Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NIOCORP DEVELOPMENTS LTDNB · Entity 5368 | Director · President & CEO | July 06, 2026 | July 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NIOCORP DEVELOPMENTS LTD
Report date July 06, 2026 · Filed July 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.74 · Expires 2031-07-06 | Direct | 293,160 |
Reported balance
After 2026-07-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-06 · Grant · Acquired 293,160 · Balance 293,160 F1: 34% of the options vested on the grant date, 33% of the options will vest on the first anniversary of the grant date, and the remaining balance will vest on the second anniversary of the grant date (July 6, 2028). |
Filing footnotes · ownership attribution and instrument terms
F1: 34% of the options vested on the grant date, 33% of the options will vest on the first anniversary of the grant date, and the remaining balance will vest on the second anniversary of the grant date (July 6, 2028).
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Real Asset Acquisition Corp.
Report date July 01, 2026 · Filed July 16, 2026
Section 16 reporting ended · disclosed 2026-07-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2026-07-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-07-01 · Conversion · Disposed 25,000 · Balance 25,000 F1: Pursuant to the Business Combination Agreement by and among the Issuer, IQM Quantum Computers Oyj ("IQM"), IQM US LLC and ECLIPSE QC S.A .r.l. dated as of February 22, 2026 (the "BCA"), on July 1, 2026 (the "Closing Date"), the Issuer consummated its initial business combination with IQM (the "Business Combination"). On the Closing Date, each Class B ordinary share of the Issuer was automatically converted into Class A ordinary shares of the Issuer on a one-to-one basis. Row 2 · 2026-07-01 · Disposition to issuer · Disposed 25,000 · Balance 0 F2: Pursuant to the BCA, on the Closing Date, each Class A ordinary share of the Issuer was cancelled and exchanged for IQM ordinary shares on a one-to-one basis. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-01 · Conversion · Disposed 25,000 · Balance 0 F1: Pursuant to the Business Combination Agreement by and among the Issuer, IQM Quantum Computers Oyj ("IQM"), IQM US LLC and ECLIPSE QC S.A .r.l. dated as of February 22, 2026 (the "BCA"), on July 1, 2026 (the "Closing Date"), the Issuer consummated its initial business combination with IQM (the "Business Combination"). On the Closing Date, each Class B ordinary share of the Issuer was automatically converted into Class A ordinary shares of the Issuer on a one-to-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Business Combination Agreement by and among the Issuer, IQM Quantum Computers Oyj ("IQM"), IQM US LLC and ECLIPSE QC S.A .r.l. dated as of February 22, 2026 (the "BCA"), on July 1, 2026 (the "Closing Date"), the Issuer consummated its initial business combination with IQM (the "Business Combination"). On the Closing Date, each Class B ordinary share of the Issuer was automatically converted into Class A ordinary shares of the Issuer on a one-to-one basis.
F2: Pursuant to the BCA, on the Closing Date, each Class A ordinary share of the Issuer was cancelled and exchanged for IQM ordinary shares on a one-to-one basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 06, 2026 Filed Jul 8, 2026 20:02 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | GrantEmployee Stock Option (Right to Buy) · Derivative | 293,160 | $0.00 Strike: $4.74 | $0.00 |
DisclosureSEC source: 0001539497-26-001929 · ownership.xml · derivative · entry 1 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 293,160 Underlying: Common Shares · 293,160 shares Expires 2031-07-06 F1 · derivative.exercise_date: 34% of the options vested on the grant date, 33% of the options will vest on the first anniversary of the grant date, and the remaining balance will vest on the second anniversary of the grant date (July 6, 2028). Read SEC document |
| July 01, 2026 Filed Jul 16, 2026 21:12 UTC | Real Asset Acquisition Corp. RAAQ · Entity 30125 | ConversionClass B Ordinary Shares · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-078780 · ownership.xml · derivative · entry 3 Smith Mark A. · CIK 0001496772 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the Business Combination Agreement by and among the Issuer, IQM Quantum Computers Oyj ("IQM"), IQM US LLC and ECLIPSE QC S.A .r.l. dated as of February 22, 2026 (the "BCA"), on July 1, 2026 (the "Closing Date"), the Issuer consummated its initial business combination with IQM (the "Business Combination"). On the Closing Date, each Class B ordinary share of the Issuer was automatically converted into Class A ordinary shares of the Issuer on a one-to-one basis. F1 · derivative.exercise_date: Pursuant to the Business Combination Agreement by and among the Issuer, IQM Quantum Computers Oyj ("IQM"), IQM US LLC and ECLIPSE QC S.A .r.l. dated as of February 22, 2026 (the "BCA"), on July 1, 2026 (the "Closing Date"), the Issuer consummated its initial business combination with IQM (the "Business Combination"). On the Closing Date, each Class B ordinary share of the Issuer was automatically converted into Class A ordinary shares of the Issuer on a one-to-one basis. F1 · derivative.expiration_date: Pursuant to the Business Combination Agreement by and among the Issuer, IQM Quantum Computers Oyj ("IQM"), IQM US LLC and ECLIPSE QC S.A .r.l. dated as of February 22, 2026 (the "BCA"), on July 1, 2026 (the "Closing Date"), the Issuer consummated its initial business combination with IQM (the "Business Combination"). On the Closing Date, each Class B ordinary share of the Issuer was automatically converted into Class A ordinary shares of the Issuer on a one-to-one basis. Read SEC document |
| July 01, 2026 Filed Jul 16, 2026 21:12 UTC | Real Asset Acquisition Corp. RAAQ · Entity 30125 | Disposition to issuerClass A Ordinary Shares | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-078780 · ownership.xml · nonDerivative · entry 2 Smith Mark A. · CIK 0001496772 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the BCA, on the Closing Date, each Class A ordinary share of the Issuer was cancelled and exchanged for IQM ordinary shares on a one-to-one basis. Read SEC document |
| July 01, 2026 Filed Jul 16, 2026 21:12 UTC | Real Asset Acquisition Corp. RAAQ · Entity 30125 | ConversionClass A Ordinary Shares | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-078780 · ownership.xml · nonDerivative · entry 1 Smith Mark A. · CIK 0001496772 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Business Combination Agreement by and among the Issuer, IQM Quantum Computers Oyj ("IQM"), IQM US LLC and ECLIPSE QC S.A .r.l. dated as of February 22, 2026 (the "BCA"), on July 1, 2026 (the "Closing Date"), the Issuer consummated its initial business combination with IQM (the "Business Combination"). On the Closing Date, each Class B ordinary share of the Issuer was automatically converted into Class A ordinary shares of the Issuer on a one-to-one basis. Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 21:19 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | OtherCommon Share Purchase Warrant (right to buy) · Derivative | 46,801 | $0.00 Strike: $3.54 | $0.00 |
DisclosureSEC source: 0001539497-25-003297 · ownership.xml · derivative · entry 2 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 46,801 shares Expires 2025-12-22 Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 21:19 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | OtherCommon Shares | 46,801 | $3.54 | $165,675.54 |
DisclosureSEC source: 0001539497-25-003297 · ownership.xml · nonDerivative · entry 1 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,318,819 Read SEC document |
| August 18, 2025 Filed Aug 20, 2025 20:42 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | GrantEmployee Stock Option (Right to Buy) · Derivative | 375,000 | $0.00 Strike: $4.35 | $0.00 |
DisclosureSEC source: 0001539497-25-002196 · ownership.xml · derivative · entry 1 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Shares · 375,000 shares Expires 2030-08-19 F1 · derivative.exercise_date: 34% of the options vested on the grant date and the remainder will vest in equal installments on each anniversary of the grant date until August 18, 2027. Read SEC document |
| December 23, 2024 Filed Dec 23, 2024 21:34 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | GrantEmployee Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001539497-24-002716 · ownership.xml · derivative · entry 1 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Shares · 150,000 shares Expires 2029-12-21 Read SEC document |
| November 13, 2024 Filed Nov 13, 2024 21:30 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | PurchaseCommon Shares Purchase Warrant (right to buy) · Derivative | 91,711 | Not disclosed Strike: $2.07 | Not disclosed |
DisclosureSEC source: 0001539497-24-002414 · ownership.xml · derivative · entry 3 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,711 Underlying: Common Shares · 91,711 shares Expires 2029-11-13 F2 · price: On November 13, 2023, the reporting person purchased 183,422 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer, one warrant to purchase one Common Share (a "Series A Warrant") and one-half of one warrant to purchase one Common Share (together with the series A Warrants, the "Warrants"). The price per Unit was $1.7675, which amount includes $0.125 per Warrant underlying each Unit. F3 · derivative.exercise_date: Exercisable beginning six months and one day from the issue date on May 14, 2025. Read SEC document |
| November 13, 2024 Filed Nov 13, 2024 21:30 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | PurchaseCommon Shares Purchase Warrant (right to buy) · Derivative | 183,422 | Not disclosed Strike: $1.75 | Not disclosed |
DisclosureSEC source: 0001539497-24-002414 · ownership.xml · derivative · entry 2 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,422 Underlying: Common Shares · 183,422 shares Expires 2026-11-13 F2 · price: On November 13, 2023, the reporting person purchased 183,422 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer, one warrant to purchase one Common Share (a "Series A Warrant") and one-half of one warrant to purchase one Common Share (together with the series A Warrants, the "Warrants"). The price per Unit was $1.7675, which amount includes $0.125 per Warrant underlying each Unit. F1 · derivative.exercise_date: Exercisable immediately on the issue date. Read SEC document |
| November 13, 2024 Filed Nov 13, 2024 21:30 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | PurchaseCommon Shares | 183,422 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001539497-24-002414 · ownership.xml · nonDerivative · entry 1 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,272,018 F1 · price: Exercisable immediately on the issue date. Read SEC document |
| February 15, 2024 Filed Feb 15, 2024 22:02 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | GrantEmployee Stock Option (Right to Buy) · Derivative | 375,000 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001539497-24-000519 · ownership.xml · derivative · entry 1 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Shares · 375,000 shares Expires 2029-02-15 Read SEC document |
| December 22, 2023 Filed Dec 22, 2023 21:00 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | PurchaseCommon Share Purchase Warrant (right to buy) · Derivative | 46,801 | Not disclosed Strike: $3.54 | Not disclosed |
DisclosureSEC source: 0001539497-23-002245 · ownership.xml · derivative · entry 2 Smith Mark A. · CIK 0001496772 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,801 Underlying: Common Shares · 46,801 shares Expires 2025-12-22 F1 · price: On December 22, 2023, the reporting person purchased 46,801 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer and one warrant (a "Warrant") to purchase one Common Share. The price per Unit was $3.205, which amount includes $0.125 per Warrant underlying each Unit. Read SEC document |
| December 22, 2023 Filed Dec 22, 2023 21:00 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | PurchaseCommon Shares | 46,801 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001539497-23-002245 · ownership.xml · nonDerivative · entry 1 Smith Mark A. · CIK 0001496772 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,088,596 F1 · price: On December 22, 2023, the reporting person purchased 46,801 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer and one warrant (a "Warrant") to purchase one Common Share. The price per Unit was $3.205, which amount includes $0.125 per Warrant underlying each Unit. Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 21:16 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | GrantEmployee Stock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $6.95 | $0.00 |
DisclosureSEC source: 0001539497-23-000541 · ownership.xml · derivative · entry 1 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Shares · 70,000 shares Expires 2026-03-27 Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 22:23 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 750,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001539497-22-001872 · ownership.xml · derivative · entry 6 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 750,000 shares Expires 2023-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.54 using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022. F5 · derivative.exercise_date: The option, representing a right to purchase a total of 750,000 Common Shares, became exercisable in installments as follows: 50% on May 15, 2019; 25% on November 15, 2019; and 25% on May 15, 2020. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 22:23 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 750,000 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001539497-22-001872 · ownership.xml · derivative · entry 5 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 750,000 shares Expires 2022-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022. F4 · derivative.exercise_date: The option, representing a right to purchase a total of 750,000 Common Shares, became exercisable on the issuance date of November 9, 2017. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 22:23 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Tax withholdingCommon Shares | 346,154 | $0.87 | $302,746.29 |
DisclosureSEC source: 0001539497-22-001872 · ownership.xml · nonDerivative · entry 4 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,417,958 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on November 25, 2022 of C$1.17, which was converted using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 22:23 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 750,000 | $0.40 | $302,775.00 |
DisclosureSEC source: 0001539497-22-001872 · ownership.xml · nonDerivative · entry 3 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,764,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.54 using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 22:23 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Tax withholdingCommon Shares | 301,283 | $0.87 | $263,502.11 |
DisclosureSEC source: 0001539497-22-001872 · ownership.xml · nonDerivative · entry 2 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,014,112 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on November 25, 2022 of C$1.17, which was converted using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 22:23 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 750,000 | $0.35 | $263,475.00 |
DisclosureSEC source: 0001539497-22-001872 · ownership.xml · nonDerivative · entry 1 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,315,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:01 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 650,000 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001539497-22-000561 · ownership.xml · derivative · entry 3 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 650,000 shares Expires 2022-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.76 using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 650,000 Common Shares, became exercisable in installments as follows: 50% on September 2, 2017; 25% March 6, 2018; and the remaining balance on September 2, 2018. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:01 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Tax withholdingCommon Shares | 437,169 | $0.89 | $389,036.69 |
DisclosureSEC source: 0001539497-22-000561 · ownership.xml · nonDerivative · entry 2 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,565,395 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on February 28, 2022 of C$1.13, which was converted using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:01 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 650,000 | $0.60 | $389,025.00 |
DisclosureSEC source: 0001539497-22-000561 · ownership.xml · nonDerivative · entry 1 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,002,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.76 using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. Read SEC document |
| December 17, 2021 Filed Dec 17, 2021 21:21 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantEmployee Stock Option (Right to Buy) · Derivative | 650,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001539497-21-002116 · ownership.xml · derivative · entry 1 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,000 Underlying: Common Shares · 650,000 shares Expires 2024-12-17 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$1.36 using an exchange rate of C$1.2782=US$1.00 as reported by the Bank of Canada on December 16, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:02 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 750,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001785982-21-000060 · sf0103h_form4.xml · derivative · entry 3 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 750,000 shares Expires 2021-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 750,000 Common Shares, became exercisable on issuance date of January 19, 2016. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:02 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Tax withholdingCommon Shares | 397,436 | $0.93 | $368,025.74 |
DisclosureSEC source: 0001785982-21-000060 · sf0103h_form4.xml · nonDerivative · entry 2 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,352,564 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on March 9, 2021 of C$1.17, which was converted using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:02 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 750,000 | $0.53 | $397,425.00 |
DisclosureSEC source: 0001785982-21-000060 · sf0103h_form4.xml · nonDerivative · entry 1 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,750,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 23:24 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantEmployee Stock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001785982-20-001013 · sf0073h_form4.xml · derivative · entry 1 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Shares · 500,000 shares Expires 2023-12-14 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.75 using an exchange rate of C$1.2769=US$1.00 as reported by the Bank of Canada on December 11, 2020. Read SEC document |
| February 24, 2020 Filed Feb 24, 2020 22:17 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | PurchaseCommon Shares | 100,000 | $0.53 | $53,000.00 |
DisclosureSEC source: 0001213900-20-004667 · ownership.xml · nonDerivative · entry 1 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,000,000 Read SEC document |
| November 22, 2019 Filed Nov 22, 2019 21:30 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | PurchaseCommon Shares | 14,555 | $0.59 | $8,543.79 |
DisclosureSEC source: 0001213900-19-024478 · ownership.xml · nonDerivative · entry 1 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,900,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.5545 to $0.5950, inclusive. The reporting person undertakes to provide to NioCorp Developments Ltd., any security holder of NioCorp Developments Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 21:31 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | OtherWarrant (Right to Buy) · Derivative | 115,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001615774-18-014587 · s114803.xml · derivative · entry 2 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 115,000 shares Expires 2019-01-15 F1 · derivative.exercise_price: Warrant exercise price reflected was converted from Canadian exercise price of C$0.75 using an exchange rate of C$1.3379 = US$1.00 as reported by the Bank of Canada on December 14, 2018. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 21:31 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | OtherCommon Shares | 115,000 | $0.56 | $64,469.00 |
DisclosureSEC source: 0001615774-18-014587 · s114803.xml · nonDerivative · entry 1 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,885,445 F1 · price: Warrant exercise price reflected was converted from Canadian exercise price of C$0.75 using an exchange rate of C$1.3379 = US$1.00 as reported by the Bank of Canada on December 14, 2018. Read SEC document |
| November 15, 2018 Filed Dec 6, 2018 22:36 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantEmployee Stock Option (Right to Buy) · Derivative | 750,000 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001615774-18-013960 · s114551_form4.xml · derivative · entry 1 Smith Mark A. · CIK 0001496772 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Shares · 750,000 shares Expires 2023-11-15 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.54 using an exchange rate of C$1.2773=US$1.00 as reported by the Bank of Canada on November 15, 2018. F2 · derivative.exercise_date: The option vests as follows: 50% on 05/15/2019; 25% on 11/15/2019; 25% on 05/15/2020. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 22:01 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 750,000 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001615774-17-006556 · s108115_form4.xml · derivative · entry 1 Smith Mark A. · CIK 0001496772 · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Shares · 750,000 shares Expires 2022-11-09 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of $0.47 using an exchange rate of C$1.2692=US$1.00. F2 · derivative.exercise_date: This option is fully vested Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 23:07 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantEmployee Stock Option (Right to Buy) · Derivative | 650,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001140361-17-011069 · doc1.xml · derivative · entry 1 Smith Mark A. · CIK 0001496772 · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,000 Underlying: Common Shares · 650,000 shares Expires 2022-03-06 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of $0.76 using an exchange rate of C$1.3410=US$1.00. F2 · derivative.exercise_date: The option vests as follows: 50% on 9/2/2017; 25% on 3/6/2018; 25% on 9/2/2018. Read SEC document |
| November 04, 2016 Filed Nov 9, 2016 00:18 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | SaleWarrants · Derivative | 500,000 | $0.00 Strike: $0.48 | $500.00 |
DisclosureSEC source: 0001140361-16-085458 · doc1.xml · derivative · entry 3 Smith Mark A. · CIK 0001496772 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,911,502 Underlying: Common Shares · 500,000 shares Expires 2016-11-10 F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $0.65 using an exchange rate of Cdn$1.3412=US$1.00 on 11/4/2016. Read SEC document |
| October 31, 2016 Filed Nov 9, 2016 00:18 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | OtherWarrants · Derivative | 720,730 | Not disclosed Strike: $0.49 | Not disclosed |
DisclosureSEC source: 0001140361-16-085458 · doc1.xml · derivative · entry 2 Smith Mark A. · CIK 0001496772 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,411,502 Underlying: Common Shares · 720,730 shares Expires 2016-11-10 F1 · derivative.exercise_price: The warrants were initially purchased as part of a unit offering on 11/10/14. The warrants are governed by a Warrant Indenture dated November 10, 2014 as supplemented by a Supplemental Warrant Indenture on 5/17/16. The exercise price reported above was converted from the Canadian exercise price of $0.65 using an exchange rate of Cdn$1.13403=US$1.00 on 10/31/2016. F1 · price: The warrants were initially purchased as part of a unit offering on 11/10/14. The warrants are governed by a Warrant Indenture dated November 10, 2014 as supplemented by a Supplemental Warrant Indenture on 5/17/16. The exercise price reported above was converted from the Canadian exercise price of $0.65 using an exchange rate of Cdn$1.13403=US$1.00 on 10/31/2016. Read SEC document |
| October 31, 2016 Filed Nov 9, 2016 00:18 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | OtherCommon Shares | 720,730 | $0.49 | $349,554.05 |
DisclosureSEC source: 0001140361-16-085458 · doc1.xml · nonDerivative · entry 1 Smith Mark A. · CIK 0001496772 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,770,445 F1 · price: The warrants were initially purchased as part of a unit offering on 11/10/14. The warrants are governed by a Warrant Indenture dated November 10, 2014 as supplemented by a Supplemental Warrant Indenture on 5/17/16. The exercise price reported above was converted from the Canadian exercise price of $0.65 using an exchange rate of Cdn$1.13403=US$1.00 on 10/31/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.