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NBTB

NBT BANCORP INC

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4320
SEC CIK
0000790359
Parsed reports
664

Last 12 months

Inside the activity.

4 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202620
Feb 202601
Mar 202601
Apr 202600
May 202600
Jun 202604
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2018 Filed Feb 13, 2019 21:01 UTC OtherNBT Bancorp Inc. Common Stock 7.752 $0.00 $0.00
Disclosure

SEC source: 0001611953-19-000002 · edgardoc.xml · nonDerivative · entry 2

DELANEY TIMOTHY E · CIK 0001202671 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse as custodian

Disclosed balance after: 302.731

F1 · price: Shares were purchased through a Dividend Reinvestment Plan from 1/1/2018 to 12/31/2018.

Read SEC document
December 31, 2018 Filed Feb 13, 2019 21:01 UTC OtherNBT Bancorp Inc. Common Stock 66.372 $0.00 $0.00
Disclosure

SEC source: 0001611953-19-000002 · edgardoc.xml · nonDerivative · entry 1

DELANEY TIMOTHY E · CIK 0001202671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,168.118

F1 · price: Shares were purchased through a Dividend Reinvestment Plan from 1/1/2018 to 12/31/2018.

Read SEC document
December 31, 2018 Filed Feb 13, 2019 20:56 UTC OtherNBT Bancorp Inc. Common Stock 523.979 $0.00 $0.00
Disclosure

SEC source: 0001611953-19-000001 · edgardoc.xml · nonDerivative · entry 1

CIVIL PATRICIA T · CIK 0001237956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,599.944

F1 · price: Shares were purchased through a Dividend Reinvestment Plan from 1/1/2018 to 12/31/2018.

Read SEC document
December 31, 2018 Filed Feb 13, 2019 20:58 UTC
Halliday Sarah AEVP/President Comm Banking
OtherPhantom Stock · Derivative 15.145 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000010 · edgardoc.xml · derivative · entry 3

Halliday Sarah A · CIK 0001707868 · EVP/President Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726.145

Underlying: NBT Bancorp Inc. Common Stock · 15.145 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F3 · shares: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2018 to 12/31/2018 through a NBT Bancorp Inc. deferred compensation plan.

F2 · derivative.exercise_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F2 · derivative.expiration_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

Read SEC document
December 31, 2018 Filed Feb 13, 2019 20:58 UTC
Halliday Sarah AEVP/President Comm Banking
OtherNBT Bancorp Inc. Common Stock 251.834 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000010 · edgardoc.xml · nonDerivative · entry 1

Halliday Sarah A · CIK 0001707868 · EVP/President Comm Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 1,285.834

F1 · price: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2018 to 12/31/2018 through NBT Bancorp Inc. 401k Plan.

Read SEC document
December 31, 2018 Filed Feb 13, 2019 20:44 UTC
Durkee Matthew KEVP / President of New England
OtherNBT Bancorp Inc. Common Stock 14.044 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000009 · edgardoc.xml · nonDerivative · entry 2

Durkee Matthew K · CIK 0001707871 · EVP / President of New England

10b5-1 filing: Not disclosed

Ownership: Indirect · NBT Bancorp ESOP

Disclosed balance after: 544.337

F2 · price: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2018 to 12/31/2018 through NBT Bancorp Inc. ESOP Plan.

Read SEC document
December 31, 2018 Filed Feb 13, 2019 20:44 UTC
Durkee Matthew KEVP / President of New England
OtherNBT Bancorp Inc. Common Stock 71.423 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000009 · edgardoc.xml · nonDerivative · entry 1

Durkee Matthew K · CIK 0001707871 · EVP / President of New England

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 2,768.301

F1 · price: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2018 to 12/31/2018 through NBT Bancorp Inc. 401k Plan.

Read SEC document
December 26, 2018 Filed Dec 27, 2018 19:26 UTC GrantPhantom Stock · Derivative 40 $33.58 $1,343.20
Disclosure

SEC source: 0001690001-18-000021 · edgardoc.xml · derivative · entry 2

Kowalczyk Andrew S III · CIK 0001693218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894.07

Underlying: NBT Bancorp Inc. Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.exercise_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.expiration_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

Read SEC document
October 24, 2018 Filed Oct 25, 2018 17:48 UTC
Halliday Sarah AEVP/President Comm Banking
PurchaseNBT Bancorp Inc. Common Stock 425 $35.33 $15,015.12
Disclosure

SEC source: 0001690001-18-000020 · edgardoc.xml · nonDerivative · entry 1

Halliday Sarah A · CIK 0001707868 · EVP/President Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,137

Read SEC document
October 11, 2018 Filed Feb 13, 2019 21:26 UTC GiftNBT Bancorp Inc. Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000014 · edgardoc.xml · nonDerivative · entry 2

MITCHELL JOHN C · CIK 0001204717 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 1,000

F1 · kind: This transaction involved a gift of securities by the reporting person to his spouse.

Read SEC document
October 11, 2018 Filed Feb 13, 2019 21:26 UTC GiftNBT Bancorp Inc. Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000014 · edgardoc.xml · nonDerivative · entry 1

MITCHELL JOHN C · CIK 0001204717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,559

F1 · kind: This transaction involved a gift of securities by the reporting person to his spouse.

Read SEC document
October 02, 2018 Filed Oct 3, 2018 20:15 UTC GrantPhantom Stock · Derivative 60 $38.27 $2,296.40
Disclosure

SEC source: 0001690001-18-000019 · edgardoc.xml · derivative · entry 2

Kowalczyk Andrew S III · CIK 0001693218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854.07

Underlying: NBT Bancorp Inc. Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.exercise_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.expiration_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 20:37 UTC
Scarlett CatherineEVP, Chief HR & Ethics Officer
OtherNBT Bancorp Inc. Common Stock 1,257.946 $40.01 $50,333.19
Disclosure

SEC source: 0001690001-18-000018 · edgardoc.xml · nonDerivative · entry 2

Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · NBT Bancorp ESOP

Disclosed balance after: 0

F2 · shares: Sale includes 8.038 shares purchased through dividend reinvestment in June 2018 from the NBT Bancorp Inc. ESOP Plan.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 20:37 UTC
Scarlett CatherineEVP, Chief HR & Ethics Officer
OtherNBT Bancorp Inc. Common Stock 4,109.558 $40.01 $164,432.46
Disclosure

SEC source: 0001690001-18-000018 · edgardoc.xml · nonDerivative · entry 1

Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 0

F1 · shares: Sale includes 26.258 shares purchased through dividend reinvestment in June 2018 from the NBT Bancorp Inc. 401k Plan.

Read SEC document
August 10, 2018 Filed Aug 13, 2018 17:30 UTC
Halliday Sarah AEVP/President Comm Banking
PurchaseNBT Bancorp Inc. Common Stock 850 $39.18 $33,304.79
Disclosure

SEC source: 0001690001-18-000017 · edgardoc.xml · nonDerivative · entry 1

Halliday Sarah A · CIK 0001707868 · EVP/President Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,712

Read SEC document
July 26, 2018 Filed Jul 27, 2018 15:55 UTC
Stagliano Joseph REVP Ops and Retail Banking
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,500 $41.45 Strike: $20.19 $227,982.70
Disclosure

SEC source: 0001690001-18-000016 · edgardoc.xml · derivative · entry 5

Stagliano Joseph R · CIK 0001707851 · EVP Ops and Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: NBT Bancorp Inc. Common Stock · 5,500 shares

Expires 2020-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.

Read SEC document
July 26, 2018 Filed Jul 27, 2018 15:55 UTC
Stagliano Joseph REVP Ops and Retail Banking
SaleNBT Bancorp Inc. Common Stock 5,500 $41.45 $227,982.70
Disclosure

SEC source: 0001690001-18-000016 · edgardoc.xml · nonDerivative · entry 2

Stagliano Joseph R · CIK 0001707851 · EVP Ops and Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,237

Read SEC document
July 26, 2018 Filed Jul 27, 2018 15:55 UTC
Stagliano Joseph REVP Ops and Retail Banking
Exercise / conversionNBT Bancorp Inc. Common Stock 5,500 $20.19 $111,045.00
Disclosure

SEC source: 0001690001-18-000016 · edgardoc.xml · nonDerivative · entry 1

Stagliano Joseph R · CIK 0001707851 · EVP Ops and Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2018 Filed Jul 3, 2018 18:47 UTC GrantPhantom Stock · Derivative 54 $38.86 $2,098.46
Disclosure

SEC source: 0001690001-18-000015 · edgardoc.xml · derivative · entry 2

Kowalczyk Andrew S III · CIK 0001693218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 794.07

Underlying: NBT Bancorp Inc. Common Stock · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.exercise_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.expiration_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

Read SEC document
May 30, 2018 Filed May 31, 2018 17:30 UTC GrantPhantom Stock · Derivative 292 $38.48 $11,234.73
Disclosure

SEC source: 0001690001-18-000014 · edgardoc.xml · derivative · entry 2

Kowalczyk Andrew S III · CIK 0001693218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740.07

Underlying: NBT Bancorp Inc. Common Stock · 292 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.exercise_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.expiration_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:34 UTC GrantNBT Bancorp Inc. Common Stock 778 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000040 · edgardoc.xml · nonDerivative · entry 1

DIETRICH MARTIN A · CIK 0001204704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,546

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:31 UTC GrantNBT Bancorp Inc. Common Stock 778 $0.00 $0.00
Disclosure

SEC source: 0001690001-18-000013 · edgardoc.xml · nonDerivative · entry 1

DELANEY TIMOTHY E · CIK 0001202671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,101.746

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:31 UTC GrantNBT Bancorp Inc. Common Stock 778 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000039 · edgardoc.xml · nonDerivative · entry 1

Kowalczyk Andrew S III · CIK 0001693218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,276.581

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:27 UTC GrantNBT Bancorp Inc. Common Stock 778 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000038 · edgardoc.xml · nonDerivative · entry 1

Robinson V Daniel II · CIK 0001693219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,968.593

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:24 UTC GrantNBT Bancorp Inc. Common Stock 778 $0.00 $0.00
Disclosure

SEC source: 0001690001-18-000012 · edgardoc.xml · nonDerivative · entry 1

MITCHELL JOHN C · CIK 0001204717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,559

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:19 UTC GrantNBT Bancorp Inc. Common Stock 778 $0.00 $0.00
Disclosure

SEC source: 0001690001-18-000011 · edgardoc.xml · nonDerivative · entry 1

Salanger Matthew J · CIK 0001693221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,534

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:21 UTC GrantNBT Bancorp Inc. Common Stock 778 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000037 · edgardoc.xml · nonDerivative · entry 1

SANTANGELO JOSEPH A · CIK 0001204712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,582

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:14 UTC GrantNBT Bancorp Inc. Common Stock 778 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000036 · edgardoc.xml · nonDerivative · entry 1

SEIFTER LOWELL A · CIK 0001244578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,168.551

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:10 UTC GrantNBT Bancorp Inc. Common Stock 778 $0.00 $0.00
Disclosure

SEC source: 0001690001-18-000010 · edgardoc.xml · nonDerivative · entry 1

Douglas James H · CIK 0001511170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,701.685

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:09 UTC GrantNBT Bancorp Inc. Common Stock 778 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000035 · edgardoc.xml · nonDerivative · entry 1

Wadsworth Robert A · CIK 0001380360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,604.392

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:06 UTC
WEBB JACK HDirector
GrantNBT Bancorp Inc. Common Stock 778 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000034 · edgardoc.xml · nonDerivative · entry 1

WEBB JACK H · CIK 0001242572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,118

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:03 UTC GrantNBT Bancorp Inc. Common Stock 778 $0.00 $0.00
Disclosure

SEC source: 0001690001-18-000009 · edgardoc.xml · nonDerivative · entry 1

CIVIL PATRICIA T · CIK 0001237956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,075.965

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
April 27, 2018 Filed May 1, 2018 19:04 UTC
Halliday Sarah AEVP/President Comm Banking
OtherPhantom Stock · Derivative 711 $37.24 $26,481.05
Disclosure

SEC source: 0001690001-18-000008 · edgardoc.xml · derivative · entry 3

Halliday Sarah A · CIK 0001707868 · EVP/President Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711

Underlying: NBT Bancorp Inc. Common Stock · 711 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · kind: Discretionary transfer of balance to NBT equity investment.

F2 · derivative.exercise_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F2 · derivative.expiration_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

Read SEC document
April 27, 2018 Filed May 1, 2018 19:04 UTC
Halliday Sarah AEVP/President Comm Banking
OtherNBT Bancorp Inc. Common Stock 1,034 $37.24 $38,511.12
Disclosure

SEC source: 0001690001-18-000008 · edgardoc.xml · nonDerivative · entry 1

Halliday Sarah A · CIK 0001707868 · EVP/President Comm Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 1,034

F1 · kind: Discretionary transfer of balance to NBT equity investment.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 18:56 UTC GrantPhantom Stock · Derivative 37 $36.33 $1,344.23
Disclosure

SEC source: 0001611953-18-000033 · edgardoc.xml · derivative · entry 2

Kowalczyk Andrew S III · CIK 0001693218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448.07

Underlying: NBT Bancorp Inc. Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.exercise_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.expiration_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

Read SEC document
March 26, 2018 Filed Mar 27, 2018 21:58 UTC
WATT JOHN H JRPresident & CEO NBT Bancorp
GrantNBT Bancorp Inc. Common Stock 3,183 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000025 · edgardoc.xml · nonDerivative · entry 1

WATT JOHN H JR · CIK 0001265126 · President & CEO NBT Bancorp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,212

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.

Read SEC document
March 26, 2018 Filed Mar 27, 2018 21:54 UTC
Stagliano Joseph REVP Ops and Retail Banking
GrantNBT Bancorp Inc. Common Stock 3,718 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000024 · edgardoc.xml · nonDerivative · entry 1

Stagliano Joseph R · CIK 0001707851 · EVP Ops and Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,381

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.

Read SEC document
March 26, 2018 Filed Mar 27, 2018 21:50 UTC
PRENTICE F SHELDONEVP,General Counsel,Secretary
GrantNBT Bancorp Inc. Common Stock 3,284 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000023 · edgardoc.xml · nonDerivative · entry 1

PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,531

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.

Read SEC document
March 26, 2018 Filed Mar 27, 2018 21:42 UTC Tax withholdingNBT Bancorp Inc. Common Stock 7,561 $35.87 $271,213.07
Disclosure

SEC source: 0001611953-18-000021 · edgardoc.xml · nonDerivative · entry 3

DIETRICH MARTIN A · CIK 0001204704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,768

Read SEC document
March 26, 2018 Filed Mar 27, 2018 21:42 UTC GrantNBT Bancorp Inc. Common Stock 15,089 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000021 · edgardoc.xml · nonDerivative · entry 2

DIETRICH MARTIN A · CIK 0001204704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,329

F2 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.

Read SEC document
March 26, 2018 Filed Mar 27, 2018 21:42 UTC GiftNBT Bancorp Inc. Common Stock 7,429.448 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000021 · edgardoc.xml · nonDerivative · entry 1

DIETRICH MARTIN A · CIK 0001204704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,240

F1 · date: Gift of shares occurred on 01/17/2018.

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March 26, 2018 Filed Mar 27, 2018 21:46 UTC
Durkee Matthew KEVP / President of New England
GrantNBT Bancorp Inc. Common Stock 3,183 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000022 · edgardoc.xml · nonDerivative · entry 1

Durkee Matthew K · CIK 0001707871 · EVP / President of New England

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,814

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.

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March 26, 2018 Filed Mar 27, 2018 21:35 UTC
CHEWENS MICHAEL JSr EVP & CFO
GrantNBT Bancorp Inc. Common Stock 5,965 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000020 · edgardoc.xml · nonDerivative · entry 1

CHEWENS MICHAEL J · CIK 0001204716 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,316

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.

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March 26, 2018 Filed Mar 27, 2018 21:31 UTC
Brenner TimothyEVP & President Wealth Mgmt
GrantNBT Bancorp Inc. Common Stock 4,421 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000019 · edgardoc.xml · nonDerivative · entry 1

Brenner Timothy · CIK 0001544808 · EVP & President Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,507

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.

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March 26, 2018 Filed Mar 29, 2018 20:11 UTC
Stagliano Joseph REVP Ops and Retail Banking
GrantNBT Bancorp Inc. Common Stock 2,856 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000031 · edgardoc.xml · nonDerivative · entry 1

Stagliano Joseph R · CIK 0001707851 · EVP Ops and Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,237

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.

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March 26, 2018 Filed Mar 29, 2018 20:14 UTC
WATT JOHN H JRPresident & CEO NBT Bancorp
GrantNBT Bancorp Inc. Common Stock 7,074 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000032 · edgardoc.xml · nonDerivative · entry 1

WATT JOHN H JR · CIK 0001265126 · President & CEO NBT Bancorp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,286

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.

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March 26, 2018 Filed Mar 29, 2018 20:08 UTC
PRENTICE F SHELDONEVP,General Counsel,Secretary
GrantNBT Bancorp Inc. Common Stock 2,003 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000030 · edgardoc.xml · nonDerivative · entry 1

PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,534

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.

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March 26, 2018 Filed Mar 29, 2018 20:04 UTC
Halliday Sarah AEVP/President Comm Banking
GrantNBT Bancorp Inc. Common Stock 2,566 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000029 · edgardoc.xml · nonDerivative · entry 1

Halliday Sarah A · CIK 0001707868 · EVP/President Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,862

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.

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March 26, 2018 Filed Mar 29, 2018 19:54 UTC
Durkee Matthew KEVP / President of New England
GrantNBT Bancorp Inc. Common Stock 2,695 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000028 · edgardoc.xml · nonDerivative · entry 1

Durkee Matthew K · CIK 0001707871 · EVP / President of New England

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,509

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.

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March 26, 2018 Filed Mar 29, 2018 19:51 UTC
CHEWENS MICHAEL JSr EVP & CFO
GrantNBT Bancorp Inc. Common Stock 3,741 $0.00 $0.00
Disclosure

SEC source: 0001611953-18-000027 · edgardoc.xml · nonDerivative · entry 1

CHEWENS MICHAEL J · CIK 0001204716 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,057

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.