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Marks Clifford E

Disclosed activity across 1 company

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139749
SEC CIK
0001388840

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
National CineMedia, Inc.NCMI · Entity 6194PresidentApril 30, 2021May 04, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

National CineMedia, Inc.

Report date April 30, 2021 · Filed May 04, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect368,011 Ending reported balance After 2021-04-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-04-30 · Exercise / conversion · Acquired 17,171 · Balance 374,062

F1: Represents acquisition of common stock upon vesting of restricted stock units.

Row 2 · 2021-04-30 · Tax withholding · Disposed 6,051 · Balance 368,011

F2: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-04-30Direct0 Reported balance After 2021-04-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-04-30 · Exercise / conversion · Disposed 17,171 · Balance 0

F3: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents acquisition of common stock upon vesting of restricted stock units.

F2: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock units.

F3: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2021 Filed May 4, 2021 20:56 UTC National CineMedia, Inc. NCMI · Entity 6194 Exercise / conversionRestricted Stock Units · Derivative 17,171 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000120 · wf-form4_162016174589415.xml · derivative · entry 3

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,171 shares

Expires 2021-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:56 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 6,051 $4.27 $25,837.77
Disclosure

SEC source: 0001377630-21-000120 · wf-form4_162016174589415.xml · nonDerivative · entry 2

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,011

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:56 UTC National CineMedia, Inc. NCMI · Entity 6194 Exercise / conversionCommon Stock 17,171 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000120 · wf-form4_162016174589415.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 23:11 UTC National CineMedia, Inc. NCMI · Entity 6194 Disposition to issuerCommon Stock 23,800 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000060 · wf-form4_161472664676728.xml · nonDerivative · entry 5

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,891

F5 · shares: On January 22, 2020, the reporting person received a grant of 71,400 shares of restricted stock that would vest upon achievement of specified performance targets at the end of a three-year measurement periods ending February 27, 2023. On March 2, 2021, the Issuer's Board of Directors modified the grant and in connection with the modification determined that one-third of the award was related to the Issuer's performance during the 2020 fiscal year and would vest at 0.0% and, as a result, a portion of the original grant was forfeited.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 23:11 UTC National CineMedia, Inc. NCMI · Entity 6194 Disposition to issuerCommon Stock 38,409 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000060 · wf-form4_161472664676728.xml · nonDerivative · entry 4

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,691

F4 · shares: On February 19, 2019, the reporting person received a grant of 93,000 shares of restricted stock that would vest upon achievement of specified performance targets at the end of a three-year measurement period ending February 28, 2022. On March 2, 2021, the Issuer's Board of Directors modified the grant to vest at 58.7% and, as a result, a portion of the original grant was forfeited. The remainder of the February 19, 2019 award will vest on the original vesting date of February 28, 2022 and remains subject to the employee's continued employment with the Issuer.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 23:11 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 30,882 $4.50 $138,969.00
Disclosure

SEC source: 0001377630-21-000060 · wf-form4_161472664676728.xml · nonDerivative · entry 3

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,100

F3 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 23:11 UTC National CineMedia, Inc. NCMI · Entity 6194 SaleCommon Stock 150,000 $4.60 $690,255.00
Disclosure

SEC source: 0001377630-21-000060 · wf-form4_161472664676728.xml · nonDerivative · entry 2

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,982

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2020.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 23:11 UTC National CineMedia, Inc. NCMI · Entity 6194 Disposition to issuerCommon Stock 4,785 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000060 · wf-form4_161472664676728.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,982

F1 · shares: On January 24, 2018, the reporting person received a grant of 95,692 shares of restricted stock that would vest upon achievement of specified performance targets at the end of a three-year measurement period ending March 1, 2021. On February 28, 2021, the Issuer's Board of Directors modified the grant by revising specified performance targets to remove the 2020 portion of the target and actual free cash flow performance and digital revenue from the calculation. Following this modification, the Issuer determined that the performance conditions were 95.0% satisfied and, as a result, a portion of the original grant was forfeited.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 23:42 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 7,021 $4.76 $33,419.96
Disclosure

SEC source: 0001377630-21-000042 · wf-form4_161403734050548.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,767

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 30, 2021 Filed Feb 3, 2021 00:25 UTC National CineMedia, Inc. NCMI · Entity 6194 Exercise / conversionRestricted Stock Units · Derivative 17,171 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000034 · wf-form4_161231193355579.xml · derivative · entry 3

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,171 shares

Expires 2021-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
January 30, 2021 Filed Feb 3, 2021 00:25 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 5,833 $4.17 $24,323.61
Disclosure

SEC source: 0001377630-21-000034 · wf-form4_161231193355579.xml · nonDerivative · entry 2

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,788

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
January 30, 2021 Filed Feb 3, 2021 00:25 UTC National CineMedia, Inc. NCMI · Entity 6194 Exercise / conversionCommon Stock 17,171 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000034 · wf-form4_161231193355579.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
January 24, 2021 Filed Jan 26, 2021 22:35 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 7,561 $3.58 $27,068.38
Disclosure

SEC source: 0001377630-21-000026 · wf-form4_161170052307061.xml · nonDerivative · entry 2

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,450

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 22:35 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 6,259 $3.58 $22,407.22
Disclosure

SEC source: 0001377630-21-000026 · wf-form4_161170052307061.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,011

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 22:09 UTC National CineMedia, Inc. NCMI · Entity 6194 GrantRestricted Stock Units · Derivative 136,494 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000018 · wf-form4_161135335288854.xml · derivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,494

Underlying: Common Stock · 136,494 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Represents shares of restricted stock units that will vest as follows: 74,666 shares will vest in three equal annual installments beginning on January 20, 2022, 37,333 shares will vest in full on February 26, 2024 and 24,495 will vest in full on January 20, 2022.

F2 · derivative.expiration_date: Represents shares of restricted stock units that will vest as follows: 74,666 shares will vest in three equal annual installments beginning on January 20, 2022, 37,333 shares will vest in full on February 26, 2024 and 24,495 will vest in full on January 20, 2022.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 23:15 UTC National CineMedia, Inc. NCMI · Entity 6194 GrantRestricted Stock Units · Derivative 68,685 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000169 · wf-form4_160444531581788.xml · derivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,685

Underlying: Common Stock · 68,685 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in four equal quarterly installments beginning on January 30, 2021.

F2 · derivative.expiration_date: The restricted stock units will vest in four equal quarterly installments beginning on January 30, 2021.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 22:13 UTC National CineMedia, Inc. NCMI · Entity 6194 Disposition to issuerCommon Stock 66,698 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000061 · wf-form4_158275519019661.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,270

F1 · shares: On January 19, 2017, the reporting person received a grant of 95,692 shares of restricted stock that would vest based upon achievement of specified performance targets at the end of a three-year measurement period. On February 24, 2020, the Issuer determined that the performance conditions were 30.3% satisfied and, as a result, a portion of the original grant was forfeited.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 21:21 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 7,224 $7.36 $53,168.64
Disclosure

SEC source: 0001377630-20-000023 · wf-form4_158024647426090.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,968

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:15 UTC National CineMedia, Inc. NCMI · Entity 6194 GrantCommon Stock 119,000 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000018 · wf-form4_157990049253344.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688,192

F1 · shares: 1. Represents shares of restricted stock that will vest as follows: 47,600 shares will vest in three equal annual installments beginning on January 22, 2021 and 71,400 shares will vest upon achievement of specified performance targets at the end of a three-year measuring period ending on December 29, 2022.

Read SEC document
January 19, 2020 Filed Jan 22, 2020 21:43 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 7,633 $7.78 $59,384.74
Disclosure

SEC source: 0001377630-20-000002 · wf-form4_157972939040688.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,192

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 17:32 UTC National CineMedia, Inc. NCMI · Entity 6194 Disposition to issuerCommon Stock 66,880 $0.00 $0.00
Disclosure

SEC source: 0001377630-19-000044 · wf-form4_155120234557765.xml · nonDerivative · entry 2

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576,825

F2 · shares: On January 20, 2016, the reporting person received a grant of 92,503 shares of restricted stock that would vest based upon achievement of specified performance targets at the end of a three-year measurement period. On February 25, 2019, the Issuer determined that the performance conditions were 27.7% satisfied and, as a result, a portion of the original grant was forfeited.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 17:32 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 13,637 $7.85 $107,050.45
Disclosure

SEC source: 0001377630-19-000044 · wf-form4_155120234557765.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,705

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:22 UTC National CineMedia, Inc. NCMI · Entity 6194 GrantCommon Stock 155,000 $0.00 $0.00
Disclosure

SEC source: 0001377630-19-000035 · wf-form4_155078771593077.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,342

F1 · shares: Represents shares of restricted stock that will vest as follows: 62,000 shares will vest in three equal annual installments beginning on February 19, 2020 and 93,000 shares will vest upon achievement of specified performance targets at the end of a three-year measuring period ending on December 30, 2021.

Read SEC document
January 24, 2019 Filed Jan 26, 2019 02:15 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 8,128 $7.04 $57,221.12
Disclosure

SEC source: 0001377630-19-000013 · wf-form4_154846891819810.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,342

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 20, 2019 Filed Jan 24, 2019 00:18 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 7,857 $7.04 $55,313.28
Disclosure

SEC source: 0001377630-19-000003 · wf-form4_154828907360386.xml · nonDerivative · entry 2

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,470

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 19, 2019 Filed Jan 24, 2019 00:18 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 8,541 $7.04 $60,128.64
Disclosure

SEC source: 0001377630-19-000003 · wf-form4_154828907360386.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,327

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 15:24 UTC National CineMedia, Inc. NCMI · Entity 6194 SaleCommon Stock 30,237 $10.00 $302,370.00
Disclosure

SEC source: 0001377630-18-000028 · wf-form4_153797545355130.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,868

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2017.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 23:53 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 1,115 $5.48 $6,110.20
Disclosure

SEC source: 0001600781-18-000068 · edgar.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,105

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
March 12, 2018 Filed Mar 15, 2018 01:47 UTC National CineMedia, Inc. NCMI · Entity 6194 Disposition to issuerCommon Stock 556 $0.00 $0.00
Disclosure

SEC source: 0001600781-18-000060 · edgar.xml · nonDerivative · entry 3

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,220

F3 · shares: On April 10, 2015, the reporting person received a grant of 9,422 shares of restricted stock that would vest based upon achievement of specified performance targets at the end of a three-year measurement period. On March 12, 2018, the Issuer determined that the performance conditions were 94.1% satisfied and, as a result, a portion of the original grant was forfeited.

Read SEC document
March 12, 2018 Filed Mar 15, 2018 01:47 UTC National CineMedia, Inc. NCMI · Entity 6194 Disposition to issuerCommon Stock 4,143 $0.00 $0.00
Disclosure

SEC source: 0001600781-18-000060 · edgar.xml · nonDerivative · entry 2

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,776

F2 · shares: On January 21, 2015, the reporting person received a grant of 78,168 shares of restricted stock that would vest based upon achievement of specified performance targets at the end of a three-year measurement period. On March 12, 2018, the Issuer determined that the performance conditions were 94.7% satisfied and, as a result, a portion of the original grant was forfeited.

Read SEC document
March 12, 2018 Filed Mar 15, 2018 01:47 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 34,164 $7.71 $263,404.44
Disclosure

SEC source: 0001600781-18-000060 · edgar.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,919

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 23:51 UTC National CineMedia, Inc. NCMI · Entity 6194 GrantCommon Stock 159,487 $0.00 $0.00
Disclosure

SEC source: 0001600781-18-000010 · edgar.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,083

F1 · shares: Represents shares of restricted stock that will vest as follows: 63,795 shares will vest in three equal annual installments beginning on January 24, 2019, 71,769 shares will vest upon achievement of specified performance targets at the end of a three-year measuring period ending on December 31, 2020, and 23,923 shares will vest upon achievement of specified performance targets at the end of a one-year measuring period ending on December 31, 2020.

Read SEC document
January 21, 2018 Filed Jan 23, 2018 23:19 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 6,640 $6.56 $43,558.40
Disclosure

SEC source: 0001600781-18-000004 · edgar.xml · nonDerivative · entry 3

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,596

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 20, 2018 Filed Jan 23, 2018 23:19 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 7,857 $6.56 $51,541.92
Disclosure

SEC source: 0001600781-18-000004 · edgar.xml · nonDerivative · entry 2

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,236

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 19, 2018 Filed Jan 23, 2018 23:19 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 8,539 $6.56 $56,015.84
Disclosure

SEC source: 0001600781-18-000004 · edgar.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,093

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:58 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 1,080 $12.41 $13,402.80
Disclosure

SEC source: 0001693731-17-000032 · edgar.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,632

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
February 27, 2017 Filed Mar 2, 2017 00:29 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 29,515 $12.59 $371,593.85
Disclosure

SEC source: 0001600781-17-000069 · edgar.xml · nonDerivative · entry 2

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,712

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
February 27, 2017 Filed Mar 2, 2017 00:29 UTC National CineMedia, Inc. NCMI · Entity 6194 Disposition to issuerCommon Stock 5,454 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000069 · edgar.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,227

F1 · shares: On January 15, 2014, the reporting person received a grant of 62,685 shares of restricted stock that would vest based upon achievement of specified performance targets at the end of a three-year measurement period. On February 27, 2017, the Issuer determined that the performance conditions were 91.3% satisfied and, as a result, a portion of the original grant was forfeited.

Read SEC document
January 21, 2017 Filed Jan 24, 2017 01:55 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 6,423 $14.93 $95,895.39
Disclosure

SEC source: 0001600781-17-000032 · edgar.xml · nonDerivative · entry 3

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,681

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 01:55 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 7,600 $14.93 $113,468.00
Disclosure

SEC source: 0001600781-17-000032 · edgar.xml · nonDerivative · entry 2

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,104

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

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January 19, 2017 Filed Jan 24, 2017 01:55 UTC National CineMedia, Inc. NCMI · Entity 6194 GrantCommon Stock 159,487 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000032 · edgar.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,704

F1 · shares: Represents shares of restricted stock that will vest as follows: 63,795 shares will vest in three equal annual installments beginning on January 19, 2018, 71,769 shares will vest upon achievement of specified performance targets at the end of a three-year measuring period ending on December 26, 2019, and 23,923 shares will vest upon achievement of specified performance targets at the end of a one-year measuring period ending on December 26, 2019.

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January 15, 2017 Filed Jan 18, 2017 17:53 UTC National CineMedia, Inc. NCMI · Entity 6194 Tax withholdingCommon Stock 5,064 $15.00 $75,960.00
Disclosure

SEC source: 0001600781-17-000018 · edgar.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,217

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.