Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NBT BANCORP INCNBTB · Entity 4320 | Director | December 31, 2020 | February 11, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NBT BANCORP INC
Report date December 31, 2020 · Filed February 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| NBT Bancorp Inc. Common StockSEC Table I · non-derivative | Direct | 18,908.273 |
Reported balance
After 2020-12-31 transaction · row 1
1 source rowRow 1 · 2020-12-31 · Other · Acquired 487.871 · Balance 18,908.273 F1: Shares were purchased through a Dividend Reinvestment Plan from 1/1/2020 to 12/31/2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were purchased through a Dividend Reinvestment Plan from 1/1/2020 to 12/31/2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2020 Filed Feb 11, 2021 20:44 UTC | NBT BANCORP INC NBTB · Entity 4320 | OtherNBT Bancorp Inc. Common Stock | 487.871 | $0.00 | $0.00 |
DisclosureSEC source: 0001690001-21-000025 · edgardoc.xml · nonDerivative · entry 1 Wadsworth Robert A · CIK 0001380360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,908.273 F1 · price: Shares were purchased through a Dividend Reinvestment Plan from 1/1/2020 to 12/31/2020. Read SEC document |
| May 19, 2020 Filed May 20, 2020 19:35 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 1,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001690001-20-000028 · edgardoc.xml · nonDerivative · entry 1 Wadsworth Robert A · CIK 0001380360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,420.402 F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments. Read SEC document |
| December 31, 2019 Filed Feb 13, 2020 20:07 UTC | NBT BANCORP INC NBTB · Entity 4320 | OtherNBT Bancorp Inc. Common Stock | 346.336 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-003126 · form5.xml · nonDerivative · entry 1 Wadsworth Robert A · CIK 0001380360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,180.402 F1 · price: Shares were purchased through a Dividend Reinvestment Plan from 1/1/2019 to 12/31/2019. Read SEC document |
| May 21, 2019 Filed May 22, 2019 18:48 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001690001-19-000042 · edgardoc.xml · nonDerivative · entry 1 Wadsworth Robert A · CIK 0001380360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,834.066 F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments. Read SEC document |
| December 31, 2018 Filed Feb 13, 2019 21:33 UTC | NBT BANCORP INC NBTB · Entity 4320 | OtherNBT Bancorp Inc. Common Stock | 301.674 | $0.00 | $0.00 |
DisclosureSEC source: 0001690001-19-000015 · edgardoc.xml · nonDerivative · entry 1 Wadsworth Robert A · CIK 0001380360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,906.066 F1 · price: Shares were purchased through a Dividend Reinvestment Plan from 1/1/2018 to 12/31/2018. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:09 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 778 | $0.00 | $0.00 |
DisclosureSEC source: 0001611953-18-000035 · edgardoc.xml · nonDerivative · entry 1 Wadsworth Robert A · CIK 0001380360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,604.392 F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 21:20 UTC | NBT BANCORP INC NBTB · Entity 4320 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,625 | $37.20 Strike: $22.55 | $60,451.95 |
DisclosureSEC source: 0001690001-18-000001 · edgardoc.xml · derivative · entry 3 Wadsworth Robert A · CIK 0001380360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: NBT Bancorp Inc. Common Stock · 1,625 shares Expires 2018-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 21:20 UTC | NBT BANCORP INC NBTB · Entity 4320 | SaleNBT Bancorp Inc. Common Stock | 1,625 | $37.20 | $60,451.95 |
DisclosureSEC source: 0001690001-18-000001 · edgardoc.xml · nonDerivative · entry 2 Wadsworth Robert A · CIK 0001380360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,568.704 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 21:20 UTC | NBT BANCORP INC NBTB · Entity 4320 | Exercise / conversionNBT Bancorp Inc. Common Stock | 1,625 | $22.55 | $36,645.05 |
DisclosureSEC source: 0001690001-18-000001 · edgardoc.xml · nonDerivative · entry 1 Wadsworth Robert A · CIK 0001380360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,193.704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Feb 13, 2018 19:40 UTC | NBT BANCORP INC NBTB · Entity 4320 | OtherNBT Bancorp Inc. Common Stock | 257.688 | $0.00 | $0.00 |
DisclosureSEC source: 0001611953-18-000016 · edgardoc.xml · nonDerivative · entry 1 Wadsworth Robert A · CIK 0001380360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,826.392 F1 · price: Shares acquired under NBT Bancorp Dividend Reinvestment Plan during period of 1/1/2017 to 12/31/2017. Read SEC document |
| May 23, 2017 Filed May 25, 2017 12:10 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 682 | $0.00 | $0.00 |
DisclosureSEC source: 0001611953-17-000022 · edgardoc.xml · nonDerivative · entry 1 Wadsworth Robert A · CIK 0001380360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,568.704 F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2008 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments. Read SEC document |
| December 31, 2016 Filed Feb 13, 2017 20:23 UTC | NBT BANCORP INC NBTB · Entity 4320 | OtherNBT Bancorp Inc. Common Stock | 259.167 | $0.00 | $0.00 |
DisclosureSEC source: 0001611953-17-000012 · edgardoc.xml · nonDerivative · entry 1 Wadsworth Robert A · CIK 0001380360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,886.704 F1 · price: Shares acquired under NBT Bancorp Dividend Reinvestment Plan during period of 1/1/2016 to 12/31/2016. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 21:29 UTC | NBT BANCORP INC NBTB · Entity 4320 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,375 | $38.74 Strike: $22.48 | $53,270.25 |
DisclosureSEC source: 0001690001-16-000001 · edgardoc.xml · derivative · entry 4 Wadsworth Robert A · CIK 0001380360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: NBT Bancorp Inc. Common Stock · 1,375 shares Expires 2017-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 21:29 UTC | NBT BANCORP INC NBTB · Entity 4320 | SaleNBT Bancorp Inc. Common Stock | 1,375 | $38.74 | $53,270.25 |
DisclosureSEC source: 0001690001-16-000001 · edgardoc.xml · nonDerivative · entry 2 Wadsworth Robert A · CIK 0001380360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,627.537 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 21:29 UTC | NBT BANCORP INC NBTB · Entity 4320 | Exercise / conversionNBT Bancorp Inc. Common Stock | 1,375 | $22.48 | $30,915.78 |
DisclosureSEC source: 0001690001-16-000001 · edgardoc.xml · nonDerivative · entry 1 Wadsworth Robert A · CIK 0001380360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,002.537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2016 Filed Sep 14, 2016 21:31 UTC | NBT BANCORP INC NBTB · Entity 4320 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 500 | $0.00 Strike: $24.08 | $0.00 |
DisclosureSEC source: 0001611953-16-000128 · edgardoc.xml · derivative · entry 3 Wadsworth Robert A · CIK 0001380360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: NBT Bancorp Inc. Common Stock · 500 shares Expires 2016-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years. Read SEC document |
| September 13, 2016 Filed Sep 14, 2016 21:31 UTC | NBT BANCORP INC NBTB · Entity 4320 | Exercise / conversionNBT Bancorp Inc. Common Stock | 500 | $24.08 | $12,040.00 |
DisclosureSEC source: 0001611953-16-000128 · edgardoc.xml · nonDerivative · entry 1 Wadsworth Robert A · CIK 0001380360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,627.537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.