exercise_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date.

F3 · ownership.direct: Of the final reported securities in this Form 4, 23,186,639 Common Units are held directly by AMCS. 14,805,991 Common Units are held directly by AMCI and 23,186,639 Common Units are held indirectly by AMCI through AMCS, a wholly-owned subsidiary. All of the reported Common Units are held indirectly by AMC Entertainment Holdings, Inc. ("AMCEH"), the parent of AMCI.

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March 16, 2017 Filed Mar 20, 2017 17:16 UTC OtherCOMMON UNITS OF NATIONAL CINEMEDIA, LLC · Derivative 18,425,423 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001661466-17-000001 · primary_doc.xml · derivative · entry 1

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,288,411

Underlying: NATIONAL CINEMEDIA, INC. COMMON STOCK · 18,425,423 shares

Expires not disclosed

F2 · kind: Common Units were issued pursuant to the Common Unit Adjustment Agreement, dated as of February 13, 2007, by and among NCM LLC, the Issuer, American Multi-Cinema, Inc. ("AMCI") and other parties thereto (the "CUAA"). The adjustment was triggered by the acquisition of Carmike Cinemas, Inc. ("Carmike"). Because the Carmike theatres were subject to a pre-existing agreement with a third party and will not receive advertising services from NCM LLC, in exchange for the Common Units AMCI will be obligated to make quarterly payments to NCM LLC reflecting the estimated value of the advertising services at the Carmike theatres as if NCM LLC had provided such services. AMC Starplex, LLC ("AMCS") was designated by AMCI to be the recipient of the Common Units.

F2 · price: Common Units were issued pursuant to the Common Unit Adjustment Agreement, dated as of February 13, 2007, by and among NCM LLC, the Issuer, American Multi-Cinema, Inc. ("AMCI") and other parties thereto (the "CUAA"). The adjustment was triggered by the acquisition of Carmike Cinemas, Inc. ("Carmike"). Because the Carmike theatres were subject to a pre-existing agreement with a third party and will not receive advertising services from NCM LLC, in exchange for the Common Units AMCI will be obligated to make quarterly payments to NCM LLC reflecting the estimated value of the advertising services at the Carmike theatres as if NCM LLC had provided such services. AMC Starplex, LLC ("AMCS") was designated by AMCI to be the recipient of the Common Units.

F1 · derivative.exercise_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date.

F3 · ownership.direct: Of the final reported securities in this Form 4, 23,186,639 Common Units are held directly by AMCS. 14,805,991 Common Units are held directly by AMCI and 23,186,639 Common Units are held indirectly by AMCI through AMCS, a wholly-owned subsidiary. All of the reported Common Units are held indirectly by AMC Entertainment Holdings, Inc. ("AMCEH"), the parent of AMCI.

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March 16, 2017 Filed Mar 20, 2017 19:57 UTC
Cinemark Holdings, Inc.Director · 10% owner
CINEMARK USA INC /TXDirector · 10% owner
Cinemark Media, Inc.Director · 10% owner
GrantCommon Units of National CineMedia, LLC · Derivative 1,487,218 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-008203 · doc4.xml · derivative · entry 1

Cinemark Holdings, Inc. · CIK 0001385280 · Director · 10% owner

CINEMARK USA INC /TX · CIK 0000885975 · Director · 10% owner

Cinemark Media, Inc. · CIK 0001388693 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 27,871,862

Underlying: Common Stock of National CineMedia,Inc. · 1,487,218 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date.

F2 · shares: Common Units were transferred effective March 16, 2017, pursuant to the Common Unit Adjustment Agreement, dated February 13, 2007 between National CineMedia, LLC and Cinemark Media, Inc.

F1 · price: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date.

F1 · derivative.exercise_date: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date.

F2 · derivative.underlying_shares: Common Units were transferred effective March 16, 2017, pursuant to the Common Unit Adjustment Agreement, dated February 13, 2007 between National CineMedia, LLC and Cinemark Media, Inc.

F3 · ownership.nature: The reported securities are owned directly by Cinemark Media, Inc. and indirectly by Cinemark USA, Inc. and Cinemark Holdings, Inc. Cinemark Media, Inc. is a wholly-owned subsidiary of Cinemark USA, Inc. and Cinemark USA, Inc. is a wholly-owned subsidiary of Cinemark Holdings, Inc. which is the ultimate parent company of each joint filer of this report.

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March 16, 2017 Filed Mar 20, 2017 17:03 UTC
REGAL CINEMAS INCDirector · 10% owner
REGAL ENTERTAINMENT GROUPDirector · 10% owner
REGAL CINEMAS CORPDirector · 10% owner
Regal CineMedia CORPDirector · 10% owner
Regal CineMedia Holdings, LLCDirector · 10% owner
ANSCHUTZ Corp10% owner
GrantCommon Units of National CineMedia, LLC · Derivative 501,919 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001123292-17-000722 · edgar.xml · derivative · entry 1

REGAL CINEMAS INC · CIK 0000905035 · Director · 10% owner

REGAL ENTERTAINMENT GROUP · CIK 0001168696 · Director · 10% owner

Regal Entertainment Holdings, Inc. · CIK 0001389065 · Director · 10% owner

REGAL CINEMAS CORP · CIK 0001172371 · Director · 10% owner

Regal CineMedia CORP · CIK 0001389064 · Director · 10% owner

Regal CineMedia Holdings, LLC · CIK 0001389063 · Director · 10% owner

ANSCHUTZ Corp · CIK 0001022325 · 10% owner

ANSCHUTZ PHILIP F · CIK 0000944423 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Entities

Disclosed balance after: 27,574,620

Underlying: Common Stock of National CineMedia, Inc. · 501,919 shares

Expires not disclosed

F1 · derivative.exercise_date: Common Units of National CineMedia, LLC ("Common Units") may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration.

F1 · derivative.expiration_date: Common Units of National CineMedia, LLC ("Common Units") may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration.

F2 · balance_after: The reported securities are owned indirectly by Regal Cinemas, Inc., Regal Entertainment Group, Regal Entertainment Holdings, Inc., Regal Cinemas Corporation, Regal CineMedia Corporation, Regal CineMedia Holdings, LLC, The Anschutz Corporation (formerly known as Anschutz Company) and Philip F. Anschutz. The Anschutz Corporation and Philip F. Anschutz disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.

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February 27, 2017 Filed Mar 2, 2017 00:27 UTC
House Geri REVP, People & Organization
Tax withholdingCommon Stock 1,700 $12.59 $21,403.00
Disclosure

SEC source: 0001600781-17-000067 · edgar.xml · nonDerivative · entry 2

House Geri R · CIK 0001696095 · EVP, People & Organization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,505

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
February 27, 2017 Filed Mar 2, 2017 00:27 UTC
House Geri REVP, People & Organization
Disposition to issuerCommon Stock 509 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000067 · edgar.xml · nonDerivative · entry 1

House Geri R · CIK 0001696095 · EVP, People & Organization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,205

F1 · shares: On January 15, 2014, the reporting person received a grant of 5,843 shares of restricted stock that would vest based upon achievement of specified performance targets at the end of a three-year measurement period. On February 27, 2017, the Issuer determined that the performance conditions were 91.3% satisfied and, as a result, a portion of the original grant was forfeited.

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February 27, 2017 Filed Mar 2, 2017 00:29 UTC Tax withholdingCommon Stock 29,515 $12.59 $371,593.85
Disclosure

SEC source: 0001600781-17-000069 · edgar.xml · nonDerivative · entry 2

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,712

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

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February 27, 2017 Filed Mar 2, 2017 00:29 UTC Disposition to issuerCommon Stock 5,454 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000069 · edgar.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,227

F1 · shares: On January 15, 2014, the reporting person received a grant of 62,685 shares of restricted stock that would vest based upon achievement of specified performance targets at the end of a three-year measurement period. On February 27, 2017, the Issuer determined that the performance conditions were 91.3% satisfied and, as a result, a portion of the original grant was forfeited.

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February 27, 2017 Filed Mar 2, 2017 00:26 UTC
Hardy Ralph EEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 4,978 $12.59 $62,673.02
Disclosure

SEC source: 0001600781-17-000065 · edgar.xml · nonDerivative · entry 2

Hardy Ralph E · CIK 0001388841 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,405

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
February 27, 2017 Filed Mar 2, 2017 00:26 UTC
Hardy Ralph EEVP, Gen. Counsel & Secretary
Disposition to issuerCommon Stock 1,484 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000065 · edgar.xml · nonDerivative · entry 1

Hardy Ralph E · CIK 0001388841 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,383

F1 · shares: On January 15, 2014, the reporting person received a grant of 17,048 shares of restricted stock that would vest based upon achievement of specified performance targets at the end of a three-year measurement period. On February 27, 2017, the Issuer determined that the performance conditions were 91.3% satisfied and, as a result, a portion of the original grant was forfeited.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:13 UTC Exercise / conversionRestricted Stock Units · Derivative 7,468 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000049 · edgar.xml · derivative · entry 4

Lanning Stephen L · CIK 0001388843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The Restricted Stock Units were scheduled to vest on February 21, 2016, but the reporting person elected to defer receipt of the shares as permitted under the original grant.

F3 · derivative.expiration_date: The Restricted Stock Units were scheduled to vest on February 21, 2016, but the reporting person elected to defer receipt of the shares as permitted under the original grant.

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February 21, 2017 Filed Feb 23, 2017 00:13 UTC Exercise / conversionCommon Stock 7,468 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000049 · edgar.xml · nonDerivative · entry 2

Lanning Stephen L · CIK 0001388843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 00:18 UTC Exercise / conversionRestricted Stock Units · Derivative 7,328 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000053 · edgar.xml · derivative · entry 2

Madison Paula Williams · CIK 0001601579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,328 shares

Expires 2017-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 00:18 UTC Exercise / conversionCommon Stock 7,328 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000053 · edgar.xml · nonDerivative · entry 1

Madison Paula Williams · CIK 0001601579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 00:16 UTC Exercise / conversionRestricted Stock Units · Derivative 7,328 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000051 · edgar.xml · derivative · entry 2

Lesinski Thomas F. · CIK 0001629303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,328 shares

Expires 2017-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 00:16 UTC Exercise / conversionCommon Stock 7,328 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000051 · edgar.xml · nonDerivative · entry 1

Lesinski Thomas F. · CIK 0001629303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 00:13 UTC Exercise / conversionRestricted Stock Units · Derivative 7,328 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000049 · edgar.xml · derivative · entry 3

Lanning Stephen L · CIK 0001388843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,328 shares

Expires 2017-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 00:13 UTC Exercise / conversionCommon Stock 7,328 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000049 · edgar.xml · nonDerivative · entry 1

Lanning Stephen L · CIK 0001388843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 00:09 UTC Exercise / conversionRestricted Stock Units · Derivative 7,328 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000045 · edgar.xml · derivative · entry 2

Goodman Lawrence A · CIK 0001388844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,328 shares

Expires 2017-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 00:09 UTC Exercise / conversionCommon Stock 7,328 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000045 · edgar.xml · nonDerivative · entry 1

Goodman Lawrence A · CIK 0001388844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 00:11 UTC
HAAS DAVID RDirector
Exercise / conversionRestricted Stock Units · Derivative 7,328 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000047 · edgar.xml · derivative · entry 2

HAAS DAVID R · CIK 0001282689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,328 shares

Expires 2017-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 00:11 UTC
HAAS DAVID RDirector
Exercise / conversionCommon Stock 7,328 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000047 · edgar.xml · nonDerivative · entry 1

HAAS DAVID R · CIK 0001282689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units.

Read SEC document
January 21, 2017 Filed Jan 24, 2017 02:04 UTC
Hardy Ralph EEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 1,702 $14.93 $25,410.86
Disclosure

SEC source: 0001600781-17-000036 · edgar.xml · nonDerivative · entry 3

Hardy Ralph E · CIK 0001388841 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,867

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 21, 2017 Filed Jan 24, 2017 01:55 UTC Tax withholdingCommon Stock 6,423 $14.93 $95,895.39
Disclosure

SEC source: 0001600781-17-000032 · edgar.xml · nonDerivative · entry 3

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,681

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 21, 2017 Filed Jan 31, 2017 01:51 UTC
House Geri REVP, People & Organization
Tax withholdingCommon Stock 1,899 $14.93 $28,352.07
Disclosure

SEC source: 0001600781-17-000043 · edgar.xml · nonDerivative · entry 3

House Geri R · CIK 0001696095 · EVP, People & Organization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,714

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 20, 2017 Filed Jan 23, 2017 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 17,988 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000020 · edgar.xml · derivative · entry 3

SCHNEIDER SCOTT N · CIK 0001180231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,988 shares

Expires 2017-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
January 20, 2017 Filed Jan 23, 2017 20:33 UTC Exercise / conversionCommon Stock 17,988 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000020 · edgar.xml · nonDerivative · entry 1

SCHNEIDER SCOTT N · CIK 0001180231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 02:04 UTC
Hardy Ralph EEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 1,636 $14.93 $24,425.48
Disclosure

SEC source: 0001600781-17-000036 · edgar.xml · nonDerivative · entry 2

Hardy Ralph E · CIK 0001388841 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,569

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 01:55 UTC Tax withholdingCommon Stock 7,600 $14.93 $113,468.00
Disclosure

SEC source: 0001600781-17-000032 · edgar.xml · nonDerivative · entry 2

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,104

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 18:42 UTC
England Andrew J.Director · CEO
Tax withholdingCommon Stock 2,663 $14.93 $39,758.59
Disclosure

SEC source: 0001600781-17-000038 · edgar.xml · nonDerivative · entry 2

England Andrew J. · CIK 0001663150 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,688

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 20, 2017 Filed Jan 31, 2017 01:51 UTC
House Geri REVP, People & Organization
Tax withholdingCommon Stock 1,859 $14.93 $27,754.87
Disclosure

SEC source: 0001600781-17-000043 · edgar.xml · nonDerivative · entry 2

House Geri R · CIK 0001696095 · EVP, People & Organization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,613

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 20:33 UTC GrantRestricted Stock Units · Derivative 18,243 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000020 · edgar.xml · derivative · entry 2

SCHNEIDER SCOTT N · CIK 0001180231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,243

Underlying: Common Stock · 18,243 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on January 19, 2018, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

F3 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on January 19, 2018, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.