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HAAS DAVID R

Disclosed activity across 1 company

Tapewire entity
151398
SEC CIK
0001282689

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
National CineMedia, Inc.NCMI · Entity 6194DirectorFebruary 23, 2020February 25, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

National CineMedia, Inc.

Report date February 23, 2020 · Filed February 25, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect99,993 Reported balance After 2020-02-23 transaction · row 1
1 source row

Row 1 · 2020-02-23 · Exercise / conversion · Acquired 16,081 · Balance 99,993

F1: Represents acquisition of common stock upon vesting of Restricted Stock Units.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-23Direct0 Reported balance After 2020-02-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-02-23 · Exercise / conversion · Disposed 16,081 · Balance 0

F2: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents acquisition of common stock upon vesting of Restricted Stock Units.

F2: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2020 Filed Feb 25, 2020 22:22 UTC National CineMedia, Inc. NCMI · Entity 6194 Exercise / conversionRestricted Stock Units · Derivative 16,081 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000054 · wf-form4_158266932074500.xml · derivative · entry 2

HAAS DAVID R · CIK 0001282689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,081 shares

Expires 2020-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 22:22 UTC National CineMedia, Inc. NCMI · Entity 6194 Exercise / conversionCommon Stock 16,081 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000054 · wf-form4_158266932074500.xml · nonDerivative · entry 1

HAAS DAVID R · CIK 0001282689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:11 UTC National CineMedia, Inc. NCMI · Entity 6194 GrantRestricted Stock Units · Derivative 14,844 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000014 · wf-form4_157990029065951.xml · derivative · entry 1

HAAS DAVID R · CIK 0001282689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,844

Underlying: Common Stock · 14,844 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on February 22, 2021, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on February 22, 2021, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 17:34 UTC National CineMedia, Inc. NCMI · Entity 6194 Exercise / conversionRestricted Stock Units · Derivative 16,667 $0.00 $0.00
Disclosure

SEC source: 0001377630-19-000046 · wf-form4_155120245217218.xml · derivative · entry 2

HAAS DAVID R · CIK 0001282689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,667 shares

Expires 2019-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 17:34 UTC National CineMedia, Inc. NCMI · Entity 6194 Exercise / conversionCommon Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0001377630-19-000046 · wf-form4_155120245217218.xml · nonDerivative · entry 1

HAAS DAVID R · CIK 0001282689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units.

Read SEC document
January 23, 2019 Filed Jan 26, 2019 02:18 UTC National CineMedia, Inc. NCMI · Entity 6194 GrantRestricted Stock Units · Derivative 16,081 $0.00 $0.00
Disclosure

SEC source: 0001377630-19-000015 · wf-form4_154846908474623.xml · derivative · entry 1

HAAS DAVID R · CIK 0001282689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,081

Underlying: Common Stock · 16,081 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on February 23, 2020, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on February 23, 2020, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 01:31 UTC National CineMedia, Inc. NCMI · Entity 6194 Exercise / conversionRestricted Stock Units · Derivative 7,432 $0.00 $0.00
Disclosure

SEC source: 0001600781-18-000032 · edgar.xml · derivative · entry 2

HAAS DAVID R · CIK 0001282689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,432 shares

Expires 2018-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 01:31 UTC National CineMedia, Inc. NCMI · Entity 6194 Exercise / conversionCommon Stock 7,432 $0.00 $0.00
Disclosure

SEC source: 0001600781-18-000032 · edgar.xml · nonDerivative · entry 1

HAAS DAVID R · CIK 0001282689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents aquisition of common stock upon vesting of Restricted Stock Units.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 23:56 UTC National CineMedia, Inc. NCMI · Entity 6194 GrantRestricted Stock Units · Derivative 16,667 $0.00 $0.00
Disclosure

SEC source: 0001600781-18-000016 · edgar.xml · derivative · entry 1

HAAS DAVID R · CIK 0001282689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 16,667 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on February 24, 2019, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on February 24, 2019, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 00:11 UTC National CineMedia, Inc. NCMI · Entity 6194 Exercise / conversionRestricted Stock Units · Derivative 7,328 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000047 · edgar.xml · derivative · entry 2

HAAS DAVID R · CIK 0001282689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,328 shares

Expires 2017-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 00:11 UTC National CineMedia, Inc. NCMI · Entity 6194 Exercise / conversionCommon Stock 7,328 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000047 · edgar.xml · nonDerivative · entry 1

HAAS DAVID R · CIK 0001282689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units.

Read SEC document
January 19, 2017 Filed Jan 24, 2017 01:40 UTC National CineMedia, Inc. NCMI · Entity 6194 GrantRestricted Stock Units · Derivative 7,432 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000024 · edgar.xml · derivative · entry 1

HAAS DAVID R · CIK 0001282689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,432

Underlying: Common Stock · 7,432 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on February 19, 2018, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on February 19, 2018, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.