AMC STARPLEX, LLC

SEC source: 0001411579-18-000044 · primary_doc.xml · derivative · entry 1

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: National Cinemedia, Inc. Common Stock · 21,477,480 shares

Expires not disclosed

F1 · derivative.exercise_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date.

F2 · ownership.direct: Of the securities sold, 8,309,597 Common Units were held directly by AMC Starplex, LLC ("AMCS") and 13,167,883 Common Units were held directly by American Multi-Cinema, Inc ("AMCI"). AMCI also indirectly held 8,309,597 Common Units through AMCS, a wholly-owned subsidiary. AMC Entertainment Holdings, Inc, that parent of AMCI, indirectly held all securities sold.

SEC source: 0001661466-18-000002 · primary_doc.xml · nonDerivative · entry 2

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reflected is a weighted average price. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares sold at each price included in the weighted average price.

F2 · ownership.direct: The reported securities are held directly by AMC Starplex, LLC ("AMCS"), indirectly by American Multi-Cinema, Inc. ("AMCI") as the parent of AMCS, and indirectly by AMC Entertainment Holdings, Inc. as the parent of AMCI.

SEC source: 0001661466-18-000002 · primary_doc.xml · nonDerivative · entry 1

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 902,000

F1 · price: The price reflected is a weighted average price. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares sold at each price included in the weighted average price.

F2 · ownership.direct: The reported securities are held directly by AMC Starplex, LLC ("AMCS"), indirectly by American Multi-Cinema, Inc. ("AMCI") as the parent of AMCS, and indirectly by AMC Entertainment Holdings, Inc. as the parent of AMCI.

SEC source: 0001661466-18-000001 · primary_doc.xml · derivative · entry 1

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,477,480

Underlying: National Cinemedia, Inc. Common Stock · 915,150 shares

Expires not disclosed

F2 · kind: Common Units were returned to NCM LLC pursuant to the Common Unit Adjustment Agreement, dated as of February 13, 2007, by and among NCM LLC, the Issuer, American Multi-Cinema, Inc. ("AMCI") and other parties thereto (the "CUAA"). The adjustment was triggered by the annual adjustment mechanism in the CUAA. AMC Starplex, LLC ("AMCS") was designated by AMCI to return the Common Units.

F2 · price: Common Units were returned to NCM LLC pursuant to the Common Unit Adjustment Agreement, dated as of February 13, 2007, by and among NCM LLC, the Issuer, American Multi-Cinema, Inc. ("AMCI") and other parties thereto (the "CUAA"). The adjustment was triggered by the annual adjustment mechanism in the CUAA. AMC Starplex, LLC ("AMCS") was designated by AMCI to return the Common Units.

F1 · derivative.exercise_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date.

F3 · ownership.direct: Of the final reported securities in this Form 4, 8,309,597 Common Units are held directly by AMCS. 13,167,883 Common Units are held directly by AMCI and 8,309,597 Common Units are held indirectly by AMCI through AMCS, a wholly-owned subsidiary. All of the reported Common Units are held indirectly by AMC Entertainment Holdings, Inc. ("AMCEH"), the parent of AMCI.

SEC source: 0001661466-17-000003 · primary_doc.xml · derivative · entry 2

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,392,630

Underlying: Common Stock of National CineMedia, Inc. · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Common Units of National CineMedia, LLC ("Common Units") may be redeemed at any time and converted into shares of Common Stock of National CineMedia, Inc. ("Common Stock") on a one-for-one basis and have no expiration date.

F2 · kind: On October 20, 2017, AMC Starplex, LLC ("AMCS") redeemed 1,000,000 Common Units which were converted into a like number of shares of Common Stock.

F5 · price: Not applicable.

F1 · derivative.exercise_date: Common Units of National CineMedia, LLC ("Common Units") may be redeemed at any time and converted into shares of Common Stock of National CineMedia, Inc. ("Common Stock") on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: Common Units of National CineMedia, LLC ("Common Units") may be redeemed at any time and converted into shares of Common Stock of National CineMedia, Inc. ("Common Stock") on a one-for-one basis and have no expiration date.

F3 · ownership.direct: Of the final reported securities: 9,224,747 Common Units are held directly by AMCS; 13,167,883 Common Units are held directly by AMC; and 9,224,747 Common Units are held indirectly by American Multi-Cinema, Inc. ("AMC") through AMCS, a wholly-owned subsidiary. All of the reported Common Units are held indirectly by AMC Entertainment Holdings, Inc. ("AMCEH"), the parent of AMC.

SEC source: 0001661466-17-000003 · primary_doc.xml · nonDerivative · entry 1

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On October 20, 2017, AMC Starplex, LLC ("AMCS") redeemed 1,000,000 Common Units which were converted into a like number of shares of Common Stock.

F2 · shares: On October 20, 2017, AMC Starplex, LLC ("AMCS") redeemed 1,000,000 Common Units which were converted into a like number of shares of Common Stock.

F2 · price: On October 20, 2017, AMC Starplex, LLC ("AMCS") redeemed 1,000,000 Common Units which were converted into a like number of shares of Common Stock.

F4 · ownership.direct: Of the final reported securities: 1,000,000 shares of Common Stock are held directly by AMCS and 1,000,000 shares of Common Stock are held indirectly by AMC through AMCS, a wholly-owned subsidiary. All of the reported shares of Common Stock are held indirectly by AMCEH, the parent of AMC.

SEC source: 0001140361-17-037346 · form4.xml · nonDerivative · entry 1

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents 2,800,000 shares of the Issuer's common stock sold by AMC Starplex, LLC ("AMCS"). AMCS is a wholly-owned subsidiary of American Multi-Cinema, Inc. ("AMC"). AMC is a wholly owned subsidiary of AMC Entertainment Holdings, Inc.

SEC source: 0001140361-17-036038 · form4.xml · nonDerivative · entry 1

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800,000

F1 · shares: Represents 2,200,000 shares of the Issuer's common stock sold by American Multi-Cinema, Inc. ("AMC") and 9,800,000 shares of the Issuer's common stock sold by AMC Starplex, LLC ("AMCS").

F2 · ownership.direct: All of the final reported shares of common stock are held directly by AMCS. AMCS is a wholly-owned subsidiary of AMC. AMC is a wholly owned subsidiary of AMC Entertainment Holdings, Inc.

SEC source: 0001140361-17-034933 · form4.xml · derivative · entry 2

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,392,630

Underlying: Common Stock of National CineMedia, Inc. · 14,600,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Common Units of National CineMedia, LLC ("Common Units") may be redeemed at any time and converted into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis and have no expiration date.

F2 · kind: On September 7, 2017, American Multi-Cinema, Inc. ("AMC") redeemed 2,000,000 Common Units which were converted into a like number of shares of Common Stock, and AMC Starplex, LLC ("AMCS"), a wholly owned subsidiary of AMC, redeemed 12,600,000 Common Units which were converted into a like number of shares of Common Stock.

F5 · price: Not applicable.

F1 · derivative.exercise_date: Common Units of National CineMedia, LLC ("Common Units") may be redeemed at any time and converted into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: Common Units of National CineMedia, LLC ("Common Units") may be redeemed at any time and converted into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis and have no expiration date.

F3 · ownership.direct: Of the final reported securities: 10,224,747 Common Units are held directly by AMCS; 13,167,883 Common Units are held directly by AMC; and 10,224,747 Common Units are held indirectly by AMC through AMCS, a wholly-owned subsidiary. All of the reported Common Units are held indirectly by AMC Entertainment Holdings, Inc. ("AMCEH"), the parent of AMC.

SEC source: 0001140361-17-034933 · form4.xml · nonDerivative · entry 1

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On September 7, 2017, American Multi-Cinema, Inc. ("AMC") redeemed 2,000,000 Common Units which were converted into a like number of shares of Common Stock, and AMC Starplex, LLC ("AMCS"), a wholly owned subsidiary of AMC, redeemed 12,600,000 Common Units which were converted into a like number of shares of Common Stock.

F2 · shares: On September 7, 2017, American Multi-Cinema, Inc. ("AMC") redeemed 2,000,000 Common Units which were converted into a like number of shares of Common Stock, and AMC Starplex, LLC ("AMCS"), a wholly owned subsidiary of AMC, redeemed 12,600,000 Common Units which were converted into a like number of shares of Common Stock.

F2 · price: On September 7, 2017, American Multi-Cinema, Inc. ("AMC") redeemed 2,000,000 Common Units which were converted into a like number of shares of Common Stock, and AMC Starplex, LLC ("AMCS"), a wholly owned subsidiary of AMC, redeemed 12,600,000 Common Units which were converted into a like number of shares of Common Stock.

F4 · ownership.direct: Of the final reported securities: 12,600,000 shares of Common Stock are held directly by AMCS; 2,200,000 shares of Common Stock are held directly by AMC; and 12,600,000 shares of Common Stock are held indirectly by AMC through AMCS, a wholly-owned subsidiary. All of the reported shares of Common Stock are held indirectly by AMCEH, the parent of AMC.

SEC source: 0001661466-17-000001 · primary_doc.xml · derivative · entry 4

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,992,630

Underlying: NATIONAL CINEMEDIA, INC. COMMON STOCK · 1,807,220 shares

Expires not disclosed

F6 · kind: Pursuant to the MOU and in addition to the Common Units returned as described in note (5) above, AMCI agreed to return additional Common Units to NCM LLC with an aggregate value of $25,000,000 in exchange for a waiver of the exclusivity provisions of the ESA as to the transferred theatres.

F6 · price: Pursuant to the MOU and in addition to the Common Units returned as described in note (5) above, AMCI agreed to return additional Common Units to NCM LLC with an aggregate value of $25,000,000 in exchange for a waiver of the exclusivity provisions of the ESA as to the transferred theatres.

F1 · derivative.exercise_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date.

F3 · ownership.direct: Of the final reported securities in this Form 4, 23,186,639 Common Units are held directly by AMCS. 14,805,991 Common Units are held directly by AMCI and 23,186,639 Common Units are held indirectly by AMCI through AMCS, a wholly-owned subsidiary. All of the reported Common Units are held indirectly by AMC Entertainment Holdings, Inc. ("AMCEH"), the parent of AMCI.

SEC source: 0001661466-17-000001 · primary_doc.xml · derivative · entry 3

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,799,850

Underlying: NATIONAL CINEMEDIA, INC. COMMON STOCK · 2,850,453 shares

Expires not disclosed

F5 · kind: AMCI reached a Memorandum of Understanding with NCM LLC to implement the requirements of the final judgment entered in connection with the US DOJ approval of the Carmike acquisition (the "MOU"). The final judgment required AMCI to transfer certain theatres to a competitor of NCM LLC for advertising services and AMCI returned Common Units to NCM LLC, calculated under the CUAA as if such transferred theatres had been disposed.

F5 · price: AMCI reached a Memorandum of Understanding with NCM LLC to implement the requirements of the final judgment entered in connection with the US DOJ approval of the Carmike acquisition (the "MOU"). The final judgment required AMCI to transfer certain theatres to a competitor of NCM LLC for advertising services and AMCI returned Common Units to NCM LLC, calculated under the CUAA as if such transferred theatres had been disposed.

F1 · derivative.exercise_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date.

F3 · ownership.direct: Of the final reported securities in this Form 4, 23,186,639 Common Units are held directly by AMCS. 14,805,991 Common Units are held directly by AMCI and 23,186,639 Common Units are held indirectly by AMCI through AMCS, a wholly-owned subsidiary. All of the reported Common Units are held indirectly by AMC Entertainment Holdings, Inc. ("AMCEH"), the parent of AMCI.

SEC source: 0001661466-17-000001 · primary_doc.xml · derivative · entry 2

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,650,303

Underlying: NATIONAL CINEMEDIA, INC. COMMON STOCK · 361,892 shares

Expires not disclosed

F4 · kind: Common Units were issued pursuant to the CUAA. The adjustment was triggered by the annual adjustment mechanism in the CUAA. The Common Units are issued in exchange for the exclusive advertising rights granted to NCM LLC by AMCI pursuant to the Exhibitor Services Agreement between AMCI and NCM LLC dated February 13, 2007 (the "ESA"). AMCS was designated by AMCI to be the recipient of the Common Units.

F4 · price: Common Units were issued pursuant to the CUAA. The adjustment was triggered by the annual adjustment mechanism in the CUAA. The Common Units are issued in exchange for the exclusive advertising rights granted to NCM LLC by AMCI pursuant to the Exhibitor Services Agreement between AMCI and NCM LLC dated February 13, 2007 (the "ESA"). AMCS was designated by AMCI to be the recipient of the Common Units.

F1 · derivative.exercise_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date.

F3 · ownership.direct: Of the final reported securities in this Form 4, 23,186,639 Common Units are held directly by AMCS. 14,805,991 Common Units are held directly by AMCI and 23,186,639 Common Units are held indirectly by AMCI through AMCS, a wholly-owned subsidiary. All of the reported Common Units are held indirectly by AMC Entertainment Holdings, Inc. ("AMCEH"), the parent of AMCI.

SEC source: 0001661466-17-000001 · primary_doc.xml · derivative · entry 1

AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner

AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner

AMC STARPLEX, LLC · CIK 0001661466 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,288,411

Underlying: NATIONAL CINEMEDIA, INC. COMMON STOCK · 18,425,423 shares

Expires not disclosed

F2 · kind: Common Units were issued pursuant to the Common Unit Adjustment Agreement, dated as of February 13, 2007, by and among NCM LLC, the Issuer, American Multi-Cinema, Inc. ("AMCI") and other parties thereto (the "CUAA"). The adjustment was triggered by the acquisition of Carmike Cinemas, Inc. ("Carmike"). Because the Carmike theatres were subject to a pre-existing agreement with a third party and will not receive advertising services from NCM LLC, in exchange for the Common Units AMCI will be obligated to make quarterly payments to NCM LLC reflecting the estimated value of the advertising services at the Carmike theatres as if NCM LLC had provided such services. AMC Starplex, LLC ("AMCS") was designated by AMCI to be the recipient of the Common Units.

F2 · price: Common Units were issued pursuant to the Common Unit Adjustment Agreement, dated as of February 13, 2007, by and among NCM LLC, the Issuer, American Multi-Cinema, Inc. ("AMCI") and other parties thereto (the "CUAA"). The adjustment was triggered by the acquisition of Carmike Cinemas, Inc. ("Carmike"). Because the Carmike theatres were subject to a pre-existing agreement with a third party and will not receive advertising services from NCM LLC, in exchange for the Common Units AMCI will be obligated to make quarterly payments to NCM LLC reflecting the estimated value of the advertising services at the Carmike theatres as if NCM LLC had provided such services. AMC Starplex, LLC ("AMCS") was designated by AMCI to be the recipient of the Common Units.

F1 · derivative.exercise_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date.

F3 · ownership.direct: Of the final reported securities in this Form 4, 23,186,639 Common Units are held directly by AMCS. 14,805,991 Common Units are held directly by AMCI and 23,186,639 Common Units are held indirectly by AMCI through AMCS, a wholly-owned subsidiary. All of the reported Common Units are held indirectly by AMC Entertainment Holdings, Inc. ("AMCEH"), the parent of AMCI.