Tapewire

NYSE · USD

NBHC

National Bank Holdings Corp

Export transactions ↓
Tapewire entity
4575
SEC CIK
0001475841
Parsed reports
525

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2018 Filed Oct 3, 2018 17:07 UTC
Bartelli Whitney A.Chief Marketing Officer
Tax withholdingCommon Stock 153 $37.18 $5,688.54
Disclosure

SEC source: 0001179110-18-012030 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,448

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 1, 2018.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 21:15 UTC SaleCommon Stock 3,771 $39.50 $148,954.50
Disclosure

SEC source: 0001179110-18-011253 · edgar.xml · nonDerivative · entry 1

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,814

Read SEC document
August 24, 2018 Filed Aug 27, 2018 17:52 UTC
Bartelli Whitney A.Chief Marketing Officer
SaleCommon Stock 985 $40.63 $40,017.20
Disclosure

SEC source: 0001179110-18-010932 · edgar.xml · nonDerivative · entry 4

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,601

Read SEC document
August 23, 2018 Filed Aug 27, 2018 17:52 UTC
Bartelli Whitney A.Chief Marketing Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 472 $0.00 Strike: $19.56 $0.00
Disclosure

SEC source: 0001179110-18-010932 · edgar.xml · derivative · entry 6

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238

Underlying: Common Stock · 472 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Time-vested stock option award. Stock options vest in equal installments on April 28, 2017, April 28, 2018, and April 28, 2019.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 17:52 UTC
Bartelli Whitney A.Chief Marketing Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 976 $0.00 Strike: $19.85 $0.00
Disclosure

SEC source: 0001179110-18-010932 · edgar.xml · derivative · entry 5

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490

Underlying: Common Stock · 976 shares

Expires 2025-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Time-vested stock option award. Stock options vest in equal installments on October 1, 2016, October 1, 2017, and October 1, 2018.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 17:52 UTC
Bartelli Whitney A.Chief Marketing Officer
SaleCommon Stock 1,448 $40.69 $58,916.22
Disclosure

SEC source: 0001179110-18-010932 · edgar.xml · nonDerivative · entry 3

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,586

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.68 to $40.6919, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 17:52 UTC
Bartelli Whitney A.Chief Marketing Officer
Exercise / conversionCommon Stock 472 $19.56 $9,232.32
Disclosure

SEC source: 0001179110-18-010932 · edgar.xml · nonDerivative · entry 2

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 17:52 UTC
Bartelli Whitney A.Chief Marketing Officer
Exercise / conversionCommon Stock 976 $19.85 $19,373.60
Disclosure

SEC source: 0001179110-18-010932 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 17:44 UTC
Bessko Zsolt KChief Admin Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,480 $0.00 Strike: $18.92 $0.00
Disclosure

SEC source: 0001179110-18-010683 · edgar.xml · derivative · entry 3

Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,480 shares

Expires 2024-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 29, 2015, April 29, 2016, and April 29, 2017.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 17:44 UTC
Bessko Zsolt KChief Admin Officer
SaleCommon Stock 5,805 $40.40 $234,497.04
Disclosure

SEC source: 0001179110-18-010683 · edgar.xml · nonDerivative · entry 2

Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,065

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.31 to $40.4725, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 17:44 UTC
Bessko Zsolt KChief Admin Officer
Exercise / conversionCommon Stock 4,480 $18.92 $84,761.60
Disclosure

SEC source: 0001179110-18-010683 · edgar.xml · nonDerivative · entry 1

Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 21:45 UTC SaleCommon Stock 9,216 $40.49 $373,195.47
Disclosure

SEC source: 0001179110-18-010684 · edgar.xml · nonDerivative · entry 1

Spring Maria F · CIK 0001558071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,649

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.31 to $40.73, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 21:24 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-18-010608 · edgar.xml · derivative · entry 4

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 7,500 shares

Expires 2019-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 20, 2011 and October 20, 2012.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 21:24 UTC GiftCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-010608 · edgar.xml · nonDerivative · entry 3

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,585

Read SEC document
August 13, 2018 Filed Aug 15, 2018 21:24 UTC Tax withholdingCommon Stock 3,729 $40.23 $150,017.67
Disclosure

SEC source: 0001179110-18-010608 · edgar.xml · nonDerivative · entry 2

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,335

Read SEC document
August 13, 2018 Filed Aug 15, 2018 21:24 UTC Exercise / conversionCommon Stock 7,500 $20.00 $150,000.00
Disclosure

SEC source: 0001179110-18-010608 · edgar.xml · nonDerivative · entry 1

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 22:17 UTC
Van Denabeele NicoleChief Accounting Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 967 $0.00 Strike: $40.51 $0.00
Disclosure

SEC source: 0001179110-18-010466 · edgar.xml · derivative · entry 2

Van Denabeele Nicole · CIK 0001743867 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967

Underlying: Common Stock · 967 shares

Expires 2028-08-08

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2019.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 22:17 UTC
Van Denabeele NicoleChief Accounting Officer
GrantCommon Stock 967 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-010466 · edgar.xml · nonDerivative · entry 1

Van Denabeele Nicole · CIK 0001743867 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2019.

Read SEC document
August 03, 2018 Filed Aug 6, 2018 21:32 UTC SaleCommon Stock 2,486 $40.65 $101,063.61
Disclosure

SEC source: 0001179110-18-010328 · edgar.xml · nonDerivative · entry 1

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,564

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.60 to $40.71, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 22:53 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-18-010033 · edgar.xml · derivative · entry 3

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 5,000 shares

Expires 2019-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 20, 2011 and October 20, 2012.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 22:53 UTC Tax withholdingCommon Stock 2,514 $39.78 $100,006.92
Disclosure

SEC source: 0001179110-18-010033 · edgar.xml · nonDerivative · entry 2

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,050

Read SEC document
July 30, 2018 Filed Jul 31, 2018 22:53 UTC Exercise / conversionCommon Stock 5,000 $20.00 $100,000.00
Disclosure

SEC source: 0001179110-18-010033 · edgar.xml · nonDerivative · entry 1

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2018 Filed Jul 2, 2018 18:05 UTC
Bessko Zsolt KChief Admin Officer
Tax withholdingCommon Stock 1,039 $38.59 $40,095.01
Disclosure

SEC source: 0001179110-18-009227 · edgar.xml · nonDerivative · entry 1

Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,390

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on July 1, 2018.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 22:01 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-18-008414 · edgar.xml · derivative · entry 3

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,333

Underlying: Common Stock · 10,000 shares

Expires 2019-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 20, 2011 and October 20, 2012.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 22:01 UTC Tax withholdingCommon Stock 4,972 $40.23 $200,023.56
Disclosure

SEC source: 0001179110-18-008414 · edgar.xml · nonDerivative · entry 2

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,623

Read SEC document
June 08, 2018 Filed Jun 12, 2018 22:01 UTC Exercise / conversionCommon Stock 10,000 $20.00 $200,000.00
Disclosure

SEC source: 0001179110-18-008414 · edgar.xml · nonDerivative · entry 1

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 21:58 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-18-008343 · edgar.xml · derivative · entry 3

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 75,000 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 21, 2011 and October 21, 2012.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 21:58 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
SaleCommon Stock 75,000 $40.12 $3,009,127.50
Disclosure

SEC source: 0001179110-18-008343 · edgar.xml · nonDerivative · entry 2

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,809

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.48, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 21:58 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionCommon Stock 75,000 $20.00 $1,500,000.00
Disclosure

SEC source: 0001179110-18-008343 · edgar.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 22:11 UTC
Sobers Patrick G.EVP, Bus. & Consumer Bnkg
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,400 $0.00 Strike: $18.92 $0.00
Disclosure

SEC source: 0001179110-18-008246 · edgar.xml · derivative · entry 8

Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,400 shares

Expires 2024-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 29, 2015, April 29, 2016, and April 29, 2017.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 22:11 UTC
Sobers Patrick G.EVP, Bus. & Consumer Bnkg
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 913 $0.00 Strike: $18.09 $0.00
Disclosure

SEC source: 0001179110-18-008246 · edgar.xml · derivative · entry 7

Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 913 shares

Expires 2023-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on May 2, 2016 and May 2, 2017.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 22:11 UTC
Sobers Patrick G.EVP, Bus. & Consumer Bnkg
SaleCommon Stock 3,313 $40.58 $134,456.45
Disclosure

SEC source: 0001179110-18-008246 · edgar.xml · nonDerivative · entry 5

Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,032

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.5834 to $40.59, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 22:11 UTC
Sobers Patrick G.EVP, Bus. & Consumer Bnkg
Exercise / conversionCommon Stock 2,400 $18.92 $45,408.00
Disclosure

SEC source: 0001179110-18-008246 · edgar.xml · nonDerivative · entry 4

Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 22:11 UTC
Sobers Patrick G.EVP, Bus. & Consumer Bnkg
Exercise / conversionCommon Stock 913 $18.09 $16,516.17
Disclosure

SEC source: 0001179110-18-008246 · edgar.xml · nonDerivative · entry 3

Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 22:32 UTC SaleCommon Stock 2,790 $40.58 $113,218.20
Disclosure

SEC source: 0001179110-18-008258 · edgar.xml · nonDerivative · entry 1

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,564

Read SEC document
June 05, 2018 Filed Jun 7, 2018 22:11 UTC
Sobers Patrick G.EVP, Bus. & Consumer Bnkg
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,347 $0.00 Strike: $18.09 $0.00
Disclosure

SEC source: 0001179110-18-008246 · edgar.xml · derivative · entry 6

Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913

Underlying: Common Stock · 2,347 shares

Expires 2023-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on May 2, 2016 and May 2, 2017.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 22:11 UTC
Sobers Patrick G.EVP, Bus. & Consumer Bnkg
SaleCommon Stock 2,347 $40.26 $94,487.64
Disclosure

SEC source: 0001179110-18-008246 · edgar.xml · nonDerivative · entry 2

Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,032

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.25 to $40.2737, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 22:11 UTC
Sobers Patrick G.EVP, Bus. & Consumer Bnkg
Exercise / conversionCommon Stock 2,347 $18.09 $42,457.23
Disclosure

SEC source: 0001179110-18-008246 · edgar.xml · nonDerivative · entry 1

Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2018 Filed May 31, 2018 18:14 UTC
Bartelli Whitney A.Chief Marketing Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,279 $0.00 Strike: $19.08 $0.00
Disclosure

SEC source: 0001179110-18-007745 · edgar.xml · derivative · entry 8

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,279 shares

Expires 2025-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 28, 2016, April 28, 2017, and April 28, 2018.

Read SEC document
May 30, 2018 Filed May 31, 2018 18:14 UTC
Bartelli Whitney A.Chief Marketing Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 400 $0.00 Strike: $18.92 $0.00
Disclosure

SEC source: 0001179110-18-007745 · edgar.xml · derivative · entry 7

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2024-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 29, 2015, April 29, 2016, and April 29, 2017.

Read SEC document
May 30, 2018 Filed May 31, 2018 18:14 UTC
Bartelli Whitney A.Chief Marketing Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 950 $0.00 Strike: $18.09 $0.00
Disclosure

SEC source: 0001179110-18-007745 · edgar.xml · derivative · entry 6

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 950 shares

Expires 2023-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on May 2, 2016 and May 2, 2017.

Read SEC document
May 30, 2018 Filed May 31, 2018 18:14 UTC
Bartelli Whitney A.Chief Marketing Officer
SaleCommon Stock 1,808 $38.90 $70,333.37
Disclosure

SEC source: 0001179110-18-007745 · edgar.xml · nonDerivative · entry 5

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,586

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.9011 to $38.9012, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 30, 2018 Filed May 31, 2018 18:14 UTC
Bartelli Whitney A.Chief Marketing Officer
SaleCommon Stock 2,629 $39.11 $102,807.05
Disclosure

SEC source: 0001179110-18-007745 · edgar.xml · nonDerivative · entry 4

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,394

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.091 to $39.1131, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 30, 2018 Filed May 31, 2018 18:14 UTC
Bartelli Whitney A.Chief Marketing Officer
Exercise / conversionCommon Stock 1,279 $19.08 $24,403.32
Disclosure

SEC source: 0001179110-18-007745 · edgar.xml · nonDerivative · entry 3

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2018 Filed May 31, 2018 18:14 UTC
Bartelli Whitney A.Chief Marketing Officer
Exercise / conversionCommon Stock 400 $18.92 $7,568.00
Disclosure

SEC source: 0001179110-18-007745 · edgar.xml · nonDerivative · entry 2

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2018 Filed May 31, 2018 18:14 UTC
Bartelli Whitney A.Chief Marketing Officer
Exercise / conversionCommon Stock 950 $18.09 $17,185.50
Disclosure

SEC source: 0001179110-18-007745 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2018 Filed May 29, 2018 21:06 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 19,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-18-007622 · edgar.xml · derivative · entry 3

Spring Maria F · CIK 0001558071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,333

Underlying: Common Stock · 19,000 shares

Expires 2019-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 20, 2011 and October 20, 2012.

Read SEC document
May 24, 2018 Filed May 29, 2018 21:06 UTC Tax withholdingCommon Stock 9,784 $38.84 $380,010.56
Disclosure

SEC source: 0001179110-18-007622 · edgar.xml · nonDerivative · entry 2

Spring Maria F · CIK 0001558071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,865

Read SEC document
May 24, 2018 Filed May 29, 2018 21:06 UTC Exercise / conversionCommon Stock 19,000 $20.00 $380,000.00
Disclosure

SEC source: 0001179110-18-007622 · edgar.xml · nonDerivative · entry 1

Spring Maria F · CIK 0001558071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 22, 2018 19:43 UTC
Bessko Zsolt KChief Admin Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,450 $0.00 Strike: $20.54 $0.00
Disclosure

SEC source: 0001179110-18-007378 · edgar.xml · derivative · entry 3

Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,450 shares

Expires 2023-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on July 1, 2016 and July 1, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.