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NYSE · USD

NBHC

National Bank Holdings Corp

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Tapewire entity
4575
SEC CIK
0001475841
Parsed reports
525

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2021 Filed Apr 3, 2021 00:02 UTC
Zahl Brendan WEVP NBH Residential Banking
GrantCommon Stock 2,438 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004150 · edgar.xml · nonDerivative · entry 1

Zahl Brendan W · CIK 0001726074 · EVP NBH Residential Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,168

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2022.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 23:58 UTC
Van Denabeele NicoleChief Accounting Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 1,658 $0.00 Strike: $40.16 $0.00
Disclosure

SEC source: 0001179110-21-004149 · edgar.xml · derivative · entry 2

Van Denabeele Nicole · CIK 0001743867 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,658

Underlying: Common Stock · 1,658 shares

Expires 2031-04-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2022.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 23:58 UTC
Van Denabeele NicoleChief Accounting Officer
GrantCommon Stock 597 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004149 · edgar.xml · nonDerivative · entry 1

Van Denabeele Nicole · CIK 0001743867 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,986

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2022.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 23:42 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 6,606 $0.00 Strike: $40.16 $0.00
Disclosure

SEC source: 0001179110-21-004145 · edgar.xml · derivative · entry 2

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,606

Underlying: Common Stock · 6,606 shares

Expires 2031-04-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2022.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 23:42 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
GrantCommon Stock 3,607 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004145 · edgar.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,872

F1 · shares: Includes 2,381 shares and 1,226 shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2022.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 23:32 UTC
Birkans AldisChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 6,165 $0.00 Strike: $40.16 $0.00
Disclosure

SEC source: 0001179110-21-004143 · edgar.xml · derivative · entry 2

Birkans Aldis · CIK 0001558072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,165

Underlying: Common Stock · 6,165 shares

Expires 2031-04-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2022.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 23:32 UTC
Birkans AldisChief Financial Officer
GrantCommon Stock 3,367 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004143 · edgar.xml · nonDerivative · entry 1

Birkans Aldis · CIK 0001558072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,202

F1 · shares: Includes 2,222 shares and 1,145 shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2022.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:38 UTC
Stevenson RuthChief Client Executive
Tax withholdingCommon Stock 487 $39.36 $19,168.32
Disclosure

SEC source: 0001179110-21-002792 · edgar.xml · nonDerivative · entry 2

Stevenson Ruth · CIK 0001761648 · Chief Client Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,013

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:38 UTC
Stevenson RuthChief Client Executive
GrantCommon Stock 1,406 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002792 · edgar.xml · nonDerivative · entry 1

Stevenson Ruth · CIK 0001761648 · Chief Client Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2018.

F2 · balance_after: Includes 532 and 167 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2020 and February 28, 2021, respectively.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:33 UTC
Randall Christopher S.EVP, Comm. & Specialty Banking
Tax withholdingCommon Stock 1,781 $39.36 $70,100.16
Disclosure

SEC source: 0001179110-21-002788 · edgar.xml · nonDerivative · entry 2

Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,785

F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:33 UTC
Randall Christopher S.EVP, Comm. & Specialty Banking
GrantCommon Stock 5,739 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002788 · edgar.xml · nonDerivative · entry 1

Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,566

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2018.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:34 UTC
Sobers Patrick G.EVP, Bus. & Consumer Bnkg
Tax withholdingCommon Stock 1,787 $39.36 $70,336.32
Disclosure

SEC source: 0001179110-21-002789 · edgar.xml · nonDerivative · entry 2

Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,813

F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:34 UTC
Sobers Patrick G.EVP, Bus. & Consumer Bnkg
GrantCommon Stock 3,974 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002789 · edgar.xml · nonDerivative · entry 1

Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,600

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2018.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:28 UTC
PETRUCCI ANGELA NICOLEChief Admin Officer
Tax withholdingCommon Stock 569 $39.36 $22,395.84
Disclosure

SEC source: 0001179110-21-002784 · edgar.xml · nonDerivative · entry 2

PETRUCCI ANGELA NICOLE · CIK 0001443088 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,849

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:28 UTC
PETRUCCI ANGELA NICOLEChief Admin Officer
GrantCommon Stock 1,234 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002784 · edgar.xml · nonDerivative · entry 1

PETRUCCI ANGELA NICOLE · CIK 0001443088 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,418

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2018.

F2 · balance_after: Includes 67 and 36 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2020 and February 28, 2021, respectively.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:19 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
Tax withholdingCommon Stock 14,817 $39.36 $583,197.12
Disclosure

SEC source: 0001179110-21-002779 · edgar.xml · nonDerivative · entry 2

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,783

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:19 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
GrantCommon Stock 33,698 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002779 · edgar.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,600

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2018.

F2 · balance_after: Includes 817 and 322 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2020 and February 28, 2021, respectively.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:41 UTC
Zahl Brendan WEVP NBH Residential Banking
Tax withholdingCommon Stock 1,015 $39.36 $39,950.40
Disclosure

SEC source: 0001179110-21-002797 · edgar.xml · nonDerivative · entry 2

Zahl Brendan W · CIK 0001726074 · EVP NBH Residential Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,730

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:41 UTC
Zahl Brendan WEVP NBH Residential Banking
GrantCommon Stock 3,055 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002797 · edgar.xml · nonDerivative · entry 1

Zahl Brendan W · CIK 0001726074 · EVP NBH Residential Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,745

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2018.

F2 · balance_after: Includes 252 and 79 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2020 and February 28, 2021, respectively.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:23 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Tax withholdingCommon Stock 3,671 $39.36 $144,490.56
Disclosure

SEC source: 0001179110-21-002782 · edgar.xml · nonDerivative · entry 2

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,265

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:23 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
GrantCommon Stock 8,128 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002782 · edgar.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,936

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2018.

F2 · balance_after: Includes 454 and 268 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2020 and February 28, 2021, respectively.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:15 UTC
Birkans AldisChief Financial Officer
Tax withholdingCommon Stock 951 $39.36 $37,431.36
Disclosure

SEC source: 0001179110-21-002777 · edgar.xml · nonDerivative · entry 2

Birkans Aldis · CIK 0001558072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,835

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:15 UTC
Birkans AldisChief Financial Officer
GrantCommon Stock 2,220 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002777 · edgar.xml · nonDerivative · entry 1

Birkans Aldis · CIK 0001558072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,786

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2018.

F2 · balance_after: Includes 100 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on February 28, 2021.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 01:36 UTC
Birkans AldisChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-21-002184 · edgar.xml · derivative · entry 3

Birkans Aldis · CIK 0001558072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2021-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Time-vested stock option award. Award vested in two equal annual installments, the first of which occurred on August 2, 2013.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 01:36 UTC
Birkans AldisChief Financial Officer
Tax withholdingCommon Stock 15,014 $36.27 $544,557.78
Disclosure

SEC source: 0001179110-21-002184 · edgar.xml · nonDerivative · entry 2

Birkans Aldis · CIK 0001558072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,466

Read SEC document
February 19, 2021 Filed Feb 24, 2021 01:36 UTC
Birkans AldisChief Financial Officer
Exercise / conversionCommon Stock 20,000 $20.00 $400,000.00
Disclosure

SEC source: 0001179110-21-002184 · edgar.xml · nonDerivative · entry 1

Birkans Aldis · CIK 0001558072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 328 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2020.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 18:32 UTC
Randall Christopher S.EVP, Comm. & Specialty Banking
SaleCommon Stock 8,900 $32.66 $290,687.35
Disclosure

SEC source: 0001179110-20-011551 · edgar.xml · nonDerivative · entry 1

Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,827

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.42 to $32.92, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 23:58 UTC SaleCommon Stock 1,279 $31.49 $40,275.71
Disclosure

SEC source: 0001179110-20-011082 · edgar.xml · nonDerivative · entry 1

Spring Maria F · CIK 0001558071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,473

Read SEC document
November 05, 2020 Filed Nov 10, 2020 00:17 UTC
Van Denabeele NicoleChief Accounting Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 2,372 $0.00 Strike: $29.87 $0.00
Disclosure

SEC source: 0001179110-20-010937 · edgar.xml · derivative · entry 2

Van Denabeele Nicole · CIK 0001743867 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,372

Underlying: Common Stock · 2,372 shares

Expires 2030-11-05

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on October 1, 2021.

Read SEC document
November 05, 2020 Filed Nov 10, 2020 00:17 UTC
Van Denabeele NicoleChief Accounting Officer
GrantCommon Stock 2,372 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-010937 · edgar.xml · nonDerivative · entry 1

Van Denabeele Nicole · CIK 0001743867 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,389

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on October 1, 2021.

Read SEC document
November 01, 2020 Filed Nov 4, 2020 00:01 UTC Tax withholdingCommon Stock 917 $30.15 $27,647.55
Disclosure

SEC source: 0001179110-20-010774 · edgar.xml · nonDerivative · entry 1

Joseph Fred J. · CIK 0001611449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,496

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on November 1, 2020.

Read SEC document
November 01, 2020 Filed Nov 4, 2020 00:14 UTC
ZEILE ARTDirector
Tax withholdingCommon Stock 859 $30.15 $25,898.85
Disclosure

SEC source: 0001179110-20-010777 · edgar.xml · nonDerivative · entry 1

ZEILE ART · CIK 0001279300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,454

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on November 1, 2020.

Read SEC document
November 01, 2020 Filed Nov 3, 2020 23:55 UTC Tax withholdingCommon Stock 771 $30.15 $23,245.65
Disclosure

SEC source: 0001179110-20-010773 · edgar.xml · nonDerivative · entry 1

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,927

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on November 1, 2020.

Read SEC document
November 01, 2020 Filed Nov 4, 2020 00:10 UTC Tax withholdingCommon Stock 933 $30.15 $28,129.95
Disclosure

SEC source: 0001179110-20-010776 · edgar.xml · nonDerivative · entry 1

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,589

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on November 1, 2020.

Read SEC document
November 01, 2020 Filed Nov 4, 2020 00:07 UTC Tax withholdingCommon Stock 925 $30.15 $27,888.75
Disclosure

SEC source: 0001179110-20-010775 · edgar.xml · nonDerivative · entry 1

Spring Maria F · CIK 0001558071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,752

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on November 1, 2020.

Read SEC document
November 01, 2020 Filed Nov 3, 2020 23:51 UTC Tax withholdingCommon Stock 1,062 $30.15 $32,019.30
Disclosure

SEC source: 0001179110-20-010772 · edgar.xml · nonDerivative · entry 1

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,948

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on November 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:14 UTC
PETRUCCI ANGELA NICOLEChief Admin Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 1,631 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0001179110-20-008084 · edgar.xml · derivative · entry 2

PETRUCCI ANGELA NICOLE · CIK 0001443088 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,631

Underlying: Common Stock · 1,631 shares

Expires 2030-07-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on October 1, 2021.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:14 UTC
PETRUCCI ANGELA NICOLEChief Admin Officer
GrantCommon Stock 1,631 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-008084 · edgar.xml · nonDerivative · entry 1

PETRUCCI ANGELA NICOLE · CIK 0001443088 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,081

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on October 1, 2021.

Read SEC document
May 05, 2020 Filed May 6, 2020 22:20 UTC GrantCommon Stock 4,408 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005528 · edgar.xml · nonDerivative · entry 2

Joseph Fred J. · CIK 0001611449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,413

F2 · balance_after: Total includes 4,408 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2021 Annual Meeting of Shareholders.

Read SEC document
May 05, 2020 Filed May 6, 2020 22:30 UTC
ZEILE ARTDirector
GrantCommon Stock 4,408 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005531 · edgar.xml · nonDerivative · entry 2

ZEILE ART · CIK 0001279300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,313

F2 · balance_after: Total includes 4,408 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2021 Annual Meeting of Shareholders.

Read SEC document
May 05, 2020 Filed May 6, 2020 22:17 UTC GrantCommon Stock 4,408 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005527 · edgar.xml · nonDerivative · entry 1

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,698

F1 · balance_after: Total includes 4,408 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2021 Annual Meeting of Shareholders.

Read SEC document
May 05, 2020 Filed May 6, 2020 22:26 UTC GrantCommon Stock 4,408 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005530 · edgar.xml · nonDerivative · entry 2

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,522

F2 · balance_after: Total includes 4,408 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2021 Annual Meeting of Shareholders.

Read SEC document
May 05, 2020 Filed May 6, 2020 22:23 UTC GrantCommon Stock 4,408 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005529 · edgar.xml · nonDerivative · entry 2

Spring Maria F · CIK 0001558071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,677

F2 · balance_after: Total includes 4,408 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2021 Annual Meeting of Shareholders.

Read SEC document
May 05, 2020 Filed May 6, 2020 22:14 UTC GrantCommon Stock 5,010 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005526 · edgar.xml · nonDerivative · entry 1

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

F1 · balance_after: Total includes 5,010 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2021 Annual Meeting of Shareholders.

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May 04, 2020 Filed May 6, 2020 22:20 UTC Tax withholdingCommon Stock 606 $25.74 $15,598.44
Disclosure

SEC source: 0001179110-20-005528 · edgar.xml · nonDerivative · entry 1

Joseph Fred J. · CIK 0001611449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,005

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 4, 2020.

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May 04, 2020 Filed May 6, 2020 22:30 UTC
ZEILE ARTDirector
Tax withholdingCommon Stock 568 $25.74 $14,620.32
Disclosure

SEC source: 0001179110-20-005531 · edgar.xml · nonDerivative · entry 1

ZEILE ART · CIK 0001279300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,905

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 4, 2020.

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May 04, 2020 Filed May 6, 2020 22:26 UTC Tax withholdingCommon Stock 606 $25.74 $15,598.44
Disclosure

SEC source: 0001179110-20-005530 · edgar.xml · nonDerivative · entry 1

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,114

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 4, 2020.

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May 04, 2020 Filed May 6, 2020 22:23 UTC Tax withholdingCommon Stock 613 $25.74 $15,778.62
Disclosure

SEC source: 0001179110-20-005529 · edgar.xml · nonDerivative · entry 1

Spring Maria F · CIK 0001558071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,269

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 4, 2020.

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April 30, 2020 Filed Apr 30, 2020 23:41 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-20-005314 · edgar.xml · derivative · entry 4

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 21, 2011 and October 21, 2012.

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April 30, 2020 Filed Apr 30, 2020 23:41 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
SaleCommon Stock 50,000 $26.79 $1,339,370.00
Disclosure

SEC source: 0001179110-20-005314 · edgar.xml · nonDerivative · entry 3

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,086

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $27.37. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.