Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NBT BANCORP INCNBTB · Entity 4320 | EVP,General Counsel,Secretary | March 26, 2018 | March 29, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NBT BANCORP INC
Report date March 26, 2018 · Filed March 29, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| NBT Bancorp Inc. Common StockSEC Table I · non-derivative | Direct | 32,534 |
Reported balance
After 2018-03-26 transaction · row 1
1 source rowRow 1 · 2018-03-26 · Grant · Acquired 2,003 · Balance 32,534 F1: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually. |
| NBT Bancorp Inc. Common StockSEC Table I · non-derivative | Indirect401k | 1,551.649 |
Reported balance
Holding disclosure · report date 2018-03-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,551.649 |
| NBT Bancorp Inc. Common StockSEC Table I · non-derivative | IndirectNBT Bancorp ESOP | 491.83 |
Reported balance
Holding disclosure · report date 2018-03-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 491.83 |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 26, 2018 Filed Mar 27, 2018 21:50 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 3,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001611953-18-000023 · edgardoc.xml · nonDerivative · entry 1 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,531 F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period. Read SEC document |
| March 26, 2018 Filed Mar 29, 2018 20:08 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 2,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001611953-18-000030 · edgardoc.xml · nonDerivative · entry 1 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,534 F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 23:55 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 127 | $38.16 | $4,846.32 |
DisclosureSEC source: 0001611953-18-000005 · edgardoc.xml · nonDerivative · entry 5 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,247 Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 23:55 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 204 | $38.16 | $7,784.64 |
DisclosureSEC source: 0001611953-18-000005 · edgardoc.xml · nonDerivative · entry 4 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,374 Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 23:55 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 1,126 | $38.16 | $42,968.16 |
DisclosureSEC source: 0001611953-18-000005 · edgardoc.xml · nonDerivative · entry 3 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,578 Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 23:55 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 236 | $38.16 | $9,005.76 |
DisclosureSEC source: 0001611953-18-000005 · edgardoc.xml · nonDerivative · entry 2 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,704 Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 23:55 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 216 | $38.16 | $8,242.56 |
DisclosureSEC source: 0001611953-18-000005 · edgardoc.xml · nonDerivative · entry 1 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,940 Read SEC document |
| December 31, 2017 Filed Feb 13, 2018 19:20 UTC | NBT BANCORP INC NBTB · Entity 4320 | OtherNBT Bancorp Inc. Common Stock | 11.781 | $0.00 | $0.00 |
DisclosureSEC source: 0001611953-18-000013 · edgardoc.xml · nonDerivative · entry 2 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · NBT Bancorp ESOP Disclosed balance after: 491.83 F2 · price: Shares were purchased through dividend reinvestment from 1/1/2017 through 12/31/2017 through NBT Bancorp Inc. ESOP Plan. Read SEC document |
| December 31, 2017 Filed Feb 13, 2018 19:20 UTC | NBT BANCORP INC NBTB · Entity 4320 | OtherNBT Bancorp Inc. Common Stock | 70.19 | $0.00 | $0.00 |
DisclosureSEC source: 0001611953-18-000013 · edgardoc.xml · nonDerivative · entry 1 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 1,551.649 F1 · price: Shares were purchased through dividend reinvestment from 1/1/2017 through 12/31/2017 through NBT Bancorp Inc. 401k Plan. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 17:22 UTC | NBT BANCORP INC NBTB · Entity 4320 | OtherNBT Bancorp Inc. Common Stock | 13.609 | $0.00 | $0.00 |
DisclosureSEC source: 0001611953-17-000019 · edgardoc.xml · nonDerivative · entry 3 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · NBT Bancorp ESOP Disclosed balance after: 480.049 F3 · price: Shares were purchased through dividend reinvestment from 1/1/2016 through 12/31/2016 through NBT Bancorp Inc. ESOP Plan. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 17:22 UTC | NBT BANCORP INC NBTB · Entity 4320 | OtherNBT Bancorp Inc. Common Stock | 86.669 | $0.00 | $0.00 |
DisclosureSEC source: 0001611953-17-000019 · edgardoc.xml · nonDerivative · entry 2 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 1,481.459 F2 · price: Shares were purchased through dividend reinvestment from 1/1/2016 through 12/31/2016 through NBT Bancorp Inc. 401k Plan. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 17:22 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 2,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001611953-17-000019 · edgardoc.xml · nonDerivative · entry 1 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,156 F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 20:41 UTC | NBT BANCORP INC NBTB · Entity 4320 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $41.65 Strike: $24.47 | $416,460.00 |
DisclosureSEC source: 0001690001-17-000011 · edgardoc.xml · derivative · entry 5 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: NBT Bancorp Inc. Common Stock · 10,000 shares Expires 2020-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 20:41 UTC | NBT BANCORP INC NBTB · Entity 4320 | SaleNBT Bancorp Inc. Common Stock | 7,650 | $41.65 | $318,591.90 |
DisclosureSEC source: 0001690001-17-000011 · edgardoc.xml · nonDerivative · entry 2 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,373 Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 20:41 UTC | NBT BANCORP INC NBTB · Entity 4320 | Exercise / conversionNBT Bancorp Inc. Common Stock | 10,000 | $24.47 | $244,700.00 |
DisclosureSEC source: 0001690001-17-000011 · edgardoc.xml · nonDerivative · entry 1 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 19:32 UTC | NBT BANCORP INC NBTB · Entity 4320 | GrantNBT Bancorp Inc. Common Stock | 1,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001690001-17-000008 · edgardoc.xml · nonDerivative · entry 1 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,023 F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually. Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 20:27 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 209 | $41.65 | $8,704.85 |
DisclosureSEC source: 0001690001-17-000002 · edgardoc.xml · nonDerivative · entry 5 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,269 Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 20:27 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 206 | $41.65 | $8,579.90 |
DisclosureSEC source: 0001690001-17-000002 · edgardoc.xml · nonDerivative · entry 4 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,478 Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 20:27 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 1,134 | $41.65 | $47,231.10 |
DisclosureSEC source: 0001690001-17-000002 · edgardoc.xml · nonDerivative · entry 3 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,684 Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 20:27 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 189 | $41.65 | $7,871.85 |
DisclosureSEC source: 0001690001-17-000002 · edgardoc.xml · nonDerivative · entry 2 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,818 Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 20:27 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 227 | $41.65 | $9,454.55 |
DisclosureSEC source: 0001690001-17-000002 · edgardoc.xml · nonDerivative · entry 1 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,007 Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 19:03 UTC | NBT BANCORP INC NBTB · Entity 4320 | Tax withholdingNBT Bancorp Inc. Common Stock | 1,848 | $41.88 | $77,394.24 |
DisclosureSEC source: 0001611953-17-000001 · edgardoc.xml · nonDerivative · entry 1 PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,234 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.