Last 12 months
Inside the activity.
7 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 6 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2016 Filed Dec 8, 2016 17:58 UTC |
Tucker Douglas J.SVP Corporate Counsel
|
Exercise / conversionCommon Stock | 5,000 | $17.50 | $87,500.00 |
DisclosureSEC source: 0001593968-16-001287 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 17:22 UTC |
HOLSCHBACH LEON JDirector · CEO
|
Tax withholdingCommon Stock | 389 | $32.97 | $12,825.33 |
DisclosureSEC source: 0001593968-16-001272 · primary_01.xml · nonDerivative · entry 1 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,561 F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 17:20 UTC |
Stewart James RandallChief Risk Officer
|
Tax withholdingCommon Sock | 93 | $32.97 | $3,066.21 |
DisclosureSEC source: 0001593968-16-001270 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,844 F1 · balance_after: This amount includes an adjustment to the amount included on the reporting persons last Form 4. That Form 4 did not correctly subtract the 112 shares which were reported as disposed of in connection with the Federal tax withholding for the 11/3/2016 restricted stock vest. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 17:21 UTC |
Shaw Thomas DDirector
|
PurchaseCommon Stock | 3,040 | $32.86 | $99,888.32 |
DisclosureSEC source: 0001593968-16-001271 · primary_01.xml · nonDerivative · entry 1 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Thomas D. Shaw A&R Trust Disclosed balance after: 11,658 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.85 - $32.86 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in footnote 1 to this form. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose F3 · ownership.nature: Prior Section 16 reports for the reporting person incorrectly included indirect holdings under two separate trusts. In fact, these two previously identified trusts are the same trust. The full name of the trust is the Thomas D. Shaw Trust, originally dated 10/27/72, as amended and restated 3/25/14. All shares of the issuer held by this trust are correctly represented on this Form 4. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 22:23 UTC |
Schaubert Sharon A.SVP Banking Services
|
Exercise / conversionOption (right to buy) · Derivative | 6,500 | $0.00 Strike: $14.70 | $0.00 |
DisclosureSEC source: 0001593968-16-001273 · primary_01.xml · derivative · entry 4 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,500 shares Expires 2018-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 05/05/2008 date of grant. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 22:23 UTC |
Schaubert Sharon A.SVP Banking Services
|
Tax withholdingCommon Stock | 2,899 | $32.97 | $95,580.03 |
DisclosureSEC source: 0001593968-16-001273 · primary_01.xml · nonDerivative · entry 3 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,530 Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 22:23 UTC |
Schaubert Sharon A.SVP Banking Services
|
Exercise / conversionCommon Stock | 6,500 | $32.97 | $214,305.00 |
DisclosureSEC source: 0001593968-16-001273 · primary_01.xml · nonDerivative · entry 2 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 22:23 UTC |
Schaubert Sharon A.SVP Banking Services
|
Tax withholdingCommon Stock | 98 | $32.97 | $3,231.06 |
DisclosureSEC source: 0001593968-16-001273 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,929 F1 · balance_after: This amount includes an adjustment to the amount included on the reporting persons last Form 4. That Form 4 did not correctly subtract the 103 shares which were reported as disposed of in connection with the Federal tax withholding for the 11/3/2016 restricted stock vest. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 22:19 UTC |
Tucker Douglas J.SVP Corporate Counsel
|
Tax withholdingCommon Stock | 123 | $32.97 | $4,055.31 |
DisclosureSEC source: 0001593968-16-001269 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,056 Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 22:18 UTC |
Mefford Jeffrey S.EVP-Banking
|
Tax withholdingCommon Stock | 135 | $32.97 | $4,450.95 |
DisclosureSEC source: 0001593968-16-001268 · primary_01.xml · nonDerivative · entry 1 Mefford Jeffrey S. · CIK 0001526238 · EVP-Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,953.795 F1 · balance_after: This amount includes an adjustment to the amount included on the reporting persons last Form 4. That Form 4 did not correctly subtract the 134 shares which were reported as disposed of in connection with the Federal tax withholding for the 11/3/2016 restricted stock vest. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 22:17 UTC | Tax withholdingCommon Stock | 218 | $32.97 | $7,187.46 |
DisclosureSEC source: 0001593968-16-001267 · primary_01.xml · nonDerivative · entry 1 Ludwig Jeffrey G. · CIK 0001526235 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,669.837 F1 · balance_after: This amount includes an adjustment to the amount included on the reporting persons last Form 4. That Form 4 did not correctly subtract the 209 shares which were reported as disposed of in connection with the Federal tax withholding for the 11/3/2016 restricted stock vest. Read SEC document |
|
| December 02, 2016 Filed Dec 5, 2016 22:14 UTC |
Brunoehler Jeffrey A.SVP Credit - CCO
|
Tax withholdingCommon Stock | 110 | $32.97 | $3,626.70 |
DisclosureSEC source: 0001593968-16-001266 · primary_01.xml · nonDerivative · entry 1 Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,314.123 Read SEC document |
| December 02, 2016 Filed Jan 19, 2017 13:37 UTC |
Schultz Robert F.Director
|
OtherCommon Stock | 195 | $32.45 | $6,327.15 |
DisclosureSEC source: 0001593968-17-000103 · primary_01.xml · nonDerivative · entry 2 Schultz Robert F. · CIK 0001526325 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Summit Investors, LLP Disclosed balance after: 35,642 F3 · shares: 195 shares have been added to reflect automatic dividend reinvestments since the Reporting Persons last Form 4, pursuant to Rule 16a-11 F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose Read SEC document |
| December 02, 2016 Filed Jan 19, 2017 13:37 UTC |
Schultz Robert F.Director
|
OtherCommon Stock | 11 | $32.57 | $358.23 |
DisclosureSEC source: 0001593968-17-000103 · primary_01.xml · nonDerivative · entry 1 Schultz Robert F. · CIK 0001526325 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 2,044 F1 · shares: 11 shares have been added to reflect automatic dividend reinvestments since the Reporting Persons last Form 4, pursuant to Rule 16a-11 F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 20:42 UTC |
Tucker Douglas J.SVP Corporate Counsel
|
SaleCommon Stock | 2,416 | $28.90 | $69,822.40 |
DisclosureSEC source: 0001593968-16-001237 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,179 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.75 - $29.11 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. F2 · balance_after: This amount includes an adjustment to the amount included on the reporting persons last Form 4. That Form 4 did not correctly subtract the 144 shares which were reported as disposed of in connection with the Federal tax withholding for the 11/3/2016 restricted stock vest. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 14:45 UTC |
HOLSCHBACH LEON JDirector · CEO
|
GrantRestricted Stock Unit · Derivative | 7,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001226 · primary_01.xml · derivative · entry 1 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,048 Underlying: Common Stock · 7,048 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units vest in the two equal annual installments beginning one year after the November 16, 2016 date of grant F1 · derivative.exercise_date: The restricted stock units vest in the two equal annual installments beginning one year after the November 16, 2016 date of grant F1 · derivative.expiration_date: The restricted stock units vest in the two equal annual installments beginning one year after the November 16, 2016 date of grant Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:13 UTC |
Thompson Kevin LChief Financial Officer
|
GrantOption (right to buy) · Derivative | 5,556 | $0.00 Strike: $28.59 | $0.00 |
DisclosureSEC source: 0001593968-16-001222 · primary_01.xml · derivative · entry 2 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,556 Underlying: Common Stock · 5,556 shares Expires 2026-11-16 F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:13 UTC |
Thompson Kevin LChief Financial Officer
|
GrantCommon Stock | 2,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001222 · primary_01.xml · nonDerivative · entry 1 Thompson Kevin L · CIK 0001689815 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,350 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 11:16 UTC |
Stewart James RandallChief Risk Officer
|
GrantOption (right to buy) · Derivative | 4,532 | $0.00 Strike: $28.59 | $0.00 |
DisclosureSEC source: 0001593968-16-001225 · primary_01.xml · derivative · entry 2 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,532 Underlying: Common Stock · 4,532 shares Expires 2026-11-16 F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 11:16 UTC |
Stewart James RandallChief Risk Officer
|
GrantCommon Stock | 1,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001225 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,049 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:15 UTC |
Mefford Jeffrey S.EVP-Banking
|
GrantOption (right to buy) · Derivative | 5,341 | $0.00 Strike: $28.59 | $0.00 |
DisclosureSEC source: 0001593968-16-001224 · primary_01.xml · derivative · entry 2 Mefford Jeffrey S. · CIK 0001526238 · EVP-Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,341 Underlying: Common Stock · 5,341 shares Expires 2026-11-16 F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:15 UTC |
Mefford Jeffrey S.EVP-Banking
|
GrantCommon Stock | 2,259 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001224 · primary_01.xml · nonDerivative · entry 1 Mefford Jeffrey S. · CIK 0001526238 · EVP-Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,222.795 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:14 UTC | GrantOption (right to buy) · Derivative | 8,383 | $0.00 Strike: $28.59 | $0.00 |
DisclosureSEC source: 0001593968-16-001223 · primary_01.xml · derivative · entry 3 Ludwig Jeffrey G. · CIK 0001526235 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,383 Underlying: Common Stock · 8,383 shares Expires 2026-11-16 F3 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant. Read SEC document |
|
| November 16, 2016 Filed Nov 18, 2016 16:14 UTC | GrantCommon Stock | 3,546 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001223 · primary_01.xml · nonDerivative · entry 1 Ludwig Jeffrey G. · CIK 0001526235 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,096.837 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
|
| November 16, 2016 Filed Nov 18, 2016 16:09 UTC |
Tucker Douglas J.SVP Corporate Counsel
|
GrantOption (right to buy) · Derivative | 5,405 | $0.00 Strike: $28.59 | $0.00 |
DisclosureSEC source: 0001593968-16-001221 · primary_01.xml · derivative · entry 2 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,405 Underlying: Common Stock · 5,405 shares Expires 2026-11-16 F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:09 UTC |
Tucker Douglas J.SVP Corporate Counsel
|
GrantCommon Stock | 2,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001221 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,739 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:08 UTC |
Schaubert Sharon A.SVP Banking Services
|
GrantOption (right to buy) · Derivative | 4,157 | $0.00 Strike: $28.59 | $0.00 |
DisclosureSEC source: 0001593968-16-001220 · primary_01.xml · derivative · entry 2 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,157 Underlying: Common Stock · 4,157 shares Expires 2026-11-16 F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:08 UTC |
Schaubert Sharon A.SVP Banking Services
|
GrantCommon Stock | 1,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001220 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,130 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:07 UTC |
Brunoehler Jeffrey A.SVP Credit - CCO
|
GrantOption (right to buy) · Derivative | 4,475 | $0.00 Strike: $28.59 | $0.00 |
DisclosureSEC source: 0001593968-16-001219 · primary_01.xml · derivative · entry 2 Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,475 Underlying: Common Stock · 4,475 shares Expires 2026-11-16 F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 16:07 UTC |
Brunoehler Jeffrey A.SVP Credit - CCO
|
GrantCommon Stock | 1,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001219 · primary_01.xml · nonDerivative · entry 1 Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,424.123 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 16:48 UTC |
Stewart James RandallChief Risk Officer
|
Tax withholdingCommon Stock | 112 | $24.98 | $2,797.76 |
DisclosureSEC source: 0001593968-16-001179 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,020 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 21:46 UTC |
Schaubert Sharon A.SVP Banking Services
|
Tax withholdingCommon Stock | 103 | $24.98 | $2,572.94 |
DisclosureSEC source: 0001593968-16-001177 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,268 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 21:47 UTC |
Ludwig Jeffrey G.EVP & CFO
|
Tax withholdingCommon Stock | 209 | $24.98 | $5,220.82 |
DisclosureSEC source: 0001593968-16-001178 · primary_01.xml · nonDerivative · entry 1 Ludwig Jeffrey G. · CIK 0001526235 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,341.837 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 21:43 UTC |
Tucker Douglas J.SVP Corporate Counsel
|
Tax withholdingCommon Stock | 144 | $24.98 | $3,597.12 |
DisclosureSEC source: 0001593968-16-001176 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,309 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 21:42 UTC |
Mefford Jeffrey S.EVP-Banking
|
Tax withholdingCommon Stock | 134 | $24.98 | $3,347.32 |
DisclosureSEC source: 0001593968-16-001175 · primary_01.xml · nonDerivative · entry 1 Mefford Jeffrey S. · CIK 0001526238 · EVP-Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,829.795 F1 · security: RSA with 4yr - 25% vesting schedule Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 18:16 UTC |
HOLSCHBACH LEON JDirector · CEO
|
GrantCommon Share Equivalent · Derivative | 29.5027 | $25.34 | $747.60 |
DisclosureSEC source: 0001593968-16-001098 · primary_01.xml · derivative · entry 2 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,969.6711 Underlying: Common Stock · 29.5027 shares Expires not disclosed F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 18:18 UTC |
Shaw Thomas DDirector
|
GrantCommon Share Equivalent · Derivative | 144.3442 | $25.34 | $3,657.68 |
DisclosureSEC source: 0001593968-16-001100 · primary_01.xml · derivative · entry 5 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,106.3597 Underlying: Common Stock · 144.3442 shares Expires not disclosed F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 18:18 UTC |
Shaw Thomas DDirector
|
GrantCommon Share Equivalent · Derivative | 136.8883 | $25.34 | $3,468.75 |
DisclosureSEC source: 0001593968-16-001100 · primary_01.xml · derivative · entry 4 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,962.0155 Underlying: Common Stock · 136.8883 shares Expires not disclosed F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 18:18 UTC |
Shaw Thomas DDirector
|
GrantCommon Share Equivalent · Derivative | 547.5533 | $25.34 | $13,875.00 |
DisclosureSEC source: 0001593968-16-001100 · primary_01.xml · derivative · entry 3 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,825.1272 Underlying: Common Stock · 547.5533 shares Expires not disclosed F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 18:59 UTC |
Mefford Jeffrey S.EVP-Banking
|
GrantCommon Stock | 50.795 | $25.34 | $1,287.15 |
DisclosureSEC source: 0001593968-16-001073 · primary_01.xml · nonDerivative · entry 1 Mefford Jeffrey S. · CIK 0001526238 · EVP-Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,963.795 F1 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter. Includes 27.25 shares received as dividends on June 30 2016 but not included on the Form 4 for the reporting person at that time. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:10 UTC |
McDonnell Jeffrey MDirector
|
GrantCommon Share Equivalents · Derivative | 11.9812 | $25.34 | $303.60 |
DisclosureSEC source: 0001593968-16-001094 · primary_01.xml · derivative · entry 3 McDonnell Jeffrey M · CIK 0001672608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,784.7568 Underlying: Common Stock · 11.9812 shares Expires not disclosed F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:10 UTC |
McDonnell Jeffrey MDirector
|
GrantCommon Share Equivalents · Derivative | 34.5304 | $25.34 | $875.00 |
DisclosureSEC source: 0001593968-16-001094 · primary_01.xml · derivative · entry 2 McDonnell Jeffrey M · CIK 0001672608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,772.7756 Underlying: Common Stock · 34.5304 shares Expires not disclosed F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:10 UTC |
McDonnell Jeffrey MDirector
|
GrantCommon Share Equivalents · Derivative | 138.1215 | $25.34 | $3,500.00 |
DisclosureSEC source: 0001593968-16-001094 · primary_01.xml · derivative · entry 1 McDonnell Jeffrey M · CIK 0001672608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,738.2452 Underlying: Common Stock · 138.1215 shares Expires not disclosed F1 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:11 UTC |
McDaniel Jerry L.Director
|
GrantCommon Share Equivalent · Derivative | 110.0484 | $25.34 | $2,788.63 |
DisclosureSEC source: 0001593968-16-001095 · primary_01.xml · derivative · entry 9 McDaniel Jerry L. · CIK 0001671605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,491.7625 Underlying: Common Stock · 110.0484 shares Expires not disclosed F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:11 UTC |
McDaniel Jerry L.Director
|
GrantCommon Share Equivalent · Derivative | 136.8883 | $25.34 | $3,468.75 |
DisclosureSEC source: 0001593968-16-001095 · primary_01.xml · derivative · entry 8 McDaniel Jerry L. · CIK 0001671605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,381.7141 Underlying: Common Stock · 136.8883 shares Expires not disclosed F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:11 UTC |
McDaniel Jerry L.Director
|
GrantCommon Share Equivalent · Derivative | 547.5533 | $25.34 | $13,875.00 |
DisclosureSEC source: 0001593968-16-001095 · primary_01.xml · derivative · entry 7 McDaniel Jerry L. · CIK 0001671605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,244.8258 Underlying: Common Stock · 547.5533 shares Expires not disclosed F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:17 UTC |
Ramos Richard TDirector
|
GrantCommon Share Equivalent · Derivative | 125.2679 | $25.34 | $3,174.29 |
DisclosureSEC source: 0001593968-16-001099 · primary_01.xml · derivative · entry 6 Ramos Richard T · CIK 0001671608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,200.4589 Underlying: Common Stock · 125.2679 shares Expires not disclosed F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:17 UTC |
Ramos Richard TDirector
|
GrantCommon Share Equivalent · Derivative | 69.0608 | $25.34 | $1,750.00 |
DisclosureSEC source: 0001593968-16-001099 · primary_01.xml · derivative · entry 5 Ramos Richard T · CIK 0001671608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,075.191 Underlying: Common Stock · 69.0608 shares Expires not disclosed F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:17 UTC |
Ramos Richard TDirector
|
GrantCommon Share Equivalent · Derivative | 276.2431 | $25.34 | $7,000.00 |
DisclosureSEC source: 0001593968-16-001099 · primary_01.xml · derivative · entry 4 Ramos Richard T · CIK 0001671608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,006.1302 Underlying: Common Stock · 276.2431 shares Expires not disclosed F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 18:07 UTC |
Miller Dwight ADirector
|
GrantCommon Share Equivalents · Derivative | 80.0186 | $25.34 | $2,027.67 |
DisclosureSEC source: 0001593968-16-001092 · primary_01.xml · derivative · entry 4 Miller Dwight A · CIK 0001671611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,112.0396 Underlying: Common Stock · 80.0186 shares Expires not disclosed F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.