Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HERITAGE OAKS BANCORPHEOP · Entity 178128 | Director | September 01, 2016 | September 06, 2016 |
| NIOCORP DEVELOPMENTS LTDNB · Entity 5368 | Director | December 23, 2024 | December 23, 2024 |
| PACIFIC PREMIER BANCORP INCPPBI · Entity 75856 | Director | March 31, 2020 | April 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HERITAGE OAKS BANCORP
Report date September 01, 2016 · Filed September 06, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | IndirectRestricted Stock | 3,722 |
Reported balance
After 2016-09-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-09-01 · Grant · Acquired 3,722 · Balance 3,722 F1: Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture. |
| Common stockSEC Table I · non-derivative | Direct | 65,082 |
Reported balance
Holding disclosure · report date 2016-09-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 65,082 |
| Stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $3.10 · Expires 2020-09-01 | Direct | 17,875 |
Reported balance
Holding disclosure · report date 2016-09-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 17,875 |
| Stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $4.50 · Expires 2019-02-02 | Direct | 10,375 |
Reported balance
Holding disclosure · report date 2016-09-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 10,375 |
| Stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $11.48 · Expires 2018-02-01 | Direct | 7,875 |
Reported balance
Holding disclosure · report date 2016-09-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 7,875 |
| Stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $15.24 · Expires 2017-11-01 | Direct | 5,250 |
Reported balance
Holding disclosure · report date 2016-09-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 5,250 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture.
NIOCORP DEVELOPMENTS LTD
Report date December 23, 2024 · Filed December 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.40 · Expires 2029-12-21 | Direct | 75,000 |
Reported balance
After 2024-12-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-12-23 · Grant · Acquired 75,000 · Balance 75,000 |
PACIFIC PREMIER BANCORP INC
Report date March 31, 2020 · Filed April 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| PPBI Common StockSEC Table I · non-derivative | Direct | 32,598 |
Reported balance
After 2020-03-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-03-31 · Grant · Acquired 3,503 · Balance 32,598 F1: Restricted Stock which vests in full on the first anniversary of the date of grant. F2: Includes 3,503 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. |
| Options on PPBI Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $8.94 · Expires 2020-09-01 | Direct | 2,603 |
Reported balance
Holding disclosure · report date 2020-03-31 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 2,603 F3: All options became immediately vested and exercisable as of 4/1/2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock which vests in full on the first anniversary of the date of grant.
F2: Includes 3,503 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
F3: All options became immediately vested and exercisable as of 4/1/2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 23, 2024 Filed Dec 23, 2024 16:33 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001539497-24-002714 · ownership.xml · derivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Shares · 75,000 shares Expires 2029-12-21 Read SEC document |
| February 15, 2024 Filed Feb 15, 2024 17:02 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001539497-24-000517 · ownership.xml · derivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Shares · 75,000 shares Expires 2029-02-15 Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 17:17 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $6.95 | $0.00 |
DisclosureSEC source: 0001539497-23-000543 · ownership.xml · derivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 50,000 shares Expires 2026-03-27 Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 17:26 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001539497-22-001880 · ownership.xml · derivative · entry 6 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 300,000 shares Expires 2023-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.54 using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022. F5 · derivative.exercise_date: The option, representing a right to purchase a total of 300,000 Common Shares, became exercisable in installments as follows: 50% on May 15, 2019; 25% on November 15, 2019; and 25% on May 15, 2020. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 17:26 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001539497-22-001880 · ownership.xml · derivative · entry 5 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 250,000 shares Expires 2022-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022. F4 · derivative.exercise_date: The option, representing a right to purchase a total of 250,000 Common Shares, became exercisable on the issuance date of November 9, 2017. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 17:26 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Tax withholdingCommon Shares | 138,462 | $0.87 | $121,098.87 |
DisclosureSEC source: 0001539497-22-001880 · ownership.xml · nonDerivative · entry 4 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,986 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on November 25, 2022 of C$1.17, which was converted using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 17:26 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 300,000 | $0.40 | $121,110.00 |
DisclosureSEC source: 0001539497-22-001880 · ownership.xml · nonDerivative · entry 3 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.54 using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 17:26 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Tax withholdingCommon Shares | 100,428 | $0.87 | $87,834.33 |
DisclosureSEC source: 0001539497-22-001880 · ownership.xml · nonDerivative · entry 2 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,448 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on November 25, 2022 of C$1.17, which was converted using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 17:26 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 250,000 | $0.35 | $87,825.00 |
DisclosureSEC source: 0001539497-22-001880 · ownership.xml · nonDerivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:01 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 350,000 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001539497-22-000563 · ownership.xml · derivative · entry 3 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 350,000 shares Expires 2022-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.76 using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 350,000 Common Shares, became exercisable in installments as follows: 50% on September 2, 2017; 25% March 6, 2018; and the remaining balance on September 2, 2018. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:01 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Tax withholdingCommon Shares | 235,399 | $0.89 | $209,481.57 |
DisclosureSEC source: 0001539497-22-000563 · ownership.xml · nonDerivative · entry 2 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,876 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on February 28, 2022 of C$1.13, which was converted using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:01 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 350,000 | $0.60 | $209,475.00 |
DisclosureSEC source: 0001539497-22-000563 · ownership.xml · nonDerivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.76 using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. Read SEC document |
| December 17, 2021 Filed Dec 17, 2021 16:15 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 325,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001539497-21-002108 · ownership.xml · derivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,000 Underlying: Common Shares · 325,000 shares Expires 2024-12-17 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$1.36 using an exchange rate of C$1.2782=US$1.00 as reported by the Bank of Canada on December 16, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 16:01 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001785982-21-000057 · sf0100h_form4.xml · derivative · entry 3 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 300,000 shares Expires 2021-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 300,000 Common Shares, became exercisable on issuance date of January 19, 2016. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 16:01 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Tax withholdingCommon Shares | 158,975 | $0.93 | $147,210.85 |
DisclosureSEC source: 0001785982-21-000057 · sf0100h_form4.xml · nonDerivative · entry 2 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,275 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on March 9, 2021 of C$1.17, which was converted using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 16:01 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 300,000 | $0.53 | $158,970.00 |
DisclosureSEC source: 0001785982-21-000057 · sf0100h_form4.xml · nonDerivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 21:13 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001785982-20-000888 · sf0027h_form4.xml · derivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2023-09-18 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 17:37 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001785982-20-000878 · sf0027h_form4.xml · derivative · entry 2 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2023-09-18 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 17:37 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 30,000 | $0.47 | $14,091.00 |
DisclosureSEC source: 0001785982-20-000878 · sf0027h_form4.xml · nonDerivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| September 18, 2020 Filed Oct 20, 2020 16:59 UTC Amendment | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001785982-20-000927 · sf0038h_form4.xml · derivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2023-09-18 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 18:08 UTC | PACIFIC PREMIER BANCORP INC PPBI · Entity 75856 | GrantPPBI Common Stock | 3,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001028918-20-000096 · wf-form4_158586531897288.xml · nonDerivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,598 F1 · shares: Restricted Stock which vests in full on the first anniversary of the date of grant. F2 · balance_after: Includes 3,503 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 16:33 UTC | PACIFIC PREMIER BANCORP INC PPBI · Entity 75856 | GrantPPBI Common Stock | 2,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001028918-19-000037 · wf-form4_155173518857085.xml · nonDerivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,095 F1 · shares: Restricted Stock which vests in full on the first anniversary of the date of grant. F2 · balance_after: Includes 2,010 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 12:18 UTC | PACIFIC PREMIER BANCORP INC PPBI · Entity 75856 | Exercise / conversionOptions on PPBI Common Stock · Derivative | 867 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001028918-19-000010 · wf-form4_154886869733830.xml · derivative · entry 2 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: PPBI Common Stock · 867 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All options became immediately vested and exercisable as of 4/1/2017. Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 12:18 UTC | PACIFIC PREMIER BANCORP INC PPBI · Entity 75856 | Exercise / conversionPPBI Common Stock | 867 | $12.97 | $11,244.99 |
DisclosureSEC source: 0001028918-19-000010 · wf-form4_154886869733830.xml · nonDerivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,427 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Read SEC document |
| November 15, 2018 Filed Dec 6, 2018 17:52 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001615774-18-013969 · ownership.xml · derivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Shares · 300,000 shares Expires 2023-11-15 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.54 using an exchange rate of C$1.2773=US$1.00 as reported by the Bank of Canada on November 15, 2018. F2 · derivative.exercise_date: The option vests as follows: 50% on 05/15/2019; 25% on 11/15/2019; 25% on 05/15/2020. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:36 UTC | PACIFIC PREMIER BANCORP INC PPBI · Entity 75856 | GrantPPBI Common Stock | 1,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001028918-18-000054 · wf-form4_152004455880763.xml · nonDerivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,218 F1 · shares: Restricted Stock which vests in full on the first anniversary of the date of grant. F2 · balance_after: Includes 1,427 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 21:01 UTC | PACIFIC PREMIER BANCORP INC PPBI · Entity 75856 | Exercise / conversionOptions on PPBI Common Stock · Derivative | 911 | $33.08 Strike: $33.08 | $30,135.88 |
DisclosureSEC source: 0001028918-18-000008 · wf-form4_151641370100439.xml · derivative · entry 2 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: PPBI Common Stock · 911 shares Expires 2018-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: All options became immediately vested and exercisable as of 4/1/2017. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 21:01 UTC | PACIFIC PREMIER BANCORP INC PPBI · Entity 75856 | Exercise / conversionPPBI Common Stock | 911 | $33.08 | $30,135.88 |
DisclosureSEC source: 0001028918-18-000008 · wf-form4_151641370100439.xml · nonDerivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 17:01 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001615774-17-006564 · s108116_form4.xml · derivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2022-11-09 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of $0.47 using an exchange rate of C$1.2692=US$1.00. F2 · derivative.exercise_date: This option is fully vested Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 18:01 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 350,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001140361-17-011063 · doc1.xml · derivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Shares · 350,000 shares Expires 2022-03-06 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of $0.76 using an exchange rate of C$1.3410=US$1.00. F2 · derivative.exercise_date: The option vests as follows: 50% on 9/2/2017; 25% on 3/6/2018; 25% on 9/2/2018. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 14:54 UTC | HERITAGE OAKS BANCORP HEOP · Entity 178128 | GrantCommon stock | 3,722 | $8.06 | $29,999.32 |
DisclosureSEC source: 0001140361-16-078907 · doc1.xml · nonDerivative · entry 1 Morris Michael James · CIK 0001335734 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Restricted Stock Disclosed balance after: 3,722 F1 · shares: Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.