Last 12 months
Inside the activity.
0 purchase rows · 30 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 9 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 16 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2019 Filed Jun 14, 2019 21:29 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 426,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000107 · wf-form4_156054774447573.xml · nonDerivative · entry 7 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 582,064 F6 · ownership.nature: Shares held by the Rekha S. Seendripu 2018 Annuity Trust dated May 12, 2018, a grantor retained annuity trust, for which the Reporting Person serves as trustee. Read SEC document |
| June 11, 2019 Filed Jun 14, 2019 21:29 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 426,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000107 · wf-form4_156054774447573.xml · nonDerivative · entry 6 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 941,225 F2 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| June 11, 2019 Filed Jun 14, 2019 21:29 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 426,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000107 · wf-form4_156054774447573.xml · nonDerivative · entry 5 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 582,064 F5 · ownership.nature: Shares held by the Kishore V. Seendripu 2018 Annuity Trust dated May 12, 2018, a grantor retained annuity trust, for which the Reporting Person serves as trustee. Read SEC document |
| May 30, 2019 Filed Jun 14, 2019 21:29 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 805,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000107 · wf-form4_156054774447573.xml · nonDerivative · entry 4 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 805,622 F4 · ownership.nature: Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee. Read SEC document |
| May 30, 2019 Filed Jun 14, 2019 21:29 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 805,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000107 · wf-form4_156054774447573.xml · nonDerivative · entry 3 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 514,748 F2 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 30, 2019 Filed Jun 14, 2019 21:29 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 805,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000107 · wf-form4_156054774447573.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 805,622 F3 · ownership.nature: Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee. Read SEC document |
| May 30, 2019 Filed Jun 14, 2019 21:29 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 805,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000107 · wf-form4_156054774447573.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,320,370 F1 · balance_after: Excludes an aggregate of 2,017,082 shares that were included in prior Forms 4 as part of the end of period holdings of the Seendripu Family Trust dated 10/5/09 (the "Family Trust"). Of these 2,017,082 shares, 1,008,541 shares are held by the Kishore V. Seendripu 2018 Annuity Trust dated May 12, 2018 and 1,008,541 shares are held by the Rekha S. Seendripu 2018 Annuity Trust dated May 12, 2018 (together, the "2018 Annuity Trusts"). On May 30, 2018, the Family Trust transferred 1,008,541 shares to each of the 2018 Annuity Trusts for no consideration. F2 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 22, 2019 Filed May 22, 2019 23:36 UTC |
LaChance Michael J.Vice President, Operations
|
SaleCommon Stock | 36,470 | $21.65 | $789,535.38 |
DisclosureSEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · nonDerivative · entry 3 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,970 F3 · price: Represents the weighted average share price of an aggregate total of 36,470 shares sold in the price range of $21.515 to $21.80 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 21, 2019 Filed May 22, 2019 23:36 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 460 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000091 · wf-form4_155856816081237.xml · derivative · entry 8 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,123 Underlying: Common Stock · 460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F8 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2019. On May 21, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 21, 2019. F8 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2019. On May 21, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 21, 2019. Read SEC document |
| May 21, 2019 Filed May 22, 2019 23:36 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 106 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000091 · wf-form4_155856816081237.xml · derivative · entry 7 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,636 Underlying: Common Stock · 106 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F7 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 3,739 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2019. On May 21, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 21, 2019. F7 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 3,739 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2019. On May 21, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 21, 2019. Read SEC document |
| May 21, 2019 Filed May 22, 2019 23:36 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 227 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000091 · wf-form4_155856816081237.xml · derivative · entry 6 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 227 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 8,000 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2019. On May 21, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 21, 2019. F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 8,000 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2019. On May 21, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 21, 2019. Read SEC document |
| May 21, 2019 Filed May 22, 2019 23:36 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000091 · wf-form4_155856816081237.xml · derivative · entry 5 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 10,000 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2019. On May 21, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 21, 2019. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 10,000 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2019. On May 21, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 21, 2019. Read SEC document |
| May 21, 2019 Filed May 22, 2019 23:36 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 256 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000091 · wf-form4_155856816081237.xml · derivative · entry 4 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 9,000 RSUs subject to the award shall vest on May 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on May 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2019. On May 21, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 21, 2019. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 9,000 RSUs subject to the award shall vest on May 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on May 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2019. On May 21, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 21, 2019. Read SEC document |
| May 21, 2019 Filed May 22, 2019 23:36 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Tax withholdingCommon Stock | 1,333 | $22.37 | $29,819.21 |
DisclosureSEC source: 0001288469-19-000091 · wf-form4_155856816081237.xml · nonDerivative · entry 2 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,784 Read SEC document |
| May 21, 2019 Filed May 22, 2019 23:36 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionCommon Stock | 1,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000091 · wf-form4_155856816081237.xml · nonDerivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 647 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2019. Read SEC document |
| May 21, 2019 Filed May 22, 2019 19:40 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Exercise / conversionRestricted Stock Units · Derivative | 716 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000099 · wf-form4_155856839478472.xml · derivative · entry 8 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,184 Underlying: Common Stock · 716 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2019. On May 21, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 21, 2019. F6 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2019. On May 21, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 21, 2019. Read SEC document |
| May 21, 2019 Filed May 22, 2019 19:40 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Exercise / conversionRestricted Stock Units · Derivative | 408 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000099 · wf-form4_155856839478472.xml · derivative · entry 7 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,054 Underlying: Common Stock · 408 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 13,836 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2019. On May 21, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 21, 2019. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 13,836 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2019. On May 21, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 21, 2019. Read SEC document |
| May 21, 2019 Filed May 22, 2019 19:40 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Exercise / conversionRestricted Stock Units · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000099 · wf-form4_155856839478472.xml · derivative · entry 6 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,178 Underlying: Common Stock · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,417 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2019. On May 21, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 21, 2019. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,417 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2019. On May 21, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 21, 2019. Read SEC document |
| May 21, 2019 Filed May 22, 2019 19:40 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Exercise / conversionRestricted Stock Units · Derivative | 590 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000099 · wf-form4_155856839478472.xml · derivative · entry 5 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 590 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 20,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2019. On May 21, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 21, 2019. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 20,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2019. On May 21, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 21, 2019. Read SEC document |
| May 21, 2019 Filed May 22, 2019 19:40 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Tax withholdingCommon Stock | 2,464 | $22.37 | $55,119.68 |
DisclosureSEC source: 0001288469-19-000099 · wf-form4_155856839478472.xml · nonDerivative · entry 2 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,221 Read SEC document |
| May 21, 2019 Filed May 22, 2019 19:40 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Exercise / conversionCommon Stock | 2,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000099 · wf-form4_155856839478472.xml · nonDerivative · entry 1 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:35 UTC |
Bollesen MichaelVice President of Sales
|
GrantRestricted Stock Units · Derivative | 13,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000090 · wf-form4_155856813112607.xml · derivative · entry 1 Bollesen Michael · CIK 0001747650 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,507 Underlying: Common Stock · 13,507 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:36 UTC |
Kwong Connie H.Corporate Controller & PAO
|
GrantRestricted Stock Units · Derivative | 10,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000091 · wf-form4_155856816081237.xml · derivative · entry 3 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,130 Underlying: Common Stock · 10,130 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:39 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 2,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000097 · wf-form4_155856833635313.xml · derivative · entry 8 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,903 Underlying: Common Stock · 2,896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F7 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. F7 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:39 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 5,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000097 · wf-form4_155856833635313.xml · derivative · entry 7 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,879 Underlying: Common Stock · 5,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 167,029 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019. F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 167,029 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:39 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 4,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000097 · wf-form4_155856833635313.xml · derivative · entry 6 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 135,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 135,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:39 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GrantRestricted Stock Units · Derivative | 90,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000097 · wf-form4_155856833635313.xml · derivative · entry 5 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,049 Underlying: Common Stock · 90,049 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs subject to the award shall vest on May 20, 2020, and one-fourth (1/4th) of the RSUs subject to the award shall vest on each May 20 thereafter, such that the award shall be fully vested on May 20, 2023. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs subject to the award shall vest on May 20, 2020, and one-fourth (1/4th) of the RSUs subject to the award shall vest on each May 20 thereafter, such that the award shall be fully vested on May 20, 2023. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:39 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Tax withholdingCommon Stock | 12,254 | $22.21 | $272,161.34 |
DisclosureSEC source: 0001288469-19-000097 · wf-form4_155856833635313.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,466 Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:39 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 12,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000097 · wf-form4_155856833635313.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:40 UTC |
WALSH BRENDANVP, Product Line Marketing
|
GrantRestricted Stock Units · Derivative | 22,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000099 · wf-form4_155856839478472.xml · derivative · entry 4 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,512 Underlying: Common Stock · 22,512 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:40 UTC |
WALSH BRENDANVP, Product Line Marketing
|
GrantRestricted Stock Units · Derivative | 20,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000099 · wf-form4_155856839478472.xml · derivative · entry 3 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,261 Underlying: Common Stock · 20,261 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:37 UTC |
LING CURTISChief Technical Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000093 · wf-form4_155856821934231.xml · derivative · entry 7 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,307 Underlying: Common Stock · 1,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F7 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F7 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:37 UTC |
LING CURTISChief Technical Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 781 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000093 · wf-form4_155856821934231.xml · derivative · entry 6 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,044 Underlying: Common Stock · 781 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:37 UTC |
LING CURTISChief Technical Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000093 · wf-form4_155856821934231.xml · derivative · entry 5 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,674 Underlying: Common Stock · 1,406 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 45,388 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 45,388 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:37 UTC |
LING CURTISChief Technical Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000093 · wf-form4_155856821934231.xml · derivative · entry 4 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,673 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 54,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 54,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:37 UTC |
LING CURTISChief Technical Officer
|
GrantRestricted Stock Units · Derivative | 25,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000093 · wf-form4_155856821934231.xml · derivative · entry 3 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,326 Underlying: Common Stock · 25,326 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:37 UTC |
LING CURTISChief Technical Officer
|
Tax withholdingCommon Stock | 5,112 | $22.21 | $113,537.52 |
DisclosureSEC source: 0001288469-19-000093 · wf-form4_155856821934231.xml · nonDerivative · entry 2 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 961,503 Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:37 UTC |
LING CURTISChief Technical Officer
|
Exercise / conversionCommon Stock | 5,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000093 · wf-form4_155856821934231.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 966,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 879 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:38 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionRestricted Stock Units · Derivative | 926 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000096 · wf-form4_155856830649529.xml · derivative · entry 8 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,089 Underlying: Common Stock · 926 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F8 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 29,917 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. F8 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 29,917 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:38 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionRestricted Stock Units · Derivative | 1,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000096 · wf-form4_155856830649529.xml · derivative · entry 7 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,355 Underlying: Common Stock · 1,575 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F7 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 50,835 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019. F7 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 50,835 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:38 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionRestricted Stock Units · Derivative | 1,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000096 · wf-form4_155856830649529.xml · derivative · entry 6 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 57,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 57,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:38 UTC |
REDDY MADHUKARVP, Central Engineering
|
GrantRestricted Stock Units · Derivative | 30,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000096 · wf-form4_155856830649529.xml · derivative · entry 5 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,391 Underlying: Common Stock · 30,391 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:38 UTC |
REDDY MADHUKARVP, Central Engineering
|
Tax withholdingCommon Stock | 4,267 | $22.21 | $94,770.07 |
DisclosureSEC source: 0001288469-19-000096 · wf-form4_155856830649529.xml · nonDerivative · entry 2 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,498 Read SEC document |
| May 20, 2019 Filed May 22, 2019 19:38 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionCommon Stock | 4,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000096 · wf-form4_155856830649529.xml · nonDerivative · entry 1 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 882 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:38 UTC |
LOUGHEED JAMESSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 581 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000095 · wf-form4_155856827734677.xml · derivative · entry 5 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,205 Underlying: Common Stock · 581 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:38 UTC |
LOUGHEED JAMESSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 1,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000095 · wf-form4_155856827734677.xml · derivative · entry 4 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,246 Underlying: Common Stock · 1,806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:38 UTC |
LOUGHEED JAMESSee Remarks
|
GrantRestricted Stock Units · Derivative | 20,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000095 · wf-form4_155856827734677.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,261 Underlying: Common Stock · 20,261 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:38 UTC |
LOUGHEED JAMESSee Remarks
|
Tax withholdingCommon Stock | 2,387 | $22.21 | $53,015.27 |
DisclosureSEC source: 0001288469-19-000095 · wf-form4_155856827734677.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,539 Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:38 UTC |
LOUGHEED JAMESSee Remarks
|
Exercise / conversionCommon Stock | 2,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000095 · wf-form4_155856827734677.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:39 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionRestricted Stock Units · Derivative | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000098 · wf-form4_155856836658571.xml · derivative · entry 6 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,452 Underlying: Common Stock · 565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.