Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2021 Filed Mar 12, 2021 21:00 UTC |
Honan ScottChief Operating Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001785982-21-000056 · sf0099h_form4.xml · derivative · entry 3 Honan Scott · CIK 0001688584 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 500,000 shares Expires 2021-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 500,000 Common Shares, became exercisable on issuance date of January 19, 2016. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:00 UTC |
Honan ScottChief Operating Officer
|
Tax withholdingCommon Shares | 264,958 | $0.93 | $245,351.11 |
DisclosureSEC source: 0001785982-21-000056 · sf0099h_form4.xml · nonDerivative · entry 2 Honan Scott · CIK 0001688584 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,042 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on March 9, 2021 of C$1.17, which was converted using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021 Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:00 UTC |
Honan ScottChief Operating Officer
|
Exercise / conversionCommon Shares | 500,000 | $0.53 | $264,950.00 |
DisclosureSEC source: 0001785982-21-000056 · sf0099h_form4.xml · nonDerivative · entry 1 Honan Scott · CIK 0001688584 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:01 UTC |
Shah Neal S.Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 245,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001785982-21-000058 · sf0101h_form4.xml · derivative · entry 3 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 245,000 shares Expires 2021-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 245,000 Common Shares, became exercisable on issuance date of January 19, 2016. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:01 UTC |
Shah Neal S.Chief Financial Officer
|
Tax withholdingCommon Shares | 129,890 | $0.93 | $120,278.14 |
DisclosureSEC source: 0001785982-21-000058 · sf0101h_form4.xml · nonDerivative · entry 2 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,610 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on March 9, 2021 of C$1.17, which was converted using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:01 UTC |
Shah Neal S.Chief Financial Officer
|
Exercise / conversionCommon Shares | 245,000 | $0.53 | $129,825.50 |
DisclosureSEC source: 0001785982-21-000058 · sf0101h_form4.xml · nonDerivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:01 UTC |
Sims James T.VP - External Affairs
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 475,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001785982-21-000059 · sf0102h_form4.xml · derivative · entry 3 Sims James T. · CIK 0001688496 · VP - External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 475,000 shares Expires 2021-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 475,000 Common Shares, became exercisable on issuance date of January 19, 2016. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:01 UTC |
Sims James T.VP - External Affairs
|
Tax withholdingCommon Shares | 251,710 | $0.93 | $233,083.46 |
DisclosureSEC source: 0001785982-21-000059 · sf0102h_form4.xml · nonDerivative · entry 2 Sims James T. · CIK 0001688496 · VP - External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,826 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on March 9, 2021 of C$1.17, which was converted using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:01 UTC |
Sims James T.VP - External Affairs
|
Exercise / conversionCommon Shares | 475,000 | $0.53 | $251,702.50 |
DisclosureSEC source: 0001785982-21-000059 · sf0102h_form4.xml · nonDerivative · entry 1 Sims James T. · CIK 0001688496 · VP - External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:02 UTC |
Smith Mark A.Director · President & CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 750,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001785982-21-000060 · sf0103h_form4.xml · derivative · entry 3 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 750,000 shares Expires 2021-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 750,000 Common Shares, became exercisable on issuance date of January 19, 2016. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:02 UTC |
Smith Mark A.Director · President & CEO
|
Tax withholdingCommon Shares | 397,436 | $0.93 | $368,025.74 |
DisclosureSEC source: 0001785982-21-000060 · sf0103h_form4.xml · nonDerivative · entry 2 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,352,564 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on March 9, 2021 of C$1.17, which was converted using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:02 UTC |
Smith Mark A.Director · President & CEO
|
Exercise / conversionCommon Shares | 750,000 | $0.53 | $397,425.00 |
DisclosureSEC source: 0001785982-21-000060 · sf0103h_form4.xml · nonDerivative · entry 1 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,750,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 15:59 UTC |
Ashburn John F. Jr.Vice President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 350,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001785982-21-000054 · sf0097h_form4.xml · derivative · entry 3 Ashburn John F. Jr. · CIK 0001496551 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 350,000 shares Expires 2021-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 350,000 Common Shares, became exercisable on issuance date of January 19, 2016. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 15:59 UTC |
Ashburn John F. Jr.Vice President
|
Tax withholdingCommon Shares | 185,471 | $0.93 | $171,746.15 |
DisclosureSEC source: 0001785982-21-000054 · sf0097h_form4.xml · nonDerivative · entry 2 Ashburn John F. Jr. · CIK 0001496551 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 926,755 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on March 9, 2021 of C$1.17, which was converted using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 15:59 UTC |
Ashburn John F. Jr.Vice President
|
Exercise / conversionCommon Shares | 350,000 | $0.53 | $185,465.00 |
DisclosureSEC source: 0001785982-21-000054 · sf0097h_form4.xml · nonDerivative · entry 1 Ashburn John F. Jr. · CIK 0001496551 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 16:01 UTC |
Morris Michael JamesDirector
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001785982-21-000057 · sf0100h_form4.xml · derivative · entry 3 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 300,000 shares Expires 2021-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 300,000 Common Shares, became exercisable on issuance date of January 19, 2016. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 16:01 UTC |
Morris Michael JamesDirector
|
Tax withholdingCommon Shares | 158,975 | $0.93 | $147,210.85 |
DisclosureSEC source: 0001785982-21-000057 · sf0100h_form4.xml · nonDerivative · entry 2 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,275 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on March 9, 2021 of C$1.17, which was converted using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 16:01 UTC |
Morris Michael JamesDirector
|
Exercise / conversionCommon Shares | 300,000 | $0.53 | $158,970.00 |
DisclosureSEC source: 0001785982-21-000057 · sf0100h_form4.xml · nonDerivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 16:00 UTC |
BELING DAVID COATESDirector
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001785982-21-000055 · sf0098h_form4.xml · derivative · entry 3 BELING DAVID COATES · CIK 0001398069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 300,000 shares Expires 2021-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 300,000 Common Shares, became exercisable on issuance date of January 19, 2016. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 16:00 UTC |
BELING DAVID COATESDirector
|
Tax withholdingCommon Shares | 158,975 | $0.93 | $147,210.85 |
DisclosureSEC source: 0001785982-21-000055 · sf0098h_form4.xml · nonDerivative · entry 2 BELING DAVID COATES · CIK 0001398069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,025 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on March 9, 2021 of C$1.17, which was converted using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 16:00 UTC |
BELING DAVID COATESDirector
|
Exercise / conversionCommon Shares | 300,000 | $0.53 | $158,970.00 |
DisclosureSEC source: 0001785982-21-000055 · sf0098h_form4.xml · nonDerivative · entry 1 BELING DAVID COATES · CIK 0001398069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 22:55 UTC |
Klamas Fernanda reda Fenga VianaDirector
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001785982-20-001025 · sf0076h_form4.xml · derivative · entry 1 Klamas Fernanda reda Fenga Viana · CIK 0001836395 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Shares · 500,000 shares Expires 2023-12-16 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.75 using an exchange rate of C$1.2722=US$1.00 as reported by the Bank of Canada on December 15, 2020. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 23:17 UTC |
Honan ScottChief Operating Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001785982-20-001010 · sf0070h_form4.xml · derivative · entry 1 Honan Scott · CIK 0001688584 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2023-12-14 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.75 using an exchange rate of C$1.2769=US$1.00 as reported by the Bank of Canada on December 11, 2020. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 23:19 UTC |
Shah Neal S.Chief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001785982-20-001011 · sf0071h_form4.xml · derivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2023-12-14 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.75 using an exchange rate of C$1.2769=US$1.00 as reported by the Bank of Canada on December 11, 2020. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 23:22 UTC |
Sims James T.VP - External Affairs
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001785982-20-001012 · sf0072h_form4.xml · derivative · entry 1 Sims James T. · CIK 0001688496 · VP - External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2023-12-14 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.75 using an exchange rate of C$1.2769=US$1.00 as reported by the Bank of Canada on December 11, 2020. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 23:24 UTC |
Smith Mark A.Director · President & CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001785982-20-001013 · sf0073h_form4.xml · derivative · entry 1 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Shares · 500,000 shares Expires 2023-12-14 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.75 using an exchange rate of C$1.2769=US$1.00 as reported by the Bank of Canada on December 11, 2020. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 18:14 UTC |
Ashburn John F. Jr.Vice President
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001785982-20-001009 · sf0069h_form4.xml · derivative · entry 1 Ashburn John F. Jr. · CIK 0001496551 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Shares · 125,000 shares Expires 2023-12-14 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.75 using an exchange rate of C$1.2769=US$1.00 as reported by the Bank of Canada on December 11, 2020. Read SEC document |
| December 04, 2020 Filed Dec 4, 2020 21:30 UTC |
Shah Neal S.Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 29,500 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001785982-20-000988 · ownership.xml · derivative · entry 2 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,000 Underlying: Common shares · 29,500 shares Expires 2021-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2880 = US$1.00 as reported by the Bank of Canada on December 3, 2020. F2 · derivative.exercise_date: The option, representing a right to purchase a total of 350,000 Common Shares, became exercisable in installments, as follows: 50% on July 21, 2016; 25% on January 21, 2017; and the remaining balance on July 21, 2017. Read SEC document |
| December 04, 2020 Filed Dec 4, 2020 21:30 UTC |
Shah Neal S.Chief Financial Officer
|
Exercise / conversionCommon Shares | 29,500 | $0.48 | $14,201.30 |
DisclosureSEC source: 0001785982-20-000988 · ownership.xml · nonDerivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2880 = US$1.00 as reported by the Bank of Canada on December 3, 2020. Read SEC document |
| September 21, 2020 Filed Sep 21, 2020 21:08 UTC |
Sims James T.VP - External Affairs
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $0.36 | $0.00 |
DisclosureSEC source: 0001785982-20-000872 · sf0029h_form4.xml · derivative · entry 3 Sims James T. · CIK 0001688496 · VP - External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 300,000 shares Expires 2022-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.3186 = US$1.00 as reported by the Bank of Canada on Sept 18, 2020. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 300,000 Common Shares, became exercisable on issuance date of November 9, 2017. Read SEC document |
| September 21, 2020 Filed Sep 21, 2020 21:08 UTC |
Sims James T.VP - External Affairs
|
Tax withholdingCommon Shares | 165,883 | $0.64 | $106,928.18 |
DisclosureSEC source: 0001785982-20-000872 · sf0029h_form4.xml · nonDerivative · entry 2 Sims James T. · CIK 0001688496 · VP - External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,536 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on Sept 18, 2020 of C$0.85, which was converted using an exchange rate of C$1.3186 = US$1.00 as reported by the Bank of Canada on Sept 18, 2020. Read SEC document |
| September 21, 2020 Filed Sep 21, 2020 21:08 UTC |
Sims James T.VP - External Affairs
|
Exercise / conversionCommon Shares | 300,000 | $0.36 | $106,920.00 |
DisclosureSEC source: 0001785982-20-000872 · sf0029h_form4.xml · nonDerivative · entry 1 Sims James T. · CIK 0001688496 · VP - External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.3186 = US$1.00 as reported by the Bank of Canada on Sept 18, 2020. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 20:30 UTC |
Shah Neal S.Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001785982-20-000893 · sf0023h_form4.xml · derivative · entry 2 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,000 Underlying: Common shares · 45,000 shares Expires 2022-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.3293 = US$1.00 as reported by the Bank of Canada on September 21, 2020. F2 · derivative.exercise_date: The option, representing a right to purchase a total of 300,000 Common Shares, became exercisable on issuance date of November 9, 2017 Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 20:30 UTC |
Shah Neal S.Chief Financial Officer
|
Exercise / conversionCommon Shares | 45,000 | $0.35 | $15,912.00 |
DisclosureSEC source: 0001785982-20-000893 · sf0023h_form4.xml · nonDerivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.3293 = US$1.00 as reported by the Bank of Canada on September 21, 2020. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 17:40 UTC |
Guerrero-Mahon NilsaDirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001785982-20-000880 · sf0028h_form4.xml · derivative · entry 2 Guerrero-Mahon Nilsa · CIK 0001718789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Shares · 300,000 shares Expires 2023-09-18 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 17:40 UTC |
Guerrero-Mahon NilsaDirector
|
Exercise / conversionCommon Shares | 30,000 | $0.47 | $14,091.00 |
DisclosureSEC source: 0001785982-20-000880 · sf0028h_form4.xml · nonDerivative · entry 1 Guerrero-Mahon Nilsa · CIK 0001718789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 21:15 UTC |
Guerrero-Mahon NilsaDirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001785982-20-000890 · sf0028h_form4.xml · derivative · entry 1 Guerrero-Mahon Nilsa · CIK 0001718789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Shares · 300,000 shares Expires 2023-09-18 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 16:52 UTC |
Wightman Anna CastnerDirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001785982-20-000868 · sf0024h_form4.xml · derivative · entry 1 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2023-09-18 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:58 UTC |
Shah Neal S.Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $0.47 | $0.00 |
DisclosureSEC source: 0001785982-20-000870 · owenrshipdocument.xml · derivative · entry 2 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,500 Underlying: Common shares · 30,000 shares Expires 2021-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.3200 = US$1.00 as reported by the Bank of Canada on September 17, 2020. F2 · derivative.exercise_date: The option, representing a right to purchase a total of 350,000 Common Shares, became exercisable in installments, as follows: 50% on July 21, 2016; 25% on January 21, 2017; and the remaining balance on July 21, 2017. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:58 UTC |
Shah Neal S.Chief Financial Officer
|
Exercise / conversionCommon Shares | 30,000 | $0.47 | $14,091.00 |
DisclosureSEC source: 0001785982-20-000870 · owenrshipdocument.xml · nonDerivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.3200 = US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 01:11 UTC |
Carrabba Joseph ADirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001785982-20-000886 · sf0026h_form4.xml · derivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2023-09-18 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 21:34 UTC |
Carrabba Joseph ADirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001785982-20-000876 · sf0026h_form4.xml · derivative · entry 2 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2023-09-18 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 21:34 UTC |
Carrabba Joseph ADirector
|
Exercise / conversionCommon Shares | 30,000 | $0.47 | $14,091.00 |
DisclosureSEC source: 0001785982-20-000876 · sf0026h_form4.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 21:13 UTC |
Morris Michael JamesDirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001785982-20-000888 · sf0027h_form4.xml · derivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2023-09-18 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 17:37 UTC |
Morris Michael JamesDirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001785982-20-000878 · sf0027h_form4.xml · derivative · entry 2 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2023-09-18 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 17:37 UTC |
Morris Michael JamesDirector
|
Exercise / conversionCommon Shares | 30,000 | $0.47 | $14,091.00 |
DisclosureSEC source: 0001785982-20-000878 · sf0027h_form4.xml · nonDerivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 21:10 UTC |
BELING DAVID COATESDirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001785982-20-000884 · sf0025h_form4.xml · derivative · entry 1 BELING DAVID COATES · CIK 0001398069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2023-09-18 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 17:32 UTC |
BELING DAVID COATESDirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001785982-20-000874 · sf0025h_form4.xml · derivative · entry 2 BELING DAVID COATES · CIK 0001398069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2023-09-18 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 17:32 UTC |
BELING DAVID COATESDirector
|
Exercise / conversionCommon Shares | 30,000 | $0.47 | $14,091.00 |
DisclosureSEC source: 0001785982-20-000874 · sf0025h_form4.xml · nonDerivative · entry 1 BELING DAVID COATES · CIK 0001398069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| September 18, 2020 Filed Oct 20, 2020 17:01 UTC Amendment |
Guerrero-Mahon NilsaDirector
|
GrantDirector Stock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001785982-20-000928 · sf0039h_form4.xml · derivative · entry 1 Guerrero-Mahon Nilsa · CIK 0001718789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Shares · 300,000 shares Expires 2023-09-18 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.