Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NBT BANCORP INCNBTB · Entity 4320 | EVP, Chief HR & Ethics Officer | December 15, 2021 | December 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NBT BANCORP INC
Report date December 15, 2021 · Filed December 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| NBT Bancorp Inc. Common StockSEC Table I · non-derivative | Direct | 62,060.261 |
Reported balance
After 2021-12-15 transaction · row 1
1 source rowRow 1 · 2021-12-15 · Tax withholding · Disposed 4,251 · Balance 62,060.261 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2021 Filed Dec 16, 2021 19:10 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 4,251 | $36.67 | $155,884.17 |
DisclosureSEC source: 0001690001-21-000066 · edgardoc.xml · nonDerivative · entry 1 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,060.261 Read SEC document |
| May 19, 2021 Filed May 21, 2021 13:56 UTC | NBT BANCORP INC NBTB · Entity 4320 | PurchaseNBT Bancorp Inc. Common Stock | 300 | $39.43 | $11,828.25 |
DisclosureSEC source: 0001690001-21-000045 · edgardoc.xml · nonDerivative · entry 1 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,311.261 F1 · balance_after: The amount of securities beneficially owned increased by 138.261 shares as the reporting person's original Form 3 filing inadvertently omitted these securities at the time the reporting person became a section 16 insider of NBT. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:18 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 2,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001690001-21-000034 · edgardoc.xml · nonDerivative · entry 2 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,873 F2 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 16:18 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 1,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001690001-21-000034 · edgardoc.xml · nonDerivative · entry 1 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,264 F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 15:53 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 283 | $34.81 | $9,851.23 |
DisclosureSEC source: 0001690001-21-000004 · edgardoc.xml · nonDerivative · entry 6 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,301 Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 15:53 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 144 | $34.81 | $5,012.64 |
DisclosureSEC source: 0001690001-21-000004 · edgardoc.xml · nonDerivative · entry 5 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,584 Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 15:53 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 176 | $34.81 | $6,126.56 |
DisclosureSEC source: 0001690001-21-000004 · edgardoc.xml · nonDerivative · entry 4 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,728 Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 15:53 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 209 | $34.81 | $7,275.29 |
DisclosureSEC source: 0001690001-21-000004 · edgardoc.xml · nonDerivative · entry 3 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,904 Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 15:53 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 154 | $34.81 | $5,360.74 |
DisclosureSEC source: 0001690001-21-000004 · edgardoc.xml · nonDerivative · entry 2 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,113 Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 15:53 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 133 | $34.81 | $4,629.73 |
DisclosureSEC source: 0001690001-21-000004 · edgardoc.xml · nonDerivative · entry 1 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,267 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 19:23 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 2,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001690001-20-000017 · edgardoc.xml · nonDerivative · entry 2 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,400 F2 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 19:23 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 2,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001690001-20-000017 · edgardoc.xml · nonDerivative · entry 1 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,876 F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 20:46 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 201 | $40.44 | $8,127.44 |
DisclosureSEC source: 0001140361-20-001054 · form4.xml · nonDerivative · entry 6 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,225 Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 20:46 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 134 | $40.44 | $5,418.29 |
DisclosureSEC source: 0001140361-20-001054 · form4.xml · nonDerivative · entry 5 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,426 Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 20:46 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 145 | $40.44 | $5,863.08 |
DisclosureSEC source: 0001140361-20-001054 · form4.xml · nonDerivative · entry 4 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,560 Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 20:46 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 112 | $40.44 | $4,528.72 |
DisclosureSEC source: 0001140361-20-001054 · form4.xml · nonDerivative · entry 3 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,705 Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 20:46 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 236 | $40.44 | $9,542.66 |
DisclosureSEC source: 0001140361-20-001054 · form4.xml · nonDerivative · entry 2 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,817 Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 20:46 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 185 | $40.44 | $7,480.48 |
DisclosureSEC source: 0001140361-20-001054 · form4.xml · nonDerivative · entry 1 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,053 Read SEC document |
| May 07, 2019 Filed May 9, 2019 18:34 UTC | NBT BANCORP INC NBTB · Entity 4320 | OtherPhantom Stock · Derivative | 7,671.514 | $38.66 | $296,593.01 |
DisclosureSEC source: 0001690001-19-000029 · edgardoc.xml · derivative · entry 4 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: NBT Bancorp Inc. Common Stock · 7,671.514 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan. F2 · shares: Sale includes 51.95 shares purchased through dividend reinvestment in 2019 from the NBT Bancorp Inc. Deferred Compensation Plan. F1 · derivative.exercise_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan. F1 · derivative.expiration_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan. Read SEC document |
| May 07, 2019 Filed May 9, 2019 18:34 UTC | NBT BANCORP INC NBTB · Entity 4320 | OtherNBT Bancorp Inc. Common Stock | 8.014 | $38.67 | $309.88 |
DisclosureSEC source: 0001690001-19-000029 · edgardoc.xml · nonDerivative · entry 2 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Indirect · NBT Bancorp ESOP Disclosed balance after: 0 Read SEC document |
| May 07, 2019 Filed May 9, 2019 18:34 UTC | NBT BANCORP INC NBTB · Entity 4320 | OtherNBT Bancorp Inc. Common Stock | 26.182 | $38.67 | $1,012.39 |
DisclosureSEC source: 0001690001-19-000029 · edgardoc.xml · nonDerivative · entry 1 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 0 Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 14:46 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 2,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001690001-19-000024 · edgardoc.xml · nonDerivative · entry 2 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,238 F2 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 14:46 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 2,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001690001-19-000024 · edgardoc.xml · nonDerivative · entry 1 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,064 F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 18:53 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 184 | $36.02 | $6,627.68 |
DisclosureSEC source: 0001690001-19-000001 · edgardoc.xml · nonDerivative · entry 5 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,959 Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 18:53 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 134 | $36.02 | $4,826.68 |
DisclosureSEC source: 0001690001-19-000001 · edgardoc.xml · nonDerivative · entry 4 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,143 Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 18:53 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 112 | $36.02 | $4,034.24 |
DisclosureSEC source: 0001690001-19-000001 · edgardoc.xml · nonDerivative · entry 3 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,277 Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 18:53 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 347 | $36.02 | $12,498.94 |
DisclosureSEC source: 0001690001-19-000001 · edgardoc.xml · nonDerivative · entry 2 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,389 Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 18:53 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 176 | $36.02 | $6,339.52 |
DisclosureSEC source: 0001690001-19-000001 · edgardoc.xml · nonDerivative · entry 1 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,736 Read SEC document |
| December 31, 2018 Filed Feb 13, 2019 21:11 UTC | NBT BANCORP INC NBTB · Entity 4320 | OtherPhantom Stock · Derivative | 275.605 | $0.00 | $0.00 |
DisclosureSEC source: 0001611953-19-000004 · edgardoc.xml · derivative · entry 4 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,619.569 Underlying: NBT Bancorp Inc. Common Stock · 275.605 shares Expires not disclosed F3 · derivative.exercise_price: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan. F4 · shares: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2018 to 12/31/2018 through a NBT Bancorp Inc. deferred compensation plan. F3 · derivative.exercise_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan. F3 · derivative.expiration_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan. Read SEC document |
| December 31, 2018 Filed Feb 13, 2019 21:11 UTC | NBT BANCORP INC NBTB · Entity 4320 | OtherNBT Bancorp Inc. Common Stock | 8.014 | $0.00 | $0.00 |
DisclosureSEC source: 0001611953-19-000004 · edgardoc.xml · nonDerivative · entry 2 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Indirect · NBT Bancorp ESOP Disclosed balance after: 8.014 F2 · price: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2018 to 12/31/2018 through NBT Bancorp Inc. ESOP Plan. Read SEC document |
| December 31, 2018 Filed Feb 13, 2019 21:11 UTC | NBT BANCORP INC NBTB · Entity 4320 | OtherNBT Bancorp Inc. Common Stock | 26.182 | $0.00 | $0.00 |
DisclosureSEC source: 0001611953-19-000004 · edgardoc.xml · nonDerivative · entry 1 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 26.182 F1 · price: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2018 to 12/31/2018 through NBT Bancorp Inc. 401k Plan. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 20:37 UTC | NBT BANCORP INC NBTB · Entity 4320 | OtherNBT Bancorp Inc. Common Stock | 1,257.946 | $40.01 | $50,333.19 |
DisclosureSEC source: 0001690001-18-000018 · edgardoc.xml · nonDerivative · entry 2 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Indirect · NBT Bancorp ESOP Disclosed balance after: 0 F2 · shares: Sale includes 8.038 shares purchased through dividend reinvestment in June 2018 from the NBT Bancorp Inc. ESOP Plan. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 20:37 UTC | NBT BANCORP INC NBTB · Entity 4320 | OtherNBT Bancorp Inc. Common Stock | 4,109.558 | $40.01 | $164,432.46 |
DisclosureSEC source: 0001690001-18-000018 · edgardoc.xml · nonDerivative · entry 1 Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 0 F1 · shares: Sale includes 26.258 shares purchased through dividend reinvestment in June 2018 from the NBT Bancorp Inc. 401k Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.