Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NIOCORP DEVELOPMENTS LTDNB · Entity 5368 | Chief Financial Officer | July 06, 2026 | July 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NIOCORP DEVELOPMENTS LTD
Report date July 06, 2026 · Filed July 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.74 · Expires 2031-07-06 | Direct | 114,007 |
Reported balance
After 2026-07-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-06 · Grant · Acquired 114,007 · Balance 114,007 F1: 34% of the options vested on the grant date, 33% of the options will vest on the first anniversary of the grant date, and the remaining balance will vest on the second anniversary of the grant date (July 6, 2028). |
Filing footnotes · ownership attribution and instrument terms
F1: 34% of the options vested on the grant date, 33% of the options will vest on the first anniversary of the grant date, and the remaining balance will vest on the second anniversary of the grant date (July 6, 2028).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 06, 2026 Filed Jul 8, 2026 20:01 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | GrantEmployee Stock Option (Right to Buy) · Derivative | 114,007 | $0.00 Strike: $4.74 | $0.00 |
DisclosureSEC source: 0001539497-26-001925 · ownership.xml · derivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,007 Underlying: Common Shares · 114,007 shares Expires 2031-07-06 F1 · derivative.exercise_date: 34% of the options vested on the grant date, 33% of the options will vest on the first anniversary of the grant date, and the remaining balance will vest on the second anniversary of the grant date (July 6, 2028). Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 21:19 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | OtherCommon Share Purchase Warrant (right to buy) · Derivative | 9,361 | $0.00 Strike: $3.54 | $0.00 |
DisclosureSEC source: 0001539497-25-003296 · ownership.xml · derivative · entry 2 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 9,361 shares Expires 2025-12-22 Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 21:19 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | OtherCommon Shares | 9,361 | $3.54 | $33,137.94 |
DisclosureSEC source: 0001539497-25-003296 · ownership.xml · nonDerivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,032 Read SEC document |
| August 18, 2025 Filed Aug 20, 2025 20:45 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | GrantEmployee Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $4.35 | $0.00 |
DisclosureSEC source: 0001539497-25-002203 · ownership.xml · derivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2030-08-19 F1 · derivative.exercise_date: 34% of the options vested on the grant date and the remainder will vest in equal installments on each anniversary of the grant date until August 18, 2027. Read SEC document |
| December 23, 2024 Filed Dec 23, 2024 21:30 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | GrantEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001539497-24-002708 · ownership.xml · derivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 100,000 shares Expires 2029-12-21 Read SEC document |
| February 15, 2024 Filed Feb 15, 2024 22:01 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | GrantEmployee Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001539497-24-000516 · ownership.xml · derivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2029-02-15 Read SEC document |
| December 22, 2023 Filed Dec 22, 2023 21:00 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | PurchaseCommon Share Purchase Warrant (right to buy) · Derivative | 9,360 | Not disclosed Strike: $3.54 | Not disclosed |
DisclosureSEC source: 0001539497-23-002243 · ownership.xml · derivative · entry 2 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,360 Underlying: Common Shares · 9,360 shares Expires 2025-12-22 F1 · price: On December 22, 2023, the reporting person purchased 9,360 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer and one warrant (a "Warrant") to purchase one Common Share. The price per Unit was $3.205, which amount includes $0.125 per Warrant underlying each Unit. Read SEC document |
| December 22, 2023 Filed Dec 22, 2023 21:00 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | PurchaseCommon Shares | 9,360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001539497-23-002243 · ownership.xml · nonDerivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,670 F1 · price: On December 22, 2023, the reporting person purchased 9,360 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer and one warrant (a "Warrant") to purchase one Common Share. The price per Unit was $3.205, which amount includes $0.125 per Warrant underlying each Unit. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:30 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001539497-23-001967 · ownership.xml · derivative · entry 3 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 35,000 shares Expires 2023-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$5.40 using an exchange rate of C$1.3725 = US$1.00 as reported by the Bank of Canada on November 14, 2023. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 35,000 Common Shares, became exercisable in installments as follows: 50% on May 15, 2019; 25% on November 15, 2019; and the remaining balance on May 15, 2020. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:30 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | Tax withholdingCommon Shares | 33,690 | $4.09 | $137,704.51 |
DisclosureSEC source: 0001539497-23-001967 · ownership.xml · nonDerivative · entry 2 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,310 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on November 14, 2023 of C$5.61, which was converted using an exchange rate of C$1.3725 = US$1.00 as reported by the Bank of Canada on November 14, 2023. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:30 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | Exercise / conversionCommon Shares | 35,000 | $3.93 | $137,704.00 |
DisclosureSEC source: 0001539497-23-001967 · ownership.xml · nonDerivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$5.40 using an exchange rate of C$1.3725 = US$1.00 as reported by the Bank of Canada on November 14, 2023. Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 21:20 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | GrantEmployee Stock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $6.95 | $0.00 |
DisclosureSEC source: 0001539497-23-000546 · ownership.xml · derivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Shares · 40,000 shares Expires 2026-03-27 Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 22:25 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 229,000 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001539497-22-001878 · ownership.xml · derivative · entry 4 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 229,000 shares Expires 2022-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 229,000 Common Shares, became exercisable on the issuance date of November 9, 2017. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 22:25 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Tax withholdingCommon Shares | 80,000 | $0.87 | $69,968.00 |
DisclosureSEC source: 0001539497-22-001878 · ownership.xml · nonDerivative · entry 3 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,000 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on November 25, 2022 of C$1.17, which was converted using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 22:25 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 199,148 | $0.35 | $69,960.69 |
DisclosureSEC source: 0001539497-22-001878 · ownership.xml · nonDerivative · entry 2 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 22:25 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 29,852 | $0.35 | $10,487.01 |
DisclosureSEC source: 0001539497-22-001878 · ownership.xml · nonDerivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022. Read SEC document |
| March 25, 2022 Filed Mar 25, 2022 20:00 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 26,000 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001539497-22-000698 · ownership.xml · derivative · entry 2 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,000 Underlying: Common Shares · 26,000 shares Expires 2022-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.2545 = US$1.00 as reported by the Bank of Canada on March 24, 2022. F2 · derivative.exercise_date: The option, representing a right to purchase a total of 300,000 Common Shares, became exercisable on the issuance date of November 9, 2017. Read SEC document |
| March 25, 2022 Filed Mar 25, 2022 20:00 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 26,000 | $0.37 | $9,742.20 |
DisclosureSEC source: 0001539497-22-000698 · ownership.xml · nonDerivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.2545 = US$1.00 as reported by the Bank of Canada on March 24, 2022. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 21:54 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 195,500 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001539497-22-000582 · ownership.xml · derivative · entry 3 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,500 Underlying: Common Shares · 195,500 shares Expires 2022-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.76 using an exchange rate of C$1.2750 = US$1.00 as reported by the Bank of Canada on March 4, 2022. F4 · derivative.exercise_date: The option, representing a right to purchase a total of 400,000 Common Shares, became exercisable in installments as follows: 50% on September 2, 2017; 25% March 6, 2018; and the remaining balance on September 2, 2018. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 21:54 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Tax withholdingCommon Shares | 140,170 | $0.83 | $116,537.34 |
DisclosureSEC source: 0001539497-22-000582 · ownership.xml · nonDerivative · entry 2 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 F3 · price: Price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on March 4, 2022 of C$1.06, which was converted using an exchange rate of C$1.2750 = US$1.00 as reported by the Bank of Canada on March 4, 2022. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 21:54 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 195,500 | $0.60 | $116,537.55 |
DisclosureSEC source: 0001539497-22-000582 · ownership.xml · nonDerivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.76 using an exchange rate of C$1.2750 = US$1.00 as reported by the Bank of Canada on March 4, 2022. F2 · balance_after: Includes 60 common shares that were erroneously reported as disposed of by the Reporting Person on the Reporting Person's Form 4 filed on March 12, 2021. Read SEC document |
| December 17, 2021 Filed Dec 17, 2021 21:18 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantEmployee Stock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001539497-21-002112 · ownership.xml · derivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Shares · 300,000 shares Expires 2024-12-17 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$1.36 using an exchange rate of C$1.2782=US$1.00 as reported by the Bank of Canada on December 16, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:01 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 245,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001785982-21-000058 · sf0101h_form4.xml · derivative · entry 3 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 245,000 shares Expires 2021-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 245,000 Common Shares, became exercisable on issuance date of January 19, 2016. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:01 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Tax withholdingCommon Shares | 129,890 | $0.93 | $120,278.14 |
DisclosureSEC source: 0001785982-21-000058 · sf0101h_form4.xml · nonDerivative · entry 2 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,610 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on March 9, 2021 of C$1.17, which was converted using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:01 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 245,000 | $0.53 | $129,825.50 |
DisclosureSEC source: 0001785982-21-000058 · sf0101h_form4.xml · nonDerivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2635 = US$1.00 as reported by the Bank of Canada on March 9, 2021. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 23:19 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantEmployee Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001785982-20-001011 · sf0071h_form4.xml · derivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2023-12-14 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.75 using an exchange rate of C$1.2769=US$1.00 as reported by the Bank of Canada on December 11, 2020. Read SEC document |
| December 04, 2020 Filed Dec 4, 2020 21:30 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 29,500 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001785982-20-000988 · ownership.xml · derivative · entry 2 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,000 Underlying: Common shares · 29,500 shares Expires 2021-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2880 = US$1.00 as reported by the Bank of Canada on December 3, 2020. F2 · derivative.exercise_date: The option, representing a right to purchase a total of 350,000 Common Shares, became exercisable in installments, as follows: 50% on July 21, 2016; 25% on January 21, 2017; and the remaining balance on July 21, 2017. Read SEC document |
| December 04, 2020 Filed Dec 4, 2020 21:30 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 29,500 | $0.48 | $14,201.30 |
DisclosureSEC source: 0001785982-20-000988 · ownership.xml · nonDerivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.2880 = US$1.00 as reported by the Bank of Canada on December 3, 2020. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 20:30 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001785982-20-000893 · sf0023h_form4.xml · derivative · entry 2 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,000 Underlying: Common shares · 45,000 shares Expires 2022-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.3293 = US$1.00 as reported by the Bank of Canada on September 21, 2020. F2 · derivative.exercise_date: The option, representing a right to purchase a total of 300,000 Common Shares, became exercisable on issuance date of November 9, 2017 Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 20:30 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 45,000 | $0.35 | $15,912.00 |
DisclosureSEC source: 0001785982-20-000893 · sf0023h_form4.xml · nonDerivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.3293 = US$1.00 as reported by the Bank of Canada on September 21, 2020. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:58 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $0.47 | $0.00 |
DisclosureSEC source: 0001785982-20-000870 · owenrshipdocument.xml · derivative · entry 2 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,500 Underlying: Common shares · 30,000 shares Expires 2021-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.3200 = US$1.00 as reported by the Bank of Canada on September 17, 2020. F2 · derivative.exercise_date: The option, representing a right to purchase a total of 350,000 Common Shares, became exercisable in installments, as follows: 50% on July 21, 2016; 25% on January 21, 2017; and the remaining balance on July 21, 2017. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:58 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 30,000 | $0.47 | $14,091.00 |
DisclosureSEC source: 0001785982-20-000870 · owenrshipdocument.xml · nonDerivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.3200 = US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| June 17, 2020 Filed Jun 17, 2020 22:16 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 45,500 | $0.00 Strike: $0.46 | $0.00 |
DisclosureSEC source: 0001785982-20-000555 · ownership.xml · derivative · entry 2 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,500 Underlying: Common Shares · 45,500 shares Expires 2021-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option Exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.3558 = US$1.00 as reported by the Bank of Canada on June 16, 2020 F2 · derivative.exercise_date: The option, representing a right to purchase a total of 350,000 Common Shares, became exercisable in installments, as follows: 50% on July 21, 2016; 25% on January 21, 2017; and the remaining balance on July 21, 2017. Read SEC document |
| June 17, 2020 Filed Jun 17, 2020 22:16 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 45,500 | $0.46 | $20,807.15 |
DisclosureSEC source: 0001785982-20-000555 · ownership.xml · nonDerivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option Exercise price reflected was converted from Canadian exercise price of C$0.62 using an exchange rate of C$1.3558 = US$1.00 as reported by the Bank of Canada on June 16, 2020 Read SEC document |
| November 15, 2018 Filed Dec 6, 2018 22:53 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantEmployee Stock Option (Right to Buy) · Derivative | 350,000 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001615774-18-013970 · ownership.xml · derivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Shares · 350,000 shares Expires 2023-11-15 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.54 using an exchange rate of C$1.2773=US$1.00 as reported by the Bank of Canada on November 15, 2018. F2 · derivative.exercise_date: The option vests as follows: 50% on 05/15/2019; 25% on 11/15/2019; 25% on 05/15/2020. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 22:01 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantEmployee Stock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001615774-17-006558 · s108117_form4.xml · derivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Shares · 300,000 shares Expires 2022-11-09 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of $0.47 using an exchange rate of C$1.2692=US$1.00. F2 · derivative.exercise_date: This option is fully vested Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 23:03 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantEmployee Stock Option (Right to Buy) · Derivative | 400,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001140361-17-011065 · doc1.xml · derivative · entry 1 Shah Neal S. · CIK 0001688494 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Shares · 400,000 shares Expires 2022-03-06 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of $0.76 using an exchange rate of C$1.3410=US$1.00. F2 · derivative.exercise_date: The option vests as follows: 50% on 9/2/2017; 25% on 3/6/2018; 25% on 9/2/2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.