Tapewire

NYSE · USD

NBHC

National Bank Holdings Corp

Export transactions ↓
Tapewire entity
4575
SEC CIK
0001475841
Parsed reports
525

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 11, 2021 Filed Nov 15, 2021 23:19 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,200 $0.00 Strike: $18.92 $0.00
Disclosure

SEC source: 0001179110-21-010125 · edgar.xml · derivative · entry 11

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,200 shares

Expires 2024-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 29, 2015, April 29, 2016 and April 29, 2017.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 23:19 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,780 $0.00 Strike: $18.09 $0.00
Disclosure

SEC source: 0001179110-21-010125 · edgar.xml · derivative · entry 10

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,780 shares

Expires 2023-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on May 2, 2016 and May 2, 2017.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 23:19 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
SaleCommon Stock 20,000 $45.90 $917,968.00
Disclosure

SEC source: 0001179110-21-010125 · edgar.xml · nonDerivative · entry 4

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,912

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.50 to $46.22, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 23:19 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionCommon Stock 3,020 $19.08 $57,621.60
Disclosure

SEC source: 0001179110-21-010125 · edgar.xml · nonDerivative · entry 3

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 23:19 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionCommon Stock 7,200 $18.92 $136,224.00
Disclosure

SEC source: 0001179110-21-010125 · edgar.xml · nonDerivative · entry 2

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 23:19 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionCommon Stock 9,780 $18.09 $176,920.20
Disclosure

SEC source: 0001179110-21-010125 · edgar.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 442 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2021.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 00:10 UTC
Gupta AlkaDirector
GrantCommon Stock 1,237 $44.44 $54,972.28
Disclosure

SEC source: 0001179110-21-009868 · edgar.xml · nonDerivative · entry 1

Gupta Alka · CIK 0001848383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,237

F1 · price: Total includes 1,237 shares of unvested restricted stock granted under the NBHC 2014 Omnibus Incentive Plan, which are scheduled to vest on the day before NBHC's 2022 Annual Meeting of Shareholders.

Read SEC document
October 31, 2021 Filed Nov 3, 2021 00:22 UTC Tax withholdingCommon Stock 276 $43.37 $11,970.12
Disclosure

SEC source: 0001179110-21-009789 · edgar.xml · nonDerivative · entry 1

Sobers Patrick G. · CIK 0001692573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,860

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 31, 2021.

Read SEC document
October 31, 2021 Filed Nov 3, 2021 00:17 UTC Tax withholdingCommon Stock 573 $43.37 $24,851.01
Disclosure

SEC source: 0001179110-21-009788 · edgar.xml · nonDerivative · entry 1

Joseph Fred J. · CIK 0001611449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,771

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 31, 2021.

Read SEC document
October 31, 2021 Filed Nov 3, 2021 00:35 UTC
ZEILE ARTDirector
Tax withholdingCommon Stock 538 $43.37 $23,333.06
Disclosure

SEC source: 0001179110-21-009792 · edgar.xml · nonDerivative · entry 1

ZEILE ART · CIK 0001279300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,820

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 31, 2021.

Read SEC document
October 31, 2021 Filed Nov 3, 2021 00:13 UTC Tax withholdingCommon Stock 510 $43.37 $22,118.70
Disclosure

SEC source: 0001179110-21-009787 · edgar.xml · nonDerivative · entry 1

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,455

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 31, 2021.

Read SEC document
October 31, 2021 Filed Nov 3, 2021 00:31 UTC Tax withholdingCommon Stock 573 $43.37 $24,851.01
Disclosure

SEC source: 0001179110-21-009791 · edgar.xml · nonDerivative · entry 1

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,864

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 31, 2021.

Read SEC document
October 31, 2021 Filed Nov 3, 2021 00:27 UTC Tax withholdingCommon Stock 580 $43.37 $25,154.60
Disclosure

SEC source: 0001179110-21-009790 · edgar.xml · nonDerivative · entry 1

Spring Maria F · CIK 0001558071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,731

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 31, 2021.

Read SEC document
October 31, 2021 Filed Nov 3, 2021 00:09 UTC Tax withholdingCommon Stock 665 $43.37 $28,841.05
Disclosure

SEC source: 0001179110-21-009786 · edgar.xml · nonDerivative · entry 1

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,474

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 31, 2021.

F2 · balance_after: Since the date of the last report, 1,443 shares of common stock have been distributed from the reporting person to the reporting person's Revocable Trust, therefore changing the ownership of these shares from direct to indirect.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:29 UTC
PETRUCCI ANGELA NICOLEChief Admin Officer
Tax withholdingCommon Stock 238 $41.40 $9,853.20
Disclosure

SEC source: 0001179110-21-009243 · edgar.xml · nonDerivative · entry 1

PETRUCCI ANGELA NICOLE · CIK 0001443088 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,117

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 1, 2021.

F2 · balance_after: Includes 76 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2021.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:34 UTC
Van Denabeele NicoleChief Accounting Officer
Tax withholdingCommon Stock 345 $41.40 $14,283.00
Disclosure

SEC source: 0001179110-21-009249 · edgar.xml · nonDerivative · entry 1

Van Denabeele Nicole · CIK 0001743867 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,510

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 1, 2021.

F2 · balance_after: Includes 193 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2021.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 23:41 UTC GrantCommon Stock 2,340 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-007901 · edgar.xml · nonDerivative · entry 1

Sobers Patrick G. · CIK 0001692573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,136

F1 · balance_after: Total includes 2,340 shares of unvested restricted stock granted under the NBHC 2014 Omnibus Incentive Plan, which are scheduled to vest in two installments. The first installment of 789 shares is scheduled to vest on October 31, 2021, and the second installment of 1,551 shares is scheduled to vest on the day before NBHC's 2022 Annual Meeting of Shareholders.

Read SEC document
May 04, 2021 Filed May 5, 2021 23:12 UTC GrantCommon Stock 2,763 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004926 · edgar.xml · nonDerivative · entry 2

Joseph Fred J. · CIK 0001611449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,344

F2 · balance_after: Total includes 2,763 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2022 Annual Meeting of Shareholders.

Read SEC document
May 04, 2021 Filed May 5, 2021 22:57 UTC
ZEILE ARTDirector
GrantCommon Stock 2,763 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004923 · edgar.xml · nonDerivative · entry 2

ZEILE ART · CIK 0001279300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,358

F2 · balance_after: Total includes 2,763 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2022 Annual Meeting of Shareholders.

Read SEC document
May 04, 2021 Filed May 5, 2021 23:16 UTC GrantCommon Stock 2,763 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004927 · edgar.xml · nonDerivative · entry 2

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,965

F2 · balance_after: Total includes 2,763 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2022 Annual Meeting of Shareholders.

Read SEC document
May 04, 2021 Filed May 5, 2021 23:21 UTC GrantCommon Stock 3,139 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004928 · edgar.xml · nonDerivative · entry 3

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,582

F3 · balance_after: Total includes 3,139 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the180th day following the date of grant and (ii) the day before NBHC's 2022 Annual Meeting of Shareholders.

Read SEC document
May 04, 2021 Filed May 5, 2021 23:07 UTC GrantCommon Stock 2,763 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004925 · edgar.xml · nonDerivative · entry 2

Spring Maria F · CIK 0001558071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,311

F2 · balance_after: Total includes 2,763 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2022 Annual Meeting of Shareholders.

Read SEC document
May 04, 2021 Filed May 5, 2021 23:02 UTC GrantCommon Stock 2,763 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004924 · edgar.xml · nonDerivative · entry 2

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,437

F2 · balance_after: Total includes 2,763 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2022 Annual Meeting of Shareholders.

Read SEC document
May 03, 2021 Filed May 5, 2021 23:12 UTC Tax withholdingCommon Stock 915 $39.70 $36,325.50
Disclosure

SEC source: 0001179110-21-004926 · edgar.xml · nonDerivative · entry 1

Joseph Fred J. · CIK 0001611449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,581

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 3, 2021.

Read SEC document
May 03, 2021 Filed May 5, 2021 22:57 UTC
ZEILE ARTDirector
Tax withholdingCommon Stock 859 $39.70 $34,102.30
Disclosure

SEC source: 0001179110-21-004923 · edgar.xml · nonDerivative · entry 1

ZEILE ART · CIK 0001279300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,595

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 3, 2021.

Read SEC document
May 03, 2021 Filed May 5, 2021 23:16 UTC Tax withholdingCommon Stock 815 $39.70 $32,355.50
Disclosure

SEC source: 0001179110-21-004927 · edgar.xml · nonDerivative · entry 1

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,202

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 3, 2021.

Read SEC document
May 03, 2021 Filed May 5, 2021 23:21 UTC Tax withholdingCommon Stock 1,062 $39.70 $42,161.40
Disclosure

SEC source: 0001179110-21-004928 · edgar.xml · nonDerivative · entry 1

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 3, 2021.

F2 · balance_after: Since the date of the last report, 1,433 shares of common stock have been distributed from the reporting person to the reporting person's Revocable Trust, therefore changing the ownership of these shares from direct to indirect.

Read SEC document
May 03, 2021 Filed May 5, 2021 23:07 UTC Tax withholdingCommon Stock 925 $39.70 $36,722.50
Disclosure

SEC source: 0001179110-21-004925 · edgar.xml · nonDerivative · entry 1

Spring Maria F · CIK 0001558071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,548

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 3, 2021.

Read SEC document
May 03, 2021 Filed May 5, 2021 23:02 UTC Tax withholdingCommon Stock 915 $39.70 $36,325.50
Disclosure

SEC source: 0001179110-21-004924 · edgar.xml · nonDerivative · entry 1

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,674

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 3, 2021.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 19:56 UTC
Stevenson RuthChief Client Executive
Tax withholdingCommon Stock 169 $40.55 $6,852.95
Disclosure

SEC source: 0001179110-21-004747 · edgar.xml · nonDerivative · entry 1

Stevenson Ruth · CIK 0001761648 · Chief Client Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,099

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2021.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 23:52 UTC
Sobers Patrick G.EVP, Bus. & Consumer Bnkg
Tax withholdingCommon Stock 582 $40.55 $23,600.10
Disclosure

SEC source: 0001179110-21-004746 · edgar.xml · nonDerivative · entry 1

Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,231

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2021.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 19:38 UTC
Randall Christopher S.EVP, Comm. & Specialty Banking
Tax withholdingCommon Stock 543 $40.55 $22,018.65
Disclosure

SEC source: 0001179110-21-004744 · edgar.xml · nonDerivative · entry 1

Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,577

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2021.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:18 UTC
PETRUCCI ANGELA NICOLEChief Admin Officer
Tax withholdingCommon Stock 225 $40.55 $9,123.75
Disclosure

SEC source: 0001179110-21-004751 · edgar.xml · nonDerivative · entry 1

PETRUCCI ANGELA NICOLE · CIK 0001443088 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,279

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2021.

Read SEC document
April 28, 2021 Filed May 1, 2021 00:13 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
OtherCommon Stock 5,903 $40.55 $239,366.65
Disclosure

SEC source: 0001179110-21-004750 · edgar.xml · nonDerivative · entry 2

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ex-Spouse

Disclosed balance after: 6,087

F2 · balance_after: Represents the unvested shares that are held for the benefit of the reporting person's former spouse and that remain after deducting the pro-rata portion of the restricted stock awards that vested on April 28, 2021 pursuant to a divorce decree and accompanying qualified domestic relations order.

Read SEC document
April 28, 2021 Filed May 1, 2021 00:13 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,591 $40.55 $105,065.05
Disclosure

SEC source: 0001179110-21-004750 · edgar.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,383

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2021.

Read SEC document
April 28, 2021 Filed May 1, 2021 00:08 UTC
Zahl Brendan WEVP NBH Residential Banking
Tax withholdingCommon Stock 2,450 $40.55 $99,347.50
Disclosure

SEC source: 0001179110-21-004749 · edgar.xml · nonDerivative · entry 1

Zahl Brendan W · CIK 0001726074 · EVP NBH Residential Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,718

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2021.

Read SEC document
April 28, 2021 Filed May 1, 2021 00:02 UTC
Van Denabeele NicoleChief Accounting Officer
Tax withholdingCommon Stock 324 $40.55 $13,138.20
Disclosure

SEC source: 0001179110-21-004748 · edgar.xml · nonDerivative · entry 1

Van Denabeele Nicole · CIK 0001743867 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,662

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2021.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 23:32 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Tax withholdingCommon Stock 1,402 $40.55 $56,851.10
Disclosure

SEC source: 0001179110-21-004742 · edgar.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,470

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2021.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 23:21 UTC SaleCommon Stock 9,584 $40.99 $392,848.16
Disclosure

SEC source: 0001179110-21-004740 · edgar.xml · nonDerivative · entry 1

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Burney S. Warren Family Limited Partnership

Disclosed balance after: 0

Read SEC document
April 28, 2021 Filed Apr 30, 2021 23:26 UTC
Birkans AldisChief Financial Officer
Tax withholdingCommon Stock 1,212 $40.55 $49,146.60
Disclosure

SEC source: 0001179110-21-004741 · edgar.xml · nonDerivative · entry 1

Birkans Aldis · CIK 0001558072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,990

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2021.

Read SEC document
April 27, 2021 Filed Apr 28, 2021 21:43 UTC SaleCommon Stock 4,910 $40.40 $198,364.00
Disclosure

SEC source: 0001179110-21-004653 · edgar.xml · nonDerivative · entry 1

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,017

Read SEC document
April 01, 2021 Filed Apr 2, 2021 19:55 UTC
Stevenson RuthChief Client Executive
GrantEmployee Stock Option (Right to Buy) · Derivative 709 $0.00 Strike: $40.16 $0.00
Disclosure

SEC source: 0001179110-21-004148 · edgar.xml · derivative · entry 2

Stevenson Ruth · CIK 0001761648 · Chief Client Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709

Underlying: Common Stock · 709 shares

Expires 2031-04-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2022.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 19:55 UTC
Stevenson RuthChief Client Executive
GrantCommon Stock 255 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004148 · edgar.xml · nonDerivative · entry 1

Stevenson Ruth · CIK 0001761648 · Chief Client Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,268

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2022.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 19:52 UTC
Randall Christopher S.EVP, Comm. & Specialty Banking
GrantEmployee Stock Option (Right to Buy) · Derivative 3,704 $0.00 Strike: $40.16 $0.00
Disclosure

SEC source: 0001179110-21-004147 · edgar.xml · derivative · entry 2

Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,704

Underlying: Common Stock · 3,704 shares

Expires 2031-04-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2022.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 19:52 UTC
Randall Christopher S.EVP, Comm. & Specialty Banking
GrantCommon Stock 1,335 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004147 · edgar.xml · nonDerivative · entry 1

Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,120

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2022.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 19:45 UTC
PETRUCCI ANGELA NICOLEChief Admin Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 3,108 $0.00 Strike: $40.16 $0.00
Disclosure

SEC source: 0001179110-21-004146 · edgar.xml · derivative · entry 2

PETRUCCI ANGELA NICOLE · CIK 0001443088 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,108

Underlying: Common Stock · 3,108 shares

Expires 2031-04-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2022.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 19:45 UTC
PETRUCCI ANGELA NICOLEChief Admin Officer
GrantCommon Stock 1,655 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004146 · edgar.xml · nonDerivative · entry 1

PETRUCCI ANGELA NICOLE · CIK 0001443088 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,504

F1 · shares: Includes 1,120 shares and 535 shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2022.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 23:37 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 21,761 $0.00 Strike: $40.16 $0.00
Disclosure

SEC source: 0001179110-21-004144 · edgar.xml · derivative · entry 3

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,761

Underlying: Common Stock · 21,761 shares

Expires 2031-04-01

F3 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2022.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 23:37 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
GrantCommon Stock 11,248 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004144 · edgar.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,974

F1 · shares: Includes 7,843 shares and 3,405 shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2022.

F2 · balance_after: Since the date of the reporting person's last ownership report, he transferred 298,066 common shares reported as directly owned to and holds 11,990 shares of unvested restricted stock for the benefit of his former spouse pursuant to a divorce decree and accompanying qualified domestic relations orders.

Read SEC document
April 01, 2021 Filed Apr 3, 2021 00:02 UTC
Zahl Brendan WEVP NBH Residential Banking
GrantEmployee Stock Option (Right to Buy) · Derivative 6,766 $0.00 Strike: $40.16 $0.00
Disclosure

SEC source: 0001179110-21-004150 · edgar.xml · derivative · entry 2

Zahl Brendan W · CIK 0001726074 · EVP NBH Residential Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,766

Underlying: Common Stock · 6,766 shares

Expires 2031-04-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.