Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NIOCORP DEVELOPMENTS LTDNB · Entity 5368 | Director | November 15, 2023 | November 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NIOCORP DEVELOPMENTS LTD
Report date November 15, 2023 · Filed November 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 30,484 |
Ending reported balance
After 2023-11-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-11-15 · Exercise / conversion · Acquired 30,000 · Balance 59,362 F1: Option exercise price reflected was converted from Canadian exercise price of C$5.40 using an exchange rate of C$1.3725 = US$1.00 as reported by the Bank of Canada on November 14, 2023. Row 2 · 2023-11-15 · Tax withholding · Disposed 28,878 · Balance 30,484 F2: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on November 14, 2023 of C$5.61, which was converted using an exchange rate of C$1.3725 = US$1.00 as reported by the Bank of Canada on November 14, 2023. |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.93 · Expires 2023-11-15 | Direct | 0 |
Reported balance
After 2023-11-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-11-15 · Exercise / conversion · Disposed 30,000 · Balance 0 F1: Option exercise price reflected was converted from Canadian exercise price of C$5.40 using an exchange rate of C$1.3725 = US$1.00 as reported by the Bank of Canada on November 14, 2023. F3: The option, representing a right to purchase a total of 30,000 Common Shares, became exercisable in installments as follows: 50% on May 15, 2019; 25% on November 15, 2019; and the remaining balance on May 15, 2020. |
| Common SharesSEC Table I · non-derivative | IndirectBy spouse | 100 |
Reported balance
Holding disclosure · report date 2023-11-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 100 |
| Common SharesSEC Table I · non-derivative | IndirectBy minor child | 50 |
Reported balance
Holding disclosure · report date 2023-11-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 50 |
| Common SharesSEC Table I · non-derivative | IndirectBy minor child | 50 |
Reported balance
Holding disclosure · report date 2023-11-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 50 |
Filing footnotes · ownership attribution and instrument terms
F1: Option exercise price reflected was converted from Canadian exercise price of C$5.40 using an exchange rate of C$1.3725 = US$1.00 as reported by the Bank of Canada on November 14, 2023.
F2: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on November 14, 2023 of C$5.61, which was converted using an exchange rate of C$1.3725 = US$1.00 as reported by the Bank of Canada on November 14, 2023.
F3: The option, representing a right to purchase a total of 30,000 Common Shares, became exercisable in installments as follows: 50% on May 15, 2019; 25% on November 15, 2019; and the remaining balance on May 15, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2023 Filed Nov 17, 2023 16:30 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001539497-23-001965 · ownership.xml · derivative · entry 6 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 30,000 shares Expires 2023-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$5.40 using an exchange rate of C$1.3725 = US$1.00 as reported by the Bank of Canada on November 14, 2023. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 30,000 Common Shares, became exercisable in installments as follows: 50% on May 15, 2019; 25% on November 15, 2019; and the remaining balance on May 15, 2020. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 16:30 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | Tax withholdingCommon Shares | 28,878 | $4.09 | $118,035.94 |
DisclosureSEC source: 0001539497-23-001965 · ownership.xml · nonDerivative · entry 2 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,484 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on November 14, 2023 of C$5.61, which was converted using an exchange rate of C$1.3725 = US$1.00 as reported by the Bank of Canada on November 14, 2023. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 16:30 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | Exercise / conversionCommon Shares | 30,000 | $3.93 | $118,032.00 |
DisclosureSEC source: 0001539497-23-001965 · ownership.xml · nonDerivative · entry 1 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$5.40 using an exchange rate of C$1.3725 = US$1.00 as reported by the Bank of Canada on November 14, 2023. Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 17:19 UTC | NIOCORP DEVELOPMENTS LTD NB · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $6.95 | $0.00 |
DisclosureSEC source: 0001539497-23-000545 · ownership.xml · derivative · entry 1 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Shares · 40,000 shares Expires 2026-03-27 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:02 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001539497-22-000564 · ownership.xml · derivative · entry 9 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 200,000 shares Expires 2022-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. F5 · derivative.exercise_date: The option, representing a right to purchase a total of 200,000 Common Shares, became exercisable on issuance date of November 9, 2017. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:02 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001539497-22-000564 · ownership.xml · derivative · entry 8 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 300,000 shares Expires 2022-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.76 using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. F4 · derivative.exercise_date: The option, representing a right to purchase a total of 300,000 Common Shares, became exercisable in installments as follows: 50% on September 2, 2017; 25% March 6, 2018; and the remaining balance on September 2, 2018. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:02 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Tax withholdingCommon Shares | 293,620 | $0.89 | $261,292.44 |
DisclosureSEC source: 0001539497-22-000564 · ownership.xml · nonDerivative · entry 4 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,620 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on February 28, 2022 of C$1.13, which was converted using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:02 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 376,806 | $0.37 | $139,455.90 |
DisclosureSEC source: 0001539497-22-000564 · ownership.xml · nonDerivative · entry 3 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:02 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Tax withholdingCommon Shares | 176,806 | $0.89 | $157,339.66 |
DisclosureSEC source: 0001539497-22-000564 · ownership.xml · nonDerivative · entry 2 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,806 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on February 28, 2022 of C$1.13, which was converted using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:02 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 378,576 | $0.60 | $226,577.74 |
DisclosureSEC source: 0001539497-22-000564 · ownership.xml · nonDerivative · entry 1 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.76 using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. Read SEC document |
| March 01, 2022 Filed Apr 22, 2022 16:00 UTC Amendment | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Tax withholdingCommon Shares | 83,186 | $0.89 | $74,027.22 |
DisclosureSEC source: 0001539497-22-000875 · ownership.xml · nonDerivative · entry 4 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,620 F1 · shares: On March 3, 2022, the reporting person filed a Form 4 that erroneously reported the amounts of common shares acquired and withheld in connection with the full exercises on March 1, 2022 of the reporting person's director stock options, resulting in the reporting person overreporting the amount of common shares beneficially owned by the reporting person, directly, following each of such transactions. The amounts acquired and withheld in connection with such exercises and the resulting amounts of common shares beneficially owned by the reporting person, directly, following each of such transactions are as reported in this amendment. F3 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on February 28, 2022 of C$1.13, which was converted using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. F1 · balance_after: On March 3, 2022, the reporting person filed a Form 4 that erroneously reported the amounts of common shares acquired and withheld in connection with the full exercises on March 1, 2022 of the reporting person's director stock options, resulting in the reporting person overreporting the amount of common shares beneficially owned by the reporting person, directly, following each of such transactions. The amounts acquired and withheld in connection with such exercises and the resulting amounts of common shares beneficially owned by the reporting person, directly, following each of such transactions are as reported in this amendment. Read SEC document |
| March 01, 2022 Filed Apr 22, 2022 16:00 UTC Amendment | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 200,000 | $0.37 | $74,020.00 |
DisclosureSEC source: 0001539497-22-000875 · ownership.xml · nonDerivative · entry 3 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 3, 2022, the reporting person filed a Form 4 that erroneously reported the amounts of common shares acquired and withheld in connection with the full exercises on March 1, 2022 of the reporting person's director stock options, resulting in the reporting person overreporting the amount of common shares beneficially owned by the reporting person, directly, following each of such transactions. The amounts acquired and withheld in connection with such exercises and the resulting amounts of common shares beneficially owned by the reporting person, directly, following each of such transactions are as reported in this amendment. F4 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. F1 · balance_after: On March 3, 2022, the reporting person filed a Form 4 that erroneously reported the amounts of common shares acquired and withheld in connection with the full exercises on March 1, 2022 of the reporting person's director stock options, resulting in the reporting person overreporting the amount of common shares beneficially owned by the reporting person, directly, following each of such transactions. The amounts acquired and withheld in connection with such exercises and the resulting amounts of common shares beneficially owned by the reporting person, directly, following each of such transactions are as reported in this amendment. Read SEC document |
| March 01, 2022 Filed Apr 22, 2022 16:00 UTC Amendment | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Tax withholdingCommon Shares | 201,770 | $0.89 | $179,555.12 |
DisclosureSEC source: 0001539497-22-000875 · ownership.xml · nonDerivative · entry 2 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,806 F1 · shares: On March 3, 2022, the reporting person filed a Form 4 that erroneously reported the amounts of common shares acquired and withheld in connection with the full exercises on March 1, 2022 of the reporting person's director stock options, resulting in the reporting person overreporting the amount of common shares beneficially owned by the reporting person, directly, following each of such transactions. The amounts acquired and withheld in connection with such exercises and the resulting amounts of common shares beneficially owned by the reporting person, directly, following each of such transactions are as reported in this amendment. F3 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on February 28, 2022 of C$1.13, which was converted using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. F1 · balance_after: On March 3, 2022, the reporting person filed a Form 4 that erroneously reported the amounts of common shares acquired and withheld in connection with the full exercises on March 1, 2022 of the reporting person's director stock options, resulting in the reporting person overreporting the amount of common shares beneficially owned by the reporting person, directly, following each of such transactions. The amounts acquired and withheld in connection with such exercises and the resulting amounts of common shares beneficially owned by the reporting person, directly, following each of such transactions are as reported in this amendment. Read SEC document |
| March 01, 2022 Filed Apr 22, 2022 16:00 UTC Amendment | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 300,000 | $0.60 | $179,550.00 |
DisclosureSEC source: 0001539497-22-000875 · ownership.xml · nonDerivative · entry 1 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 3, 2022, the reporting person filed a Form 4 that erroneously reported the amounts of common shares acquired and withheld in connection with the full exercises on March 1, 2022 of the reporting person's director stock options, resulting in the reporting person overreporting the amount of common shares beneficially owned by the reporting person, directly, following each of such transactions. The amounts acquired and withheld in connection with such exercises and the resulting amounts of common shares beneficially owned by the reporting person, directly, following each of such transactions are as reported in this amendment. F2 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.76 using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. F1 · balance_after: On March 3, 2022, the reporting person filed a Form 4 that erroneously reported the amounts of common shares acquired and withheld in connection with the full exercises on March 1, 2022 of the reporting person's director stock options, resulting in the reporting person overreporting the amount of common shares beneficially owned by the reporting person, directly, following each of such transactions. The amounts acquired and withheld in connection with such exercises and the resulting amounts of common shares beneficially owned by the reporting person, directly, following each of such transactions are as reported in this amendment. Read SEC document |
| December 17, 2021 Filed Dec 17, 2021 16:11 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 275,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001539497-21-002102 · ownership.xml · derivative · entry 1 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Shares · 275,000 shares Expires 2024-12-17 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$1.36 using an exchange rate of C$1.2782=US$1.00 as reported by the Bank of Canada on December 16, 2021. Read SEC document |
| September 16, 2021 Filed Sep 17, 2021 16:31 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $0.74 | $0.00 |
DisclosureSEC source: 0001539497-21-001373 · ownership.xml · derivative · entry 6 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 500,000 shares Expires 2021-09-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.94 using an exchange rate of C$1.2651 = US$1.00 as reported by the Bank of Canada on September 15, 2021. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 500,000 Common Shares, became exercisable as follows: 50% on issuance date of July 21, 2016; 25% on January 21, 2017; and the remaining balance on July 21, 2017. Read SEC document |
| September 16, 2021 Filed Sep 17, 2021 16:31 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Tax withholdingCommon Shares | 423,424 | $0.88 | $371,512.22 |
DisclosureSEC source: 0001539497-21-001373 · ownership.xml · nonDerivative · entry 2 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,576 F2 · price: Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on September 15, 2021 of C$1.11, which was converted using an exchange rate of C$1.2651 = US$1.00 as reported by the Bank of Canada on September 15, 2021. Read SEC document |
| September 16, 2021 Filed Sep 17, 2021 16:31 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 500,000 | $0.74 | $371,500.00 |
DisclosureSEC source: 0001539497-21-001373 · ownership.xml · nonDerivative · entry 1 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.94 using an exchange rate of C$1.2651 = US$1.00 as reported by the Bank of Canada on September 15, 2021. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 16:52 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001785982-20-000868 · sf0024h_form4.xml · derivative · entry 1 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2023-09-18 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 16:00 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | PurchaseCommon Shares | 2,000 | $0.60 | $1,191.00 |
DisclosureSEC source: 0001213900-19-024726 · ownership.xml · nonDerivative · entry 1 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| November 15, 2018 Filed Dec 6, 2018 17:43 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001615774-18-013964 · ownership.xml · derivative · entry 1 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Shares · 300,000 shares Expires 2023-11-15 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.54 using an exchange rate of C$1.2773=US$1.00 as reported by the Bank of Canada on November 15, 2018. F2 · derivative.exercise_date: The option vests as follows: 50% on 05/15/2019; 25% on 11/15/2019; 25% on 05/15/2020. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 17:01 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001615774-17-006557 · s108110_form4.xml · derivative · entry 1 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Shares · 200,000 shares Expires 2022-11-09 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of $0.47 using an exchange rate of C$1.2692=US$1.00. F2 · derivative.exercise_date: This option is fully vested Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 18:09 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001140361-17-011071 · doc1.xml · derivative · entry 1 Wightman Anna Castner · CIK 0001688585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Shares · 300,000 shares Expires 2022-03-06 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of $0.76 using an exchange rate of C$1.3410=US$1.00. F2 · derivative.exercise_date: The option vests as follows: 50% on 9/2/2017; 25% on 3/6/2018; 25% on 9/2/2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.